2018-04-23T12:11:19-05:00 2017-12-31 522385296 LINDQUIST LLP 5000 EXECUTIVE PKWY 400 SAN RAMON CA 94583 990 2017-01-01 940859420 INTERNATIONAL ASSN OF SMART NO 104 INTE 9253148600 2610 CROW CANYON ROAD NO 300 SAN RAMON CA 945831547 JOSEPH A MARACCINI FIN. SECRETARY/TREASURER 9253148600 2018-04-23 1 JOSEPH M THIERMANN P01066616 9252779100 2017 2022-09-23 18:48:47Z JOSEPH A MARACCINI 2610 CROW CANYON ROAD SUITE 300 SAN RAMON CA 94583 34928685 0 X WWW.SMW104.ORG X 1903 CA SEE SCHEDULE O DEDICATED TO EXTENDING THE BENEFITS AND SOLIDARITY TO ALL OF THOSE WORKING IN SHEET METAL THROUGHOUT NORTHERN CALIFORNIA. 18 13 108 0 0 0 55569 0 28687427 31593171 712501 898808 528507 707381 29984004 33199360 0 0 0 0 14980509 14475902 0 0 0 13153239 12986629 28133748 27462531 1850256 5736829 47995707 55299771 3682288 5249523 44313419 50050248 DEDICATED TO EXTENDING THE BENEFITS AND SOLIDARITY TO ALL OF THOSE WORKING IN SHEET METAL THROUGHOUT NORTHERN CALIFORNIA. 0 0 EXTENDED BENEFITS AND SOLIDARITY TO ALL OF THOSE WORKING IN SHEET METAL THROUGHOUT NORTHERN CALIFORNIA. 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 90 0 1 108 1 0 0 0 0 0 0 X 18 13 1 0 0 0 1 1 1 1 0 0 0 1 1 1 1 1 0 1 1 0 X JOSEPH A MARACCINI 9253148600 2610 CROW CANYON RD SAN RAMON CA 94583 BRYAN AZEVEDO EXECUTIVE BOARD 3.00 X 9075 0 1 ISSAC CAMARENA EXECUTIVE BOARD 3.00 X 6348 0 0 BRADLEY FRETZ EXECUTIVE BOARD 3.00 X 5811 0 0 DENNIS GARCIA EXECUTIVE BOARD 3.00 X 9246 0 3 ERIC HAYNES EXECUTIVE BOARD/ORGANIZERS 45.00 X 150219 0 111859 RITA MAGNER VICE PRESIDENT 4.00 X X 11183 0 0 JOSEPH A MARACCINI FST; 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THE POLITICAL ACTION COMMITTEES ARE FUNDED BY THE MEMBERS OF THE LOCAL. NO FUNDING WAS RECEIVED FROM MEMBERS FOR THE SHEET METAL WORKERS 104 DISTRICT 2 SMALL CONTRIBUTOR COMMITTEE DURING THE YEAR, THEREFORE, THIS POLITICAL ACTION COMMITTEE IS NOT REPORTED ON PART I-C. 1470360 1470360 6885912 907460 5978452 792643 382638 410005 3903692 712171 3191521 11050338 EMPLOYEE DEFERRED COMPENSATION 539219 WITHDRAWAL LIABILITIES 4652306 5191525 X PART X, LINE 2: THE LOCAL HAS ANALYZED THE TAX POSITIONS TAKEN AND HAS CONCLUDED THAT, AS OF DECEMBER 31, 2017, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE LOCAL IS SUBJECT TO ROUTINE AUDITS BY THE TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE LOCAL BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR THE FISCAL YEARS PRIOR TO 2014. X 0 0 0 ERIC HAYNES EXECUTIVE BOARD/ORGANIZERS 149016 0 0 0 1203 0 87491 0 24368 0 262078 0 0 0 JOSEPH A MARACCINI FST; RECORDING SECRETARY 189857 0 0 0 3878 0 99542 0 26708 0 319985 0 0 0 TIMOTHY SLAPE EXECUTIVE BOARD/ORGANIZER 112518 0 0 0 1782 0 63681 0 23285 0 201266 0 0 0 RICHARD WERNER PRESIDENT/BUSINESS MANAGER 224947 0 0 0 4413 0 106920 0 30218 0 366498 0 0 0 DENNIS CANEVARI ASSISTANT BUSINESS MANAGER 167103 0 0 0 1055 0 74082 0 23086 0 265326 0 0 0 DAVID E DIAS BUSINESS REPRESENTATIVE 148627 0 0 0 1704 0 93396 0 26707 0 270434 0 0 0 KEITH DIAS BUSINESS REPRESENTATIVE 145117 0 0 0 4694 0 93396 0 30217 0 273424 0 0 0 ARMANDO GUERRERO BUSINESS REPRESENTATIVE 115506 0 0 0 1987 0 65563 0 24257 0 207313 0 0 0 RICHARD KOENIG BUSINESS REPRESENTATIVE 149797 0 0 0 4232 0 93396 0 25538 0 272963 0 0 0 MICHAEL LOPEZ BUSINESS REPRESENTATIVE 117846 0 0 0 2883 0 65562 0 21917 0 208208 0 0 0 BRIAN A MASTERS ASSISTANT BUSINESS MANAGER 186754 0 0 0 2431 0 100286 0 24863 0 314334 0 0 0 RICHARD G NIDAY ASSISTANT BUSINESS MANAGER 141137 0 0 0 1749 0 58113 0 20552 0 221551 0 0 0 THOMAS RANGEL BUSINESS REPRESENTATIVE 115506 0 0 0 4278 0 65562 0 24257 0 209603 0 0 0 MATTHEW RICHARD BUSINESS REPRESENTATIVE 117846 0 0 0 2432 0 65562 0 21917 0 207757 0 0 0 BRETT RISLEY BUSINESS REPRESENTATIVE 148628 0 0 0 3919 0 93396 0 26708 0 272651 0 0 0 BENJAMIN RIVERA BUSINESS REPRESENTATIVE 150968 0 0 0 2087 0 93396 0 24368 0 270819 0 0 0 SALVATORE ROTOLO BUSINESS REPRESENTATIVE 117666 0 0 0 7917 0 65562 0 22097 0 213242 0 0 0 JEFF E SALVOTTI BUSINESS REPRESENTATIVE 145118 0 0 0 3395 0 93396 0 30218 0 272127 0 0 0 JOSEPH P SHELFO BUSINESS REPRESENTATIVE 148628 0 0 0 3211 0 92889 0 26706 0 271434 0 0 0 WILBERT SOLIS BUSINESS REPRESENTATIVE 148043 0 0 0 1844 0 93396 0 27293 0 270576 0 0 0 ROBERT W STOKER BUSINESS REPRESENTATIVE 159926 0 0 0 917 0 95622 0 30218 0 286683 0 0 0 STEVEN C SWEETING ASSISTANT BUSINESS MANAGER - PAST 97239 0 0 0 0 0 58917 0 14904 0 171060 0 0 0 DOMINIC B TORREANO BUSINESS REPRESENTATIVE 145118 0 0 0 2486 0 93396 0 30218 0 271218 0 0 0 VICTOR TORREANO BUSINESS REPRESENTATIVE 145118 0 0 0 5726 0 93396 0 30218 0 274458 0 0 0 ANTHONY URBINA BUSINESS REPRESENTATIVE 148628 0 0 0 1817 0 93396 0 26708 0 270549 0 0 0 KEVIN VAN BUSKIRK BUSINESS REPRESENTATIVE 145118 0 0 0 2308 0 93396 0 30218 0 271040 0 0 0 MARK VAN DEN HEUVEL BUSINESS REPRESENTATIVE 145118 0 0 0 5626 0 93396 0 30218 0 274358 0 0 0 RANDY YOUNG BUSINESS REPRESENTATIVE 117846 0 0 0 1026 0 65562 0 21917 0 206351 0 0 0 DANIEL P CAMPBELL ORGANIZER 137975 0 0 0 3782 0 87677 0 26708 0 256142 0 0 0 GLENN SNYDER DIRECTOR OF ORGANIZING 145118 0 0 0 879 0 93396 0 30218 0 269611 0 0 0 VINCENT SUGRUE ORGANIZER 145583 0 0 0 1565 0 82251 0 25538 0 254937 0 0 0 BRIAN R WERNER ORGANIZER 145019 0 0 0 1045 0 82065 0 26123 0 254252 0 0 0 BRIAN WERNER FAMILY MEMBER OF AN OFFICER 160715 COMPENSATION 0 NICOLE MOORE FAMILY MEMBER OF AN OFFICER 70768 COMPENSATION 0 FORM 990, PART VI, SECTION A, LINE 2 VICTOR TORREANO FAMILY RELATIONSHIP DOMINIC TORREANO FAMILY RELATIONSHIP DAVID DIAS FAMILY RELATIONSHIP KEITH DIAS FAMILY RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 6 ACTIVE AND RETIRED SHEET METAL WORKER MEMBERS HAVE THE RIGHT TO ELECT THE MEMBERS OF THE GOVERNING BODY AND APPROVE SIGNIFICANT DECISIONS OF THE GOVERNING BODY. LIMITED MEMBERS WHO ARE RETIREES ARE MEMBERS OF THE LOCAL BUT HAVE ELECTED TO HAVE A LIMITED STATUS AND ARE NOT ELIGIBLE TO VOTE. OWNER MEMBERS ARE THOSE INDIVIDUALS WHO ARE OWNERS OF A BUSINESS AND ARE NOT ELIGIBLE TO VOTE. WITHDRAWAL CARD MEMBERS ARE THOSE MEMBERS NOT WORKING IN THE INDUSTRY AND ARE NOT ELIGIBLE TO VOTE. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION HAS AN EXECUTIVE BOARD. ACTIVE AND RETIRED SHEET METAL WORKER MEMBERS ELECT MEMBERS OF THE EXECUTIVE BOARD. IN ORDER TO BE ELIGIBLE TO VOTE, THE MEMBER MUST BE IN GOOD STANDING WITH THE LOCAL AND MUST BE AN ACTIVE OR RETIRED SHEET METAL WORKER. FORM 990, PART VI, SECTION A, LINE 7B ALL ITEMS APPROVED BY THE EXECUTIVE BOARD MUST ALSO BE APPROVED BY THE MEMBERSHIP DURING THE MONTHLY MEMBERSHIP MEETINGS. ACTIVE AND RETIRED SHEET METAL WORKER MEMBERS MUST BE IN GOOD STANDING WITH THE LOCAL IN ORDER TO APPROVE SUCH ITEMS. FORM 990, PART VI, SECTION A, LINE 8B THERE IS NO COMMITTEE WITH THE AUTHORITY TO ACT ON BEHALF OF THE EXECUTIVE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE EXECUTIVE BOARD MEMBERS REVIEW THE FORM 990 DURING A MONTHLY MEETING, PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT-OF-INTEREST POLICY APPLIES TO ALL OFFICERS AND BOARD MEMBERS OF THE UNION AS WELL TO ALL EMPLOYEES WHO EXERCISE AUTHORITY OVER THE AFFAIRS OF THE UNION. AT LEAST ANNUALLY, OFFICERS AND BOARD MEMBERS MUST DISCLOSE IN WRITING ANY RELATIONSHIPS OR INTERESTS THAT COULD GIVE RISE TO A CONFLICT. SHOULD A CONFLICT OF INTEREST EXIST, SUCH MATTER IS REVIEWED AND DELIBERATED BY THE GOVERNING BOARD (WITHOUT THE INPUT OR PARTICIPATION OF THE CONFLICTED INDIVIDUAL). FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE BOARD AND MEMBERSHIP REVIEW AND APPROVE COMPENSATION FOR ALL FULL-TIME OFFICERS BASED ON AN APPROVED PERCENTAGE OF THE INDUSTRY WAGE AND FRINGE SCHEDULES. THE WAGE AND FRINGE SCHEDULES EFFECTIVE JULY 3, 2017 THROUGH DECEMBER 31, 2017, WERE APPROVED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST, THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL INFORMATION AVAILABLE TO THE ORGANIZATION'S MEMBERS. FORM 990, PART XII, LINE 1 THE ORGANIZATION USES A MODIFIED CASH BASIS METHOD OF ACCOUNTING TO PREPARE THE FORM 990. FORM 990, PART XII, LINE 2C THE ORGANIZATION HAS AN EXECUTIVE BOARD THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANICAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED. FORM 990, PART IX, LINE 8 EFFECTIVE NOVEMBER 1, 2015, THE LOCAL WITHDREW FROM THE OFFICE AND PROFESSIONAL EMPLOYEES PENSION TRUST FUND (OPE PENSION FUND). THE LOCAL RECEIVED THE FINAL CALCULATION OF WITHDRAWAL LIABILITY ASSESSMENTS LETTERS, DATED IN JANUARY 2017, WITH THE PRINCIPAL OF APPROXIMATELY $1,746,000 AND AN EFFFECTIVE INTEREST RATE OF 6.35%, PAID IN QUARTERLY INSTALLMENTS. THE LOCAL DECIDED TO MAKE QUARTERLY PAYMENTS OF $42,755 PAYABLE IN 67 QUARTERS, PURSUANT TO THE AGREEMENT. THE FIRST QUARTERLY PAYMENT WAS MADE IN JUNE 2017. THE PRINCIPAL AMOUNT OF WITHDRAWAL LIABILITIES, $1,746,451, IS INCLUDED ON PART IX, LINE 8. SMW 104 POLITICAL ACTION COMMITTEE 555 CAPITOL MALL SACRAMENTO CA 958144602 943369996 TO SUPPORT OR OPPOSE STATE AND LOCAL CANDIDATES. CA 527 N/A SMW LOCAL 104 0 SMW 104 DISTRICT 2 SMALL CONTRIBUTOR COMMITTEE 2610 CROW CANYON ROAD SUITE 300 SAN RAMON CA 94583 900048814 TO SUPPORT OR OPPOSE STATE AND LOCAL CANDIDATES. CA 527 N/A SMW LOCAL 104 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0