2018-11-14T12:53:18-06:00 2017-12-31 141555429 UHY ADVISORS NY INC 4 TOWER PLACE EXECUTIVE PARK 7TH FLOOR ALBANY NY 12203 990 2017-01-01 141405826 HEALTHCARE ASSOCIATION OF NEW YORK STATE HEAL 5184317600 ONE EMPIRE DRIVE RENSSELAER NY 121449315 DANIEL J DEL POZZO CHIEF FINANCIAL OFFICER 5184317600 2018-11-12 1 JAMES DANIELS P00603621 5184493166 2018-11-12 209.99.101.4 2018-11-12 12:25:51 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 9C90730FC1C45DEE8CC28813E839A960EA8CDAAB 2017 2019-02-21 02:37:17Z MARIE B GRAUSE ONE EMPIRE DRIVE RENSSELAER NY 121449315 19608626 0 X WWW.HANYS.ORG X 1953 NY ADVANCE THE HEALTH OF INDI- VIDUALS THROUGH REPRESENTATION & SERVICE TO NYS HEALTH PROVIDERS. 48 48 125 48 0 0 543901 678311 15377640 17618542 579565 382397 84218 81101 16585324 18760351 0 0 0 0 13520284 14092047 0 0 0 5357831 5367145 18878115 19459192 -2292791 -698841 34030261 38746291 5246304 5660738 28783957 33085553 X THE MISSION OF THE HEALTHCARE ASSOCIATION OF NEW YORK STATE, INC. (HANYS) IS TO ADVANCE THE HEALTH OF INDIVIDUALS AND COMMUNITIES BY PROVIDING LEADERSHIP, REPRESENTATION, AND SERVICE TO HEALTH PROVIDERS AND SYSTEMS IN NEW YORK STATE ACROSS THE ENTIRE CONTINUUM OF CARE. 0 0 STATE ADVOCACY: HANYS AND ITS MEMBERS, WORKING WITH NEW YORK'S ALLIED ASSOCIATIONS, ADVOCATED AGAINST PROPOSED CUTS IN HEALTHCARE FUNDING AND NEW TAXES ON HEALTHCARE PROVIDERS. THESE SUCCESSFUL EFFORTS HELPED MAINTAIN CRITICAL HEALTHCARE SERVICES IN COMMUNITIES ACROSS NEW YORK STATE AND PRESERVE VITAL HEALTHCARE JOBS IN PROVIDERS ACROSS THE STATE. ALSO, HANYS WORKED TO ENSURE THAT THE IMPLEMENTATION OF REGULATIONS AND LEGISLATION SUPPORTS AND ADVANCES THE DELIVERY OF HEALTHCARE IN NEW YORK STATE. FEDERAL ADVOCACY: HANYS AND ITS MEMBERS WORKED ALONGSIDE NEW YORK'S ALLIED ASSOCIATIONS, AND THE AMERICAN HOSPITAL ASSOCIATION TO ADVANCE AN AGENDA THAT PROTECTED HEALTHCARE PROVIDERS FROM MEDICARE AND MEDICAID SPENDING REDUCTIONS AND ADVOCATED FOR LEGISLATION AND REGULATIONS THAT SUPPORTED THE EFFICIENT AND EFFECTIVE DELIVERY OF HEALTHCARE SERVICES. HANYS ALSO ADVOCATED FOR THE ADOPTION OF HEALTHCARE REFORMS THAT WOULD EXPAND ACCESS TO HEALTHCARE INSURANCE AND IMPROVE THE ABILITY OF PROVIDERS TO MEET THE NEEDS OF THEIR COMMUNITIES. QUALITY IMPROVEMENT: HANYS PROVIDED EXTENSIVE ADVOCACY AND EDUCATION ON NUMEROUS STATE AND NATIONAL QUALITY IMPROVEMENT AND REPORTING INITIATIVES, INCLUDING THE FOLLOWING AREAS: THE QUALITY MEASUREMENT COLLECTION PROCESS, HOSPITAL ACQUIRED CONDITIONS, QUALITY REPORT CARDS, STATEWIDE SEPSIS LEARNING NETWORK, READMISSIONS, AND PATIENT EXPERIENCE OF CARE. IN SEPTEMBER 2016, THE HEALTHCARE ASSOCIATION OF NEW YORK STATE ENTERED INTO A TWO YEAR FEDERAL CONTRACT WITH THE CENTERS FOR MEDICARE AND MEDICAID SERVICES (CMS) UNDER CMS' NATIONAL PARTNERSHIP FOR PATIENTS HEALTH IMPROVEMENT INITIATIVE (PFP). THE CONTRACT COVERED THE CONTINUATION OF WORK PERFORMED UNDER PREVIOUS PFP CONTRACTS AWARDED IN 2011 AND 2015. AS WITH THE PREVIOUS CONTRACTS, HANYS PARTNERED WITH THE GNYHA FOUNDATION TO CARRY OUT THE PFP CONTRACT. THE GOAL OF THIS INITIATIVE IS TO DEVELOP AND IMPLEMENT A CAMPAIGN DESIGNED TO DECREASE PATIENT HARM BY 40% AND READMISSIONS BY 20% IN HOSPITALS NATIONWIDE. HANYS SERVED AS A HOSPITAL IMPROVEMENT INNOVATION NETWORK UNDER THE INITIATIVE WITH THE PRIMARY ROLE OF LEADING THE OVERALL DESIGN AND IMPLEMENTATION OF PFP IN NEW YORK STATE. HANYS' RESPONSIBILITIES INCLUDED ENROLLING ITS MEMBER HOSPITALS IN THE INITIATIVE, CONVENING OTHER STAKEHOLDER GROUPS, DEVELOPING AND IMPLEMENTING STRATEGIES, IMPLEMENTING EDUCATION AND TRAINING, ENSURING ONGOING HOSPITAL ENGAGEMENT, AND MEASURING AND REPORTING RESULTS." 0 1 0 1 0 0 0 0 0 1 1 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 81 0 1 125 1 0 0 0 0 0 0 X 48 48 0 0 0 0 1 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X DANIEL J DEL POZZO VP & CFO 5184317787 ONE EMPIRE DRIVE RENSSELAER NY 12144 X STEVEN CORWIN MD CHAIR 1.00 0.20 X X 0 0 0 RICHARD MURPHY CHAIR ELECT 1.00 0.20 X X 0 0 0 STEPHENS MUNDY IMMEDIATE PAST CHAIR 1.00 0.20 X X 0 0 0 LINDA BRADY MD PAST CHAIR (TO JULY 2017) 1.00 0.20 X X 0 0 0 JOSEPH MCDONALD PAST CHAIR 1.00 1.20 X X 0 0 0 HERBERT PARDES MD PAST CHAIR 1.00 0.20 X X 0 0 0 THOMAS QUATROCHE PHD SECRETARY 1.00 1.20 X X 0 0 0 BRUCE FLANZ TREASURER 1.00 0.20 X X 0 0 0 JOEL SELIGMAN TREASURER 1.00 0.20 X X 0 0 0 JOSE ACEVEDO MD TRUSTEE 1.00 0.20 X 0 0 0 ERIC ALLYN TRUSTEE 1.00 0.00 X 0 0 0 ALEXANDER BALKO TRUSTEE 1.00 0.00 X 0 0 0 JAMES BARBA JD TRUSTEE 1.00 0.00 X 0 0 0 DANIEL BLUM TRUSTEE 1.00 0.00 X 0 0 0 KIMBERLY BOYNTON TRUSTEE 1.00 0.00 X 0 0 0 STANLEY BREZENOFF TRUSTEE (FROM JULY 2017) 1.00 0.00 X 0 0 0 THOMAS CARMAN TRUSTEE (FROM JULY 2017) 1.00 0.00 X 0 0 0 NORMAN DASCHER JR FACHE TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL DOWLING TRUSTEE 1.00 0.00 X 0 0 0 EVAN FLATLOW MD TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM FOLEY TRUSTEE (FROM JULY 2017) 1.00 0.00 X 0 0 0 SUSAN FOX TRUSTEE (FROM JULY 2017) 1.00 0.00 X 0 0 0 KENNETH GIBBS TRUSTEE 1.00 0.00 X 0 0 0 STEVEN GOLDSTEIN TRUSTEE 1.00 0.00 X 0 0 0 ALAN GUERCI MD TRUSTEE 1.00 0.00 X 0 0 0 NATHAN HOWELL TRUSTEE 1.00 0.00 X 0 0 0 ALLEGRA JAROS TRUSTEE (FROM JULY 2017) 1.00 1.00 X 0 0 0 KENNETH KAUSHANSKY MD TRUSTEE (FROM JULY 2017) 1.00 0.00 X 0 0 0 STEVEN KELLY FACHE TRUSTEE (FROM JULY 2017) 1.00 0.00 X 0 0 0 JOSEPH LHOTA TRUSTEE 1.00 0.00 X 0 0 0 JODY LOMEO TRUSTEE 1.00 1.00 X 0 0 0 JOHN MCCABE MD TRUSTEE (TO JULY 2017) 1.00 0.00 X 0 0 0 DANIEL MESSINA PHDFACHE TRUSTEE (FROM JULY 2017) 1.00 0.00 X 0 0 0 RONALD MILCH TRUSTEE 1.00 0.00 X 0 0 0 BEN MOORE III TRUSTEE 1.00 0.00 X 0 0 0 ALAN MORSE JD PHD TRUSTEE 1.00 0.00 X 0 0 0 SHARON NORTON REMMER TRUSTEE 1.00 0.00 X 0 0 0 REUVEN PASTERNAK MD TRUSTEE 1.00 0.00 X 0 0 0 SCOTT PERRA FACHE TRUSTEE 1.00 0.00 X 0 0 0 LYNN RICHMOND TRUSTEE 1.00 0.00 X 0 0 0 WAYNE RILEY MD TRUSTEE (FROM JULY 2017) 1.00 0.00 X 0 0 0 KENNETH ROBERTS TRUSTEE 1.00 0.00 X 0 0 0 KATHRYN RUSCITTO TRUSTEE (TO JULY 2017) 1.00 0.00 X 0 0 0 JON SCHANDLER TRUSTEE 1.00 0.00 X 0 0 0 MARK SOLAZZO TRUSTEE 1.00 0.00 X 0 0 0 JOHN SPICER TRUSTEE (TO JULY 2017) 1.00 0.00 X 0 0 0 MICHAEL SPICER FACHE TRUSTEE 1.00 0.00 X 0 0 0 ROBERT SPOLZINO JD TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL STAPLETON JRFACHE TRUSTEE (FROM JULY 2017) 1.00 0.00 X 0 0 0 HUGH THOMAS ESQ TRUSTEE 1.00 0.00 X 0 0 0 MARK WEBSTER FACHE TRUSTEE 1.00 0.00 X 0 0 0 BETSY WRIGHT TRUSTEE 1.00 1.00 X 0 0 0 MARIE B GRAUSE PRESIDENT 31.50 18.50 X 626495 367941 169292 DANIEL DEL POZZO CHIEF FINANCIAL OFFICER 8.60 41.40 X 46788 223979 32594 COURTNEY BURKE CHIEF OPERATING OFFICER 9.50 40.50 X 18723 80338 7464 KEVIN DAHILL EXECUTIVE VICE PRESIDENT 50.00 0.00 X 440653 0 50313 WILLIAM STRECK CHIEF MED & HEALTH INNOV. OFFICER 37.50 12.50 X 330794 109802 28858 DARREN DOPP SR. VP, COMMUNICATIONS & MARKETING 50.00 0.00 X 312443 0 29759 SUSAN VAN METER SR. VP, FEDERAL POLICY 50.00 0.00 X 275968 0 27081 JAMES CLANCY SR. VP, STATE POLICY 50.00 0.00 X 297497 0 9579 2349361 782060 354940 36 0 1 0 GREATER NEW YORK HEALTH FOUNDATION 555 WEST 57TH STREET NEW YORK NY 10019 PROJECT MANAGEMENT FOR CMS HEN CONTRACT 1628160 IPRO 1979 MARCUS AVENUE LAKE SUCCESS NY 11042 CONSULTING - CMS CONTRACTS 653231 JACKSON LEWIS 44 SOUTH BROADWAY 14TH FLOOR WHITE PLAINS NY 10601 LEGAL & LEGISLATIVE REPRESENTATION 307678 DATAGEN INC ONE EMPIRE DRIVE RENSSELAER NY 12144 CONSULTING - CMS CONTRACTS 295532 HEALTHCARE EDUCATIONAL & RESEARCH FUND ONE EMPIRE DRIVE ALBANY NY 12144 CONSULTING - CMS CONTRACTS 160351 6 97211 581100 678311 MEMBERSHIP DUES 561499 11210762 11210762 PARTNERSHIP FOR PATIENTS 541900 5117256 5117256 STATE INNOVATION MODELS 541900 638200 638200 SEMINARS/CONFERENCES 611600 360523 360523 QUALITY PROGRAMS 541900 177234 177234 114567 114567 17618542 285245 285245 945427 848275 97152 97152 97152 ADMINISTRATIVE FEES 561000 81101 81101 81101 18760351 17699643 0 382397 X 805314 39583 9842448 1122247 1550641 731814 78840 56025 525460 3554055 170649 457478 860585 753868 338858 1184394 525018 99582 BAD DEBTS 220602 -3458269 19459192 10498682 12350773 1852632 2298286 298825 377392 7661629 6219444 1650636 1442185 10904061 12056957 3391957 2307508 5433468 7913190 34030261 38746291 2568455 2887367 250202 86800 2427647 2686571 5246304 5660738 X 28783957 33085553 28783957 33085553 34030261 38746291 X -698841 757967 4242470 X X 0 1 X 1 0 1 0 0 995663 643658 352005 3387400 2844705 542695 3278566 2731081 547485 1442185 INVESTMENT IN SUBSIDIARIES 2307508 C 2307508 CASH VALUE OF SPLIT LIFE INSURANCE 1328032 DUE FROM AFFILIATES 6585158 7913190 POST-EMPLOYMENT BENEFIT OBLIGATIONS 2686571 2686571 X PART X, LINE 2: FIN 48 (ASC 740) FINANCIAL STATEMENTS FOOTNOTE REGARDING UNCERTAIN TAX POSITIONS: THE CORPORATIONS FOLLOWS GUIDANCE ISSUED BY THE FASB REGARDING ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THIS GUIDANCE CLARIFIES THE ACCOUNTING FOR INCOME TAXES BY PRESCRIBING THE MINIMUM RECOGNITION THRESHOLD AN INCOME TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS AND APPLIES TO ALL INCOME TAX POSITIONS. EACH INCOME TAX POSITION IS ASSESSED USING A TWO STEP PROCESS. A DETERMINATION IS FIRST MADE AS TO WHETHER IT IS MORE LIKELY THAN NOT THAT THE INCOME TAX POSITION WILL BE SUSTAINED, BASED UPON TECHNICAL MERITS, UPON EXAMINATION BY THE TAXING AUTHORITIES. IF THE INCOME TAX POSITION IS EXPECTED TO MEET THE MORE LIKELY THAN NOT CRITERIA, THE BENEFIT RECORDED IN THE FINANCIAL STATEMENTS EQUALS THE LARGEST AMOUNT THAT IS GREATER THAN 50% LIKELY TO BE REALIZED UPON ITS ULTIMATE SETTLEMENT. X 1 1 X X X X X 0 1 0 MARIE B GRAUSE PRESIDENT 408013 239627 167029 98096 51453 30218 94837 55698 11817 6940 733149 430579 0 0 DANIEL DEL POZZO CHIEF FINANCIAL OFFICER 42029 200745 4250 20750 509 2484 3853 20097 1391 7253 52032 251329 0 0 KEVIN DAHILL EXECUTIVE VICE PRESIDENT 403285 0 30000 0 7368 0 27000 0 23313 0 490966 0 0 0 WILLIAM STRECK CHIEF MED & HEALTH INNOV. OFFICER 316731 108411 10000 0 4063 1391 20115 6885 1384 474 352293 117161 0 0 DARREN DOPP SR. VP, COMMUNICATIONS & MARKETING 262340 0 0 0 50103 0 7234 0 22525 0 342202 0 0 0 SUSAN VAN METER SR. VP, FEDERAL POLICY 269648 0 5000 0 1320 0 26965 0 116 0 303049 0 0 0 JAMES CLANCY SR. VP, STATE POLICY 262070 0 0 0 35427 0 7836 0 1743 0 307076 0 0 0 PART I, LINE 1A MARIE B. GRAUSE RECEIVED REIMBURSEMENT OF THE TAX OBLIGATION ASSOCIATED WITH REIMBURSED TAXABLE RELOCATION EXPENSES. PART I, LINE 4B THE FOLLOWING EXECUTIVES OF THE ORGANIZATION PARTICIPATE IN NONQUALIFIED RETIREMENT PLANS MAINTAINED BY THE ORGANIZATION: MARIE B. GRAUSE, SECTION 457(F) SUPPLEMENTAL RETIREMENT PLAN. JAMES CLANCY, SECTION 457(F) SUPPLEMENTAL RETIREMENT PLAN. FORM 990, PART VI, SECTION A, LINE 6 DESCRIPTION OF MEMBERSHIP: THE ORGANIZATION HAS THREE CLASSES OF MEMBERSHIP: INSTITUTIONAL, ASSOCIATE, AND AFFILIATE. INSTITUTIONAL MEMBERS ARE ENTITLED TO VOTE UPON ANY PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION OR OTHER MATTERS THAT REQUIRE A VOTE OF THE MEMBERSHIP, AND THEY ARE ENTITLED TO RECEIVE A SHARE OF THE ORGANIZATION'S NET ASSETS UPON THE ORGANIZATION'S DISSOLUTION. INSTITUTIONAL MEMBERS DO NOT HAVE THE RIGHT TO ELECT OR APPOINT BOARD MEMBERS OR OTHERWISE PARTICIPATE IN THE ORGANIZATION'S GOVERNANCE. ASSOCIATE AND AFFILIATE MEMBERS HAVE NO RIGHTS RELATED TO VOTING, GOVERNANCE, OR RECEIPT OF ASSETS FROM THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCEDURES: THE ORGANIZATION'S FORM 990 IS PREPARED BY AN INDEPENDENT CERTIFIED PUBLIC ACCOUNTING FIRM. THE COMPLETED FORM 990 IS REVIEWED IN THREE STAGES PRIOR TO ITS FILING. THE FIRST REVIEW IS CONDUCTED BY THE CORPORATE FINANCE STAFF. THE SECOND REVIEW IS PERFORMED BY THE CHIEF FINANCIAL OFFICER. THE FINAL REVIEW IS PERFORMED BY THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES FORMALLY DELEGATED RESPONSIBILITY FOR REVIEW OF FORM 990 TO THE AUDIT COMMITTEE. EACH MEMBER OF THE AUDIT COMMITTEE RECEIVES A COPY OF THE COMPLETE FINAL FORM 990 TO REVIEW PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY PROCEDURES: THE ORGANIZATION HAS WRITTEN CONFLICT OF INTEREST POLICIES COVERING ALL EMPLOYEES AND MEMBERS OF THE BOARD OF TRUSTEES. THE POLICIES REQUIRE EMPLOYEES AND BOARD MEMBERS TO DISCLOSE ACTUAL AND POTENTIAL CONFLICTS AND REFRAIN FROM PARTICIPATING IN MATTERS RELATED TO THE CONFLICT. ON AN ANNUAL BASIS, ALL EMPLOYEES AND BOARD MEMBERS ARE REQUIRED TO COMPLETE A WRITTEN CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE DISCLOSURE STATEMENTS ARE REVIEWED BY EXECUTIVE MANAGEMENT AND THE AUDIT COMMITTEE. THE POLICIES CONTAIN ESCALATION PROCEDURES THAT INVOLVE INDEPENDENT LEGAL COUNSEL, BOARD LEADERSHIP, AND THE AUDIT COMMITTEE FOR REVIEWING POTENTIAL CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION PROCEDURES: A COMPENSATION COMMITTEE MADE UP OF INDEPENDENT MEMBERS OF THE BOARD OF TRUSTEES OVERSEES AND DETERMINES COMPENSATION FOR THE PRESIDENT (OFFICER), CHIEF FINANCIAL OFFICER (OFFICER), CHIEF OPERATING OFFICER (OFFICER), AND EXECUTIVE VP/CEO-NSHC & NORMET (HIGHLY COMPENSATED), USING THE FOLLOWING PROCESS. THE COMPENSATION COMMITTEE USES AN INDEPENDENT COMPENSATION CONSULTING FIRM TO ASSIST IT IN DEVELOPING AND MAINTAINING THE COMPENSATION PHILOSOPHY AND TO DETERMINE THE APPROPRIATE BENCHMARKS FOR TOTAL COMPENSATION FOR EACH POSITION. ON AN ANNUAL BASIS, THE COMPENSATION CONSULTANT OBTAINS COMPARATIVE COMPENSATION DATA FOR EACH POSITION BASED ON THE COMPENSATION PHILOSOPHY AND ESTABLISHED BENCHMARKS. THE PRESIDENT CONDUCTS AN ANNUAL PERFORMANCE REVIEW FOR THE CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND EXECUTIVE VICE PRESIDENT AND PROVIDES A RECOMMENDATION FOR COMPENSATION TO THE COMPENSATION COMMITTEE UTILIZING THE COMPARATIVE COMPENSATION DATA PROVIDED BY THE COMPENSATION CONSULTANT. THE COMPENSATION COMMITTEE REVIEWS THE PRESIDENT'S RECOMMENDATIONS AND HAS FINAL APPROVAL OVER COMPENSATION. THE COMPENSATION COMMITTEE CONDUCTS AN ANNUAL PERFORMANCE REVIEW FOR THE PRESIDENT AND DETERMINES THE PRESIDENT'S COMPENSATION UTILIZING THE COMPARATIVE COMPENSATION DATA PROVIDED BY THE COMPENSATION CONSULTANT. DECISIONS AFFECTING COMPENSATION AND THE BASIS FOR THOSE DECISIONS ARE DOCUMENTED BY THE COMPENSATION COMMITTEE AT THE CONCLUSION OF ITS MEETING. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY TO PUBLIC OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS: THE ORGANIZATION DOES NOT MAKE THESE DOCUMENTS AVAILABLE TO THE PUBLIC EXCEPT TO THE EXTENT INFORMATION FROM THESE IS INCLUDED IN THE FORM 990. FORM 990, PART VII, SECTION A THE FOLLOWING MEMBERS OF THE BOARD OF TRUSTEES HELD DIFFERENT TITLES DURING THE YEAR: (1) STEVEN CORWIN, CHAIR-ELECT JANUARY - JUNE, CHAIR JULY - DECEMBER (2) RICHARD MURPHY, SECRETARY JANUARY - JUNE, CHAIR-ELECT JULY - DECEMBER (3) STEPHENS MUNDY, CHAIR JANUARY - JUNE, IMMEDIATE PAST CHAIR JULY - DECEMBER (7) THOMAS QUATROCHE, TRUSTEE JANUARY - JUNE, SECRETARY JULY - DECEMBER (8) BRUCE FLANZ, TRUSTEE JANUARY - JUNE, TREASURER JULY - DECEMBER (9) JOEL SELIGMAN, TREASURER JANUARY - JUNE, TRUSTEE JULY - DECEMBER FORM 990, PART VII, SECTION A, LINE 1A, COLUMN B, NUMBER 56 KEVIN DAHILL IS EMPLOYED BY THE HEALTHCARE ASSOCIATION OF NEW YORK STATE, INC. (HANYS). HANYS PROVIDES EMPLOYEES AND MANAGEMENT STAFF, INCLUDING MR. DAHILL, TO THE NASSAU-SUFFOLK HOSPITAL COUNCIL (NSHC) AND THE NORTHERN METROPOLITAN HOSPITAL ASSOCIATION (NMHA) PURSUANT TO SEPARATE MANAGEMENT AND STAFFING AGREEMENTS BETWEEN HANYS AND EACH ORGANIZATION. MR. DAHILL SERVES AS THE PRESIDENT OF NSHC AND NMHA UNDER THE AGREEMENTS WITH HANYS AND DEVOTES APPROXIMATELY 50 HOURS PER WEEK TO THESE ROLES. HANYS PAYS ALL COMPENSATION AND FRINGE BENEFIT COSTS FOR MR. DAHILL AND OTHER STAFF PROVIDED TO NSHC AND NMHA. AS COMPENSATION FOR THE MANAGEMENT AND STAFFING SERVICES PROVIDED BY HANYS, NSHC AND NMHA PAY HANYS FOR THE COST OF THE SALARY AND FRINGE BENEFITS OF THE EMPLOYEES AND MANAGEMENT STAFF PROVIDED BY HANYS TO NSHC AND NMHA. FORM 990, PART IX, LINE 11G PFP SUBCONTRACT FEES 3,031,875. HEALTHCARE POLICY ANALYSIS 281,000. HR BENEFITS CONSULTING 35,693. PRESIDENT TRANSITION 18,404. OTHER PROFESSIONAL AND CONSULTING FEES 187,083. FORM 990, PART XI, LINE 9: POST-RETIREMENT BENEFIT ADJUSTMENT -39,503. SUBSIDIARY DIVIDENDS 5,366,420. CHANGE IN EQUITY OF HANYS SERVICES, INC. -1,084,447. FORM 990, PART XII, LINE 2C IN ACCORDANCE WITH THE ORGANIZATION'S BYLAWS, THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR THE OVERSIGHT OF THE ANNUAL AUDIT OF FINANCIAL STATEMENTS AND THE APPOINTMENT OF THE INDEPENDENT ACCOUNTANT. THE AUDIT COMMITTEE'S OVERSIGHT PROCESS HAS NOT CHANGED FROM PRIOR YEAR. FORM 990, PART VI, SECTION A, LINE 1A THE ORGANIZATION'S BOARD OF TRUSTEES HAS DELEGATED AUTHORITY TO ACT ON ITS BEHALF TO AN EXECUTIVE COMMITTEE IN ACCORDANCE WITH THE ORGANIZATIONAL BYLAWS. THE EXECUTIVE COMMITTEE CONSISTS OF THE FOLLOWING MEMBERS OF THE BOARD OF TRUSTEES: CHAIRMAN, CHAIRMAN-ELECT, THE IMMEDIATE PAST CHAIRMAN, SECRETARY, TREASURER, AND NO LESS THAN FIVE TRUSTEES APPOINTED BY THE CHAIRMAN. THE EXECUTIVE COMMITTEE HAS THE AUTHORITY, BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, TO EXERCISE AND MAINTAIN ON BEHALF OF THE ORGANIZATION ALL POWERS OF THE BOARD TO THE EXTENT PERMITTED BY LAW. THE EXECUTIVE COMMITTEE'S RESPONSIBILITIES INCLUDE PROVIDING STRATEGIC AND OPERATIONAL GUIDANCE TO THE ORGANIZATION, PREPARING AND SUBMITTING AN ANNUAL BUDGET TO THE BOARD, AND SUPERVISING INVESTING OF FUNDS SUBJECT TO APPROVAL BY THE BOARD. ALL ACTIONS TAKEN BY THE EXECUTIVE COMMITTEE ARE REPORTED TO THE BOARD AT THE FIRST MEETING THEREAFTER. THE HEALTHCARE EDUCATIONAL AND RESEARCH FUND INC 1 EMPIRE DRIVE RENSSELAER NY 12144 146022409 EDUCATION & RESEARCH NY 501(C)(3) LINE 7 N/A 1 WESTERN NEW YORK HOSPITAL ASSOCIATION INC 1 EMPIRE DRIVE RENSSELAER NY 12144 160816128 TRADE ASSOCIATION NY 501(C)(6) N/A 1 HANYS SERVICES INC 1 EMPIRE DRIVE RENSSELAER NY 12144 141655556 CONSULTING AND MARKETING NY N/A C 7233452 3526918 1.00000 1 DATAGEN INC 1 EMPIRE DRIVE RENSSELAER NY 12144 202090177 DATA ANALYSIS AND MODELING NY HSI C 9453796 4241864 1.00000 1 GROUP INSURANCE AGENCY INC 1 EMPIRE DRIVE RENSSELAER NY 12144 141649861 INSURANCE BROKER/EMPLOYEE BENEFITS NY HSI C 3408025 2505954 1.00000 1 INTEGRITY WORKS INC 1 EMPIRE DRIVE RENSSELAER NY 12144 141813461 BACKGROUND SCREENING (INACTIVE) NY HSI C 478 1.00000 1 HANYS GROUP PURCHASING SERVICES INC 1 EMPIRE DRIVE RENSSELAER NY 12144 320125712 PURCHASING SERVICES NY HSI C 1405388 925191 1.00000 1 HEALTHCARE COMMUNITY SECURITIES CORP 1 EMPIRE DRIVE RENSSELAER NY 12144 141764768 LIMITED BROKER-DEALER FOR RETIREMENT PLANS NY GIA C 8560528 4248632 1.00000 1 SERVICE INITIATIVES INC 1 EMPIRE DRIVE RENSSELAER NY 12144 161212272 PURCHASING SERVICES (INACTIVE) NY WNYHA C 10082 710492 1.00000 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 HANYS SERVICES INC & SUBSIDIARIES F 5366420 AMOUNT RECEIVED HEALTHCARE EDUCATIONAL AND RESEARCH FUND P 308268 AMOUNT PAID DATAGEN INC P 293825 AMOUNT PAID DATAGEN INC Q 2928999 AMOUNT RECEIVED HEALTHCARE COMMUNITY SECURITIES CORP Q 1742727 AMOUNT RECEIVED HANYS SERVICES INC Q 708449 AMOUNT RECEIVED GROUP INSURANCE AGENCY INC Q 381797 AMOUNT RECEIVED HANYS GROUP PURCHASING SERVICES INC Q 83221 AMOUNT RECEIVED HEALTHCARE EDUCATIONAL AND RESEARCH FUND Q 60842 AMOUNT RECEIVED