2018-05-11T13:08:54-05:00 2017-06-30 420714325 RSM US LLP 9737 Washingtonian Blvd 400 Gaithersburg MD 20878 990 2016-07-01 135643515 National Association of Social Workers Inc NATI 2024088600 750 first st ne No 800 WASHINGTON DC 200024241 Dr Anthony McClain CEO 2024088600 2018-05-11 1 WILLIAM E TURCO CPA P00369217 3012963600 2016 2022-09-23 18:48:47Z DR ANTHONY MCCLAIN 750 first st ne No 800 WASHINGTON DC 200024241 36497618 0 X WWW.SOCIALWORKERS.ORG X 1955 DE Support professional development, advance sound social policies and maintain professional standards. 22 22 274 3200 1383464 431833 1173666 954800 14608545 32261302 370895 538865 1556872 2699825 17709978 36454792 683349 138824 0 0 9546552 19815876 0 0 0 8994430 19049760 19224331 39004460 -1514353 -2549668 72220121 86207353 16816321 21904571 55403800 64302782 X THE NATIONAL ASSOCIATION OF SOCIAL WORKERS, INC.'S (NASW) EXEMPT PURPOSE IS TO IMPROVE AND EXTEND THE SOCIAL WORK PROFESSION THROUGH ADVANCEMENT OF SOUND SOCIAL POLICIES AND PROGRAMS, PROVISION OF MEMBERSHIP SERVICES, AND CREATION AND MAINTENANCE OF PROFESSIONAL STANDARDS AND TO ENSURE THE PROFESSIONAL DEVELOPMENT OF MEMBERS. 1 0 The professional and workforce development team provides social work professionals (both nasw members and non-members) with professional and career development opportunities through credentialing, specialty practice sections, career center publications, conferences and other live events, and continuing education opportunities. There were over 10 specialty section webinars held and over 250 professional education courses (live and on-demand) offered in fiscal year 2016-2017. Customer service:Nasw provides ongoing customer service to its 120,400 members to ensure that they receive the most value for their membership dollars. Publications:The nasw press is a leading scholarly press in the social sciences, serving faculty, practitioners, agencies, librarians, clinicians, and researchers in social work and related disciplines. The nasw press delivers professional information to readers throughout the united states and abroad through its scholarly books, reference works, standards, and more.The nasw press products are offered in print and electronic formats. During fiscal year 2016-2017, the nasw press published six new book titles, one nasw standard, and five quarterly academic journals. 0 1 0 1 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 412 0 1 274 1 1 1 0 0 0 1 0 0 X 22 22 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 X DR ANTHONY MCCLAIN CEO 2024088600 750 first st ne No 800 WASHINGTON DC 200024241 Darrell Wheeler President 4.00 X X 0 0 0 Kathryn C Wehrmann President Elect 4.00 X X 0 0 0 Mildred Joyner Vice President 1.00 X X 0 0 0 Heather Bradley-Geary Secretary 1.00 X X 0 0 0 Patrick Johnson Treasurer 1.00 X X 0 0 0 Carol Bonner Director 1.00 X 0 0 0 Raymie Wayne Director 1.00 X 0 0 0 Paula A Madrigal Director 1.00 X 0 0 0 Rufus Sylvester Lynch Director 1.00 X 0 0 0 Sonya Hunte Director 1.00 X 0 0 0 Sandra K Runkle Director 1.00 X 0 0 0 Cornelia Gordon-Hempe Director 1.00 X 0 0 0 Amy C Cappiccie Director 1.00 X 0 0 0 Sharolyn Wallace Director 1.00 X 0 0 0 Larry D Watson Director 1.00 X 0 0 0 R Marc Andrews Director 1.00 X 0 0 0 Shirley Otis-Green Director 1.00 X 0 0 0 Emily Donovan Director 1.00 X 0 0 0 Guadalupe Lara Director 1.00 X 0 0 0 Alexandrya Blackmon Director 1.00 X 0 0 0 Jennifer Peck Director 1.00 X 0 0 0 Anthony J Hill Director 1.00 X 0 0 0 Anne B Camper General Counsel from 01/01/17 33.75 3.75 X 153910 17101 40597 Anthony McClain Chief Executive Officer 36.00 1.50 X 354687 14779 25175 Uloma E Nwauche Controller 33.75 3.75 X 103582 11509 37097 Kathleen C Waugh Chief Operating Officer 37.50 X 226039 0 32700 Heidi McIntosh Deputy Director, Programs 37.50 X 178509 0 44241 Robert C Arnold Director, Development 15.00 22.50 X 54266 81397 24198 Cheryl Bradley Publisher 37.50 X 205460 0 32533 Martha Lequeux Director, HR & Facilities Admin. 37.50 X 132084 0 24349 Raffaele Vitelli Director, Prof. & Workforce Devel. 32.25 5.25 X 98362 16012 40173 Gail Waller-Woods Deputy Director, MMC 36.75 0.75 X 148300 3027 32457 1655199 143825 333520 14 0 1 0 BrightKey Inc 9050 Junction Drive Annapolis Junction MD 20701 Member Call Center & Outreach 383390 RR Donnelley PO Box 842307 Boston MA 022842307 Printing & Mailing Services 337494 Xerox Corporation PO Box 802555 Chicago IL 606802555 Office Support, Copier Rental 332520 Marriott Business Services PO Box 402642 Atlanta GA GA 303842642 Hotel Charges for Conference 245599 QuadGraphics Inc PO Box 842858 boston MA 022842858 NASW News Printing 233599 14 954800 954800 MEMBERSHIP DUES 900099 19382291 19382291 CE APPROVAL PROGRAMS 900099 4862358 4862358 conferences 900099 3929549 3903372 26177 PUBLICATIONS & SUBSCRI 541800 2570132 2048660 521472 SECTIONS FEES 900099 806916 806916 710056 710056 32261302 544381 544381 575152 575152 37760 0 37760 37760 37760 5516 -5516 -5516 -5516 45257 37310 7947 7947 JOBLINK 541800 854045 854045 OTHER REVENUE 900099 530610 530610 ADMINISTRATIVE OH 900099 482429 482429 211882 211882 2078966 36454792 31713653 1383464 2402875 X 130324 8500 1204794 13140030 1506237 2716235 1248580 113803 439668 522400 41240 4797933 133283 3012729 412548 29504 2604655 1082510 1613295 75746 451830 270053 INCOME TAX EXPENSE 247171 Catering 767292 Equipment Costs 721439 Modernization 629443 1083218 39004460 6430 13943 628626 9729381 803379 1130988 325532 364253 161593 434161 8142324 5215183 2185964 2927141 10679234 12763703 57363206 58714130 66157 129653 72220121 86207353 3175371 4071592 5434240 10605340 8206710 7227639 16816321 21904571 X 55403800 64302782 55403800 64302782 72220121 86207353 X -2549668 896570 10552080 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 19382291 1131388 -4237527 -3106139 1159061 -4265200 235576 235576 614504 472830 141674 3778783 1739381 2039402 3513461 3002972 510489 2927141 58714130 F 58714130 DEFERRED RENT AND LEASE INCENTIVES 3118236 ACCRUED DEFINED PENSION LIABILITY 2209403 Line of credit - ASI 1900000 7227639 X 50486868 896570 13098196 13994766 36492102 -37310 -37310 36454792 49647936 10890647 10890647 38757289 247171 247171 39004460 Part X, Line 2: Management evaluated the Association's tax positions and concluded that the Association has taken no uncertain tax positions that require adjustment to the consolidated financial statements to comply with the provisions of the guidance on accounting for uncertainty in income taxes. Generally, the Association is no longer subject to income tax examinations by the U.S. federal, state or local tax authorities for years before 2014. Part XI, Line 2d - Other Adjustments: EQUITY IN EARNINGS OF ASSURANCE SERVICES, INC. 1,350,924. RELATED ENTITIES REVENUES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 10,725,304. Intercompany transactions 887,555. chapter pace 134,413. Part XI, Line 4b - Other Adjustments: COST OF GOODS SOLD REPORTED ON LINE 10B -37,310. Part XII, Line 2d - Other Adjustments: RELATED ENTITIES EXPENSES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 9,841,325. COST OF GOODS SOLD REPORTED ON LINE 10B 37,310. Intercompany transactions 887,554. chapter pace 124,458. Part XII, Line 4b - Other Adjustments: income tax expense 247,171. 1 Helen Rehr Ctr for Social Works 392 Central Park West 18P New York NY 10025 272423696 501(c)(3) 12000 SLA GRANT Community Partners 7230 Lee Deforest Drive Suite 206 Columbia MD 21046 541792323 501(c)(3) 8577 SLA GRANT THE NASW FOUNDATION INC 750 FIRST STREET NE Suite 800 Washington DC 20002 136128093 501(c)(3) 50000 Funding for the California Native American Social Work Birdwoman Scholarship UNITED FARM WORKERS PO BOX 62 Keene CA 93531 941448579 501(c)(5) 15000 Grant Mental Health America California 2035 Hurley Way 290 Sacramento CA 95825 941393424 501(c)(3) 10000 Grant REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY 2195 HEARST AVENUE ROOM 120 Berkeley CA 94720 946002123 Governmental Entity 5211 Grant 5 1 Scholarship 12 8500 X X X X 0 0 0 Anne B Camper General Counsel from 01/01/17 153219 17024 0 0 691 77 13997 1555 24692 2744 192599 21400 0 0 Anthony McClain Chief Executive Officer 353077 14712 0 0 1610 67 24168 1007 2392 100 381247 15886 0 0 Uloma E Nwauche Controller 103248 11472 0 0 334 37 10181 1131 25667 2852 139430 15492 0 0 Kathleen C Waugh Chief Operating Officer 224744 0 0 0 1295 0 21593 0 12322 0 259954 0 0 0 Heidi McIntosh Deputy Director, Programs 178315 0 0 0 194 0 16794 0 29951 0 225254 0 0 0 Robert C Arnold Director, Development 54142 81212 0 0 124 185 4756 7135 5303 7955 64325 96487 0 0 Cheryl Bradley Publisher 204985 0 0 0 475 0 7637 0 25945 0 239042 0 0 0 Martha Lequeux Director, HR & Facilities Admin. 131397 0 0 0 687 0 12672 0 13191 0 157947 0 0 0 Raffaele Vitelli Director, Prof. & Workforce Devel. 98247 15993 0 0 115 19 9904 1612 25252 4111 133518 21735 0 0 Gail Waller-Woods Deputy Director, MMC 148119 3023 0 0 181 4 8440 172 24246 495 180986 3694 0 0 Form 990, Part III, line 2 Effective July 1, 2016, NASW began operating as a single employer with one employer identification number (EIN), where previously the 55 chapters and NASW's National Office had operated with individual, separate EINs. Effective on that date, chapter employees began to be reported under the existing EIN for NASW along with National Office employees, and the chapters are now reported on NASW's 990 and appear on NASW's consolidated financial statement audit. The program services from the chapters includes chapter-based conferences, workshops, events, continuing education programs that are similar in nature to those run by the national office for the benefit of members and non-member social workers. While the type of program services did not change from the prior year, the inclusion of the chapter programs on the 990 for 2016 should be noted. Form 990, Part VI, Section A, line 6 The classes of membership and their rights are as follows: Regular members: electing the members of the board, holding national elective office and voting in national elections. Associate members: all rights and privileges of regular members except those of holding national elective office and voting in national elections. Student members: all rights and privileges of regular membership except holding national elective office other than such positions as are specifically designated to be held by students. Transitional members: All rights and privileges of regular members. Form 990, Part VI, Section A, line 7a Regular members: electing the members of the board, holding national elective office and voting in national elections. Associate members: all rights and privileges of regular members except those of holding national elective office and voting in national elections. Student members: all rights and privileges of regular membership except holding national elective office other than such positions as are specifically designated to be held by students. Transitional members: All rights and privileges of regular members. Form 990, Part VI, Section A, line 7b The Delegate Assembly is composed of 200 delegates elected from among the membership. Pursuant to Article IV of NASW bylaws, the Delegate Assembly has the authority to take final action on bylaws amendments relating to Delegate Assembly and the national/chapter dues allocation, as well as determining the Association's major program priorities. Form 990, Part VI, Section B, line 11b Following the preparation of the 990 and 990-t by the independent tax preparer, the schedules are sent to the controller for review. The controller reviews the schedules and then presents them to the chief executive officer (ceo) and the chief operating officer (coo). Once review by both the ceo and coo is completed, and the ceo has approved distribution of the form, the draft copy is sent to all members of the board of directors. The board or a designated committee of the board reviews the return in detail. Following this review, the returns are filed with the irs. Form 990, Part VI, Section B, line 12c At the time a member runs for an elected position on the nasw board of directors, the person is required to review and sign the NASW conflict of interest policy. New members of the board of directors of the national association of social workers are required to participate in new board member orientation. At this time they again review the policy. It is a board member's responsibility to bring up, either about themselves or other members of the board, any perceived or actual conflicts of interest. They are also responsible for recusing themselves from any board business that may conflict with their other interests. Finally, board members are not allowed to act as paid consultants to nasw or any of its affiliates or chapters. Form 990, Part VI, Section B, line 15a NASW has a compensation policy that covers compensation of the chief executive officer. For the chief executive officer, the NASW Executive Committee of the Board of Directors is required to review comparability data, including but not limited to: expert compensation studies by independent firms; and information obtained from IRS filings of similar organizations. The board must document how it reached its decision regarding compensation. The documentation must include the terms of the compensation and the date it was approved; the members of the board who were present during the discussions regarding compensation that was approved and those who voted on it; the comparability data obtained and relied on, and how the data was obtained; and any actions taken with respect to consideration on the compensation by anyone on the board who had a conflict of interest with respect to the decision. Form 990, Part VI, Section C, line 19 NASW makes its audited financial statements, conflict of interest policy, governing documents and tax returns available at its national headquarters at 750 First Street, ne, Washington, D.C for the same period of disclosure as set forth in section 6104(d). upon written request, NASW directs the individual to GuideStar website. If the individual does not have electronic access to the internet, NASW will provide a copy. Form 990, Part IX, line 11g Contracted General Services 2,650,505. CE Presenter Fees 693,932. Consultants 561,619. Temporary Staffing 498,834. Publication Agent 116,661. Honorarium 165,018. Data Processing 39,933. Other professional services 37,462. Recruitment Fees 14,691. Media 12,038. Outsourced Staffing 6,600. Outside Clerical Services 640. Form 990, Part XI, line 9: RETIREMENT RELATED CHANGES OTHER THAN NET PERIODIC BENEFIT COSTS 963,392. EQUITY IN EARNINGS OF ASSURANCE SERVICES, INC. 1,350,924. CHAPTER BEGINNING NET ASSETS 8,497,625. CHAPTER PAC BEGINNING NET ASSETS -259,861. NJ Social Work Education Research & Scholarship Corp 136 Marion Dr West Orange NJ 07052 464395824 To educate the public about social work and social programs NJ 501(c)(3) Line 10 National Association of Social Workers Inc 0 NASW FOUNDATION 750 FIRST STREET NE Ste 800 WASHINGTON DC 20002 136128093 TO ENHANCE WELL-BEING BY STRENGTHENING THE SOCIAL WORK PROFESSION DC 501(c)(3) Line 7 National Association of Social Workers Inc 1 NASW POLITICAL ACTION FOR CANDIDATE ELECTION 750 FIRST STREET NE STE 800 WASHINGTON DC 20002 521066364 SUPPORT THE ELECTION OF CANDIDATES WHO SUPPORT social work DC 527 National Association of Social Workers Inc 1 International Social Development Center Limited PO Box 80496 Dar Es Salaam TZ To strengthen the social work profession TZ Foreign Charity The NASW Foundation Inc 0 NASW ASSURANCE SERVICES INC 50 CITIZENS WAY SUITE 304 FREDERICK MD 21701 260401714 OVERSEE NASW'S INSURANCE RELATED PROGRAMS MD National Association of Social Workers Inc C 6143897 60730030 1.00000 1 NASW Purchasing Group Inc 50 Citizens Way SUite 304 FREDERICK MD 21701 260443917 State level facilitation of filing professional liability insurance program DC NASW ASSURANCE SERVICES INC C 53217 1.00000 0 NASW Insurance Company 50 Citizens Way SUite 304 FREDERICK MD 21701 261689940 An association captive Insurance company DC NASW ASSURANCE SERVICES INC C 3283701 19705583 1.00000 0 NASW LEGAL DEFENSE FUND 750 FIRST STREET NE SUITE 800 WASHINGTON DC 20002 237370193 DEFRAY THE COSTS OF LEGAL EXPENSES OF MEMBERS DC National Association of Social Workers Inc T 206864 363480 1.00000 1 1 1 1 0 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 NASW Assurance Services Inc A 500000 cash NASW Assurance Services Inc C 220000 CASH NASW Assurance Services Inc E 1900000 cash NASW Foundation Inc O 725671 cost NASW Foundation Inc P 447813 cost NASW Foundation Inc Q 1009762 cost NASW LEGAL DEFENSE FUND O 85005 cost NASW LEGAL DEFENSE FUND P 202386 cost NASW LEGAL DEFENSE FUND Q 129100 Cost NASW Political Action for Candidate Election P 186536 cost NASW Political Action for Candidate Election Q 59639 cost nasw political Action for Candidate Election O 36566 cost NASW ASSURANCE SERVICES INC Q 23996 cost NASW Foundation Inc B 50000 cash