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BUSALACCHI TRUSTEE/UCAR PRESIDENT 40.0 1.0 X X 203135 0 23629 ERIC BETTERTON TRUSTEE/CHAIR 1.0 1.0 X X 0 0 0 EVERETTE JOSEPH TRUSTEE/CHAIR (AS OF 2/17) 1.0 0.0 X X 0 0 0 PETRA KLEIN TRUSTEE/VICE CHAIR(AS OF 2/17) 1.0 0.0 X X 0 0 0 KELLY FOX TRUSTEE-AT-LARGE/TREASURER 1.0 0.0 X X 0 0 0 CHARLETTE GEFFEN Trustee-at-Large/Secretary 1.0 0.0 X X 0 0 0 SUSAN AVERY Trustee 1.0 0.0 X 0 0 0 RAYMOND BAN Trustee-at-large 1.0 0.0 X 0 0 0 ERIC BARRON TRUSTEE 1.0 0.0 X 0 0 0 KRISTIE BOERING TRUSTEE 1.0 0.0 X 0 0 0 RAFAEL BRAS TRUSTEE 1.0 0.0 X 0 0 0 CHRISTOPHER BRETHERTON TRUSTEE 1.0 0.0 X 0 0 0 SHUYI CHEN Trustee 1.0 0.0 X 0 0 0 DONALD H DEHAYES trustee (termed 2/17) 1.0 0.0 X 0 0 0 SHERRI GOODMAN Trustee-at-large 1.0 0.0 X 0 0 0 GUDRUN MAGNUSDOTTIR TRUSTEE 1.0 0.0 X 0 0 0 MICHAEL MORGAN TRUSTEE 1.0 0.0 X 0 0 0 ROMY OLAISEN TRUSTEE-AT-LARGE 1.0 0.0 X 0 0 0 KATHLEEN RITZMAN TRUSTEE-AT-LARGE 1.0 0.0 X 0 0 0 HARLAN SPENCE Trustee 1.0 0.0 X 0 0 0 SCOTT STERNBERG TRUSTEE-AT-LARGE (termed 2/17) 1.0 0.0 X 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11114078 F CERTIFICATES OF DEPOSIT 397232 F 81859315 0 OTHER LIABILITIES 102 102 Schedule D, Part V, Line 4 UCAR ENDOWMENT CONSISTS OF ONE DONOR RESTRICTED FUND ESTABLISHED TO SUPPORT SCIENTIFIC FELLOWSHIPS FROM DONATIONS. THE INVESTMENT INCOME EARNED ON THE DONATIONS IS INTENDED TO FUND THE EXPENSES OF THE FELLOWSHIPS WITH THE PRINCIPAL BALANCE PERMANENTLY INTACT. NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED AS PERMANENTLY RESTRICTED. INVESTMENT EARNINGS ARE RECOREDED AS TEMPORARILY RESTRICTED NET ASSETS. true SCHOLARSHIPS FOR ATMOSPHERIC SCIENCE STUDIES 22 93473 SCHEDULE I, PART I, LINE 2 TO BE CONSIDERED FOR FUNDING, STUDENTS MUST SUBMIT A FUNDING REQUEST AND ALL SUPPORTING DOCUMENTATION. DOCUMENTATION INCLUDES TRANSCRIPTS AND NEEDS DOCUMENTATION AS DEFINED BY THE SCHOOL. EACH GRANT IS MADE OUT TO THE STUDENT'S UNIVERSITY ACCOUNT. THIS ENSURES THAT GRANTS ARE USED TO PAY TUITION, FEES AND OTHER SCHOOL RELATED COST. X true true X X X X true false false false false false false false false ANTONIO BUSALACCHI TRUSTEE/UCAR PRESIDENT 203135 0 0 0 0 0 18269 0 5360 0 226764 0 0 0 JAMES W HURRELL DIRECTOR, NCAR 295418 0 3619 0 0 0 26500 0 19308 0 344845 0 0 0 YING HWA KUO INTERIM DIRECTOR UCP 202718 0 0 0 0 0 21157 0 13603 0 237478 0 0 0 MARGARET MCCLELLAN CHIEF LEGAL OFFICER 244246 0 0 0 0 0 24816 0 18846 0 287908 0 0 0 MELISSA D MILLER VP OF FINANCE & ADMIN 242572 0 0 0 0 0 25211 0 13973 0 281756 0 0 0 MICHAEL THOMPSON NCAR DEPUTY DIRECTOR/COO 307773 0 2848 0 0 0 30495 0 12825 0 353941 0 0 0 G BRANT FOOTE DIRECTOR OF RAL 252244 0 0 0 0 0 24916 0 7461 0 284621 0 0 0 VANDA GRUBISIC DIRECTOR, EOL 209748 0 0 0 0 0 21947 0 3126 0 234821 0 0 0 ALASDAIR KELLIE DIRECTOR OF CISL 232170 0 0 0 0 0 17039 0 9410 0 258619 0 0 0 SCOTT C RAYDER senior advisor to president 245105 0 0 0 0 0 25500 0 18907 0 289512 0 0 0 MARIA ISQUIERDO DIRECTOR, HUMAN RESOURCES 219858 0 0 0 0 0 22032 0 7525 0 249415 0 0 0 KEVIN TRENBERTH SENIOR SCIENTIST 212791 0 742 0 0 0 21174 0 13325 0 248032 0 0 0 WILLIAM G LARGE DIRECTOR, CGD 209655 0 0 0 0 0 21567 0 13640 0 244862 0 0 0 JAMES MENGHI DIRECTOR OF JOSS 136407 0 0 0 69763 0 12240 0 11416 0 229826 0 0 0 DAVID EDWARDS FORMER KEY EMPLOYEE 192577 0 0 0 0 0 20735 0 18472 0 231784 0 0 0 Schedule J, Part I, Line 1a FIRST- OR BUSINESS-CLASS FARES ARE ALLOWABLE FOR INTERNATIONAL TRAVEL WHEN THE TRIP HAS A ONE-WAY IN FLIGHT SEGMENT OF 10 HOURS OR MORE, OR WHERE THE TOTAL ELAPSED ONE-WAY IN-FLIGHT TIME IS 15 HOURS OR MORE WITHOUT OVERNIGHT STOPOVERS. Schedule J, Part I, Line 4a JAMES MENGHI RECEIVED SEVERANCE PAYMENTS OF $69,763. These amounts were included in taxable wages and are reported in schedule J, Part II, Column B(III). A CO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY 840896727 19645RLK5 2010-05-20 28527506 SEE PART VI false false false B CO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY 840896727 19645RQJ3 2012-05-10 14428350 SEE PART VI false false false C CO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY 840896727 19645R4Y4 2017-01-23 36214166 SEE PART VI false false false A 12790000 6715000 28784729 0 745488 0 392761 0 0 24686320 2960160 0 2012 true false true true B 1140000 0 14574204 0 0 0 227569 0 0 125784 14220851 0 2012 false true true true C 2955000 0 36214166 0 0 0 447309 0 0 0 35766857 0 2017 true true true true A false true true true false 0 false false false true B false false true true false 0.00380 0.00380 false false false true C false false true true false 0.01100 0.01100 false false false true A false false false true false false 0 true BAYERISHE BANK 2. true true true B false false false true false false 0 false 0 false true C false false true false false false 0 false 0 false true A true B true C true . SCHEDULE K, PART I, COLUMN (F) LINE A: PURCHASE LAND AND BUILDING, REFURBISH EXISTING BUILDING, AND PURCHASE EQUIPMENT. REFUNDING OF REMAINING BONDS ISSUED 1/8/1997 AND 2/25/1999. LINE B: ADVANCE REFUND 2002 AND 2003 BONDS. LINE C: ADVANCE REFUND 2011, 2013A, 2013B, 2013C AND A PORTION OF THE 2010 BONDS. SCHEDULE K, PART II, LINE 3 WHERE TOTAL GROSS PROCEEDS SHOWN IN PART II, LINE 3 EXCEED THE BOND ISSUE PRICE LISTED IN PART I, IT IS DUE TO INVESTMENT EARNINGS. INVESTMENT EARNINGS ARE AS FOLLOWS: PART I, LINE A: $257,223 PART I, LINE B: $145,854 SCHEDULE K, PART IV, LINE 2C FOR THE PART I, LINE A BONDS, THE REBATE CALCULATION WAS PERFORMED ON SEPTEMBER 20, 2014. FOR THE PART I, LINE B BONDS, THE REBATE CALCULATION WAS PERFORMED ON SEPTEMBER 13, 2016. SCHEDULE K, PART IV, LINE 6 PROCEEDS HELD BEYOND AN AVAILABLE TEMPORARY PERIOD WERE APPROPRIATELY YIELD RESTRICTED. FORM 990, PART I, LINE 1 AND PART III, LINE 1 UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH (UCAR), ON BEHALF OF, AND IN COOPERATION WITH ITS MEMBER UNIVERSITY MEMBERS, IS ENGAGED IN THE MANAGEMENT OF LONG-TERM ATMOSPHERIC AND RELATED RESEARCH AND EDUCATIONAL ACTIVITIES, AND OF SCIENTIFIC FACILITIES, MOSTLY THROUGH THE OPERATION OF THE NATIONAL CENTER FOR ATMOSPHERIC RESEARCH. IT ALSO ASSUMES THE ROLES OF SCIENTIFIC LEADERSHIP AND ADVOCACY ON THE NATIONAL AND INTERNATIONAL BASIS AND PROVIDES SERVICES TO THE RESEARCH COMMUNITY SUCH AS VISITOR PROGRAMS, THE DISSEMINATION OF SCIENTIFIC DATA, COMPUTING, RADAR AND AIRCRAFT FACILITIES AND FOSTERING NEW AND IMPROVED RELATIONSHIPS AMONG THE ACADEMIC RESEARCH COMMUNITY AND THE PRIVATE SECTOR. FORM 990, PART III, LINE 4D PERFORMS RESEARCH TO UNDERSTAND THE BEHAVIOR OF THE ATMOSPHERE AND RELATED PHYSICAL, BIOLOGICAL, AND SOCIAL SYSTEMS; PROVIDES INFORMATION TO SUPPORT, ENHANCE, AND EXTEND THE CAPABILITIES OF THE UNIVERSITY COMMUNITY AND THE BROADER SCIENTIFIC COMMUNITY, NATIONALLY AND INTERNATIONALLY; AND FOSTERS THE TRANSFER OF KNOWLEDGE AND TECHNOLOGY FOR THE BETTERMENT OF LIFE ON EARTH. FORM 990, PART VI, LINE 1A PURSUANT TO BYLAWS, THE EXECUTIVE COMMITTEE SHALL CONSIST OF (A) THE CHAIRPERSON AND VICE CHAIRPERSON OF THE BOARD OF TRUSTEES, THE SECRETARY, AND THE TREASURER, WHO SHALL AS EX OFFICIO MEMERS OF THE EXECUTIVE COMMITTEE, AND (B) SUCH NUMBER OF OTHER TRUSTEES, WHO SHALL BE APPOINTED BY THE BOARD OF TRUSTEES, AS THE BOARD OF TRUSTEES MAY DETERMINE FROM TIME TO TIME. IF ANY MEMBER OF THE EXECUTIVE COMMITTEE CEASES TO BE A TRUSTEE, SUCH INDIVIDUAL'S MEMBERSHIP ON THE EXECUTIVE COMMITTEE SHALL ALSO TERMINATE. THE EXECUTIVE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL THE POWERS VESTED IN THE BOARD OF TRUSTEES DURING THE INTERVALS BETWEEN MEETINGS OF THE BOARD OF TRUSTEES TO THE EXTENT PERMITTED BY LAW, UNLESS THE BOARD OF TRUSTEES SHALL OTHERWISE DETERMINE, AND SHALL PERFORM SUCH OTHER DUTIES AS MAY BE DIRECTED FROM TIME TO TIME BY THE BOARD OF AS MAY BE DIRECTED FROM TIME TO TIME BY THE BOARD OF TRUSTEES. FORM 990, PART VI, LINE 6 UCAR IS ORGANIZED AS A NON PROFIT MEMBERSHIP CORPORATION UNDER COLORADO STATUTES PURSUANT TO THE UCAR BYLAWS, ARTICLE 2, SECTION 2. THE CORPORATE MEMBERS OF UCAR ARE UNIVERSITIES, OTHER NON-PROFIT INSTITUTIONS OR ORGANIZATIONS, DIVISIONS OR UNITS OF UNIVERSITIES, AND GOVERNMENTAL INSTRUMENTALITIES, WHICH ARE ORGANIZED FOR EDUCATIONAL OR SCIENTIFIC PURPOSES. MEMBERS MUST BE LOCATED IN THE UNITED STATES OF AMERICA, CANADA, OR MEXICO AND MUST MEET CERTAIN OTHER ELIGIBILITY REQUIREMENTS AS OUTLINED IN THE BYLAWS. FORM 990, PART VI, LINE 7A THE MEMBERS HAVE THE RIGHT, THROUGH THEIR MEMBERS REPRESENTATIVES, TO NOMINATE AND ELECT THE BOARD OF TRUSTEES, THROUGH THE MEMBERS NOMINATING COMMITTEE. AT THE ANNUAL MEETING, EACH YEAR, THE MEMBERS ELECT TRUSTEES TO SERVE ON THE BOARD OF TRUSTEES. THERE ARE 18 ELECTED TRUSTEES: 12 INSTITUTIONAL TRUSTEES (FROM MEMBER INSTITUTIONS) AND 6 TRUSTEES-AT-LARGE. THE TRUSTEES SERVE STAGGERED TERMS, SO THE NUMBER OF TRUSTEES ELECTED DEPENDS ON THE TERM EXPIRATION AND VACANCIES, BUT IT IS TYPICALLY 3 TRUSTEES EACH YEAR. FORM 990, PART VI, LINE 7B MEMBERS HAVE A RIGHT TO APPROVE ANY AMENDMENTS TO THE BYLAWS, BY A TWO-THIRDS MAJORITY VOTE. FORM 990, PART VI, LINE 11B THE ORGANIZATION'S TRUSTEES WERE PROVIDED AN ELECTRONIC COPY OF THE FINAL FORM 990 PRIOR TO FILING WITH THE IRS. IN ADDITION, CERTAIN SECTIONS OF THE FORM 990 WERE DISCUSSED WITH THE AUDIT AND FINANCE COMMITTEE OF THE BOARD OF TRUSTEES AND SENIOR OFFICERS OF THE ORGANIZATION DURING REGULARLY HELD MEETINGS. THE ORGANIZATION'S OFFICERS WERE BRIEFED AND DISCUSSED CERTAIN SECTIONS OF THE FORM 990 PRIOR TO FILING. THE DIRECTOR OF HUMAN RESOURCES AND THE GENERAL COUNSEL REVIEWED AND PREPARED PORTIONS OF THE FORM 990 BEFORE IT WAS FILED. THE DIRECTOR OF Treasury AND FINANCE, THE Financial ACCOUNTING MANAGER AND THE PROJECT ACCOUNTANT REVIEWED ALL SECTIONS OF THE FORM 990 IN PREPARATION FOR FILING. FORM 990, PART VI, LINE 12C ANNUALLY THE TRUSTEES AND OFFICERS ARE GIVEN AN OVERVIEW OF THE CONFLICT OF INTEREST POLICY, AND SIGN CONFLICT OF INTEREST FORMS. THE ORGANIZATION REQUIRES ALL EMPLOYEES TO COMPLETE A CONFLICT OF INTEREST STATEMENT UPON HIRE AND UPDATE THE STATEMENT AT LEAST ONCE A YEAR. ANNUAL RAISES, IF ANY, WILL NOT BE ALLOWED UNLESS AN EMPLOYEE'S STATEMENT IS COMPLETED AND SUBMITTED. FORM 990, PART VI, LINES 15A & 15B THE UCAR PRESIDENT'S COMPENSATION IS SET ANNUALLY BY THE BOARD OF TRUSTEES. THE PERSONNEL COMMITTEE OF THE BOARD OF TRUSTEES AND THE FULL BOARD OF TRUSTEES, ANNUALLY, AT THE MAY BOARD MEETING, CONSIDER THE COMPENSATION STRUCTURE, INCLUDING COMPARABILITY DATA AND VOTE ON STRUCTURE AND MERIT ADJUSTMENTS FOR ALL EMPLOYEES (INCLUDING TOP MANAGEMENT POSITIONS). COMPENSATION DATA, RECORD KEEPING AND DECISIONS THEREON FOR ALL EMPLOYEES, IS MAINTAINED IN UCAR HUMAN RESOURCES. IN ADDITION, THE SPECIFIC COMPENSATION FOR THE FOLLOWING TOP MANAGEMENT POSITIONS: UCAR PRESIDENT, NCAR DIRECTOR, VP OF FINANCE AND ADMINISTRATION, UCP DIRECTOR, NCAR DEPUTY DIRECTOR, ARE REVIEWED EVERY COUPLE OF YEARS BY A COMPENSATION SPECIALIST WITHIN UCAR HUMAN RESOURCES. THE REVIEW INCLUDES MARKET SURVEY COMPENSATION FOR COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. THIS MARKET DATA WAS REVIEWED BY AN EXTERNAL THIRD PARTY ORGANIZATION IN JUNE 2017 AND FOUND TO BE APPROPRIATE. FORM 990, PART VI, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE THROUGH THE ORGANIZATION'S WEBSITE. FORM 990, PART XI, LINE 9 POSTRETIREMENT BENEFIT-RELATED CHANGES: $ (198,001) OTHER CHANGES IN NET ASSETS: $1,024,581 ---------- TOTAL $ 826,580 ========== UCAR CHILDCARE LLC PO BOX 3000 BOULDER CO 80307 840412668 CHILDCARE CO 225058 470404 UCAR UNIV CORP FOR ATMOSPHERIC RESEARCH FND PO BOX 3000 BOULDER CO 80307 742439386 SUPPORT UCAR CO 501(c)(3) 12a UCAR true false false true false false false false false false false false false false true true false false false false Univ Corp for Atmospheric Research Fdn c 192659 CASH