2018-05-14T10:00:48-05:00 2017-06-30 134008324 PRICEWATERHOUSECOOPERS LLP 600 13TH ST NW STE 1000 WASHINGTON DC 200053014 990 2016-07-01 620476822 Vanderbilt University VAND 6153436601 PMB 406310 2301 Vanderbilt Place Nashville TN 372406310 BRETT SWEET CFO 2018-05-14 true TRAVIS PATTON P00369623 2024141000 2016 2022-09-23 18:48:47Z Nicholas S Zeppos 211 Kirkland 2201 Westend Nashville TN 37240 9675774941 false X www.vanderbilt.edu X 1941 TN See Schedule O 29 27 14117 16000 7434140 -7650177 326470970 306804251 951962483 1019724693 14515423 275252963 32888658 19894016 1325837534 1621675923 332911063 354596697 0 0 640516918 641942595 845453 608504 27058922 487048468 495227965 1461321902 1492375761 -135484368 129300162 6342629407 6818430554 945758654 1051263348 5396870753 5767167206 See Schedule O false false 1118103087 309348011 996472632 See Schedule O - Education 178034644 45248686 23252061 See Schedule O - Academic and Scientific Research 1296137731 true true false true false false 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Charles H Esserman Trustee 1.0 0.0 X 0 0 0 Bruce R Evans Trustee 1.0 0.0 X 0 0 0 David W Head Trustee 1.0 0.0 X 0 0 0 Jay C Hoag Trustee 1.0 0.0 X 0 0 0 John R Ingram Trustee 1.0 0.0 X 0 0 0 Kathleen E Justice-Moore Trustee 1.0 0.0 X 0 0 0 Carrol E Kimball Trustee 1.0 0.0 X 0 0 0 Steven H Madden Sr Trustee 1.0 0.0 X 0 0 0 Mark P Mays Trustee 1.0 0.0 X 0 0 0 Jackson W Moore Vice-Chairman 1.0 0.0 X 0 0 0 Courtney C Pastrick Trustee 1.0 0.0 X 0 0 0 David W Patterson Trustee 1.0 0.0 X 0 0 0 H Ross Perot Jr Trustee 1.0 0.0 X 0 0 0 Jeffrey J Rothschild Trustee 1.0 0.0 X 0 0 0 Sidanth Sapru Trustee 1.0 0.0 X 0 0 0 Robert C Schiff Jr Trustee 1.0 0.0 X 0 0 0 Alexander C Taylor Trustee 1.0 0.0 X 0 0 0 J Stephen Turner Trustee 1.0 0.0 X 0 0 0 Patricia E White Trustee 1.0 0.0 X 0 0 0 Mark Wilf Trustee 1.0 0.0 X 0 0 0 Jon Winkelried Vice-Chairman 1.0 0.0 X 0 0 0 Audrey J Anderson See Schedule O 50.0 0.1 X 1077271 0 127777 Steve Ertel See Schedule O 50.0 0.0 X 0 0 0 Beth A Fortune See Schedule O 50.0 0.0 X 455063 0 23940 Nathan Green See Schedule O 50.0 0.0 X 273523 0 32560 Anders W Hall See Schedule O 50.0 3.9 X 1551660 0 455247 George C Hill See Schedule O 50.0 0.0 X 409475 0 13193 Eric C Kopstain See Schedule O 50.0 1.0 X 710875 0 36428 John M Lutz See Schedule O 50.0 0.0 X 1150391 0 126387 Susie S Stalcup See Schedule O 50.0 0.0 X 690948 0 20971 Brett C Sweet See Schedule O 50.0 2.0 X 1471412 0 265066 Susan Wente See Schedule O 50.0 0.4 X 1329039 0 47179 David Williams II See Schedule O 50.0 0.8 X 1097434 0 50779 Jeffrey Balser See Schedule O 50.0 0.0 X 607616 0 21659 Lauren Benton See Schedule O 50.0 0.0 X 706503 0 102027 Lawrence J Marnett See Schedule O 50.0 0.0 X 681294 0 37380 Timothy C Corbin See Schedule O 50.0 0.0 X 2128423 0 207644 Bryce Drew See Schedule O 50.0 0.0 X 1974158 0 72984 Derek Mason See Schedule O 50.0 0.0 X 2671927 0 140596 Hunter McCrossin See Schedule O 50.0 2.0 X 975976 0 317510 Travis W Shore See Schedule O 50.0 6.4 X 989804 0 284515 Richard C McCarty See Schedule O 50.0 0.0 X 591535 0 30924 Mitch Edgeworth See Schedule O 50.0 0.0 X 183755 0 16935 Charles L Gregory See Schedule O 50.0 0.0 X 183317 0 17489 John F Manning Jr PhD MBA See Schedule O 50.0 0.0 X 224591 0 15994 Charles W Pinson MD MBA See Schedule O 50.0 0.0 X 434296 0 17431 David Posch See Schedule O 50.0 0.0 X 235950 0 16192 26810172 0 2817263 1181 true true true Clark Parent a Joint Venture 7500 Old Georgetown Road Bethesda MD 20814 Construction 41513287 Vanderbilt University Medical Center 1161 21st Ave S D-3300 MCN Nashville TN 37232 Affiliation Services 24977060 Hogan Lovells US LLP 555 Thirteenth Street NW Washington DC 20004 Legal Services 10625012 RC Matthews Contractor 300 Broadway PO Box 24687 Nashville TN 37202 Construction Services 9470534 The Boston Consulting Group Inc One Beacon St 10th Floor Boston MA 02108 Consulting 7517658 279 X 108127 203364635 103331489 16453599 306804251 Tuition and Fees 611310 520385913 520385913 Affilliated Entity Rev 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OPERATING INCOME, COLUMN A - 36202593.0, COLUMN B - 4535825.0, COLUMN C - 30824998.0, COLUMN D - 404224.0, COLUMN E - 104778.0, COLUMN F - 72072418.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 280327 280327 1477018459 1477298786 1000000 0 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 388622 357019 458726 280327 1484694 250000 250000 250000 250000 1000000 1500000 0 0 0 4890996 X X X X X Education true false true X 3795585401 129140956 428676790 109451788 93745467 13740631 4136465261 4093387484 154345834 -172420504 103887979 162527753 13311681 3795585401 4046250379 75832665 148787412 75364887 89465646 12652439 4093387484 3635343038 88751983 491337590 69952281 87607660 11622291 4046250379 3360035514 116470228 319370422 60864586 89692275 9976265 3635343038 0.3883 0.2982 0.3135 false false 85289630 85289630 1464959890 757853062 707106828 15300299 15300299 343718993 253457793 90261200 104673415 104673415 1002631372 2368221 C Limited Partnerships 1425248830 F Interests in trusts held by others 28576891 F Other Investments & Securities 183191782 F Minority Interest 61604926 F 1700990650 Actuarial Liability for Annuities Payable 30397262 Actuarial Liability for Self Insurance 6624066 Fair Value of Interest Rate Exchange Agreements Liability 54783583 Government Advances for Student Loans 24411152 Fair Value of Securities Sold Short 353025201 State and Local Taxes Payable 296434 469537698 X Schedule D, Part III, Line 5 Solicitation of Art, etc. Vanderbilt University solicited works of art to be sold at fundraising events in silent auctions. The fair market value of these items can range in value, and in FY17 the fair market value of these items did not meet the thresholds required for Form 8282 to be filed. Schedule D, Part III, Line 4 Collections of art - description of collections Vanderbilt University maintains various collections of art, historical treasures and other similar assets in departments across the University. Such collections include, but are not limited to, historical drawings; historical scientific instruments; historical furniture; paintings; photography; book collections; and other similar items and artifacts. All such collections further Vanderbilt's exempt purpose by providing historical materials for students and researchers, and by providing cultural, historical and educational opportunities to Vanderbilt University students and the community at large through exhibits, displays, and loan or exchange programs. Schedule D, Part IV, Line 2b Explanation of escrow agreement Agency funds are held by Vanderbilt university, which serves as a custodian or fiscal agent for student groups and other university related organizations. Schedule D, Part V, Line 4 Intended uses of endowment funds Vanderbilt University's endowment funds, as related to Part V, are intended to be used for scholarships, fellowships, endowed academic chair support, and capital and operational support. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote Vanderbilt is a tax-exempt organization as described in Section 501(c)(3) of the Internal Revenue Code (the Code), and generally is exempt from federal income taxes on related income pursuant to Section 501(a) of the code. Vanderbilt is, however, subject to federal and state income tax on unrelated business income, and provision for such taxes is included in the consolidated financial statements. Vanderbilt regularly evaluates its tax position and does not believe it has any material uncertain tax positions that require disclosure or adjustment to the consolidated financial statements. true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY Vanderbilt University's nondiscrimination policy is widely disseminated through newspapers or broadcast media, various university-related websites, online application portals, orientation sessions, publication in catalogs, application materials and handbooks. In compliance with federal law, including the provisions of Title VII of the Civil Rights Act of 1964, Title IX of the Education Amendments of 1972, Sections 503 and 504 of the Rehabilitation Act of 1973, the Americans with Disabilities Act (ADA) of 1990, the ADA Amendments Act of 2008, Executive Order 11246, and the Uniformed Services Employment and Reemployment Rights Act, as amended, and the Genetic Information Nondiscrimination Act of 2008, Vanderbilt University does not discriminate against individuals on the basis of their race, sex, religion, color, national or ethnic origin, age, disability, or military service, or genetic information in its administration of educational policies, programs, or activities, admissions policies, scholarship and loan programs, athletic or other university-administered programs, or employment. In addition, the university does not discriminate against individuals on the basis of their sexual orientation, gender identity, or gender expression consistent with the university's nondiscrimination policy. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT Vanderbilt University participates in the following programs: Federal Pell Grants, Federal Supplemental Educational Opportunity Grants (FSEOG), Federal Direct Stafford Subsidized/Unsubsidized Loans, Federal Perkins Loans, Federal Direct Graduate Plus Loans, Federal Direct Parent Loan for Undergraduate Students (PLUS Loans), Federal Work Study Program, Tennessee Student Assistance Awards, and the Tennessee Education Lottery Scholarship Program. Vanderbilt University also receives various federal and state grants and contracts for academic and scientific research. true Central America and the Caribbean 0 0 Fundraising 801 East Asia and the Pacific 0 0 Fundraising 1978 Europe (Including Iceland and Greenland) 0 0 Fundraising 9894 Russia and Neighboring States 0 0 Fundraising 448 South America 0 0 Fundraising 8870 Central America and the Caribbean 0 0 Investments 415899619 East Asia and the Pacific 0 0 Investments 128082742 Europe (Including Iceland and Greenland) 0 0 Investments 200365467 North America (Canada & Mexico only) 0 0 Investments 16783904 South America 0 0 Investments 1767093 Sub-Saharan Africa 0 0 Investments 28109798 Central America and the Caribbean 0 8 Grantmaking 255274 East Asia and the Pacific 0 3 Grantmaking 128033 Europe (Including Iceland and Greenland) 0 4 Grantmaking 224718 North America (Canada & Mexico only) 0 2 Grantmaking 363633 South America 0 4 Grantmaking 188418 Sub-Saharan Africa 0 1 Grantmaking 80170 Central America and the Caribbean 0 0 ,Send Agents to Attend and Speak at Seminars and Conferences 14489 East Asia and the Pacific 0 0 ,Send Agents to Attend and Speak at Seminars and Conferences 141368 Europe (Including Iceland and Greenland) 0 0 ,Send Agents to Attend and Speak at Seminars and Conferences 638041 Middle East and North Africa 0 0 ,Send Agents to Attend and Speak at Seminars and Conferences 12385 North America (Canada & Mexico only) 0 0 ,Send Agents to Attend and Speak at Seminars and Conferences 99716 Russia and Neighboring States 0 0 ,Send Agents to Attend and Speak at Seminars and Conferences 4107 South America 0 0 ,Send Agents to Attend and Speak at Seminars and Conferences 53042 South Asia 0 0 ,Send Agents to Attend and Speak at Seminars and Conferences 51372 Sub-Saharan Africa 0 0 ,Send Agents to Attend and Speak at Seminars and Conferences 18832 Central America and the Caribbean 0 3 Program Services Education, Research 549037 East Asia and the Pacific 0 0 Program Services Education, Research 514188 Europe (Including Iceland and Greenland) 2 4 Program Services Education, Research 1531306 Middle East and North Africa 0 0 Program Services Education, Research 287830 North America (Canada & Mexico only) 0 2 Program Services Education, Research 204401 Russia and Neighboring States 0 0 Program Services Education, Research 33422 South America 0 2 Program Services Education, Research 341443 South Asia 0 7 Program Services Education, Research 187452 Sub-Saharan Africa 0 0 Program Services Education, Research 230601 0 22 2 18 2 40 792190690 4993202 797183892 Central America and the Caribbean Research 15020 Wire N/A N/A Central America and the Caribbean Research 62934 Wire N/A N/A Central America and the Caribbean Research 49670 Wire & Check N/A N/A Central America and the Caribbean Research 35590 Wire N/A N/A Central America and the Caribbean Research 27040 Wire N/A N/A Central America and the Caribbean Research 41290 Wire N/A N/A East Asia and the Pacific Research 12590 Wire N/A N/A East Asia and the Pacific Research 57158 Wire & Check N/A N/A East Asia and the Pacific Instruction 58285 Wire N/A N/A Europe (Including Iceland and Greenland) Research 136847 Wire N/A N/A Europe (Including Iceland and Greenland) Research 6439 Wire N/A N/A Europe (Including Iceland and Greenland) Research 8029 Wire N/A N/A Europe (Including Iceland and Greenland) Research 73403 Wire N/A N/A North America (Canada & Mexico only) Research 36934 Wire N/A N/A North America (Canada & Mexico only) Research 326699 Wire & Check N/A N/A South America Research 47210 Wire & Check N/A N/A South America Research 38290 Wire N/A N/A South America Research 82146 Wire N/A N/A Sub-Saharan Africa Instruction 80170 Wire N/A N/A 10 9 Cash Assistance to Conduct Surveys Central America and the Caribbean 2 23729 Wire N/A N/A Cash Assistance to Conduct Survey South America 1 20772 Wire N/A N/A true false true true true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients located outside the United States who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of the sponsored projects in compliance with laws, regulations and terms and conditions of awards and subawards and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of the central offices and academic departments of the university and describes the monitoring procedures for each area. The full text of Vanderbilt's Subrecipient Monitoring Guidelines is available online at the following web address: HTTP://WWW.VANDERBILT.EDU/OCGA/DOCS/VUPOLICIES/SUBRECIPIENT/REVISEDVUSUBRECIPIENTMONITO RINGGUIDELINES_EFFECTIVE12_26_2014.PDF Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients located outside the United States who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of the sponsored projects in compliance with laws, regulations and terms and conditions of awards and subawards and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of the central offices and academic departments of the university and describes the monitoring procedures for each area. The full text of Vanderbilt's Subrecipient Monitoring Guidelines is available online at the following web address: HTTP://WWW.VANDERBILT.EDU/OCGA/DOCS/VUPOLICIES/SUBRECIPIENT/REVISEDVUSUBRECIPIENTMONITO RINGGUIDELINES_EFFECTIVE12_26_2014.PDF X X X X X X X true Ruffalo Cody 65 Kirkwood North Rd SW Cedar Rapids IA 52404 Call Center false 1227177 477219 749958 Grenzebach Glier & Associates 401 N Michigan Ave Suite 2800 Chicago IL 60611 Consulting false 95085 -95085 Washburn & McGoldrick LLC 24 N Bryn Mawr Ave 252 Bryn Mawr PA 19010 Consulting false 36200 -36200 1227177 608504 618673 Vandy Golf Day 83631 54114 29517 0 0 0 0 24499 25117 Baseball Banquet 42262 8736 33526 0 3836 0 19131 0 0 3 87012 45277 41735 0 8227 0 9390 650 3126 212905 108127 104778 0 12063 0 28521 25149 28243 93976 10802 Schedule G, Part I, Line 2b(v) payment of fees or payment of expenses RUFFALO CODY-THE TOTAL AMOUNT PAID TO RUFFALOCODY FOR FISCAL YEAR 2017 WAS $478,314 WHICH INCLUDES PROFESSIONAL FUNDRAISING FEES OF $477,219 AND FUNDRAISING EXPENSES OF $1,095. THE CONTRACT BETWEEN VANDERBILT UNIVERSITY AND RUFFALOCODY CALLS FOR THE REIMBURSEMENT OF FUNDRAISING EXPENSES INCURRED BY RUFFALOCODY, SUCH AS PRINTING AND POSTAGE, WHICH ARE INVOICED SEPARATE FROM TELEMARKETING SERVICE FEES.;GRENZEBACH, GLIER & ASSOCIATES-THE TOTAL AMOUNT PAID TO GG+A FOR FISCAL YEAR 2017 WAS $104,851, WHICH INCLUDES PROFESSIONAL FUNDRAISING FEES OF $95,085 AND EXPENSES OF $9,766. THE CONTRACT BETWEEN VANDERBILT UNIVERSITY AND GG+A CALLS FOR THE REIMBURSEMENT OF TRAVEL RELATED FUNDRAISING EXPENSES INCURRED BY GG+A, SUCH AS AIRFARE AND HOTEL, WHICH ARE INVOICED AS INCURRED. GG+A PROVIDE CONSULTING SERVICES FOR VANDERBILT UNIVERSITY'S OVERALL FUNDRAISING PROGRAM. GG+A DO NOT RAISE FUNDS FOR VANDERBILT OR HELP RAISE FUNDS FOR A SPECIFIC PURPOSE.;WASHBURN & MCGOLDRICK, LLC-THE TOTAL AMOUNT PAID TO WASHBURN AND MCGOLDRICK FOR FISCAL YEAR 2017 WAS $39,815, WHICH INCLUDES PROFESSIONAL FUNDRAISING FEES OF $36,200 AND EXPENSES OF $3,615. THE CONTRACT BETWEEN VANDERBILT UNIVERSITY AND WASHBURN AND MCGOLDRICK CALLS FOR THE REIMBURSEMENT OF TRAVEL RELATED FUNDRAISING EXPENSES INCURRED BY WASHBURN AND MCGOLDRICK, SUCH AS AIRFARE AND HOTEL, WHICH ARE INVOICED AS INCURRED. WASHBURN AND MCGOLDRICK PROVIDE CONSULTING SERVICES FOR VANDERBILT UNIVERSITY'S OVERALL FUNDRAISING PROGRAM. WASHBURN AND MCGOLDRICK DO NOT RAISE FUNDS FOR VANDERBILT OR HELP RAISE FUNDS FOR A SPECIFIC PURPOSE.; true Adventure Science Center 800 Fort Negley Blvd Nashville TN 37203 620479192 501(c)(3) 6240 0 N/A N/A Instruction Arizona State University Box 873503 Tempe AZ 852873503 860196696 GOVT 35952 0 N/A N/A Research Auburn University 301 Samford Hall Auburn University AL 36849 636000724 GOVT 30400 0 N/A N/A Research Base Pair Biotechnologies Inc 9307 W Broadway Pearland TX 77584 454702942 N/A 40000 0 N/A N/A Research Baylor College of Medicine 1 Baylor Plaza Houston TX 77030 741613878 501(c)(3) 236740 0 N/A N/A Research Brigham and Women's Hospital Inc 101 Huntington Ave Boston MA 02199 042312909 501(c)(3) 288148 0 N/A N/A Research Cal Poly Pomono Foundation Inc 3801 West Temple Avenue Pomona CA 91768 952417645 501(c)(3) 7762 0 N/A N/A Research California Institute of Technology MC 201-15 Pasadena CA 91125 951643307 501(c)(3) 390079 0 N/A N/A Research Carnegie-Mellon University 5000 Forbes Avenue Pittsburgh PA 15213 250969449 501(c)(3) 542598 0 N/A N/A Research Case Western University 10900 Euclid Avenue Cleveland OH 44106 341018992 501(c)(3) 422616 0 N/A N/A Research Children's Hospital of Los Angeles 4650 Sunset Blvd Los Angeles CA 90027 951690977 501(c)(3) 589025 0 N/A N/A Research Christian Brothers University 650 East Parkway South Memphis TN 38104 620476666 501(c)(3) 17052 0 N/A N/A Instruction Claremont Graduate University 150 East Tenth Street Claremont CA 91711 951664100 501(c)(3) 424452 0 N/A N/A Research Cleveland Clinic Lerner College of Case Western Reserve University 9500 Euclid Ave Cleveland OH 44195 340714585 501(c)(3) 75423 0 N/A N/A Research Cleveland State Community College 3535 Adkisson Drive Cleveland TN 37320 620762876 GOVT 30817 0 N/A N/A Public Service Columbia State Community College 1665 Hampshire Pike Columbia TN 38401 237106327 501(c)(3) 91124 0 N/A N/A Research Conexion Americas 2195 Nolensville Pike Nashville TN 37211 621715618 501(c)(3) 10000 0 N/A N/A Contribution Cornell University 120 Day Hall Ithaca NY 14853 150532082 501(c)(3) 59985 0 N/A N/A Research Dana Farber Cancer Institute Inc 450 Brookline Avenue Boston MA 02215 042263040 501(c)(3) 143739 0 N/A N/A Research Duke University Box 104135 Durham NC 277080077 560532129 501(c)(3) 75078 0 N/A N/A Research Dynamic Object Language Labs Inc 2 Parsonage Hill Road Haverhill MA 01832 100142007 N/A 337197 0 N/A N/A Research East Tennessee University Box 70565 Johnson City TN 376141707 626021046 GOVT 9304 0 N/A N/A Instruction Education Development Center Inc 55 Chapel Street Newton MA 02458 042241718 501(c)(3) 47620 0 N/A N/A Research ETR Associates 100 Enterprise Way Scotts Valley CA 95066 922760764 501(c)(3) 15806 0 N/A N/A Research Fisk University 1000 17th Avenue North Nashville TN 37208 620202000 501(c)(3) 229774 0 N/A N/A Research, Instruction Flocel Inc 4415 Euclid Avenue Cleveland OH 44103 201826225 N/A 74920 0 N/A N/A Research Florida Atlantic University 777 Glades Road Boca Raton FL 33431 650385507 GOVT 367687 0 N/A N/A Research Florida College 119 N Glen Arven Ave Temple Terrace FL 33617 590737882 501(c)(3) 5485 0 N/A N/A Contribution Florida State University 874 Traditions Way Tallahassee FL 32306 596001138 GOVT 400619 0 N/A N/A Research GE Global Research One Research Circle Niksayuna NY 12309 140689340 N/A 108661 0 N/A N/A Research Georgetown University Medical Center 3307 M Street NW Washington DC 20007 530196603 501(c)(3) 31579 0 N/A N/A Research Georgia State University PO Box 3999 Atlanta GA 30302 581845423 501(c)(3) 48043 0 N/A N/A Research Georgia Tech Research Corporation 550 Tenth Street NW Atlanta GA 30332 580603146 501(c)(3) 112111 0 N/A N/A Research H Lee Moffitt Cancer Center and Research Institute 12902 Magnolia Drive Tampa FL 33612 592451713 501(c)(3) 125982 0 N/A N/A Research Howard University 576 W Street NW Washington DC 20059 530204707 501(c)(3) 59588 0 N/A N/A Research Humanities Tennessee 306 Gay St Ste 306 Nashville TN 37201 620933337 501(c)(3) 10000 0 N/A N/A Contribution IBEX Preclinical Research Inc 1072 RSI Drive Logan UT 84321 200756707 N/A 29691 0 N/A N/A Research Indiana University PO Box 1847 Bloomington IN 474021847 356001673 501(c)(3) 26428 0 N/A N/A Research Johns Hopkins University 3400 N Charles Street Baltimore MD 21218 520595110 501(c)(3) 183376 0 N/A N/A Research Leland Stanford Junior University 651 Serra Street Room 260 Stanford CA 94305 941156365 501(c)(3) 219969 0 N/A N/A Research Lipscomb University One University Park Drive Nashville TN 37204 620485733 501(c)(3) 14910 0 N/A N/A Research Massachusetts Institute of Technology 77 Massachusetts Avenue Cambridge MA 02139 042103594 501(c)(3) 87517 0 N/A N/A Research Mayo Clinic Research PO Box 860334 Minneapolis MN 55486 416011702 501(c)(3) 14390 0 N/A N/A Research Meharry Medical College 1005 DB Todd Blvd Nashville TN 37208 620488046 501(c)(3) 64866 0 N/A N/A Research, Instruction Metro Nashville Public Schools (MNPS) 2601 Bransford Ave Nashville TN 37204 620717138 GOVT 5000 3500 FMV School supplies Contribution Metropolitan Interdenominational Church PO Box 280779 Nashville TN 372280779 621100022 501(c)(3) 81694 0 N/A N/A Research Michigan State University 301 Administration Bldg Est Lansing MI 488241046 386005984 501(c)(3) 22375 0 N/A N/A Research Middle Tennessee State University 1301 East Main Street Murfreesboro TN 37132 626005794 GOVT 101075 0 N/A N/A Research, Instruction Moss Rose Education Foundation PO Box 158781 Nashville TN 37215 453123397 501(c)(3) 10000 0 N/A N/A Contribution Nashville Downtown Partnership 150 4th Ave N Suite G-150 Nashville TN 37219 621774641 501(c)(3) 10750 0 N/A N/A Contribution Nashville Public Library Foundation 615 Church St Nashville TN 37219 621681766 501(c)(3) 57000 0 N/A N/A Contribution North Carolina State Board of Education 6302 Mail Service Center Raleigh NC 27699 561492826 GOVT 84441 0 N/A N/A Research North Carolina State University Campus Box 7214 Raleigh NC 27695 566000756 GOVT 144231 0 N/A N/A Research Northeast State Community College 2425 Highway 75 Blountville TN 37617 621033870 GOVT 35362 0 N/A N/A Public Service Northwest Arkansas Education Service Cooperative 4 N Double Spring Rd Farmington AR 72730 710615858 GOVT 50260 0 N/A N/A Research Northwestern University 619 Clark Street Evanston IL 602081112 362167817 501(c)(3) 345663 0 N/A N/A Research Ohio State University Research Foundation 1960 Kenny Road Columbus OH 432101063 316401599 501(c)(3) 27182 0 N/A N/A Research Oregon Health & Science University 2525 SW 1st Ave Portland OR 97201 237083114 501(c)(3) 846792 0 N/A N/A Research Oregon State University 312 Kerr Administration Bldg Corvallis OR 973312140 481278540 GOVT 52614 0 N/A N/A Research Pellissippi State Community College 10915 Hardin Valley Road Knoxville TN 37933 620938734 GOVT 35146 0 N/A N/A Public Service Project One Four PO Box 330915 Murfreesboro TN 37133 263333542 501(c)(3) 9200 0 N/A N/A Contribution Purdue University 302 Wood Street West Lafayette IN 479072040 356002041 501(c)(3) 95847 0 N/A N/A Research Rand Corporation 1776 Main Street Santa Monica CA 904072138 951958142 501(c)(3) 311000 0 N/A N/A Research Regents of the University of California Berkeley 2150 Shattuck Ave Ste 313 Berkeley CA 94704 946002123 501(c)(3) 134429 0 N/A N/A Research Regents of the University of Colorado Boulder 3100 Marine Street - 4th Floor Boulder CO 80309 846000555 501(c)(3) 250125 0 N/A N/A Research Regents of the University of Minnesota 200 Oak Street Minneapolis MN 554552070 416007513 GOVT 117979 0 N/A N/A Instruction Research Foundation for Mental Hygiene Inc 150 Broadway Suite 301 Menands NY 12204 141410842 501(c)(3) 112254 0 N/A N/A Research Research Institute at Nationwide Children's Research 700 Childrens Drive Columbus OH 43205 316056230 501(c)(3) 92722 0 N/A N/A Research Roane State Community College 276 Patton Lane Harriman TN 377488615 620819102 GOVT 39039 0 N/A N/A Public Service Rutgers University 3 Rutgers Plaza New Brunswick NJ 08901 237318742 501(c)(3) 510150 0 N/A N/A Research Securboration Inc 1050 West NASA Blvd Melbourne FL 32901 593729686 N/A 65053 0 N/A N/A Research Southern California Institute for Research and Education 5901 ESeventh Street Long Beach CA 90822 331331855 501(c)(3) 12115 0 N/A N/A Research Southern Methodist University PO Box 750259 Dallas TX 752750259 750800689 501(c)(3) 580113 0 N/A N/A Research, Instruction SRI International 333 Ravenwood Avenue Menlo Park CA 94025 941160950 501(c)(3) 71337 0 N/A N/A Research Syriac Institute 954 River Road Piscataway NJ 08854 223785056 501(c)(3) 7196 0 N/A N/A Research Tampa VA Research and Education Foundation 5620 E Fowler Ave Temple Terrace FL 33617 593444354 501(c)(3) 55779 0 N/A N/A Research Tennessee Performing Arts Center 505 Deadrick St Nashville TN 37243 581320590 501(c)(3) 15000 0 N/A N/A Contribution Tennessee State University 3500 John Merritt Blvd Nashville TN 37209 620786119 GOVT 158061 0 N/A N/A Research, Instruction Tennessee Technological University Box 5012 Cookeville TN 385050001 620646806 GOVT 15397 0 N/A N/A Instruction The Conservancy For The Parthenon And Centennial Park PO Box 196340 Nashville TN 37219 581609026 501(c)(3) 10000 0 N/A N/A Contribution Thistle Farms 5122 Charlotte Pike Nashville TN 37209 582050089 501(c)(3) 6033 0 N/A N/A Contribution Tougaloo College 500 West County Line Road Tougaloo MS 39174 640303093 501(c)(3) 176150 0 N/A N/A Research US Army Institute of Surgical Research 3698 Chambers Pass San Antonio TX 782346315 300440374 GOVT 278787 0 N/A N/A Research University of Alabama Box 870104 Tuscaloosa AL 358470104 636001138 501(c)(3) 25898 0 N/A N/A Research University of Arizona P O Box 3308 Tucson AZ 85722 866004791 GOVT 19536 0 N/A N/A Research University of California - Los Angeles 11000 Kinross Bldg Los Angeles CA 90095 956006143 501(c)(3) 197195 0 N/A N/A Research University of California - Riverside 200 University Office Building Riverside CA 92521 956006142 501(c)(3) 208993 0 N/A N/A Research University of California - San Francisco 3333 California Street San Francisco CA 941430962 941550853 501(c)(3) 87348 0 N/A N/A Research University of California - Santa Barbara 3227 Cheadle Hall Santa Barbara CA 931062050 956006145 501(c)(3) 497849 0 N/A N/A Research University of California San Diego 9500 Gilman Drive La Jolla CA 920930934 956006144 501(c)(3) 11013 0 N/A N/A Research University of Chicago 1225 East 60th Street Chicago IL 606372801 362177139 501(c)(3) 331705 0 N/A N/A Research University of Cincinnati PO Box 210386 Cincinnati OH 452210386 316000989 GOVT 40118 0 N/A N/A Research University of Connecticut 438 Whitney Road Extension Storrs Mansfield CT 062691133 060772160 GOVT 247099 0 N/A N/A Instruction University of Florida 219 Grinter Hall Gainesville FL 326115500 596002052 GOVT 171574 0 N/A N/A Research University of Hawaii 2440 Campus Road Box 368 Honolulu HI 96822 996000354 GOVT 73149 0 N/A N/A Research University of Illinois at Chicago 809 South Marshfield Ave Chicago IL 606127205 376000511 501(c)(3) 137785 0 N/A N/A Research; Instruction University of Kentucky Research Foundation 1000 South Limestone Street Lexington KY 405360293 616033693 501(c)(3) 58664 0 N/A N/A Research University of Maryland 4101 Chesapeake Building College Park MD 20742 526002033 GOVT 238487 0 N/A N/A Research University of Massachusetts Boston 100 Morrissey Blvd Boston MA 021253393 043167352 GOVT 22706 0 N/A N/A Research University of Memphis Administration Bldg Room 315 Memphis TN 38152 620648618 GOVT 8560 0 N/A N/A Instruction University of Miami 1320 South Dixie Highway Coral Gables FL 33146 590624458 501(c)(3) 51503 0 N/A N/A Research University of Michigan 3089 Wolverine Tower Ann Arbor MI 481091287 386006309 501(c)(3) 63402 0 N/A N/A Research University of Minnesota 200 Oak Street SE Minneapolis MN 554552070 416007513 GOVT 532364 0 N/A N/A Research University of Missouri-Columbia 310 Jesse Hall Columbia MO 65211 436003859 GOVT 28510 0 N/A N/A Research University of Nebraska Medical Center 42nd Dewey Ave Omaha NE 68198 470049123 501(c)(3) 189526 0 N/A N/A Research University of Notre Dame 511 Main Building Notre Dame IN 46556 350868188 501(c)(3) 8815 0 N/A N/A Research University of North Carolina-Chapel Hill 104 Airport Dr Chapel Hill NC 275991350 566001393 501(c)(3) 617437 0 N/A N/A Research University of North Dakota 264 Centennial Drive Grand Forks ND 582027306 456002491 GOVT 9303 0 N/A N/A Research University of North Florida 1 UNF Drive Jacksonville FL 32224 592976169 GOVT 80333 0 N/A N/A Research University of Pennsylvania 3440 Market Street Philadelphia PA 191043325 231352685 501(c)(3) 152110 0 N/A N/A Research University of Pittsburgh 3130 Cathedral of Learning Pittsburgh PA 15620 250965591 501(c)(3) 674056 0 N/A N/A Research University of South Florida 4202 E Fowler Ave Tampa FL 336209951 590879015 501(c)(3) 127133 0 N/A N/A Research University of Tennessee 201 Andy Holt Tower Knoxville TN 379960100 626001636 GOVT 273252 0 N/A N/A Research, Instruction University of Texas at Austin PO Box 8029 Austin TX 787138029 746000203 GOVT 149108 0 N/A N/A Research , Instruction University of Texas Health Science Center at San Antonio 7703 Floyd Curl Drive San Antonio TX 782293900 741586031 GOVT 36673 0 N/A N/A Research University of Texas Medical Branch at Galveston PO Box 660120 Dallas TX 75266 746000949 GOVT 9190 0 N/A N/A Research University of Virginia PO Box 400195 Charlottesville VA 229044195 546001796 501(c)(3) 189482 0 N/A N/A Research University of Washington Box 359472 Seattle WA 98195 916001537 GOVT 344915 0 N/A N/A Research University of Wisconsin-Madison 21 North Park Street Madison WI 53715 396006492 GOVT 407442 0 N/A N/A Research Vanderbilt University Medical Center 1161 21st Ave S Nashville TN 37232 352528741 501(c)(3) 24769746 0 N/A N/A Research, Instruction Virginia Commonwealth University 800 East Leigh Street Richmond VA 23219 546001758 GOVT 45046 0 N/A N/A Instruction Virginia Polytechnic Institute 460 Turner Street Blacksburg VA 24060 546001805 GOVT 8909 0 N/A N/A Research Washington State University Post Office Box 641025 Pullman WA 991641025 916001108 501(c)(3) 158718 0 N/A N/A Research Weill Medical College of Cornell University 1300 York Ave New York NY 10065 136094042 501(c)(3) 42062 0 N/A N/A Research Yale University 47 College Street New Haven CT 065208047 060646973 501(c)(3) 98565 0 N/A N/A Research York County Community College 112 College Drive Wells ME 04073 010416015 GOVT 7868 0 N/A N/A Instruction 120 6 Leadership Awards 22 19750 0 N/A N/A Entrepreneurial Grants 7 55000 0 N/A N/A Student Financial Assistance 6774 309273261 0 N/A N/A Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. subrecipient grants: Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the university and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient policy is available online at the following web address: https://www.vanderbilt.edu/ocga/docs/vupolicies/subrecipient/RevisedVUSubrecipientMonitoringGuidelines_effective12_26_2014.pdf Other Assistance: Assistance offered from institutional funds by Vanderbilt to our students is awarded on the basis of merit and/or financial need. Such assistance helps students and their families support the cost of attendance which includes tuition, mandatory fees, room & board, books, other course materials/supplies, and allowances for personal/miscellaneous and travel expenses. Merit-based awards are competitively awarded in recognition of academic achievement, leadership, commitment to community service, contributions to society, and other forms of accomplishment. Need-based assistance is awarded on the basis of documented financial need, resulting from a need analysis evaluation accomplished in accordance with relevant and applicable federal, state, and/or institutional programs, policies, and eligibility requirements. Financial Aid: The units responsible for administering student financial aid at Vanderbilt regularly initiate system-generated reviews, as well as other cross-checks on an ad hoc basis. Results from these reviews, along with recurring management reports, are regularly evaluated. Subsequently, follow-up corrective actions are taken when appropriate and potentially include award revisions or cancellations. These provisions are designed to help ensure that student assistance funds are awarded to eligible recipients, in accordance with applicable federal, state, institutional, and other program legislation, as well as relevant internal University policies and operational guidelines/criteria. X X X true true X X X X X X false true false false false false false true true true Nicholas S Zeppos See Schedule O 1046315 0 2899175 0 58446 0 296424 0 22032 0 4322392 0 0 0 Audrey J Anderson See Schedule O 653156 0 412373 0 11742 0 100807 0 26970 0 1205048 0 0 0 Beth A Fortune See Schedule O 359482 0 66292 0 29289 0 13091 0 10849 0 479003 0 0 0 Nathan Green See Schedule O 262624 0 0 0 10899 0 7950 0 24610 0 306083 0 0 0 Anders W Hall See Schedule O 722367 0 800753 0 28540 0 441107 0 14140 0 2006907 0 0 0 George C Hill See Schedule O 396939 0 0 0 12536 0 13091 0 102 0 422668 0 0 0 Eric C Kopstain See Schedule O 446107 0 253540 0 11228 0 13091 0 23337 0 747303 0 0 0 John M Lutz See Schedule O 752105 0 386544 0 11742 0 109865 0 16522 0 1276778 0 0 0 Susie S Stalcup See Schedule O 577148 0 99736 0 14064 0 13091 0 7880 0 711919 0 0 0 Brett C Sweet See Schedule O 826892 0 615210 0 29310 0 224202 0 40864 0 1736478 0 0 0 Susan Wente See Schedule O 611377 0 687920 0 29742 0 13091 0 34088 0 1376218 0 0 0 David Williams II See Schedule O 846335 0 214809 0 36290 0 13091 0 37688 0 1148213 0 0 0 Jeffrey Balser See Schedule O 572702 0 0 0 34914 0 13091 0 8568 0 629275 0 0 0 Lauren Benton See Schedule O 539714 0 35000 0 131789 0 73091 0 28936 0 808530 0 0 0 Lawrence J Marnett See Schedule O 509468 0 138983 0 32843 0 23091 0 14289 0 718674 0 0 0 Timothy C Corbin See Schedule O 879229 0 1247749 0 1445 0 190841 0 16803 0 2336067 0 0 0 Bryce Drew See Schedule O 1212990 0 750000 0 11168 0 57950 0 15034 0 2047142 0 0 0 Derek Mason See Schedule O 2480117 0 162500 0 29310 0 113091 0 27505 0 2812523 0 0 0 Hunter McCrossin See Schedule O 348599 0 609024 0 18353 0 291526 0 25984 0 1293486 0 0 0 Travis W Shore See Schedule O 325119 0 646328 0 18357 0 269845 0 14670 0 1274319 0 0 0 Richard C McCarty See Schedule O 558698 0 0 0 32837 0 13091 0 17833 0 622459 0 0 0 Mitch Edgeworth See Schedule O 174658 0 0 0 9097 0 8810 0 8125 0 200690 0 0 0 Charles L Gregory See Schedule O 165536 0 0 0 17781 0 8737 0 8752 0 200806 0 0 0 John F Manning Jr PhD MBA See Schedule O 213317 0 0 0 11274 0 10703 0 5291 0 240585 0 0 0 Charles W Pinson MD MBA See Schedule O 404608 0 0 0 29688 0 12907 0 4524 0 451727 0 0 0 David Posch See Schedule O 223164 0 0 0 12786 0 11115 0 5077 0 252142 0 0 0 Schedule J, Part II Vanderbilt/VUMC Reorganization Compensation Reporting PRIOR TO APRIL 29, 2016, VANDERBILT UNIVERSITY ("VANDERBILT") (FEIN: 62-0476822) OPERATED VANDERBILT UNIVERSITY MEDICAL CENTER (THE "MEDICAL CENTER"), AN ACADEMIC MEDICAL CENTER, AS AN OPERATING UNIT WITHIN VANDERBILT. THE MEDICAL CENTER HOUSED VANDERBILT'S CLINICALLY-RELATED CHARITABLE, ACADEMIC AND HEALTH CARE ACTIVITIES AND ASSETS, INCLUDING THREE TEACHING HOSPITALS, OUTPATIENT CLINICS, THE FACULTY PRACTICE PLAN, OTHER HEALTH CARE SUBSIDIARIES AND JOINT VENTURES, AND CLINICAL RESEARCH AND POST-GRADUATE (RESIDENCY) TRAINING PROGRAMS. ON APRIL 29, 2016, VANDERBILT TRANSFERRED CLINICAL SERVICES OPERATIONS, POSTGRADUATE TRAINING PROGRAMS, AND CLINICAL DEPARTMENT RESEARCH ACTIVITIES, ALONG WITH THE RELATED ASSETS AND LIABILITIES, TO VANDERBILT UNIVERSITY MEDICAL CENTER ("VUMC") (FEIN: 35-2528741), A NEWLY INCORPORATED TENNESSEE NON-PROFIT CORPORATION, IN EXCHANGE FOR CONSIDERATION. AS A SEPARATE LEGAL ENTITY, VUMC IS NOT AND WILL NOT BE UNDER COMMON GOVERNANCE WITH OR CONTROLLED BY VANDERBILT NOR WILL VANDERBILT BE FINANCIALLY RESPONSIBLE FOR VUMC INDEBTEDNESS. FOLLOWING THE TRANSACTION, VANDERBILT HAS AN ON-GOING RELATIONSHIP WITH VUMC EMBODIED IN A NUMBER OF WRITTEN AGREEMENTS, INCLUDING AN ACADEMIC AFFILIATION AGREEMENT, A TRADEMARK LICENSING AGREEMENT AND A GROUND LEASE. IN ADDITION, VANDERBILT AND VUMC PROVIDE SPECIFIED SERVICES TO ONE ANOTHER FOR AGREED-UPON CONSIDERATION PURSUANT TO A RECIPROCAL MASTER SERVICES AGREEMENT. AS A RESULT OF THE TRANSFER OF ASSETS AND LIABILITIES FROM VANDERBILT UNIVERSITY ("VANDERBILT") TO VANDERBILT UNIVERSTY MEDICAL CENTER ("VUMC") ON APRIL 29, 2016, CERTAIN VANDERBILT OFFICERS AND EMPLOYEES TRANSITIONED TO AND BECAME EMPLOYEES OF VUMC BEGINNING APRIL 30, 2016. AS A RESULT, VANDERBILT'S SCHEDULE J REPORTABLE COMPENSATION FOR THOSE INDIVIDUALS ONLY COVERS THE PERIOD JANUARY 1, 2016 THROUGH APRIL 29, 2016. FEDERAL FORM W-2S FOR THE PERIOD JANUARY 1, 2016 - DECEMBER 31, 2016 WERE ISSUED BY VUMC. THOSE INDIVIDUALS ARE: JEFFREY BALSER, MITCH EDGEWORTH, CHARLES L. GREGORY, JOHN F. MANNING JR., CHARLES W. PINSON, AND DAVID POSCH. Schedule J, Part I, Line 1a First-class or charter travel Vanderbilt excludes the benefits from taxable income when a documented business purpose is served. First-class or charter travel - Travelers should fly via commercial airline and work to obtain the lowest fare possible. Business class or first class seating may only be used if the traveler's Vice Chancellor provides approval in writing in advance. This approval is only provided for limited circumstances as provided in Vanderbilt's Travel and Business Expense Policy. In cases where it is not possible to fly commercial due to scheduling commitments, and the travel is of the highest importance, travelers may request that the Chancellor approve a charter flight. After weighing the benefits of the trip against the cost of the charter, the chancellor may approve a charter flight. The Board of Trust has approved the first class travel or charter for the Chancellor when necessitated by his schedule. Per Vanderbilt's athletics travel policy, the Vice Chancellor for University Affairs and Athletics can approve non-student travel on team charter flights, when there are extra seats, without requiring reimbursement to the university since the charter fee is not determined by the number of actual passengers. 3 officers, 3 highest compensated employees, 1 key employee and 1 trustee were provided first-class or charter travel that was not included in taxable compensation. Schedule J, Part I, Line 1a Travel for companions 1 officer was provided companion travel that was included in taxable compensation. 1 highest compensated employee was provided companion travel that was not included in taxable compensation. Schedule J, Part I, Line 1a Health or social club dues or initiation fees 1 officer was provided health or social club dues or initiation fees that were not included in taxable compensation. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan Certain individuals listed in Form 990. Schedule J, Part II, participate in nonqualified deferred compensation plans. Amounts contributed to the plans include fixed %s of annual bonus payments, and fixed dollar amounts. Contributions to the plan vest when individuals complete their contract term or continue employment to a designated date. Current year accruals of compensation associated with these plans are included in the amounts reported for such individuals in Schedule J, Part II, Column (C). The payout of these amounts in future years will be included in the amounts reported in Schedule J, Part II, Column (B)(iii) for such individuals. Amounts accrued in prior years and previously reported in Schedule J, Part II, Column (C) will be reported in Schedule J, Part II, Column (F). No payouts were made under these plans to participating individuals in 2016. Schedule J, Part I, Line 7 Non-fixed payments Certain individuals listed in Schedule J, Part II received variable incentive compensation based on the achievement of pre-established goals, where judgement was determined either by the Board of Trust or the Chancellor. Incentive payments are shown in Schedule J, Part II, Column B(ii). Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exception Certain individuals are, from time to time, serving under the provisions of their initial contract to serve as officers of the university, which principally establishes their compensation, responsibilities and duties. A HEFB Vanderbilt Univ Series 2012D&E 626139016 592041UV7 2012-11-29 169603023 SEE Part VI OF THIS SCHEDULE true false false B HEFB Vanderbilt Univ Series 2009A&B 626139016 592041WV5 2009-04-01 328850840 SEE Part VI OF THIS SCHEDULE true false false A 17855000 27370000 169603023 0 0 0 0 0 0 0 169603023 0 2005 true false true true B 12360000 310560000 328896899 0 0 0 2245733 0 0 100365419 226285747 0 2011 true false true true A false true false true true 0.0 0.0 0.0 false true 0.0 false true B false false false true true 0.002 0.0 0.002 false true 0.0 false true A false true true false false false false false true B false false true false false false false false true A true B true Schedule K, Part I, Column (a) All Rows THE HEALTH AND EDUCATIONAL FACILITIES BOARD OF METROPOLITAN GOVERNMENT OF NASHVILLE AND DAVIDSON COUNTY, TN (HEFB). Schedule K, Part I, Column (f) Description of Purpose ROW A - 2012D&E - TO REFUND A PORTION OF SERIES 2000A BONDS (ISSUED ON JANUARY 20, 2005); A PORTION OF THE SERIES 2005A BONDS (ISSUED JANUARY 20, 2005); AND A PORTION OF TAX-EXEMPT COMMERCIAL PAPER. ROW B - 2009A&B - TO REFUND TAX-EXEMPT COMMERCIAL PAPER (ISSUED ON JUNE 28, 2007) USED TO FINANCE VARIOUS CAPITAL PROJECTS; REFUND SERIES 2005 B-1 & B-2 BONDS (BOTH ISSUED ON JANUARY 20, 2005); FINANCE VARIOUS CAPITAL IMPROVEMENTS; TO PAY FOR COSTS ASSOCIATED WITH ISSUANCE OF BONDS. Schedule K, Part II, Line 3 Proceeds DIFFERENCES BETWEEN PART I, COLUMN (E) AND PART II, LINE 3 IS INVESTMENT EARNINGS. Schedule K, Part III, Line 4 Prvate Business Use VANDERBILT UNIVERSITY IS REPORTING PRIVATE BUSINESS USE PERCENTAGES ON A NET BASIS. REPORTING ON A NET BASIS MEANS THAT PRIVATE BUSINESS USE HAS BEEN ALLOCATED TO THE EQUITY PORTION OF ANY DEBT-FINANCED BUILDINGS AND EQUIPMENT WHERE PRIVATE BUSINESS USE HAS OCCURRED. IN VANDERBILT'S CASE, EQUITY HAS SUBSTANTIALLY EXCEEDED RELATIVELY MINOR PRIVATE BUSINESS USE, RESULTING IN ZERO REPORTED AMOUNTS ON A NET BASIS. Schedule K, Part III, Line 8a Sale or Disposition of Bond-financed Property VANDERBILT UNIVERSITY CALCULATES THE PERCENTAGE OF SALE OR DISPOSITION OF BOND-FINANCED PROPERTY BY USING ALL DISPOSED PROPERTY IN THE NUMERATOR WITHOUT CONSIDERING IF THE PROPERTY WAS SOLD TO A PRIVATE ORGANIZATION OR DISPOSED OF IN THE REGULAR COURSE OF BUSINESS. THIS PROVIDES FOR A MORE CONSERVATIVE CALCULATION. THE ASSETS THAT HAVE BEEN DISPOSED OF CONSIST OF SMALL EQUIPMENT AND NO BOND-FINANCED BUILDINGS OR LARGE EQUIPMENT HAVE BEEN SOLD. IT IS NOT VANDERBILT'S POLICY TO SELL ANY BOND-FINANCED ASSETS TO A NONGOVERNMENTAL PERSON OTHER THAN A 501(C)(3) ORGANIZATION. Schedule K, Part III, Line 8b Sale or Disposition of Bond-financed Property COLUMN A - 2012D&E - SINCE A PORTION OF SERIES 2012D&E REFINANCED SERIES 2005A&B, THE PORTION OF 2005A&B THAT HAS BEEN DISPOSED OF IS ALLOCATED TO 2012D&E. COLUMN B - 2009A&B - SINCE A PORTION OF SERIES 2009A&B REFINANCED SERIES 2005A&B, THE PORTION OF 2005A&B THAT HAS BEEN DISPOSED OF IS ALLOCATED TO 2009A&B. Lauren Benton Key Employee Housing Loan X 500000 291667 false false true Peter G Lake Family Member of Key Employee Housing Loan X 510000 59500 false false true 351167 Education assistance provided to one interested person Grant Selection Committee Member 42642 Merit-based scholarship Scholarship to assist individuals fund education costs Tuition assistance provided to three interested persons Qualifying dependents of interested persons 71341 Tuition assistance Tuition to assist individuals fund education costs Gail Carr-Williams Family member of current officer David Williams, II 136378 Employment at Vanderbilt false Gary Robert Kimball III Family member of trustee Carroll E. Kimball 174728 Employment at Vanderbilt false Peter Lake Family member of current key employee Lauren Benton 354800 Employment at Vanderbilt false Stacey McCarty Family member of former officer Richard McCarty 62363 Employment at Vanderbilt false Sandra Solomon Family member of current key employee Lauren Benton 80760 Employment at Vanderbilt false X 15 120705 Market value X 138734 Market value X 743 Market value X 1 5495 Market value X 267 12845143 Market value X 8 1422 Market value X 55 5756 Market value X Silent auction and other non-categorized items 13 1296 Market value X Software 1 3154470 Market value X Equipment 9 179835 Market value 7 false true false Schedule M, Part I Reporting Method for Number of Contributions Vanderbilt University reports the number of contributions received throughout the year for each type of property listed. Form 990, Part I, Line 1 Description of Organization Mission Vanderbilt University is a center for scholarly research, informed and creative teaching, and service to the community and society at large. Vanderbilt will uphold the highest standards and be a leader in the quest for new knowledge through scholarship, dissemination of knowledge through teaching and outreach, and creative experimentation of ideas and concepts. In pursuit of these goals, Vanderbilt values most highly the intellectual freedom that supports open inquiry and equality, compassion and excellence in all endeavors. Form 990, Part III, Line 1 Description of Organization Mission See Disclosure Above. Form 990, Part III, Line 4a Education Vanderbilt University ("Vanderbilt") offers undergraduate programs in the liberal arts and science, engineering, music, education and human development, as well as a full range of graduate and professional degrees. Vanderbilt's ten schools and colleges include: College of Arts and Science, Blair School of Music, Divinity School, School of Engineering, Graduate School, Law School, School of Medicine, School of Nursing, Owen Graduate School of Management, and Peabody College (of education and human development). Vanderbilt has approximately 6,900 undergraduate students, 5,700 graduate and professional students, and more than 4,700 faculty members including Vanderbilt University Medical Center faculty (Vanderbilt University Medical Center faculty are appointed by Vanderbilt but are employed by Vanderbilt University Medical Center). Vanderbilt ranked 14th among the nation's best universities in an annual survey conducted by U.S. News & World Report. Vanderbilt's Peabody College of education and human development was named the No. 7 graduate school of education in the nation by U.S. News & World Report. Peabody programs also received top ten rankings in administration and supervision, special education, education policy, elementary education, curriculum and instruction, higher education administration, educational psychology and secondary education. The administration and supervision program and special education program ranked No. 1. Vanderbilt's School of Nursing ranked 15th among the nation's top graduate nursing schools. The Doctor of Nursing Practice program was ranked 11th. Nursing programs ranking in the top 10 in their respective fields include: informatics, adult/gerontology acute and primary care, psychiatric and mental health care, pediatric primary care, and family care. Vanderbilt's School of Medicine ranked 14th for research schools of medicine in the nation, the Law School ranked 17th, the Vanderbilt School of Engineering ranked 36th , and the Owen Graduate School of Management ranked 25nd for graduate business schools. For more information regarding education at Vanderbilt, visit http://www.vanderbilt.edu. Form 990, Part III, Line 4b Academic and Scientific Research Vanderbilt University ("Vanderbilt") is an internationally recognized research university. A majority of Vanderbilt's research funding is received from the federal government. Funding is also received from foundations, associations, corporations, and other sources. Vanderbilt's researchers are at the forefront of posing innovative solutions to some of the most challenging questions facing the world today. For more information regarding research at Vanderbilt, visit http://research.vanderbilt.edu Form 990, Part VI, Line 2 Family/business relationships amongst interested persons Brett Sweet and David Williams - Business relationship Form 990, Part VI, Line 11b Review of form 990 by governing body The Form 990 is prepared by Vanderbilt University and provided to PricewaterhouseCoopers, Vanderbilt University's independent accounting firm for review. After review by PricewaterhouseCoopers, Vanderbilt University provides a draft copy of the Form 990 and all required schedules for review to all General Officers, which includes the chancellor and Chief Financial Officer. Once this review process is complete, all trustees are provided electronic access to the draft Form 990 and all required schedules for review. The final Form 990 and all required schedules are made available to the full Board of Trust for review via Boardbooks prior to the filing of the return. Form 990, Part VI, Line 12c Conflict of interest policy Vanderbilt University requires that for any faculty or staff member disclosing a potential conflict of interest, the conflict be reviewed by the individual's manager, as well as by the conflict of interest and commitment management office, and the reported conflict be managed, reduced, or eliminated. The manager is required to respond that any recommended management plan has been implemented or that the reported conflict no longer exists. For those conflicts in which Vanderbilt may have an institutional interest, those in which human subject research is performed, or those deemed unmanageable, the university conflicts committee reviews and determines appropriate actions. The university conflicts committee members are appointed by the chancellor and are made up of a faculty member representing each of the university schools, the vice chancellor for administration, the assistant vice chancellor of technology transfer, the director of the human research and protection program, the associate vice chancellor of audit, risk and advisory services and the head of research for the university. The university conflicts committee is chaired by the vice chancellor, general counsel and secretary of the university. The university conflicts committee reports bi-annually to the audit committee of the Board of Trust the matters brought before the committee and the resulting actions. Board of Trust members and senior executive management of the university also must complete annual conflict of interest disclosures and management plans are developed to manage, reduce, or eliminate any potential conflicts of interest. Trustees are notified of their plans and the plans are thoroughly discussed with them to ensure compliance. Those with disclosed potential conflict of interest are presented to the audit committee of the board of trust, along with their respective management action plans, where applicable. Management plans may include restrictions on members such as recusing themselves during deliberations and decisions in which a potential conflict may exist, with the minutes of the meeting reflecting their recusal. Additionally, all members of the Vanderbilt community are required to disclose potential conflicts as they arise throughout the year. The same processes noted above occur for these disclosures. Form 990, Part VI, Line 15a Process to establish compensation of top management official To ensure that Vanderbilt is paying reasonable total compensation, is not violating the private inurement prohibition, which requires that none of the organization's income or assets unreasonably benefit any of its trustees, officers, or key employees, and is in compliance with intermediate sanctions provisions with respect to the general officers, Vanderbilt's Board of Trust has designated a Compensation Committee made up of outside, independent, board members to review and recommend to the Executive Committee of the Board of Trust the total compensation annually for the general officers. The committee utilizes appropriate, nationally-recognized consulting firms to conduct market compensation analyses, provide expert information, and issue reasonableness opinions regarding comparative compensation norms and to ensure compliance with all Internal Revenue Service rules concerning executive compensation, including the Internal Revenue Code provision related to intermediate sanctions deferred compensation, and private inurement. The Compensation Committee reviews the executive compensation philosophy and affirms that it is in line with the Board's expectations. The compensation for the general officers is disclosed in the annual Form 990, which is available to the public in accordance with regulations section 301.6104(d)-1 through 3. Each year, the total compensation review and recommendations are recorded in the minutes of the Compensation Committee meetings. The approval of the recommendations is recorded in the Executive Committee meetings. The full Board is informed annually of the total compensation of the general officers during private session. Form 990, Part VI, Line 15b Process to establish compensation of other employees Vanderbilt uses the same procedures as described in response to Part VI, Line 15a. Form 990, Part VI, Line 19 Required documents available to the public Vanderbilt University makes its governing documents available to the public through its Board of Trust website located at: http://www.vanderbilt.edu/boardoftrust. Vanderbilt University makes its conflict of interest policy available to the public through its Compliance Program website located at http://www.vanderbilt.edu/compliance. Vanderbilt University makes its financial statements available to the public through its website located at: http://finance.vanderbilt.edu/report/. Form 990, Part VII, Section A, Line 1a, Column (A) Continuation of Titles - Nicholas S. Zeppos - Chancellor - Audrey Jane Anderson - Vice Chancellor, General Counsel, and University Secretary - Steve Ertel, Vice Chancellor for Communications - Beth Fortune - Vice Chancellor for Public Affairs; Terminated status as an officer effective February 28th, 2017 - Nathan Green - Interim Vice Chancellor for Public Affairs (effective March 1, 2017) - Anders W. Hall - Vice Chancellor for Investments and Chief Investment Officer - George C. Hill - Chief Diversity Officer and Vice Chancellor for Diversity, Equity and Inclusion - Eric C. Kopstain - Vice Chancellor for Administration - John M. Lutz - Vice Chancellor for Information Technology - Susie S. Stalcup - Vice Chancellor for Development and Alumni Relations - Brett C. Sweet - Vice Chancellor for Finance and Chief Financial Officer - Susan Wente - Provost and Vice Chancellor for Academic Affairs, Professor of Cell and Development Biology - David Williams, II - Vice Chancellor for Athletics and University Affairs and Athletics Director - Jeffrey Balser - Vice Chancellor for Health Affairs; Dean, School of Medicine - Lauren Benton - Dean of College of Arts and Science - Lawrence J. Marnett - Dean of Basic Sciences - Timothy C. Corbin - Head Baseball Coach - Bryce Drew - Head Men's Basketball Coach - Derek Mason - Head Football Coach - Hunter McCrossin - Managing Director, Office of Investments - Travis W. Shore - Managing Director, Office of Investments - Richard C. McCarty - Former Officer (Provost and Vice Chancellor for Academic Affairs); Terminated status as an officer effective July 1, 2014; Current Professor of Psychology - Mitchell Edgeworth - Former Key Employee (CEO, Vanderbilt University Adult Hospital and Clinics); Terminated status as a key employee effective April 29, 2016 - Charles L. Gregory - Former Key Employee (Assistant Vice Chancellor and CEO, Monroe Carell, Jr. Children's Hospital at Vanderbilt; Chief Business Development Officer); Terminated status as a key employee effective April 29, 2016 - John F. Manning, Jr., - Former Key Employee (Associate Vice Chancellor for Health Affairs and Chief Administrative Officer, Vanderbilt University Medical Center; Senior Associate Dean for Operations and Administration, School of Medicine); Terminated status as a key employee effective April 29, 2016 - Charles W. Pinson - Former Key Employee (Deputy Vice Chancellor for Health Affairs; Senior Associate Dean for Clinical Affairs); Terminated status as a key employee effective April 29, 2016 - David Posch - Former Key Employee (CEO, Vanderbilt University Hospital); Terminated status as a key employee effective June 30, 2015 Form 990, Part VIII, Line 2f Other Program Service Revenue All other program service revenue - Total Revenue: 11143449, Related or Exempt Function Revenue: 11143449, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part XI, Line 9 Other changes in net assets or fund balances Change in minority interest - -21451158; Dore Capital LLC 2100 West End Ave Suite 1000 Nashville TN 37203 264337602 Investment DE 0 0 VU Dore Capital Real Estate LLC 2100 West End Ave Suite 1000 Nashville TN 37203 264581498 Investment DE 0 0 VU Vanderbilt Global Holdings LLC 2100 West End Ave Suite 750 Nashville TN 37203 463504785 Holding Company TN 380 241755 VU Star V Partners LLC 2100 West End Ave Suite 1000 Nashville TN 37203 Investment TN 33915117 693692736 VU Vanderbilt Student Communications Inc 2301 Vanderbilt Place Nashville TN 37235 237030713 Support Org TN 501(c)(3) Type I VU true Ingram Charitable Fund Inc 4400 Harding Road 9th Floor Nashville TN 37203 581916504 Support Org TN 501(c)(3) Type III-O NA false Vanderbilt Global Inc 2100 West End Ste 750 Nashville TN 37203 460888454 Support Org DE 501(c)(3) Type I VGH true Dore Capital LP 2100 West End Ste 1000 Nashville TN 37203 264337679 Investments DE VU Excluded 15923592 72201243 true 360537 true Dore Capital Real Estate LP 2100 West End Ste 1000 Nashville TN 37203 264581574 Investments DE VU Excluded 4949229 50976598 true -935670 true Vanderbilt Legends Club Inc 1500 Legends Club Lane Franklin TN 37069 621429615 Golf Club TN VU C Corporation 4115613 19641518 1 true Commodore Scottish Patron II LP 50 Lothian Road Festival Square Edinburgh Scotland UK Investments UK VU C Corporation 0 8050414 1 true Emergent Pro Alia Fund Sub Fund Emergent African Land Fund 20 Boulevard Emmanuel Servais LU 980600835 Investments LU VU C Corporation 0 0 0.796 true Pacific Harbor Special Holdings Ltd PO Box 957 Offshore Incorporations Centre Road Town Tortola VI Investments VI VU C Corporation -17960 69972995 1 true Vision Borda Da Serra Fund Intertrust Corp Svcs Cayman Ltd 190 Elgin Avenue George Town CJ KY19005 Investments CJ VU C Corporation 0 0 0.6525 true Vision Sao Domingos Fund Intertrust Corp Svcs Cayman Ltd 190 Elgin Avenue George Town CJ KY19005 investments CJ VU C Corporation 0 0 0.5223 true Charitable Remainder Trust (75) Charitable Trust TN VU Trust true Perpetual Trust (6) Charitable Trust TN VU Trust true Charitable Lead Trusts (4) Charitable Trust TN VU Trust true true true true true false false false false false false false true false false false true false true true Vanderbilt Legends Club Inc A 574452 FMV Vanderbilt Student Communications Inc A 55828 FMV Dore Capital Real Estate LP B 942000 FMV Dore Capital LP B 1530000 FMV Lead Trust (4) C 319596 FMV Vanderbilt Legends Club Inc C 139257 FMV Vanderbilt Legends Club Inc D 7024287 FMV Vanderbilt Global Inc L 140000 FMV Vanderbilt Legends Club Inc P 103990 FMV Vanderbilt Student Communications Inc R 509450 FMV Charitable Remainder Trust (9) S 4764484 FMV Commodore Scottish Patron II LP S 553997 FMV Dore Capital Real Estate LP S 11400000 FMV Dore Capital LP S 28518000 FMV Pacific Harbor S 57493 FMV Perpetual Trusts (6) S 834944 FMV Vanderbilt Global Inc S 4025000 FMV Vision Borda da Serra S 357188 FMV Vision Sao Domingos S 985083 FMV Schedule R, Part V, Line 2(c) The amounts reported are derived from the books and records of Vanderbilt University, which are maintained on an accrual basis in accordance with U.S. Generally Accepted Accounting Principles. Valuation of the amounts reported in Schedule R, Part V, Column C is consistent with the valuation reflected in the University's consolidated audited financial statements.