2018-05-15T14:27:15-05:00 2017-06-30 KPMG LLP 60 South Street Boston MA 02111 990 2016-07-01 150532081 Syracuse University % JEAN B GALLIPEAU SYRA 3154433765 SKYTOP OFFICE BLDG SKYTOP RD SYRACUSE NY 132445300 AMIR RAHNAMAY-AZAR SENIOR VP & CFO 3154433765 2018-05-14 true TARA D'AGOSTINO P01245482 6179881000 2018-05-09 2016 2022-09-23 18:48:47Z KENT SYVERUD CROUSE HINDS HALL SYRACUSE NY 13244 1585944980 false X WWW.SYR.EDU X 1870 NY Syracuse University (SU) is a non-profit university devoted to education, teaching, and research. 52 47 17691 1703 14206512 205013 82971610 77718255 1144736979 1207401212 35109897 72429791 3303751 325644 1266122237 1357874902 314556977 325188372 0 0 565928827 567430840 0 0 17700521 338382826 367334294 1218868630 1259953506 47253607 97921396 2688394910 2854624621 864433720 833667419 1823961190 2020957202 X SYRACUSE UNIVERSITY (SU) IS A NON-PROFIT UNIVERSITY DEVOTED TO EDUCATION, TEACHING, AND RESEARCH. false false 707715624 319203441 877897247 INSTRUCTION AND DEPARTMENTAL RESEARCH: EXPENDITURES IN THIS AREA INCLUDE SALARIES AND BENEFITS FOR FACULTY, SCHOLARSHIPS AND GRANTS TO STUDENTS, AND SUPPORT FOR FACILITIES AND EQUIPMENT, CONDUCTED FOR THE BENEFIT OF APPROXIMATELY 15,200 UNDERGRADUATE AND 6,800 GRADUATE AND LAW STUDENTS ENROLLED AT SYRACUSE UNIVERSITY. 179729006 5984931 223909718 AUXILIARY SERVICES: EXPENDITURES IN THIS AREA ARE FOR THE INFRASTRUCTURE THAT SUPPORTS SYRACUSE UNIVERSITY'S MISSION INCLUDING HOUSING, DINING, AND BOOKS, INSTRUCTIONAL MATERIALS AND OTHER GOODS AND SERVICES. 69661900 84563456 SPONSORED RESEARCH AND OTHER RELATED ACTIVITIES: EXPENDITURES IN THIS AREA ARE FOR RESEARCH AND SIMILAR ACTIVITY FUNDED BY GRANTS FROM THE PUBLIC, PRIVATE, AND NON-PROFIT SECTORS. 255993332 21030791 1213099862 true true false true false false false true true true true true false false true true false true true true true false true false true false false true true true true true false false false false false false false true true true true false false true true true true false false true X 2282 0 true 17691 true true true true CH CI FR IT SP TU UK false false false true true false false false false X 52 47 false false true false false false false true true false false true true true true true true true true false AK CA KY MD MA MI NH SC WA X JEAN B GALLIPEAU 3154433765 SKYTOP OFFICE BUILDING SYRACUSE NY 13244 PATRICK J AHEARN TRUSTEE 1.0 0.0 X 0 0 0 RICHARD M ALEXANDER TRUSTEE 1.0 0.0 X 0 0 0 JOANNE F ALPER TRUSTEE 3.0 0.0 X 0 0 0 STEVEN W BALLENTINE TRUSTEE 3.0 0.0 X 0 0 0 MARTIN N BANDIER TRUSTEE 1.0 0.0 X 0 0 0 TRACY M BARASH TRUSTEE 1.0 0.0 X 0 0 0 STEVEN W BARNES BOARD CHAIRMAN 10.0 0.0 X 0 0 0 ANDREW T BERLIN TRUSTEE 1.0 0.0 X 0 0 0 JOHN H CHAPPLE TRUSTEE 1.0 0.0 X 0 0 0 ANGEL COLLADO-SCHWARZ TRUSTEE 1.0 0.0 X 0 0 0 LAUREN B CRAMER TRUSTEE 1.0 0.0 X 0 0 0 DARLENE T DEREMER TRUSTEE 3.0 0.0 X 0 0 0 NICHOLAS M DONOFRIO TRUSTEE 1.0 0.0 X 0 0 0 DAVID G EDELSTEIN VICE CHAIR 3.0 0.0 X 0 0 0 STEVEN L EINHORN TRUSTEE 1.0 0.0 X 0 0 0 CLIFFORD J ENSLEY TRUSTEE 1.0 0.0 X 0 0 0 DAVID B FALK TRUSTEE 1.0 0.0 X 0 0 0 WINSTON C FISHER TRUSTEE 1.0 0.0 X 0 0 0 SHELLY L FISHER TRUSTEE 1.0 0.0 X 0 0 0 DAVID M FLAUM TRUSTEE 1.0 0.0 X 0 0 0 STUART FRANKEL TRUSTEE 1.0 0.0 X 0 0 0 NEIL A GOLD TRUSTEE 1.0 0.0 X 0 0 0 MELANIE GRAY TRUSTEE 3.0 0.0 X 0 0 0 JOSHUA H HEINTZ TRUSTEE 1.0 0.0 X 0 0 0 PETER A HORVITZ TRUSTEE 1.0 0.0 X 0 0 0 SHARON HAINES JACQUET VICE CHAIR 3.0 0.0 X 0 0 0 LAWRENCE S KRAMER TRUSTEE 1.0 0.0 X 0 0 0 JAMES D KUHN VICE CHAIR 3.0 0.0 X 0 0 0 CHRISTINE E LARSEN TRUSTEE 3.0 0.0 X 0 0 0 DEBORAH R LEONE TRUSTEE 1.0 0.0 X 0 0 0 ROBERT R LIGHT TRUSTEE 1.0 0.0 X 0 0 0 DONALD T MACNAUGHTON TRUSTEE 1.0 0.0 X 0 0 0 PATRICIA H MAUTINO TRUSTEE 3.0 0.0 X 0 0 0 THEODORE A MCKEE TRUSTEE 3.0 0.0 X 0 0 0 JAMES A MONK SR TRUSTEE 1.0 0.0 X 0 0 0 JUDITH C MOWER TRUSTEE 3.0 0.0 X 0 0 0 SAMUEL G NAPPI TRUSTEE 1.0 0.0 X 0 0 0 MARK A NEPORENT TRUSTEE 1.0 0.0 X 0 0 0 JOAN A NICHOLSON TRUSTEE 1.0 0.0 X 0 0 0 RONALD P O'HANLEY TRUSTEE 1.0 0.0 X 0 0 0 REINALDO PASCUAL VICE CHAIR 3.0 0.0 X 0 0 0 EDWARD J PETTINELLA TRUSTEE 3.0 0.0 X 0 0 0 HOWARD G PHANSTIEL TRUSTEE 1.0 0.0 X 0 0 0 ELLIOTT I PORTNOY TRUSTEE 1.0 0.0 X 0 0 0 ROBERT P TAISHOFF TRUSTEE 1.0 0.0 X 0 0 0 MICHAEL G THONIS TRUSTEE 3.0 0.0 X 0 0 0 MICHAEL T TIRICO TRUSTEE 1.0 0.0 X 0 0 0 MARK J VERONE TRUSTEE 1.0 0.0 X 0 0 0 KATHLEEN A WALTERS TRUSTEE 1.0 0.0 X 0 0 0 MICHAEL D WOHL TRUSTEE 1.0 0.0 X 0 0 0 ABDALLAH H YABROUDI TRUSTEE 1.0 0.0 X 0 0 0 KENT SYVERUD CHANCELLOR AND PRESIDENT 60.0 0.0 X X 729008 0 309029 LISA DOLAK SVP & UNIV SECRETARY/PROFESSOR 60.0 0.0 X 281547 0 35313 DANIEL J FRENCH SVP & GENERAL COUNSEL 60.0 0.0 X 250000 0 0 J MICHAEL HAYNIE VICE CHANCELLOR- VETERANS & MA 60.0 0.0 X 392786 0 85670 GWENN JUDGE VP CFO (INTERIM) BUDGET DIR 60.0 0.0 X 286544 0 43035 AMIR RAHNAMAY-AZAR SVP AND CFO 60.0 0.0 X 0 0 0 MICHELE G WHEATLY VICE CHANCELLOR & PROVOST 60.0 0.0 X 314436 0 42108 KARIN RUHLANDT DEAN - ARTS AND SCIENCES 60.0 0.0 X 320218 0 50617 RYAN WILLIAMS ASSOC VP FOR ENROLLMENT MGMT. 60.0 0.0 X 241635 0 42319 JAMES A BOEHEIM JR (M) BASKETBALL HEAD COACH 60.0 0.0 X 2607114 0 88261 DINO BABERS FOOTBALL HEAD COACH 60.0 0.0 X 2348351 0 52855 DARYL GROSS VP & SPECIAL ASST - CHANCELLOR 60.0 0.0 X 961335 0 57165 QUENTIN HILLSMAN (W) BASKETBALL HEAD COACH 60.0 0.0 X 758804 0 70512 MICHAEL G HOPKINS (M) ASSISTANT BASKETBALL COACH 60.0 0.0 X 561706 0 49676 ELIZABETH LIDDY INTERIM V CHANCELLOR & PROVOST 60.0 0.0 X 486531 0 35158 LOUIS G MARCOCCIA EXEC VP AND CFO 60.0 0.0 X 3205044 0 36273 CHRISTOPHER M SEDORE SVP FOR ENROLLMENT MGMT. 60.0 0.0 X 123493 0 32557 GEORGE M LANGFORD DEAN- ARTS & SCIENCE 60.0 0.0 X 329424 0 28250 14197976 0 1058798 805 true true true POPULOUS 300 WANDOTTE SUITE 200 KANSAS CITY MO 64105 ARCHITECTS 6944689 BARCLAY DAMON LLP 125 EAST JEFFERSON STREET SYRACUSE NY 13202 ATTORNEYS 2116870 VIP STRUCTURES INC ONE WEBSTERS LANDING SYRACUSE NY 132021044 ARCHITECTS 2060396 PETERSON GUADAGNOLO CONSULTING 476 EAST BRIGHTON AVE SYRACUSE NY 132104144 ENGINEERS 1323416 KASOWITZ BENSON TORRES FRIEDMAN L 1633 BROADWAY NEW YORK NY 100196799 ATTORNEYS 1170842 187 417265 77300990 9069838 77718255 INSTRUCTION/DEPARTMENT RESEARCH 611600 877897247 877897247 AUXILIARY-RELATED ACTIVITIES 611710 218318221 218318221 SPONSORED RESEARCH 611600 84563456 84563456 SHERATON SU HOTEL/CONF CTR 721110 8645083 54613 8590470 AUXILIARY-UNRELATED ACTIVITIES 541900 5591497 5591497 12385708 12385708 1207401212 16180761 4343 16176418 7742 7742 39563 39563 1667500 0 1230509 436991 0 436991 436991 282480301 308776 224344220 2203569 58136081 -1894793 56241288 56241288 120668 417265 291780 -171112 -171112 0 0 0 0 0 0 INCOME FROM PARTNERSHIP/ S CORP 525990 13941 13941 ALUMNI TOURS 541900 6261 6261 20202 1357874902 1193219245 14206512 72730890 38090 38090 312339368 312339368 12810914 12810914 0 3380623 840298 2068675 471650 546881 546881 425571221 406980222 8880641 9710358 32120497 30733021 643926 743550 79308076 74835511 2373522 2099043 26503542 25183293 693182 627067 46775 46775 7474500 2387242 5077381 9877 477711 477711 0 0 3105195 3105195 27126355 25881045 749955 495355 2620475 2510207 17645 92623 54398466 53104145 560629 733692 7492688 7206306 167138 119244 469619 469619 34045499 32617432 1020709 407358 37873142 36333376 418757 1121009 0 3643020 3392067 188198 62755 17748733 17748733 0 75319475 73412361 1167440 739674 1722631 1722631 COGS-AUXILIARIES 23631698 23631698 EQUIPMENT NOT CAPITALIZED 8047418 8047418 RENTALS-OTHER 7435752 7345711 11625 78416 UNRELATED BUS. INCOME TAX 592865 592865 54062277 52982273 891154 188850 1259953506 1213099862 29153123 17700521 7474919 17738951 127566929 206241022 74471386 84528853 85822883 48825001 0 0 0 0 0 0 13185083 7926630 18944712 21168537 2201186720 1084920978 1106191913 1116265742 514560306 580212544 704180375 734567213 35996404 35880552 0 0 0 1269576 2688394910 2854624621 273410566 241806420 0 0 41398453 48555777 433429525 428518486 1954701 2214463 0 0 10412575 9638998 0 0 103827900 102933275 864433720 833667419 X 1192226596 1319868622 195888499 241733030 435846095 459355550 1823961190 2020957202 2688394910 2854624621 X 97921396 97034732 2039884 X false true X true true true X 66692292 80592540 66210248 82971610 77718255 374184945 0 0 66692292 80592540 66210248 82971610 77718255 374184945 10402499 363782446 18921104 20244652 21583527 15239346 17891223 93879852 51068 2763354 206013 3020435 139004 230254 247572 286817 120668 1024315 472109547 5459803326 0.77055 0.77190 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true false false false false true 194510 false false 194510 false LOBBYING ACTIVITIES THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS (GCR) IS THE UNIVERSITY'S DESIGNATED POINT OF CONTACT FOR GOVERNMENT OFFICIALS AND THEIR STAFF. GCR ENSURES ALL CONTACT WITH PUBLIC OFFICIALS IS COMPLIANT WITH LOBBYING RULES AND REGULATIONS AT ALL LEVELS OF FEDERAL, STATE AND LOCAL GOVERNMENT. THEY ARE THE DESIGNATED POINT OF CONTACT FOR GOVERNMENT OFFICIALS, AND ARE RESPONSIBLE FOR COORDINATING AN EFFECTIVE GOVERNMENT RELATIONS PROGRAM. COMMUNICATION CAN BE IN THE FORM OF PHONE CALLS, IN PERSON MEETINGS OR FORMAL LETTERS. STAFFING WITHIN THE OFFICE OF GCR INCLUDES MANAGEMENT, STAFF AND VOLUNTEERS AS NEEDED. 163922 48356368 X X X X X CLASSROOM TEACHING false false true X 1130615590 19897013 133588949 11059706 37641158 3050923 1232349765 1140240279 28288110 14580635 10571110 39219377 2702947 1130615590 1156034730 14997390 22803786 10778940 40245749 2570938 1140240279 1028501282 25174519 153495023 10311337 38293649 2531108 1156034730 916521664 65361162 96160366 9930877 37285368 2325665 1028501282 0.52410 0.33750 0.13840 true false 27950643 27950643 1828047017 807633177 1020413840 108478551 88933661 19544890 236710509 188354140 48356369 1116265742 HEDGE FUNDS 324847395 F PRIVATE EQUITY FUNDS 274068561 F COMMINGLED FUNDS 135651242 F INVESTMENT ACCT-FINANCIAL INST 15 F 734567213 0 ASSET RETIREMENT OBLIGATIONS 21093798 ACCRUED POSTRETIREMENT BENEFIT 54170960 REFUNDABLE GOVERNMENT LOANS 27668517 102933275 X 1130188299 97034732 -322987249 -225952517 1356140816 3258006 -1523920 1734086 1357874902 932563795 1018577 1018577 931545218 3258006 325150282 328408288 1259953506 ORGANIZATION'S COLLECTIONS, PART III, LINE 4 SYRACUSE UNIVERSITY HAS A DIVERSE COLLECTION OF ART, HISTORICAL TREASURES AND OTHER SIMILAR ASSETS, INCLUDING FINE ART AND ETHNOGRAPHIC OBJECTS, LEGAL BOOKS, ARCHIVAL RECORDS, LIBRARY COLLECTIONS AND SPECIAL COLLECTIONS. THE PRIMARY PURPOSE OF THE UNIVERSITY'S COLLECTIONS IS TO COLLECT AND PRESERVE THE CULTURAL AND HISTORICAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. SU ART GALLERIES - THE ART COLLECTION IS COMPRISED OF A DIVERSE, ENCYCLOPEDIC GROUP OF FINE ART AND ETHNOGRAPHIC OBJECTS BY INTERNATIONAL MAKERS AND REPRESENTS STYLES AND TIME PERIODS FROM PRE-HISTORY TO THE PRESENT. THE ART COLLECTION PROVIDES A MEANINGFUL EDUCATIONAL EXPERIENCE AND ENCOUNTER WITH THE VISUAL ARTS FOR STUDENTS, FACULTY, STAFF AND THE PUBLIC. LAW LIBRARY - THE LAW BOOK COLLECTION IS COMPRISED OF A DIVERSE AND HISTORIC GROUP OF LAW BOOKS. THE LAW LIBRARY PROVIDES ACCESS TO INFORMATION IN ORDER TO ASSIST IN DISCOVERING, OBTAINING AND UNDERSTANDING THE COMPLEX RESEARCH TOOLS OF THE LEGAL PROFESSION. ARCHIVES - THE SYRACUSE UNIVERSITY ARCHIVES IS AN INFORMATION AND RESEARCH CENTER FOR FACULTY, STAFF, STUDENTS AND OTHERS INTERESTED IN THE HISTORY OF THE UNIVERSITY. IT IS DEDICATED TO PRESERVING RECORDS THAT DOCUMENT THE HISTORY, ORGANIZATION POLICIES, ACTIVITIES, AND PEOPLE OF THE UNIVERSITY, AND MAKING THOSE RECORDS AVAILABLE TO RESEARCHERS AND OTHER INTERESTED PARTIES. THE ARCHIVES ACCEPTS MATERIALS FROM SCHOOLS, COLLEGES AND DEPARTMENTS, ALUMNI, THE GENERAL PUBLIC AND THE UNIVERSITY'S CLUBS AND ORGANIZATIONS. THE ARCHIVES DOES, ON OCCASION, SOLICIT MATERIAL FROM FACULTY AND OTHERS THAT WILL ENHANCE THE OVERALL RESEARCH VALUE OF THE COLLECTION. TO BE ELIGIBLE FOR INCLUSION, THE RECORDS MUST HAVE SOME CONNECTION TO THE UNIVERSITY. ARCHIVAL RECORDS INCLUDE, BUT ARE NOT LIMITED TO, THE RECORDS OF THE CHANCELLOR AND THE BOARD OF TRUSTEES; MINUTES, CORRESPONDENCE AND REPORTS OF SCHOOLS, COLLEGES AND DEPARTMENTS; PAPERS OF FACULTY, STAFF AND ALUMNI; CURRICULUM INFORMATION INCLUDING ON-LINE CLASSES; PUBLICATIONS; PHOTOGRAPHS, SLIDES, VIDEOTAPES AND MOTION PICTURE FILMS; THESES AND DISSERTATIONS; NEWSPAPER CLIPPINGS; AND MEMORABILIA. LIBRARY - THE IDEA OF THE LIBRARY - A REFUGE FOR HUMAN KNOWLEDGE - IS TIMELESS. SYRACUSE UNIVERSITY LIBRARY'S COLLECTIONS SPAN 4,000 YEARS AND RANGE FROM SUMERIAN CUNEIFORM TABLETS TO 21ST CENTURY DIGITAL DATA SETS. EVEN WHILE THE TYPES AND FORMS OF KNOWLEDGE CHANGE, THE LIBRARY STRIVES TO KEEP PACE, NEVER LOSING SIGHT OF ITS PURPOSE: TO COLLECT AND PRESERVE THE CULTURAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. SPECIAL COLLECTIONS - THE SPECIAL COLLECTIONS RESEARCH CENTER MAINTAINS AND PROVIDES ACCESS TO DISTINGUISHED COLLECTIONS OF RARE BOOKS, MANUSCRIPTS, AND OTHER ARCHIVAL MATERIALS. SYRACUSE UNIVERSITY STUDENTS, FACULTY, STAFF, AND OTHER SCHOLARS HAVE AVAILABLE TO THEM MORE THAN 100,000 PRINTED WORKS AND 2,000 ARCHIVAL COLLECTIONS, INCLUDING IMPORTANT EDITIONS, MANUSCRIPTS, DOCUMENTS, LETTERS, DIARIES, DRAWINGS, PHOTOGRAPHS AND MEMORABILIA. ESCROW ACCOUNT LIABILITY, PART IV, LINE 2B THE UNIVERSITY MAINTAINS A LIMITED NUMBER OF AGENCY FUNDS, WHICH IT HOLDS AS CUSTODIAN OR FISCAL AGENT FOR STUDENT ORGANIZATIONS AND/OR OUTSIDE ORGANIZATIONS AS AN ACCOMMODATION TO THE ORGANIZATION. THE ORGANIZATIONS ARE THEN ALLOWED TO UTILIZE THE UNIVERSITY'S FINANCIAL SYSTEMS AND RESOURCES TO PROCESS TRANSACTIONS AGAINST THESE FUNDS. ENDOWMENT FUNDS CONTRIBUTIONS, PART V, LINE 4 THE UNIVERSITY ENDOWMENT CONSISTS OF APPROXIMATELY 2,100 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES; INCLUDING BOTH DONOR RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE UNIVERSITY TO FUNCTION AS ENDOWMENTS. SPENDING FROM THE UNIVERSITY'S ENDOWMENTS IS DONOR RESTRICTED TO VARIOUS PURPOSES. A MAJORITY OF THE FUNDS PROVIDE SCHOLARSHIPS AND FINANCIAL ASSISTANCE TO UNDERGRADUATE, GRADUATE AND LAW SCHOOL STUDENTS. SOME OF THE OTHER USES OF THE FUNDS INCLUDE, BUT ARE NOT LIMITED TO, SUPPORT FOR FELLOWSHIPS, THE CREATION AND FUNDING OF DEPARTMENT CHAIRS AND PROFESSORSHIPS, SUPPORT FOR VARIOUS UNIVERSITY CENTERS, AND SUPPORT FOR THE UNIVERSITY'S TEACHING AND RESEARCH ACTIVITIES. THE UNIVERSITY'S SPENDING POLICY, WHICH UTILIZES AN ANNUAL DISTRIBUTION PER UNIT MULTIPLIED BY THE PERCENTAGE APPROVED BY THE TRUSTEE AND INVESTMENT AND ENDOWMENT COMMITTEE, IS DESIGNED TO PROVIDE THE UNIVERSITY A STABLE LEVEL OF FINANCIAL SUPPORT AND TO PRESERVE THE ENDOWMENTS REAL VALUE. FIN 48 (ASC 740) FOOTNOTE, PART X, LINE 2 THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501 ( C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(A) OF THE INTERNAL REVENUE CODE. ORANGE INSURANCE COMPANY, LLC AND SYRACUSE UNIVERSITY HOTEL AND CONFERENCE CENTER LLC ARE WHOLLY OWNED BY THE UNIVERSITY AND ARE REPORTED IN THE UNIVERSITY'S INCOME TAX FILINGS. SYRACUSE UNIVERSITY ALUMNI ASSOCIATION, INC. IS A TAX-EXEMPT ORGANIZATION, OF WHICH THE UNIVERSITY IS THE SOLE MEMBER THAT FILES ITS OWN TAX RETURNS. DRUMLINS, INC. IS A TAXABLE SUBSIDIARY OF THE UNIVERSITY AND FILES ITS OWN TAX RETURNS. THE SYRACUSE UNIVERSITY (USA) LONDON PROGRAM, CREATED FOR THE ADVANCEMENT OF EDUCATION, IS A REGISTERED CHARITY UNDER THE LAWS OF ENGLAND. THE SU ISTANBUL PROGRAM (SU ISTANBUL EGITIM DESTEK VE DANISMA HIZMETLERI TICARET LIMITED SIRKETI), CREATED TO PROMOTE THE UNIVERSITY'S EDUCATIONAL ACTIVITIES IN TURKEY, IS A LIMITED LIABILITY COMPANY ESTABLISHED IN ACCORDANCE WITH THE PROVISION OF THE TURKISH COMMERCIAL CODE. ITS OPERATIONS ARE GOVERNED BY THE LAWS OF THE REPUBLIC OF TURKEY. THE INCOME TAX CONSEQUENCES, IF ANY, FROM THESE ENTITIES ARE REFLECTED IN THE CONSOLIDATED FINANCIAL STATEMENTS, AND DO NOT HAVE A MATERIAL EFFECT, INDIVIDUALLY OR IN THE AGGREGATE, ON THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. OTHER REVENUE INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON RETURN PART XI, LINE 2D REVENUES OF SUBSIDIARIES $ 2,163,033 FINANCIAL AID $(325,150,282) -------------- TOTAL $(322,987,249) OTHER REVENUE INCLUDED ON RETURN BUT NOT IN FINANCIAL STATEMENTS PART XI, LINE 4B RENTAL/FUNDRAISING EXPENSES $ (1,522,289) LOSS ON DISPOSAL $ ( 1,631) -------------- TOTAL $ (1,523,920) OTHER EXPENSES INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON RETURN PART XII, LINE 2D POSTRETIREMENT BENEFIT OBLIGATION CHANGE $ (2,039,884) EXPENSES OF SUBSIDIARIES $ 1,534,541 RENTAL/FUNDRAISING EXPENSES $ 1,522,289 LOSS ON DISPOSAL $ 1,631 ------------- TOTAL $ 1,018,577 OTHER EXPENSES INCLUDED ON RETURN BUT NOT IN FINANCIAL STATEMENTS PART XII LINE 4B FINANCIAL AID $ 325,150,282 true true true true true true true false false false false false false false false true false true NONDISCRIMINATORY POLICY LINE 3 SYRACUSE UNIVERSITY'S RACIAL NONDISCRIMINATION POLICY IS DISCLOSED IN ITS COURSE CATALOG AND TUITION AND FEES BOOKLET. THE UNIVERSITY'S POLICIES CAN ALSO BE FOUND AT: SUPOLICIES.SYR.EDU FINANCIAL AID OR ASSISTANCE LINE 6A THE UNIVERSITY RECEIVES FINANCIAL AID AND/OR ASSISTANCE FROM FEDERAL AGENCIES, SUCH AS THOSE PROVIDING FEDERAL DIRECT LOANS ($154,268,401), PELL GRANTS ($14,621,656), FEDERAL WORK STUDY PROGRAM ($2,586,682), PERKINS LOAN FUNDS ($5,351,905), FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT ($2,524,907). true Central America and the Caribbean Investments 261144139 Central America and the Caribbean Program Services HIGHER ED 159000 Central America and the Caribbean Grantmaking 89901 East Asia and the Pacific Investments 439583 East Asia and the Pacific 2 22 Program Services HIGHER ED 3361781 East Asia and the Pacific Grantmaking 1453419 East Asia and the Pacific Fundraising 1483 Europe (Including Iceland and Greenland) Investments 13514048 Europe (Including Iceland and Greenland) 5 176 Program Services HIGHER ED 26602098 Europe (Including Iceland and Greenland) Grantmaking 10423603 Europe (Including Iceland and Greenland) Fundraising 15818 Middle East and North Africa Investments 438 Middle East and North Africa Program Services HIGHER ED 143749 Middle East and North Africa Grantmaking 130635 North America Investments 1877170 North America Program Services HIGHER ED 253991 North America Fundraising 1415 Russia and the Newly Independent States Program Services HIGHER ED 20122 Russia and the Newly Independent States Grantmaking 58777 South America 1 9 Program Services HIGHER ED 850098 South America Grantmaking 470957 South Asia Program Services HIGHER ED 321198 South Asia Grantmaking 21929 South Asia Fundraising 3856 Sub-Saharan Africa Program Services HIGHER ED 164336 Sub-Saharan Africa Grantmaking 161694 7 198 1 9 8 207 319612271 2072967 321685238 SCHOLARSHIPS Central America and the Caribbean 4 89901 TUITION DISC SCHOLARSHIPS East Asia and the Pacific 138 1453419 TUITION DISC SCHOLARSHIPS Europe (Including Iceland and Greenland) 1082 10423603 TUITION DISC SCHOLARSHIPS Middle East and North Africa 9 130635 TUITION DISC SCHOLARSHIPS Russia and the Newly Independent States 12 58777 TUITION DISC SCHOLARSHIPS South America 34 470956 TUITION DISC SCHOLARSHIPS South Asia 7 21929 TUITION DISC SCHOLARSHIPS Sub-Saharan Africa 26 161694 TUITION DISC true false true true true true MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S. PART I, LINE 2 SU PROVIDED MORE THAN $12.8 MILLION IN INSTITUTIONAL FINANCIAL AID TO STUDENTS IN THE FISCAL YEAR ENDED JUNE 30, 2017. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. MOST SCHOLARSHIPS ARE NEED-BASED. STUDENTS MUST APPLY FOR NEED-BASED FINANCIAL AID AWARDS BY COMPLETING THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). THIS IS A STANDARD FORM USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. FINANCIAL AID IS GENERALLY LIMITED TO THE AMOUNT OF TUITION, BUT CAN ALSO INCLUDE PARTIAL FUNDING FOR THE PROGRAM FEE (HOUSING AND FIELD TRIPS). BASIS OF ACCOUNTING PART I, LINE 3, COLUMN F THE BASIS OF ACCOUNTING ON THE FINANCIAL STATEMENTS IS ACCRUAL. NUMBER OF RECIPIENTS PART III, COLUMN (C) THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT DATABASE IN THE STUDENT RECEIVABLE SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2017. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE. Mirror Awards 236371 208900 27471 229475 Newhouse Toner 182147 154980 27167 3387 3 119415 53385 66030 46775 12143 537933 417265 120668 46775 245005 291780 -171112 true AMERICAN HEART ASSOCIATION 7272 GREENVILLE AVENUE DALLAS TX 75231 135613797 501(C)(3) 6750 SUPPORT SUPPORT CROUSE HEALTH FOUNDATION 736 IRVING AVE SYRACUSE NY 13210 161035427 501(C)(3) 7450 SUPPORT SUPPORT MAUREEN HOPE FOUNDATION 44 OSWEGO STREET BALDWINSVILLE NY 13027 204280502 501(C)(3) 5390 SUPPORT SUPPORT THE ROBERT H JACKSON CENTER INC 305 EAST FOURTH STREET JAMESTOWN NY 14701 161605121 501(C)(3) 6000 SUPPORT US LACROSSE FOUNDATION 2 LOVETON CIRCLE SPARKS MD 21152 520790605 501(C)(3) 12500 SUPPORT 5 SU STUDENT SCHOLARSHIPS AND FINANCIAL AID 15358 302467587 SEOG 2248 2524907 HEOP 284 1361943 ROOM AND BOARD 564 5984931 PROVISION OF BOOKS AND SUPPLIES 329 244800 FMV BOOKS AND SUPPLIES MONITORING THE USE OF GRANT FUNDS IN THE U.S. PART I, LINE 2 SU PROVIDED APPROXIMATELY $312 MILLION IN INSTITUTIONAL AID TO UNDERGRADUATE AND GRADUATE STUDENTS IN THE FISCAL YEAR ENDED JUNE 30, 2017. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID: THE COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE, AND THE FREE APPLICATION FOR FEDERAL STUDENT AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. MERIT SCHOLARSHIPS ARE GENERALLY LIMITED TO THE AMOUNT OF TUITION. STUDENTS REACHING THE "TUITIONARE INELIGIBLE FOR ADDITIONAL SCHOLARSHIPS FROM THE UNIVERSITY. NEED-BASED AID CAN BE USED FOR ALL EDUCATIONAL RELATED EXPENSES IN ADDITION TO TUITION. GRANTS TO ORGANIZATIONS IN THE U.S. PART II THE UNIVERSITY PROVIDED FINANCIAL SUPPORT TO ORGANIZATIONS IN THE UNITED STATES AND RECEIVE ACKNOWLEDGEMENT THAT MONIES REPRESENT CHARITABLE CONTRIBUTIONS FOR EACH ORGANIZATION'S EXEMPT PURPOSE. NUMBER OF RECIPIENTS PART III, COLUMN B THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT DATABASE IN THE STUDENT RECEIVABLE SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2017. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE PER FINANCIAL AID TYPE. X X X X true true X X X X X true true false false false false false true false KENT SYVERUD CHANCELLOR AND PRESIDENT 704159 0 0 24849 0 176500 132529 1038037 0 LISA DOLAK SVP & UNIV SECRETARY/PROFESSOR 281289 258 26500 8813 316860 DANIEL J FRENCH SVP & GENERAL COUNSEL 250000 250000 J MICHAEL HAYNIE VICE CHANCELLOR- VETERANS & MA 392247 539 76500 9170 478456 GWENN JUDGE VP CFO (INTERIM) BUDGET DIR 236129 50000 415 23840 19195 329579 MICHELE G WHEATLY VICE CHANCELLOR & PROVOST 305644 8792 26500 15608 356544 KARIN RUHLANDT DEAN - ARTS AND SCIENCES 319750 468 26500 24117 370835 RYAN WILLIAMS ASSOC VP FOR ENROLLMENT MGMT. 241605 30 24939 17380 283954 JAMES A BOEHEIM JR (M) BASKETBALL HEAD COACH 2194224 260000 152890 66500 21761 2695375 40000 DINO BABERS FOOTBALL HEAD COACH 1993310 280000 75041 26500 26355 2401206 DARYL GROSS VP & SPECIAL ASST - CHANCELLOR 261886 699449 26500 30665 1018500 QUENTIN HILLSMAN (W) BASKETBALL HEAD COACH 602655 125000 31149 41500 29012 829316 MICHAEL G HOPKINS (M) ASSISTANT BASKETBALL COACH 453560 91667 16479 26500 23176 611382 ELIZABETH LIDDY INTERIM V CHANCELLOR & PROVOST 485728 803 26500 8658 521689 LOUIS G MARCOCCIA EXEC VP AND CFO 272984 2932060 26500 9773 3241317 100000 GEORGE M LANGFORD DEAN- ARTS & SCIENCE 329424 0 26500 1750 357674 CHRISTOPHER M SEDORE SVP FOR ENROLLMENT MGMT. 123484 0 0 0 9 0 12627 0 19930 0 156050 0 0 0 SUPPLEMENTAL INFORMATION PART I, LINE 1A FIRST-CLASS TRAVEL UNIVERSITY POLICY ALLOWS, IN CERTAIN SITUATIONS, EMPLOYEES TO TRAVEL VIA FIRST-CLASS AIRFARE WHILE ON UNIVERSITY BUSINESS. AS A RESULT OF THIS POLICY, CERTAIN INDIVIDUALS LISTED ON SCHEDULE J INCLUDED IN THIS FILING AT TIMES UTILIZED FIRST-CLASS AIRFARE FOR UNIVERSITY BUSINESS TRAVEL DURING 2016. CHARTER TRAVEL CERTAIN INDIVIDUALS LISTED ON SCHEDULE J UTILIZED CHARTER AIRLINE TRAVEL FOR BUSINESS PURPOSES. CHARTER TRAVEL ELIMINATES THE TIME CONSTRAINTS OF COMMERCIAL AIR TRAVEL, IS COST EFFECTIVE AND PERMITS GREATER SUPERVISION OF STUDENTS. TRAVEL FOR COMPANIONS CERTAIN INDIVIDUALS LISTED ON SCHEDULE J HAD COMPANION TRAVEL. THIS TRAVEL WAS DETERMINED TO BE BUSINESS OR PERSONAL AND TAXABLE, BASED UPON THE FACTS AND CIRCUMSTANCES OF EACH SPECIFIC INCIDENCE, AND WAS TREATED ACCORDINGLY, FOR REPORTING PURPOSES. HOUSING ALLOWANCE THE CHANCELLOR IS PROVIDED WITH LODGING BENEFITS AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER. INCLUDED IN SCHEDULE J, PART II, COLUMN (D) IS THE COMPUTED NON-TAXABLE MARKET VALUE OF THE CHANCELLOR'S OCCUPANCY OF SUCH PREMISES. HEALTH OR SOCIAL CLUB DUES CERTAIN INDIVIDUALS LISTED ON SCHEDULE J RECEIVED MEMBERSHIPS IN HEALTH OR SOCIAL CLUBS. CLUB DUES ARE DETERMINED TO BE TAXABLE OR NON-TAXABLE BASED UPON THE PERCENTAGE OF BUSINESS AND PERSONAL USE AS REPORTED ON CLUB USE CERTIFICATION STATEMENTS SUBMITTED BY THE INDIVIDUALS WITH THE MEMBERSHIPS. THE TAXABLE PORTION WAS INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W-2. PERSONAL SERVICES AS PART OF THE UNIVERSITY'S EMPLOYMENT ARRANGEMENT FOR THE CHANCELLOR, SU PROVIDES A RESIDENCE MANAGER AT THE UNIVERSITY-OWNED OFFICIAL CHANCELLOR'S RESIDENCE. THE CHANCELLOR REIMBURSES THE UNIVERSITY FOR THE VALUE OF ANY NON-UNIVERSITY RELATED PERSONAL USE THROUGH AN AFTER-TAX DEDUCTION TAKEN FROM HIS SEMI-MONTHLY PAY. SEVERANCE PAYMENT PART I, LINE 4A THE FOLLOWING INDIVIDUAL RECEIVED A SEVERANCE PAYMENT DURING CALENDAR YEAR 2016: DARYL GROSS $ 675,000 SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PART I, LINE 4B CERTAIN INDIVIDUALS LISTED ON SCHEDULE J PARTICIPATE IN DEFERRED COMPENSATION ARRANGEMENTS: CONTRIBUTIONS MADE: KENT SYVERUD $ 150,000 J. MICHAEL HAYNIE $ 50,000 JAMES A. BOEHEIM JR. $ 40,000 QUENTIN HILLSMAN $ 15,000 DISTRIBUTIONS FROM: LOUIS G. MARCOCCIA $ 100,000 JAMES A. BOEHEIM JR. $ 80,000 NON-FIXED PAYMENTS PART I, LINE 7 CERTAIN INDIVIDUALS LISTED ON SCHEDULE J RECEIVED AN OVERLOAD/EXTRA SERVICE/VARIABLE PAY AWARD PAYMENT. AN OVERLOAD/EXTRA SERVICE/VARIABLE PAY AWARD PAYMENT IS FOR RECOGNITION OF SERVICES ABOVE NORMAL JOB RESPONSIBILITIES. THESE PAYMENTS WERE INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W-2. OTHER COMPENSATION PART II THE COMPENSATION REPORTED IN PART II, COLUMN B(III) FOR LOUIS G. MARCOCCIA INCLUDES TAXABLE LIFE INSURANCE, NONQUALIFIED RETIREMENT PLAN DISTRIBUTIONS, AND OTHER RETIREMENT FUNDS AS A RESULT OF HIS RETIREMENT. COMPENSATION FOR SERVICES RENDERED TO SU SCHEDULE J, PART II, SUPPLEMENTAL INFORMATION THE FOLLOWING IS INCLUDED IN THE BASE COMPENSATION REPORTED IN PART II, COLUMN (B)(I): DANIEL J. FRENCH'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $250,000 WAS PAID BY BARCLAY DAMON, AN UNRELATED ORGANIZATION. JAMES A. BOEHEIM JR.'S TOTAL COMPENSATION REPORTED IN PART II, (B)(I) OF $2,194,224, INCLUDES $2,115,315 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED OF FORM W-2, AND NET INCOME OF $78,909 REALIZED BY BIG ORANGE BASKETBALL CAMP FROM CONDUCTING A SUMMER BASKETBALL CAMP WHICH IS NOT REQUIRED TO BE AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. DINO BABERS' TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $1,993,310, INCLUDES $1,989,719 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED OF FORM W-2, AND NET INCOME OF $3,591 REALIZED BY DINO BABERS FOOTBALL LLC FROM CONDUCTING A SUMMER FOOTBALL CAMP WHICH IS NOT REQUIRED TO BE AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. QUENTIN HILLSMAN'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $602,655, WAS PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2. QUENTIN HILLSMAN ENTERPRISE INC. REALIZED A NET LOSS OF $11,297 FROM CONDUCTING SUMMER BASKETBALL CAMPS WHICH HAS NOT BEEN INCLUDED IN PART II, COLUMN (B) (I) AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. A CITY OF SYRACUSE IND DEV AGENCY 161231050 8717120BU 2005-12-13 80000000 CAPITAL IMPROVEMENT & ACQUISITION false false false B CITY OF SYRACUSE IND DEV AGYONON CTY IDA 161231050 871720BZO 2008-01-30 105000000 CONSTRUCTION & EQUIPMENT false false false C TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FAL4 2010-01-14 40896714 MULTI-PURPOSE ISSUE -NON-REFUNDING false false false D TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FAL4 2010-01-14 70440000 MULTI-PURP. ISSUE -REFUNDING BONDS false false false A 0 0 84386885 0 5413741 0 1339056 681104 0 76952984 0 0 2008 false false true true B 9450000 0 106128306 0 1709200 0 631443 42000 0 103745663 0 0 2010 false false true true C 1075000 0 40898838 0 0 0 401811 22487 0 40474540 0 0 2014 false false true true D 0 0 70440000 0 0 0 518439 29013 0 0 69892548 0 2010 true false true true A false true false true false 0.00004 0.00004 false false false true B false false false true false 0 false false false true C false false false true false 0.00162 0.00162 false false false true D 0 A false false false true true true GOLDMAN SACHS 30. false false false 0 false true B false false false true true true GOLDMAN SACHS 30. false false false 0 false true C false false false true true true MORGAN STANLEY 20. false false false 0 true true D false false false true true true MORGAN STANLEY 20. false false false 0 false true A true B true C true D true SUPPLEMENTAL INFORMATION SCHEDULE K, PART I, LINE B THIS FINANCING CONSISTED OF TWO BOND ISSUES THAT WERE SOLD AND ISSUED ON THE SAME DATE, PURSUANT TO A SINGLE PLAN OF FINANCING, WHICH ARE TREATED AS A SINGLE BOND ISSUE FOR TAX PURPOSES. THE ISSUER NAME, EIN, AND CUSIP NUMBER FOR THE TWO ISSUES ARE AS FOLLOWS: (A) ISSUER NAME (B)ISSUER EIN (C) CUSIP# AMOUNT CITY OF SYRACUSE INDUST. DEV. AGENCY 16-1231050 871720BZO $70M ONONDAGA COUNTY INDUST. DEV. AGENCY 16-0193714 682747HG8 $35M TOTAL PROCEEDS OF BOND ISSUE SCHEDULE K, PART I, COLUMN E AND PART II, LINE 3 DIFFERENCES BETWEEN THE ISSUE PRICE IN PART I AND THE TOTAL PROCEEDS OF ISSUE IN PART II CONSIST SOLELY OF EARNINGS OF CASH WITH TRUSTEE BALANCES. SPECIFIC AMOUNTS OF EARNINGS INCLUDED IN PART II NOT INCLUDED IN PART I ARE AS FOLLOWS: COLUMN A 12/13/2005 ISSUE: 4,386,885 COLUMN B 01/30/2008 ISSUE: 1,128,306 COLUMN C 01/14/2010 ISSUE: 2,124 COLUMN A 07/07/2011 ISSUE: 9,056 COLUMN B 09/12/2013 ISSUE: 41,698 SCHEDULE K, PART III, COLUMN D: N/A-THIS ISSUE REFUNDED PRE-2003 BONDS. SCHEDULE K, PART IV, COLUMN A, B, C, D AND A, LINE 2C: CALCULATIONS WERE PERFORMED 11/30/2015, 12/31/2012, 12/31/2014, 12/31/2014 AND 6/30/2015 RESPECTIVELY. SCHEDULE K, PART I, LINE D: REFUNDED BONDS ISSUED ON DECEMBER 8, 1999. A TRUST FOR CULTURAL RESOURCES COUNTY OF ONONDAGA 800516646 68276FBJ8 2011-07-07 50693415 MULTI-PURPOSE ISSUE NON-REFUNDING false false false B TRUST FOR CULTURAL RESOURCES COUNTY OF ONONDAGA 800516646 68276FCK4 2013-09-12 67827371 MULTI-PURPOSE ISSUE NON-REFUNDING false false false A 5735000 0 50702471 0 0 0 569737 0 0 50132734 0 0 2015 false false true true B 4275000 0 67869069 0 0 0 572007 0 0 67297062 0 0 2017 false false true true A false false false true false 0.00311 0.00311 false false false true B false false false true false 0.00183 0.00183 false false false true A false false false true false false 0 false 0 true true B false true false false false false 0 false 0 false true A true B true RUTH CHEN SPOUSE - KENT SYVERUD 106612 UNIV. EMPLOYEE - PROFESSOR false KATHERINE DOPULOS TRUSTEE-CHRISTINE LARSEN 51000 UNIV. EMPLOYEE-ADM. COUNSELOR false STEPHEN DORUS SON IN LAW-MACNAUGHTON 91506 UNIV. EMPLOYEE-ASSOC PROFESSOR false ULRICH B ENGLICH SPOUSE-KARIN RUHLANDT 78059 UNIV. EMP-RESEARCH SCIENTIST false JOHN LIDDY SON- ELIZABETH LIDDY 61316 UNIV. EMPLOYEE - PROG. MGR. false DRUMLINS INC BOARD MEMBERS 1038598 DINING AND RECREATION SERVICES false ALLIANCE ENERGY TRANS SYRACUSE LLC TRUSTEE- SAMUEL G NAPPI 338949 DESIGN & ENGINEERING SERVICES false LOON CREEK PROPERTIES TRUSTEE- JOSHUA H HEINTZ 477000 LEASE PMT/LEASEHOLD IMPROV. false ERIC SEDORE BROTHER - CHRIS SEDORE 158388 UNIV EMPLOYEE - ASSOCIATE CIO false BUSINESS TRANSACTIONS WITH INTERESTED PERSONS PART IV DRUMLINS, INC.'S BOARD MEMBERS INCLUDE GWENN JUDGE WHO DOES NOT HAVE A PERSONAL INTEREST IN DRUMLINS BUT IS AN OFFICER OF SYRACUSE UNIVERSITY AND DRUMLINS INC. THE ABOVE TRANSACTIONS WITH ALLIANCE ENERGY TRANSMISSION SYRACUSE LLC AND LOON CREEK PROPERTIES HAVE BEEN MANAGED IN ACCORDANCE WITH UNIVERSITY POLICIES AND FULLY COMPLIED WITH THE UNIVERSITY'S EXISTING CONFLICT OF INTEREST POLICY. X 1 149650 APPRAISED VALUE X 14272 APPRAISED VALUE X 183 6089437 MARKET VALUE X SPONSORED EQUIP 99 2479986 MARKET VALUE X SPONSORED BLDGS 3 336493 MARKET VALUE 2 false true false NUMBER OF CONTRIBUTIONS PART I, COLUMN B SYRACUSE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN PART I, COLUMN B. VOLUNTEERS FORM 990, PART I, LINE 6 VOLUNTEERS ARE INDISPENSABLE TO THE UNIVERSITY IN THE ACCOMPLISHMENT OF THE UNIVERSITY'S EDUCATIONAL MISSION. THE BOARD OF TRUSTEES IS A COMPLETELY VOLUNTEER BOARD COMPRISED OF INDIVIDUALS WHO GIVE OF THEIR TIME, ENERGY AND TALENTS TO PROVIDE GUIDANCE FOR THE EFFICIENT AND EFFECTIVE GOVERNANCE OF THE UNIVERSITY. STUDENTS AND STAFF VOLUNTEER THEIR TIME AND EFFORT IN ACTIVITIES SUCH AS HELPING FRESHMEN STUDENTS MOVE INTO DORMITORIES AND ACQUAINTING THEM WITH THE CAMPUS. STUDENTS ALSO ASSIST IN DEVELOPMENT ACTIVITIES, SUCH AS THE ANNUAL "TELEFUND", TO RAISE FUNDS NEEDED TO SUPPORT THE UNIVERSITY'S EDUCATIONAL MISSION. OTHER PROGRAM SERVICES Form 990, PART III, LINE 4D OTHER PROGRAM SERVICE EXPENDITURES SUPPORT THE UNIVERSITY'S ACADEMIC AND RESEARCH INITIATIVES THROUGH PROVISION OF ACADEMIC SUPPORT, STUDENT SERVICES AND GENERAL INSTITUTIONAL SUPPORT, THE CRITICAL COMPONENTS TO SEAMLESS DELIVERY AND TO MEETING THE NEEDS AND EXPECTATIONS OF SYRACUSE UNIVERSITY'S STUDENTS AND FACULTY. SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS FORM 990, PART VI, SECTION A, LINE 4 THE UNIVERSITY HAS AMENDED ITS BYLAWS TO REDEFINE THE CLASSIFICATION OF OFFICERS. REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11B THE UNIVERSITY PROVIDED ITS SUBSTANTIALLY COMPLETE FORM 990 TO MEMBERS OF THE TRUSTEES AUDIT COMMITTEE. ACCOMPANYING THE FORM 990 WAS A REPORT HIGHLIGHTING IMPORTANT SECTIONS, DATA AND POINTS, AND CHANGES FROM THE PREVIOUS FORM 990. A CONFERENCE CALL WITH THESE COMMITTEE MEMBERS WAS HELD FOR THE UNIVERSITYS SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER TO REVIEW THE FORM AND SUMMARY REPORT. THIS REVIEW INCLUDED A WALKTHROUGH OF THE FORM AND SCHEDULES WITH DIALOGUE ON SIGNIFICANT ITEMS AND POINTS AND A FURTHER EXPANSION OF INFORMATION PROVIDED IN THE SUMMARY REPORT. QUESTIONS WERE ADDRESSED AS RAISED BY COMMITTEE MEMBERS. ONCE FINALIZED, THE COMPLETE COPY OF THE UNIVERSITY'S FINAL FORM 990 (INCLUDING ALL REQUIRED SCHEDULES, AS ULTIMATELY FILED WITH THE IRS) IS PROVIDED TO EACH VOTING MEMBER OF THE BOARD THROUGH A SECURED SYRACUSE UNIVERSITY BOARD OF TRUSTEES WEB PORTAL BEFORE ITS FILING WITH THE IRS. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY'S REGULAR AND CONSISTENT MONITORING AND ENFORCEMENT COMPLIANCE OF THE CONFLICT OF INTEREST POLICY: ARTICLE XI OF THE UNIVERSITY'S BYLAWS REQUIRE AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE BE COMPLETED BY EACH TRUSTEE AND OFFICER. ADDITIONALLY, THE UNIVERSITY REQUIRES KEY EMPLOYEES, HIGHEST COMPENSATED EMPLOYEES AND OTHER IDENTIFIED EMPLOYEES AND GROUPS OF EMPLOYEES TO COMPLETE THE CONFLICT OF INTEREST QUESTIONNAIRE. ALL COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE DIRECTOR OF AUDIT AND MANAGEMENT ADVISORY SERVICES; THE COMPTROLLER ALSO REVIEWS THOSE OF TRUSTEES, OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES. CONFLICTS ARE AGGREGATED INTO A REPORT WHICH IS PROVIDED TO THE SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER AND THE AUDIT COMMITTEE. COMPENSATION POLICY FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE CHANCELLOR AND PRESIDENT, OFFICERS, KEY EMPLOYEES AND CERTAIN OTHER COVERED INDIVIDUALS IS ESTABLISHED ACCORDING TO UNIVERSITY POLICIES THAT MEET THE THREE REQUIREMENTS OF THE REBUTTABLE PRESUMPTIONS PROVISIONS UNDER TREAS. REG. 53.4958-6. THE COMPENSATION ARRANGEMENT IS APPROVED IN ADVANCE BY THE UNIVERSITYS EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES WHO ARE INDEPENDENT AND FREE OF ANY CONFLICTS OF INTEREST THAT WOULD INTERFERE WITH THEIR EXERCISE OF INDEPENDENT JUDGMENT. THE UNIVERSITY'S EXECUTIVE COMMITTEE REVIEWS COMPARABILITY DATA PROVIDED BY AN INDEPENDENT EXTERNAL CONSULTANT THAT INCORPORATES BOTH UNIVERSITY DATA AND THAT OF COMPARABLE INSTITUTIONS. THE EXECUTIVE COMMITTEE, WHICH TYPICALLY SEEKS TO ESTABLISH COMPENSATION WITHIN THE MIDDLE OF THE RANGE OF COMPARABILITY DATA, MAKES A DETERMINATION WHETHER THE PROPOSED COMPENSATION IS REASONABLE. IF A PROPOSAL IS DEEMED TO BE REASONABLE, THE EXECUTIVE COMMITTEE ADEQUATELY DOCUMENTS THE BASIS FOR ITS DETERMINATION WITHIN 60 DAYS AFTER THE DATE THE DETERMINATION WAS MADE AND SUCH DOCUMENTATION IS KEPT IN THE WRITTEN OR ELECTRONIC RECORDS OF THE EXECUTIVE COMMITTEE. PUBLIC DISCLOSURE FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE UNIVERSITY'S WEBSITE. OTHER CHANGE IN NET ASSETS FORM 990, PART XI, LINE 9 POSTRETIREMENT BENEFIT OBLIGATION CHANGE 2,039,884 SU SHERATON HOTEL & CONFERENCE CENTER 801 UNIVERSITY AVE SYRACUSE NY 13210 161586346 ACCOMMODATION NY 8645083 15325286 SU ORANGE INSURANCE COMPANY LLC 100 BANK ST STE 610 BURLINGTON VT 05401 473844706 INSURANCE VT -14376 2275982 SU CONSURTIO INC 721 UNIVERSITY AVE SYRACUSE NY 13244 472527854 EDUCATION DE 501(C)(3) 10 SU true SU ALUMNI ASSOCIATION INC 401 UNIVERSITY PLACE SYRACUSE NY 13244 161431749 ALUMNI ACTVTY NY 501(C)(3) 12A SU true SYRACUSE UNIVERSITY (USA LONDON) 48 OLD GLOUCESTER ST WC1N 38E LONDON UK EDUCATION UK N/A N/A SU true Orange Value Fund 20-4577033 721 UniV Ave SYRACUSE NY 13224 INVESTMENTS NY SYRACUSE UNIV RELATED -11738 2804787 false false 0.77450 DRUMLINS INC 800 NOTTINGHAM RD SYRACUSE NY 13224 150516881 DINING/REC NY SYRACUSE UNIV C Corp 1351148 5314699 1.00000 true SYRACUSE IDEAS INC 254 HINDS HALL SYRACUSE UNIVERSITY SYRACUSE NY 13244 462339155 EDUCATIONAL NY SYRACUSE UNIV C Corp 2000 1.00000 true SU ISTANBUL EGITIM DESTEK VE DANISMA HIZMETLERI TICARET LTD SIRK TU EDUCATIONAL TU SYRACUSE UNIV C Corp 1519504 0.99500 true CHARITABLE REMAINDER ANNUITY TRUST -1 CRAT NY SYRACUSE UNIV Trust true CHARITABLE REMAINDER TRUST - 2 CRT NY SYRACUSE UNIV Trust true CHARITABLE REMAINDER UNITRUST - 3 CRUT NY SYRACUSE UNIV Trust true true false true false false false false false false true true false true false true true true true false DRUMLINS INC p 230801 COST DRUMLINS INC r 252366 COST DRUMLINS INC k 105270 COST DRUMLINS INC m 315818 COST DRUMLINS INC q 130000 COST DRUMLINS INC a(i) 4343 COST SU ISTANBUL EGITIM DESTEK VE DANISMA r 41110 COST SU LONDON USA r 6186437 COST SYRACUSE UNIVERSITY ALUMNI ASSOCIATION o 80554 COST