2018-05-15T16:33:41-05:00 2017-06-30 DREYER ROBBINS & ASSOCIATES 355 S GRAND AVE STE 1710 LOS ANGELES CA 900711532 990 2016-07-01 273651366 CHAN SOON-SHIONG NANTHEALTH FOUNDATION FKA CHAN SOON-SHIONG INSTITUTE FOR ADV HLTH % NANTWORKS LLC CHAN 3108366400 9920 JEFFERSON BOULEVARD CULVER CITY CA 90232 NANCY VALDIVIA ANTONIOU Asst Secy 3108366400 2018-05-14 true MICHAEL S DREYER P00002084 2136838790 2016 2022-09-23 18:48:47Z NANCY VALDIVIA ANTONIOU 9920 JEFFERSON BOULEVARD CULVER CITY CA 90232 19236470 false X N/A X 2010 DE THE SPECIFIC AND PRIMARY PURPOSE OF THIS ORGANIZATION IS TO ENGAGE IN THE CONTINUOUS ACTIVE CONDUCT OF MEDICAL RESEARCH IN CONJUNCTION WITH ONE OR MORE HOSPITALS. 4 2 17 0 0 1152000 0 45833 -221358 378841 0 400 -221358 1577074 2345304 3252733 0 0 1847171 1992718 0 0 0 -627035 3294482 3565440 8539933 -3786798 -6962859 43665883 42139233 817329 5503197 42848554 36636036 X THE SPECIFIC AND PRIMARY PURPOSE OF THIS ORGANIZATION IS TO ENGAGE IN THE CONTINUOUS ACTIVE CONDUCT OF MEDICAL RESEARCH IN CONJUNCTION WITH ONE OR MORE HOSPITALS WHICH ARE DESCRIBED IN SECTION 501(C)(3) OF THE CODE, ARE FEDERAL HOSPITALS, OR ARE INSTRUMENTALITIES OF A GOVERNMENTAL UNIT REFERRED TO IN SECTION 170(C)(1) OF THE CODE. THE ORGANIZATION IS DEDICATED TO RESEARCH AND TECHNOLOGY DEVELOPMENT IN PERSONALIZED MOLECULAR MEDICINE FOR THE TREATMENT OF UNMET MEDICAL NEEDS. PERSONALIZED MOLECULAR MEDICINE PROVIDES CUSTOMIZATION OF HEALTHCARE, WITH DECISIONS AND PRACTICES BEING TAILORED TO INDIVIDUAL PATIENTS AT THE MOLECULAR LEVEL. false false 7316661 3252733 75833 THE ORGANIZATION IS DIRECTLY ENGAGED IN THE CONTINUOUS ACTIVE CONDUCT OF MEDICAL RESEARCH IN CONJUNCTION WITH VARIOUS CLINICAL SETTINGS AND HOSPITALS. INITIALLY, THE ORGANIZATION WAS ENGAGED IN A JOINT EFFORT WITH PROVIDENCE SAINT JOHN'S HEALTH CENTER TO CONDUCT RESEARCH AND DEVELOPMENT OF PERSONALIZED MOLECULAR MEDICAL THERAPIES FOR THE TREATMENT OF UNMET MEDICAL NEEDS. CURRENTLY, THE ORGANIZATION IS ENGAGED IN JOINT EFFORTS WITH WINDBER HOSPITAL AND JOHNS HOPKINS UNIVERSITY TO CONDUCT PARALLEL RESEARCH AND DEVELOPMENT. THE ORGANIZATION PROVIDES FUNDING, DATA AND EXPERTISE AND PERFORMS SUPPORT SERVICES INCLUDING, WITHOUT LIMITATION, CUSTOM ENGINEERING, REGULATORY AND MEDICAL SUPPORT SERVICES FOR EACH PROJECT CONDUCTED THROUGH ITS JOINT EFFORTS WITH WINDBER HOSPITAL AND JOHNS HOPKINS UNIVERSITY. THE ORGANIZATION ALSO PLANS TO CONDUCT MEDICAL RESEARCH PROJECTS IN COLLABORATION WITH VARIOUS UNIVERSITIES, PARTICULARLY RESEARCH PROJECTS LED BY FACULTY OF THE UNIVERSITY OF CALIFORNIA AND PARTNER INSTITUTIONS. THE ORGANIZATION WILL ANNUALLY EXPEND FUNDS EQUAL TO 3.5% OR MORE OF THE FAIR MARKET VALUE OF ITS ENDOWMENT FOR THE CONTINUOUS CONDUCT OF MEDICAL RESEARCH OR WILL DEVOTE MORE THAN ONE HALF OF ITS ASSETS TO THE CONTINUOUS CONDUCT OF MEDICAL RESEARCH. 146244 0 100000 THE ORGANIZATION IS CONDUCTING AND HOSTING AN ANNUAL JACKSON HOLE HEALTH SUMMIT TO EXPLORE, ENGAGE AND DISCUSS CURRENT ISSUES AT THE INTERSECTION OF TECHNOLOGY AND HEALTHCARE, INCLUDING THROUGH ROUNDTABLE DISCUSSIONS. THE ANNUAL JACKSON HOLE HEALTH SUMMIT IS AN EXCLUSIVE EVENT, TAKING PLACE IN JACKSON HOLE, WYOMING, WITH LEADERS, INNOVATORS, INFLUENCERS AND VISIONARIES IN THE INDUSTRY IN ATTENDANCE. THE ORGANIZATION WILL ANNUALLY EXPEND FUNDS EQUAL TO 3.5% OR MORE OF THE FAIR MARKET VALUE OF ITS ENDOWMENT FOR THE CONTINUOUS CONDUCT OF MEDICAL RESEARCH OR WILL DEVOTE MORE THAN ONE HALF OF ITS ASSETS TO THE CONTINUOUS CONDUCT OF MEDICAL RESEARCH. 7462905 true true false false false false false false false false true true false false true false false false false false false false false false false false false true false true false false false true false true false true false false false false true true false false false false 6 0 true 17 true false false false false false false false false false false X 4 2 true false false false false true true true true false false false true true true true true false true false CA X X NANTWORKS LLC 3108831300 9920 JEFFERSON BOULEVARD CULVER CITY CA 90232 X PATRICK SOON-SHIONG PRESIDENT, DIRECTOR 3.0 0.0 X X 0 0 0 MICHELE B SOON-SHIONG TREASURER, DIRECTOR 2.0 0.0 X X 0 0 0 LEONARD SHAPIRO DIRECTOR, SECRETARY 1.0 0.0 X X 0 0 0 MICHAEL SITRICK DIRECTOR 1.0 0.0 X 0 0 0 PHILLIP B GORDON DIRECTOR OF GOVT. 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SCIENCE 40.0 0.0 X 115589 0 3629 LINDA LACEWELL EXEC DIRECTOR, CANCER BREAKTHR 40.0 0.0 X 133921 0 8654 JOHN LEE DIRECTOR OF CSS CANCER CENTER 20.0 0.0 X 123077 0 0 984223 0 47988 6 false true false RODRIGUEZ HORII CHOI CAFFERATA 777 S FIGUEROA STREET SUITE 2150 LOS ANGELES CA 90017 LEGAL 200658 1 X 1022000 130000 1152000 RESEARCH SERVICES - SANFORD HEALTH 45833 45833 45833 389209 389209 0 0 0 0 0 17649028 17659396 -10368 -10368 -10368 0 0 0 0 0 0 0 0 0 OTHER INCOME 400 400 400 1577074 45833 379241 X 3252733 3252733 0 0 0 611636 223786 387850 0 0 1077798 1031387 46411 0 0 192495 155700 36795 0 110789 110789 0 0 0 156755 78378 78377 0 0 0 0 20233 0 20233 0 2036598 1646739 389859 0 0 895 0 895 0 8365 4183 4182 0 0 0 9639 0 9639 0 0 0 0 0 1155172 1155172 0 0 59985 0 59985 0 CHARGEBACKS/REIMBURSEMENTS -209591 -209591 0 0 PAYROLL PROCESSING 3239 0 3239 0 LICENSE FEE 25 0 25 0 BANK CHARGES 310 0 310 0 52857 13629 39228 8539933 7462905 1077028 0 X 249100 786550 315701 5801793 0 0 34000 145890 0 0 2231996 2459762 0 0 0 0 24966 33058 1890554 1890554 0 0 19895492 2334286 20857750 20857750 0 0 0 9663266 56878 56878 43665883 42139233 806193 5412971 0 0 0 0 0 0 0 0 0 0 0 0 0 0 11136 90226 817329 5503197 X 42848554 36636036 0 0 0 0 42848554 36636036 43665883 42139233 X -6962859 750341 X false false false X WINDBER HOSPITAL INC WINDBER PA JOHNS HOPKINS UNIVERSITY BALTIMORE MD RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 71484 71484 0 0 1769863 1769863 0 0 49207 49207 0 0 NANTKWEST, INC. 10507750 C NANTKWEST, INC. 10350000 C 20857750 0 INTERCOMPANY PAYABLES 90226 90226 true JOHNS HOPKINS UNIVERSITY 3910 KESWICK ROAD N4327-B BALTIMORE MD 21211 520595110 501(C)(3) 145304 MEDICAL RESEARCH WINDBER RESEARCH INSTITUTE 620 7TH STREET WINDBER PA 15963 340714585 501(C)(3) 613946 RESEARCH ON MOLECULAR DIAGNOSTIC/PROGNOSTIC BIOMARKERS WINDBER HOSPITAL INC 600 SOMERSET AVENUE WINDBER PA 15963 251244202 501(C)(3) 2493483 PERSONALIZED HEALTHCARE SERVICES/RESEARCH 3 0 PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN THE UNITED STATES GRANT RECIPIENTS ARE REQUIRED TO SEPARATELY ACCOUNT FOR THE USE OF THE GRANT FUNDS ON THEIR BOOKS AND RECORDS SO THAT THE ORGANIZATION CAN VERIFY IF THE FUNDS HAVE BEEN USED FOR CHARITABLE PURPOSES. THE ORGANIZATION HAS THE RIGHT TO AUDIT AND INSPECT THE BOOKS AND RECORDS OF ITS GRANT RECIPIENTS TO CONFIRM THE PROPER USE OF THE FUNDS. IF ANY FUNDS ARE NOT USED FOR THE PURPOSE OF THE GRANT, THE RECIPIENTS WILL BE REQUIRED TO RETURN SUCH FUNDS TO THE ORGANIZATION. false false false false false false false false false PHILLIP B GORDON DIRECTOR OF GOVT. RELATIONS 300037 0 0 0 0 0 24000 0 12795 0 336832 0 0 0 QIANG YAO REGULATORY SCIENCE 135973 0 0 0 0 0 20467 0 877 0 157317 0 0 0 GLENN KOEPNICK CHIEF INFORMATION OFFICER 175626 0 0 0 0 0 10800 0 22033 0 208459 0 0 0 SCHEDULE J, PART II - COMPENSATION FROM RELATED ORGANIZATIONS CURRENT AND FORMER DIRECTORS, OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES RECEIVED COMPENSATION FROM RELATED ORGANIZATIONS FOR SERVICES PERFORMED, UNRELATED TO THEIR WORK FOR CHAN SOON-SHIONG NANTHEALTH FOUNDATION. DETAILS OF SUCH COMPENSATION FROM RELATED ORGANIZATIONS IS AVAILABLE UPON REQUEST. CONJUCHEM LLC MORE THAN 35% OWNED REIMBURSE EXPENSES X 2231690 2231996 false true true NANTWORKS LLC MORE THAN 35% OWNED REIMBURSE EXPENSES X 6010748 227766 false true true 2459762 NANTWORKS LLC LLC MORE THAN 35% OWNED 97096 REIMBURSED OVERHEAD EXPENSES NANTWORKS LLC LLC MORE THAN 35% OWNED 5782982 REIMBURSED CSSIFM EXPENSES CONJUCHEM LLC LLC MORE THAN 35% OWNED 209591 REIMBURSED WAGES FOR SERVICES BUSINESS TRANSACTIONS- RELATIONSHIP BTWN. INTERESTED PERSON & ORGANIZATION NANTWORKS, LLC IS MORE THAN 35% OWNED BY (1) PATRICK SOON-SHIONG, PRESIDENT/DIRECTOR, AND (2) MICHELE B. SOON-SHIONG, TREASURER/DIRECTOR. THE ORGANIZATION REIMBURSED NANTWORKS FOR OVERHEAD COSTS PROVIDED IN ACCORDANCE WITH THE SERVICES AGREEMENT, WHICH WAS VOTED ON AND APPROVED ONLY BY DISINTERESTED PERSONS. NANTWORKS, LLC IS MORE THAN 35% OWNED BY (1) PATRICK SOON-SHIONG, PRESIDENT/DIRECTOR, AND (2) MICHELE B. SOON-SHIONG, TREASURER/DIRECTOR. NANTWORKS REIMBURSED THE ORGANIZATION FOR CONSTRUCTION COSTS, MEDICAL DEVICES, PERSONNEL, CONSUMABLES AND OTHER OPERATING COSTS PAID FOR THE CHAN SOON-SHIONG INSTITUTE FOR MEDICINE, IMMUNO-ONCOLOGY NETWORK, MARIPOSA ("CSSIFM"). IT WAS ORIGINALLY INTENDED THAT CSSIFM WOULD BECOME A SUBSIDIARY NON-PROFIT ORGANIZATION OF THE ORGANIZATION. HOWEVER, SINCE THE LEGAL STRUCTURE HAS NOT BEEN FINALIZED, IT WAS DECIDED THAT NANTWORKS WOULD REIMBURSE ALL RELATED EXPENSES PAID BY THE ORGANIZATION ON BEHALF OF CSSIFM. CONJUCHEM, LLC IS MORE THAN 35% OWNED BY (1) PATRICK SOON-SHIONG, PRESIDENT/DIRECTOR, AND (2) MICHELE SOON-SHIONG, TREASURER/DIRECTOR. CONJUCHEM REIMBURSED THE ORGANIZATION FOR COSTS ASSOCIATED WITH PROVIDED SHARED SERVICES IN ACCORDANCE WITH THE SERVICES AGREEMENT, WHICH WAS VOTED ON AND APPROVED ONLY BY DISINTERESTED PERSONS. GOVERNING BODY AND MANAGEMENT - RELATED OFFICERS/DIRECTORS/TRUSTEES PATRICK SOON-SHIONG AND MICHELE B. SOON-SHIONG ARE HUSBAND AND WIFE AND THUS HAVE A FAMILY RELATIONSHIP. PATRICK SOON-SHIONG AND MICHAEL SITRICK HAVE A BUSINESS RELATIONSHIP. PATRICK SOON-SHIONG AND QIANG YAO HAVE A BUSINESS RELATIONSHIP. PATRICK SOON-SHIONG AND XIPING LIU HAVE A BUSINESS RELATIONSHIP. PATRICK SOON-SHIONG AND JOHN LEE HAVE A BUSINESS RELATIONSHIP. GOVERNING BODY AND MANAGEMENT - MAY ELECT MEMBER(S) OF THE GOVERNING BODY DIRECTORS SHALL BE DESIGNATED BY PATRICK SOON-SHIONG, WHO FUNCTIONS AS A MEMBER, TO TAKE OFFICE UPON DESIGNATION. EACH DIRECTOR SHALL SERVE AT THE PLEASURE OF PATRICK SOON-SHIONG AND SHALL HOLD OFFICE UNTIL A SUCCESSOR HAS BEEN DESIGNATED AND QUALIFIED. UPON REMOVAL, FOR ANY REASON, OF A DIRECTOR DESIGNATED UNDER SECTION 3 OF THE ORGANIZATION'S BYLAWS, A SUCCESSOR SHALL BE DESIGNATED BY PATRICK SOON-SHIONG. GOVERNING BODY AND MANAGEMENT - GOVERNANCE DECISIONS OF THE ORG. ANY AMENDMENT TO THE BYLAWS OF THE ORGANIZATION REQUIRES THE CONSENT OF THE PERSON WITH THE POWER TO DESIGNATE DIRECTORS UNDER THE BYLAWS. POLICIES - PROCESS USED TO REVIEW THIS FROM 990 THE ORGANIZATION RETAINS A CERTIFIED PUBLIC ACCOUNTING FIRM TO PREPARE FORM 990. THE RETURN PREPARER PROVIDES A COPY OF FORM 990 TO THE OFFICE OF THE ORGANIZATION'S PRESIDENT FOR REVIEW BEFORE IT IS FILED. ANY ISSUES ARISING FROM THIS REVIEW ARE DISCUSSED AND RESOLVED WITH THE RETURN PREPARER BEFORE FILING. UPON APPROVAL FROM THE PRESIDENT'S OFFICE, FORM 990 IS FILED. POLICIES - CONFLICT OF INTEREST POLICY SEE PROCEDURES DESCRIBED IN THE CONFLICTS OF INTEREST POLICY, ATTACHED. POLICIES - PROCESS FOR DETERMINING COMPENSATION INDEPENDENT PERSONS OF THE BOARD REVIEW COMPARABILITY SALARY DATA, AND DELIBERATE TO DETERMINE AND APPROVE THE COMPENSATION OF KEY EMPLOYEES, ENSURING THAT SAID AMOUNTS ARE REASONONABLE AND IN LINE WITH INDUSTRY STANDARDS. CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION PROCESS IS MAINTAINED. DISCLOSURE - AVAILABILITY OF DOCUMENTS TO THE PUBLIC CERTAIN GOVERNING DOCUMENTS ARE HELD AT THE ORGANIZATION'S PRINCIPAL OFFICE. SUCH DOCUMENTS ARE OPEN TO INSPECTION BY PERSONS, AS REQUIRED BY LAW, AT ALL REASONABLE TIMES DURING OFFICE HOURS. DOCUMENTS NOT AVAILABLE AT THE ORGANIZATION'S PRINCIPAL OFFICE, ARE AVAILABLE UPON REQUEST. FORM 990, PART VII, COLUMN (E) - COMPENSATION FROM RELATED ORG. CURRENT AND FORMER DIRECTORS, OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES RECEIVED COMPENSATION FROM RELATED ORGANIZATIONS FOR SERVICES PERFORMED, UNRELATED TO THEIR WORK FOR CHAN SOON-SHIONG NANTHEALTH FOUNDATION. DETAILS OF SUCH COMPENSATION FROM RELATED ORGANIZATIONS IS AVAILABLE UPON REQUEST. RECONCILIATION OF NET ASSETS - OTHER CHANGES OTHER CHANGES IN NET ASSETS INCLUDE BOOK/TAX DIFFERENCES IN THE AMOUNT OF $750,180 RELATING TO THE REVERSAL OF ACCRUED SALARIES, AND $161 RELATING TO REALIZED GAIN/LOSS AND OTHER ADJUSTMENTS. FINANCIAL STATEMENTS AND REPORTING - ACCOUNTING METHOD CHANGE THE ORGANIZATION MIGRATED FROM A CASH TO ACCRUAL METHOD OF ACCOUNTING. FORM 990 PART IX LINE 11G DESCRIPTION:ADVISORY TOTAL FEES:8262 FORM 990 PART IX LINE 11G DESCRIPTION:CONSULTING TOTAL FEES:121123 FORM 990 PART IX LINE 11G DESCRIPTION:OUTSIDE SERVICES TOTAL FEES:641519 FORM 990 PART IX LINE 11G DESCRIPTION:SUPPORT CONTRACTS - ALLSCRIPTS TOTAL FEES:1265417 FORM 990 PART IX LINE 11G DESCRIPTION:OTHER FEES TOTAL FEES:277 CHAN SOON-SHIONG INSTITUTE OF MOLECULAR 9920 JEFFERSON BOULEVARD CULVER CITY CA 90232 352549941 MED. RESEARCH DE 46233 21254 CSSNHF CSSCPMI HOLDINGS LLC 9920 JEFFERSON BOULEVARD LOS ANGELES CA 90232 HOLDING CO. 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PA WINDBER HOSPITA C CORP 1.00000 true false true true true false true false false false false false false false false true true false false WINDBER RESEARCH INSTITUTE 1B 613946 CASH WINDBER HOSPITAL INC 1B 2493483 CASH CHAN SOON-SHIONG FAMILY FOUNDATION 1C 1022000 CASH CONJUCHEM LLC 1D 2231996 CASH NANTWORKS LLC 1D 6010748 CASH CSSCPMI PHOENIX CHILDREN'S HOSPITAL LLC 1G 10432 CASH NANTWORKS LLC 1P 97096 CASH CONJUCHEM LLC 1Q 209591 CASH NANTWORKS LLC 1Q 5782982 CASH SCHEDULE R, PART III, LINE 2 THE FULL LEGAL NAME OF CSSCPMI @ PHOENIX CHILDREN'S IS CHAN SOON-SHIONG CHILDREN'S PRECISION MEDICINE INSTITUTE AT PHOENIX CHILDREN'S HOSPITAL, LLC, WHICH IS A JOINT VENTURE BETWEEN CSSCPMI HOLDINGS, LLC, A DISREGARDED ENTITY OWNED BY WINDBER RESEARCH INSTITUTE, AND PHOENIX CHILDREN'S HOSPITAL. THE PURPOSE OF THIS JOINT VENTURE IS TO CARRY OUT JOINT EXEMPT PURPOSE ACTIVITIES BETWEEN PHOENIX CHILDREN'S HOSPITAL AND WINDBER RESEARCH INSTITUTE. WINDBER RESEARCH INSTITUTE HAS A BROTHER/SISTER RELATIONSHIP WITH WINDBER HOSPITAL, INC., WHICH RESULTS IN IT BEING DEEMED TO BE A RELATED ORGANIZATION TO CHAN SOON-SHIONG NANTHEALTH FOUNDATION. HOWEVER, NEITHER CHAN SOON-SHIONG NANTHEALTH FOUNDATION NOR ITS DIRECTORS CONTROL WINDBER RESEARCH INSTITUTE OR ITS SUBSIDIARIES.