2018-11-14T16:01:47-06:00 2017-12-31 Kundinger Corder & Engle PC 475 Lincoln Street Suite 200 Denver CO 80203 990 2017-01-01 840813462 CHILDREN'S HOSPITAL COLORADO FOUNDATION CHIL 7207771700 13123 E 16TH AVENUE BOX 045 AURORA CO 80045 JENNIFER ROE DARLING PRESIDENT 7207771700 2018-11-15 1 Laurie Anderson P01416697 3035345953 2018-11-15 72.164.244.82 2018-11-14 15:01:32 MS P 4C6F90D5B18D9A11C6848E517D2975E4AD7741AE 4C6F90D5B18D9A11C6848E517D2975E4AD7741AE 2017 2019-02-21 02:37:17Z JENNIFER ROE DARLING 13123 E 16TH AVENUE BOX 045 AURORA CO 80045 77662956 0 X WWW.CHILDRENSHOSPITALCOLORADOFOUNDATION.ORG X 1978 CO SEE PART III, LINE 1 46 44 86 1000 0 0 53560229 52028164 0 0 521053 530148 1063628 1344594 55144910 53902906 34415948 36247863 0 0 7821438 8628568 0 0 10404088 2669462 2667056 44906848 47543487 10238062 6359419 63918412 64689016 22915858 17329452 41002554 47359564 X CHILDREN'S HOSPITAL COLORADO FOUNDATION EXISTS SOLELY TO SUPPORT CHILDREN'S HOSPITAL COLORADO. ITS MISSION IS TO IMPROVE THE HEALTH OF CHILDREN THROUGH THE PROVISION OF HIGH-QUALITY COORDINATED PROGRAMS OF PATIENT CARE, EDUCATION, RESEARCH AND ADVOCACY. WHEN IT WAS FOUNDED IN 1908 IN DENVER, COLORADO, CHILDREN'S HOSPITAL COLORADO SET OUT TO BE A LEADER IN PROVIDING THE BEST HEALTHCARE OUTCOMES FOR CHILDREN. THAT CALLING HAS CONSISTENTLY MADE US ONE OF THE TOP CHILDREN'S HOSPITALS IN THE NATION. IN ADDITION TO PROVIDING THE BEST POSSIBLE CARE FOR KIDS WHO NEED IT, WE ALSO WORK HARD TO KEEP KIDS OUT OF THE HOSPITAL. THROUGH MEDICAL RESEARCH AND ADVOCACY EFFORTS, WE ARE WORKING TOWARDS A WORLD WHERE KIDS ARE SAFER AND HEALTHIER AND WILL ONE DAY HAVE LESS NEED FOR A HOSPITAL. 0 0 24910366 24910366 THE FOUNDATION'S FUNCTION IS TO RAISE, MANAGE AND DISBURSE DONATED FUNDS ON BEHALF OF CHILDREN'S HOSPITAL COLORADO. DISTRIBUTIONS WERE MADE TO PROVIDE FUNDS FOR NUMEROUS SPECIFIC AND GENERAL PROGRAMS BENEFITTING PATIENT CARE, RESEARCH AND EDUCATION AS WELL AS PREVENTATIVE PROGRAMS. 11337497 11337497 AS PART OF THE FOUNDATION'S FUNCTION IS TO RAISE AND DISBURSE DONATED FUNDS ON BEHALF OF CHILDREN'S HOSPITAL COLORADO, ENDOWMENT DISTRIBUTIONS WERE MADE TO CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM, AN AFFILIATED ENTITY THAT INVESTS ENDOWMENTS TO PROVIDE A PERPETUAL SOURCE OF FUNDS FOR PROGRAMS BENEFITTING PATIENT CARE, RESEARCH AND EDUCATION, AS WELL AS PREVENTATIVE PROGRAMS. 36247863 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 1 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 97 10 1 86 1 0 0 0 0 0 1 1 0 0 0 0 X 46 44 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AL AR CA CO CT FL GA HI KS KY MA MD ME MI MN MO MS PA NC NJ ND NH NV NM NY OR OK OH RI SC TN UT VA WI WV X X RYAN PARMER 7207771700 13123 E 16TH AVENUE BOX 045 AURORA CO 80045 TED ANTENUCCI TRUSTEE 3.00 X 0 0 0 JOSESPH E WAGNER TRUSTEE 3.00 X 0 0 0 ROXANNE ANDERSON TRUSTEE 3.00 X 0 0 0 BOB CUCULICH TRUSTEE (FROM 4.18.17) 3.00 X 0 0 0 RONALD W WILLIAMS TRUSTEE 3.00 X 0 0 0 MIKE ASHER TRUSTEE 3.00 X 0 0 0 MARCY BENSON TRUSTEE 3.00 X 0 0 0 ED KERR TRUSTEE 3.00 X 0 0 0 BUCK BLESSING TRUSTEE 3.00 X 0 0 0 CELIA DIETRICH WATTLES TRUSTEE 3.00 X 0 0 0 DUNCAN WILCOX TRUSTEE 3.00 X 0 0 0 PETER CALAMARI TRUSTEE 3.00 X 0 0 0 BOB CLARK TRUSTEE 3.00 X 0 0 0 JAN CORTEZ TRUSTEE 3.00 X 0 0 0 PETER CULSHAW TRUSTEE 3.00 X 0 0 0 PHIL DOTY TRUSTEE 3.00 X 0 0 0 KATEY DRISCOLL TRUSTEE 3.00 X 0 0 0 SHANE FEIMAN TRUSTEE 3.00 X 0 0 0 JOHN FENLEY TRUSTEE 3.00 X 0 0 0 JOHN FREYER JR TRUSTEE 3.00 X 0 0 0 CALEB F GATES TRUSTEE 3.00 X 0 0 0 CANNON HARVEY TRUSTEE 3.00 X 0 0 0 SALLY HYBL TRUSTEE 3.00 X 0 0 0 WALTER ISENBERG TRUSTEE 3.00 X 0 0 0 THERESE IVANCOVICH TRUSTEE 3.00 X 0 0 0 BRANDON JOHNSON TRUSTEE 3.00 X 0 0 0 DAVID P KAPLAN TRUSTEE 3.00 X 0 0 0 STEVE KRIS TRUSTEE 3.00 X 0 0 0 EVI MAKOVSKY TRUSTEE 3.00 X 0 0 0 TOM MCGONAGLE TRUSTEE 3.00 X 0 0 0 SUSAN NOBLE TRUSTEE 3.00 X 0 0 0 KEVIN REIDY TRUSTEE 3.00 X 0 0 0 KRISTIN RICHARDSON TRUSTEE 3.00 X 0 0 0 BETSY SEARLE TRUSTEE 3.00 X 0 0 0 WAYNE BERGER TRUSTEE 3.00 X 0 0 0 ARLEN HELLER THROUGH 41817 TRUSTEE 3.00 X 0 0 0 BILL LINDSAY TRUSTEE 3.00 X 0 0 0 RICHARD E STODDARD IMMEDIATE PAST CHAIR 3.00 X 0 0 0 LAURA BARTON TRUSTEE 3.00 X 0 0 0 BARTH WHITHAM TRUSTEE 3.00 X 0 0 0 JENA HAUSMANN TRUSTEE (PRES. & CEO CHILDREN'S HOSPITAL CO) 4.00 40.00 X 0 1322456 253546 LAURA WRIGHT CHAIR 3.00 X X 0 0 0 STEVE WARNECKE TRUSTEE FROM 4.18.17 3.00 X 15022 0 953 FREDERICK B TAYLOR TREASURER & VICE CHAIR 3.00 X X 0 0 0 MOLLY BROEREN SECRETARY 3.00 X X 0 0 0 JEFFREY HARRINGTON TRUSTEE (SR. VP & CFO CHILDREN'S HOSPITAL CO) 4.00 40.00 X X 0 750556 162377 STEVE WINESETT PRESIDENT & CEO 50.00 X X 505833 0 131341 AMBER SODERMAN ASST. SECRETARY 40.00 X 73884 0 23437 ALEXANDER GIGUERE VICE PRESIDENT, FINANCE 50.00 X 162981 0 9519 JENNIFER DARLING SR. VICE PRESIDENT 50.00 X 287274 0 58537 CARY LARGER SR. VICE PRESIDENT 50.00 X 191537 0 62321 PEGGY WARNER SR. VICE PRESIDENT 50.00 X 196526 0 38339 BRIDGET RICHARDS SR. VICE PRESIDENT 50.00 X 197157 0 41833 SHARON MCMEEL VP PHILANTHROPY 50.00 X 164276 0 26555 MARYLOU HOUSTON DIRECTOR, MAJOR GIFTS 50.00 X 137308 0 18413 FRANK DEAN DIRECTOR, DEVELOPMENT SYST 50.00 X 141918 0 34632 MELISSA DOREMUS DIRECTOR CMNH 50.00 X 132236 0 15657 JAMES LEE PHILANTHROPY FELLOW 50.00 X 130774 0 30911 LESLIE SCHAEFFER VP PHILANTHROPY 50.00 X 127733 0 16913 2464459 2073012 925284 18 0 1 0 SO ASHER CONSULTANTS 706 VICTORIA AVENUE SASKATOON SK CA S7N 0Z2 CONSULTING SERVICES 707107 THE MARKETING DEN 3-3002 LOUISE ST SASKATOON SK CA SK S7J 3L8 MARKETING SERVICES - RAFFLE 359694 AMERGENT 9 CENTENNIAL DRIVE PEABODY MA 10960 MARKETING SERVICES - DIRECT RESPONSE 243622 KUSA-TV PO BOX 637367 CINCINNATI OH 452637367 ADVERTISING SERVICES - RAFFLE 236365 iHEART RADIO PO BOX 419499 BOSTON MA 022419499 ADVERTISING SERVICES - RAFFLE 235577 15 8093704 6000000 37934460 4554216 52028164 626841 626841 14532274 14628967 -96693 -96693 -96693 1476902 8093704 1476902 0 8998775 7654181 1344594 1344594 53902906 0 0 1874742 36247863 36247863 1794490 546289 1248201 5141966 113123 5028843 317050 54750 262300 896952 44878 852074 478110 45451 432659 54 27 27 6008 6008 198446 18852 179594 3476 3476 112825 2595 110230 416440 9578 406862 182851 366 182485 308728 46309 262419 DONOR COMMUNICATION, PU 689250 689 688561 MISCELLANEOUS AND OTHER 317864 318 317546 PROCESSING FEES AND REL 271000 542 270458 FUNDRAISING CULTIVATION 160114 1761 158353 47543487 36247863 891536 10404088 14903877 22697056 20634273 25648653 107965 2419639 1096182 1628064 1323457 18347361 6348339 774403 268197 7630434 8295349 63918412 64689016 3225404 2531507 19690454 14797945 22915858 17329452 X 8030574 8334864 22012327 29545383 10959653 9479317 41002554 47359564 63918412 64689016 X 6359419 -7454 5045 X 0 1 X 1 0 X 34960094 35221516 45255945 53560229 52028164 221025948 34960094 35221516 45255945 53560229 52028164 221025948 5650579 215375369 482462 645644 141353 523824 626841 2420124 128159 1063628 1344594 2536381 225982453 0.95310 0.96140 X SCHEDULE A, PART II, SECTION B, LINE 10 DURING THE YEAR THE ORGANIZATION CONDUCTED A RAFFLE GAMING EVENT GENERATING NET PROCEEDS OF $1,344,594. 6471000 9995000 94000 11370000 5190000 8247000 8911000 18000 10705000 6471000 6304000 13882000 -1000 11938000 8247000 10151000 5883000 30000 9760000 6304000 7582000 12782000 194000 10407000 10151000 0.00000 0.95000 0.05000 0 1 1 2415839 1096182 1319657 3800 3800 1323457 TRUST INTERESTS 7208525 457F PLAN ASSETS 724324 ASSETS RELATED TO RAFFLE EVENT 362500 8295349 PAYABLE TO AFFILIATES 14363992 ANNUITY OBLIGATIONS 433953 14797945 X Part V, Line 4: THE ORGANIZATION'S ENDOWED FUNDS PROVIDE AN IMPORTANT SOURCE OF FUNDING FOR CRUCIAL PROGRAMS THAT COUNT ON ENDOWMENT DISTRIBUTIONS TO PROVIDE A CONTINUAL SOURCE OF SUPPORT. Part X, Line 2: MANAGEMENT REVIEWS ITS TAX POSITIONS ANNUALLY AND HAS DETERMINED THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. COURAGE CLASSIC 2800457 2224331 576126 0 0 109536 210190 1750 254650 GALA 2191626 1480639 710987 0 0 43212 191605 128000 348170 132 4578523 4388734 189789 0 0 79681 37878 6025 66205 9570606 8093704 1476902 232429 439673 135775 669025 1476902 0 8998775 1095949 3241863 0 3316369 1 0.10000 8998775 1095949 3241863 3316369 7654181 1344594 CO 1 0 1 0 1.00000 RYAN PARMER 13123 E COLFAX AVENUE BOX 045 AURORA CO 80045 0 PETER CULSHAW THE GAMING MANAGER IS REQUIRED TO BE CONTINUOUSLY PRESENT DURING AND FOR AT LEAST 30 MINUTES AFTER THE RAFFLE DRAWING. X 1 1344594 1 CHILDREN'S HOSPITAL COLORADO 13123 EAST 16TH AVENUE AURORA CO 80045 840166760 501(C)(3) 24910366 THIS IS THE TOTAL OF ALL FUNDS DISTRIBUTED TO AND FOR THE SUPPORT OF CHILDREN'S HOSPITAL COLORADO DURING THE YEAR. THE FUNDS SUPPORT MANY DIFFERENT PROGRAMS, AND INCLUDE UNRESTRICTED AND TEMPORARILY RESTRICTED CONTRIBUTIONS TO BE HELD AS SUCH BY THE HOSPITAL UNTIL DONOR RESTRICTIONS HAVE BEEN MET. CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM 13123 EAST 16TH AVENUE AURORA CO 80045 454182666 501(C)(3) 11337497 THIS REPRESENTS THE TOTAL OF ALL ENDOWMENT RELATED FUNDS DISTRIBUTED TO THE HEALTH SYSTEM TO BE INVESTED FOR THE BENEFIT OF CHILDREN'S HOSPITAL COLORADO. THESE CONTRIBUTIONS ARE PREDOMINANTLY PERMANENTLY RESTRICTED, ALTHOUGH SOME ARE TEMPORARILY RESTRICTED. THE FUNDS ARE ADMINISTERED BY THE HEALTH SYSTEM IN ACCORDANCE WITH THE ORGANIZATION'S RELATED ENDOWMENT AGREEMENTS. 2 Part I, Line 2: THE ORGANIZATION ONLY MAKES DISTRIBUTIONS TO TWO RELATED 501(C)(3) ORGANIZATIONS, CHILDREN'S HOSPITAL COLORADO AND CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM. X X X X X 1 1 0 0 0 0 0 1 0 JENA HAUSMANN TRUSTEE (PRES. & CEO CHILDREN'S HOSP 0 841174 0 348750 0 132532 0 229700 0 23846 0 1576002 0 130179 JEFFREY HARRINGTON TRUSTEE (SR. VP & CFO CHILDREN'S HOS 0 519624 0 165641 0 65291 0 141146 0 21231 0 912933 0 61088 STEVE WINESETT PRESIDENT & CEO 390669 0 84217 0 30947 0 100117 0 31224 0 637174 0 0 0 ALEXANDER GIGUERE VICE PRESIDENT, FINANCE 142013 0 20238 0 730 0 8206 0 1313 0 172500 0 0 0 JENNIFER DARLING SR. VICE PRESIDENT 242672 0 43794 0 808 0 38000 0 20537 0 345811 0 0 0 CARY LARGER SR. VICE PRESIDENT 165775 0 25091 0 671 0 35361 0 26960 0 253858 0 0 0 PEGGY WARNER SR. VICE PRESIDENT 170194 0 24906 0 1426 0 34445 0 3894 0 234865 0 0 0 BRIDGET RICHARDS SR. VICE PRESIDENT 178323 0 18000 0 834 0 12311 0 29522 0 238990 0 0 0 SHARON MCMEEL VP PHILANTHROPY 143160 0 20475 0 641 0 9992 0 16563 0 190831 0 0 0 MARYLOU HOUSTON DIRECTOR, MAJOR GIFTS 124612 0 12552 0 144 0 0 0 18413 0 155721 0 0 0 FRANK DEAN DIRECTOR, DEVELOPMENT SYST 128624 0 13059 0 235 0 8074 0 26558 0 176550 0 0 0 JAMES LEE PHILANTHROPY FELLOW 118132 0 12048 0 594 0 7451 0 23460 0 161685 0 0 0 Part I, Lines 4a-b MELISSA DOREMUS RECEIVED A SEVERANCE PAYMENT OF $25,978 IN 2017. SCHEDULE J, PART I, LINE 4 STEVE WINESETT, JENNIFER DARLING, CARY LARGER AND PEGGY WARNER PARTICIPATED N A 457F PLAN SPONSORED BY THE ORGANIZATION, AND DURING THE YEAR ENDED DECEMBER 31, 2017, RECEIVED NON-VESTED CONTRIBUTIONS INTO THE PLAN IN THE AMOUNTS OF $84,217, $25,000, $25,000, AND $25,000, RESPECTIVELY. SCHEDULE J, PART I, LINE 7 DISCRETIONARY BONUSES AND INCENTIVES ARE DETERMINED BY THE COMPENSATION COMMITTEE AND THE BOARD OF TRUSTEES FOR OFFICERS AND OTHER EMPLOYEES OF THE ORGANIZATION BASED ON BUDGET AVAILABILITY AND ACHIEVEMENT OF OVERALL OBJECTIVES FOR THE ORGANIZATION. X 42 3742512 FMV X 1 1100 FMV X IRREV. TRUST 1 810604 FMV 1 0 1 0 Form 990, Part VI, Section A, line 6 THE ORGANIZATION'S SOLE MEMBER IS AN AFFILIATED NONPROFIT ORGANIZATION, CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM. Form 990, Part VI, Section A, line 7a THE ORGANIZATION'S SOLE MEMBER, AN AFFILIATED NONPROFIT ORGANIZATION, CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM, HAS FINAL AUTHORITY TO ACCEPT OR REJECT BOARD OF TRUSTEES NOMINEES. Form 990, Part VI, Section A, line 7b THE ORGANIZATION'S SOLE MEMBER, AN AFFILIATED NONPROFIT ORGANIZATION - CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM, APPROVES SIGNIFICANT UNUSUAL TRANSACTIONS OUTSDIE THE SCOPE OF THE ORGANIZATION'S OPERATING ACTIVITIES AS OUTLINED IN THE ORGANIZATION'S BYLAWS. Form 990, Part VI, Section B, line 11b THE ORGANIZATION'S 990 IS PREPARED BY THE ORGANIZATION'S ACCOUNTING STAFF, REVIEWED BY THE VICE PRESIDENT, ACCOUNTING AND FINANCE. THE 990 IS SUBSEQUENTLY REVIEWED BY THE CEO AND PRESIDENT AND PRESENTED TO AND REVIEWED BY THE ORGANIZATION'S PRIMARY OPERATIONAL GOVERNING COMMITTEE, THE EXECUTIVE COMMITTEE. Form 990, Part VI, Section B, line 12c THE ORGANIZATION QUESTIONS ITS BOARD MEMBERS ANNUALLY TO ASCERTAIN COMPLIANCE WITH ITS POLICIES. Form 990, Part VI, Section B, line 15 THE ORGANIZATION HAS AN INDEPENDENT COMPENSATION COMMITTEE THAT REVIEWS AND APPROVES THE COMPENSATION OF ITS OFFICERS. Form 990, Part VI, Section C, line 19 THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AND ARE ALSO AVAILABLE, ALONG WITH ITS CONFLICT OF INTEREST POLICY AND OTHER RELEVANT GOVERNING DOCUMENTS, UPON REQUEST. Form 990, Part XI, line 9: UNREALIZED GAIN ON CALCULATION OF ANNUITY OBLIGATIONS 5,045. CHILDREN'S HOSPITAL COLORADO 13123 E 16TH AVE AURORA CO 80401 840166760 CHILDREN'S HEALTH CO 501(C)(3) 3 CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM 0 CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM 13123 E 16TH AVE AURORA CO 80401 454182666 HEALTHCARE CO 501(C)(3) 11, III INTEGRATED N/A 0 0 1 1 1 0 0 0 0 1 0 1 1 1 1 1 1 1 0 0