2018-07-25T10:28:42-05:00 2017-12-31 042571780 ALEXANDER ARONSON FINNING & CO PC 50 WASHINGTON STREET WESTBOROUGH MA 01581 990PF 2017-01-01 043507847 CHARLES H HOOD FOUNDATION CHAR 6176959439 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 NEIL SMILEY PRESIDENT AND TREASURER 6176959439 2018-06-18 1 CARLA M MCCALL CPA P00535908 5083669100 2018-06-18 2017 2022-09-23 18:48:47Z X X 66619146 X X 1475426 1475426 2780485 10588593 2780485 25296 67895 0 4323806 4255911 25296 0 0 0 8854 0 8854 182358 106296 76062 45800 20800 0 8732 0 8732 294266 0 294266 540010 127096 387914 2492665 2492665 3032675 127096 2880579 1291131 4128815 25296 1057980 2034631 2034631 43882732 51276443 51276443 2934141 3019723 3019723 11093006 9631349 9631349 400000 657000 657000 59367859 66619146 66619146 0 0 X 59300755 59300755 0 0 67104 7318391 59367859 66619146 59367859 66619146 59367859 1291131 5960156 66619146 0 66619146 PUBLICLY TRADED SECURITIES 10588593 7808108 2780485 2780485 2780485 0 3243649 57828769 0.056091 2995208 61131794 0.048996 2807969 62041873 0.045259 2640653 57319731 0.046069 2648672 53084393 0.049895 0.246310 0.049262 62466670 3077233 41288 3118521 3137579 X 41288 0 41288 0 41288 54600 0 0 54600 0 13312 13312 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 1 0 1 TMFGRANTS.ORG/HOOD US TRUST FIDUCIARY TAX SERVICES 6176959439 225 FRANKLIN STREET BOSTON MA 02110 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 NEIL SMILEY 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 PRESIDENT AND TREASURER 1.00 0 0 0 JOHN O PARKER JR 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 VICE PRESIDENT AND CLERK 1.00 0 0 0 JEFFREY BOUTWELL PHD 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 TRUSTEE 1.00 0 0 0 ROBERT C BOUTWELL 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 TRUSTEE 1.00 0 0 0 BARBARA BULA 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 TRUSTEE 1.00 0 0 0 BRENDON BULA 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 TRUSTEE 1.00 0 0 0 NONE 0 HEALTH RESOURCES IN ACTION 95 BERKELEY STREET NO 201 BOSTON MA 02116 ADMINISTRATIVE FEES 152751 US TRUST 225 FRANKLIN STREET BOSTON MA 02110 INVESTMENT CUSTODIAN FEES 119094 0 NONINVASIX - GALVESTON, TX CONVERTIBLE PROMISSORY NOTE 7000 BREEGI - WOBURN, MACONVERTIBLE PROMISSORY NOTE 250000 257000 61872693 1442700 102546 63417939 0 0 63417939 951269 62466670 3123334 3123334 41288 41288 3082046 25296 3107342 0 3107342 2880579 257000 3137579 41288 3096291 3107342 2929775 0 0 3137579 2929775 0 0 207804 0 0 0 0 0 0 0 0 2899538 0 0 0 ROBERT SEGE EXECUTIVE DIRECTOR 2 BOYLSTON STREET 4TH FLOOR BOSTON MA 02116 6176959439 RSEGE@TUFTSMEDICALCENTER.ORG APPLICATION FORMS AVAILABLE AT WWW.TMFGRANTS.ORG/HOOD ANNUALLY MARCH AND OCTOBER RESTRICTED TO PEDIATRIC RESEARCH BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 PC CHILD HEALTH RESEARCH AWARD - NEURAL CIRCUIT-LEVEL MECHANISMS THAT CONTROL PERSISTENT CONSEQUENCES OF EARLY LIFE STRESS. 75000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 PC CHILD HEALTH RESEARCH AWARD - IMPROVED 3D CINE CARDIOVASCULAR MAGNETIC RESONANCE IMAGING FOR CHILDREN 75000 NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVENUE BOSTON MA 02115 PC CHILD HEALTH RESEARCH AWARD - FROM VIRTUAL REALITY TO REAL LIFE SKILL: ENHANCING THE POTENTIAL OF VIRTUAL ENVIRONMENTS FOR REHABILITATION IN CHILDREN WITH CEREBRAL PALSY 75000 YALE SCHOOL OF MEDICINE 333 CEDAR STREET NEW HAVEN CT 065208020 PC CHILD HEALTH RESEARCH AWARD - MECHANISMS OF DISEASE IN PEDIATRIC LYMPHOCYTE DISORDERS CAUSED BY PI3K GENE MUTATIONS 75000 UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVENUE NORTH WORCESTER MA 01655 PC CHILD HEALTH RESEARCH AWARD - MICROBIAL AND DIETARY REPROGRAMMING OF INTESTINAL IMMUNE MEMORY 75000 DANA-FARBER CANCER INSTITUTE INC 450 BROOKLINE AVENUE BP437 BOSTON MA 02115 PC CHILD HEALTH RESEARCH AWARD - PEDICARE: FEASIBILITY OF NOVEL POVERTY-TARGETED INTERVENTION TO REDUCE CHILDHOOD CANCER DISPARITIES 75000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 PC CHILD HEALTH RESEARCH AWARD - ZIKAVIRUS ALTERS CENTROSOME ARCHITECTURE TO ABROGATE DEVELOPMENTAL SIGNALING IN THE BRAIN 75000 YALE SCHOOL OF MEDICINE 333 CEDAR STREET NEW HAVEN CT 065208020 PC CHILD HEALTH RESEARCH AWARD - ASSESSMENT AND MECHANISMS OF BLOOD VESSEL DYSFUNCTION IN CRITICALLY ILL CHILDREN 75000 MASSACHUSETTS EYE AND EAR 243 CHARLES STREET ROOM 468 BOSTON MA 02114 PC CHILD HEALTH RESEARCH AWARD - ADVANCING PEDIATRIC TYMPANOPLASTY WITH 3-DIMENSIONALLY PRINTED EARDRUMS 75000 HARVARD MEDICAL SCHOOL 25 SHATTUCK STREET BOSTON MA 02115 PC CHILD HEALTH RESEARCH AWARD - ACTIVATION OF NONSENSE-MEDIATED DECAY IN GENETIC DISEASES AND CHILDHOOD DEVELOPMENT 75000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 PC CHILD HEALTH RESEARCH AWARD - IDENTIFYING MECHANISMS OF CARTILAGE HOMEOSTASIS AND DEGENERATION THROUGH THE USE OF PATIENT SPECIFIC IPSCS 75000 YALE SCHOOL OF MEDICINE 333 CEDAR STREET NEW HAVEN CT 065208020 PC CHILD HEALTH RESEARCH AWARD - BRAIN MECHANISMS UNDERLYING COGNITIVE DEVELOPMENT DURING CHILDHOOD 75000 UNIVERSITY OF VERMONT ROBERT LARNER MD COLLEGE OF MEDICINE 89 BEAUMONT AVE BURLINGTON VT 054050068 PC CHILD HEALTH RESEARCH AWARD - THE EFFECTS OF INCREASED INOCULUM ON ORAL ROTAVIRUS VACCINE TAKE AND IMMUNOGENICITY 75000 MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 PC CHILD HEALTH RESEARCH AWARD - REMOTE DIAGNOSIS OF PEDIATRIC EPILEPSY THROUGH A SMARTPHONE-BASED EEG 75000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 PC CHILD HEALTH RESEARCH AWARD - ZEBRAFISH MODELS OF PCDH19-RELATED PEDIATRIC EPILEPSY 75000 UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVENUE NORTH WORCESTER MA 01655 PC CHILD HEALTH RESEARCH AWARD - THE FUNCTION OF IMMUNE CELLS AND SENSORY EXPERIENCE ON BRAIN CIRCUIT DEVELOPMENT 75000 DANA-FARBER CANCER INSTITUTE 450 BROOKLINE AVE BOSTON MA 021155418 PC CHILD HEALTH RESEARCH AWARD - MECHANISM OF STING SIGNALING AND AUTO-ACTIVATION DURING PEDIATRIC INFLAMMATORY DISEASE 75000 BRANDEIS UNIVERSITY MS 009 415 SOUTH STREET WALTHAM MA 02454 PC CHILD HEALTH RESEARCH AWARD - REGULATION OF MRNA TRANSLATION INITIATION IN DEVELOPMENT 75000 YALE UNIVERSITY 333 CEDAR STREET NEW HAVEN CT 06520 PC CHILD HEALTH RESEARCH AWARD - TARGETING BACTERIAL INFECTIONS IN CYSTIC FIBROSIS BY IMAGING ELECTRICAL INTERACTIONS BETWEEN HOST SURFACE AND A PATHOGEN 75000 BRIGHAM AND WOMEN'S HOSPITAL 75 FRANCIS STREET BOSTON MA 02115 PC CHILD HEALTH RESEARCH AWARD - USING MOBILE HEALTH TECHNOLOGY TO IMPROVE THE CONTINUUM OF NEONATAL CARE IN RURAL GUATEMALA 75000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 PC CHILD HEALTH RESEARCH AWARD - ANTIBIOTIC-FREE TREATMENT AND PROPHYLAXIS OF OTITIS MEDIA 75000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 PC MAJOR GRANT - ROLE OF RECURRENT DNA BREAK CLUSTER GENES IN BRAIN DEVELOPMENT AND DISEASE 285000 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE 76-561A CAMBRIDGE MA 02139 PC MAJOR GRANT - DEVELOPMENT OF GENE THERAPY APPROACHES FOR NEURODEVELOPMENTAL DISORDERS 285000 TUFTS MEDICAL CENTER 800 WASHINGTON STREET 97 BOSTON MA 02111 PC MAJOR GRANT - ESTABLISHING RISK IN NEONATAL ABSTINENCE SYNDROME 90000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 PC MAJOR GRANT - PRETERM BIRTH: LUNG COMPLICATIONS AND STEM CELLS 90000 MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 PC HIV INFECTION, ANTIRETROVIRAL THERAPY AND PLACENTAL INFLAMMATION IN UGANDA: POTENTIAL MECHANISMS FOR POOR OUTCOMES IN HIV-EXPOSED INFANTS 57970 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 PC MECHANISMS OF MICROTUBULE-BASED TRANSPORT VIA ORGANELLE CONTACTS 56020 UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVENUE NORTH WORCESTER MA 01655 PC EPIGENETIC INHERITANCE OF PATERNAL ENVIRONMENTAL CONDITIONS 53675 2492665 0 14 1475426 18 2780485 SETTLEMENT PROCEEDS 237 PRIOR-YEAR TAX REFUND 677 NONDIVIDEND DISTRIBUTIONS 10880 OTHER INCOME 30805 RETURNED GRANT FUNDS 25296 0 4255911 67895 4323806 11 EXCESS FUNDS RETURNED FROM GRANTS PREVIOUSLY PAID OUT. 11 SETTLEMENT PROCEEDS RECEIVED AS A CONSEQUENCE OF OWNING INVESTMENTS. 11 EXCESS FUNDS RECEIVED FOR PRIOR-YEAR OVERPAYMENT OF TAXES. 11 DISTRIBUTIONS FROM INVESTMENTS. 0 0 0 0 0 0 0 0 0 0 NONINVASIX INC 1700 THE STRAND SUITE 1200 GALVESTON TX 77555 2017-07-27 7000 TO FUND NONINVASIX'S PARTICIPATION IN THE PHILIPS' MATERNAL AND INFANT HEALTHWORKS START-UP PROGRAM. 7000 NONE, SEE BELOW PRI REPORTS - 12/15/17 2018-04-11 THE TRUSTEES MEET WITH NONIVASIX MANAGEMENT ON A REGULAR BAS1S, ATTEND BOARD MEETINGS AS AN OBSERVER AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY BREEGI SCIENTIFIC INC 120 BEDFORD ROAD WOBURN MA 01801 2017-06-26 250000 THE FUNDS WILL BE USED TO CONDUCT A THOROUGH CLINICAL ASSESSMENT OF BSI'S NOVEL NEONATAL INTENSIVE CARE INCUBATOR "(NICI)" IN HONDURAS AND ZAMBIA AND TO AID THE COMMERCIALIZATION EFFORTS OF THIS LIFE-SAVING MEDICAL DEVICE. 29473 NONE, SEE BELOW PRI REPORTS - 10/10/17, 12/6/17, AND 12/20/17. 2018-04-10 THE TRUSTEES MEET WITH BREEGI SCIENTIFIC, INC. MANAGEMENT ON A REGULAR BASIS AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY NONINVASIX INC 1700 THE STRAND SUITE 1200 GALVESTON TX 77555 2015-12-30 150000 TO SUPPORT THE USE AND DEVELOPMENT OF THE COMPANY'S PEDIATRIC BRAIN OXYGENATION MONITORING SYSTEM, WHICH HAS THE POTENTIAL TO MORE ACCURATELY ASSESS THE RISK OF BRAIN HYPOXIA IN FETUSES AND NEONATES, THEREBY SUPPORTING THE ADVANCEMENT OF SCIENCE AND LESSENING THE BURDEN OF THE GOVERNMENT. 150000 NONE, SEE BELOW PRI REPORT - 12/15/17 2017-12-15 THE TRUSTEES MEET WITH NONIVASIX MANAGEMENT ON A REGULAR BAS1S, ATTEND BOARD MEETINGS AS AN OBSERVER AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY ALDATU BIOSCIENCES C/O HARVARD LIFELAB 127 WESTERN AVE ALLSTON MA 02134 2016-02-23 100000 TO SUPPORT THE USE AND DEVELOPMENT OF A SIMPLE, RAPID, THERMOSTABLE KIT THAT IDENTIFIES CLINICALLY ACTIONABLE HIV MUTATIONS FOUND IN PATIENTS FAILING A FIRST-LINE DRUG REGIMEN, THEREBY SUPPORTING THE ADVANCEMENT OF SCIENCE AND RELIEF OF THE POOR, DISTRESSED AND UNDERPRIVILEGED. 100000 NONE, SEE BELOW PRI REPORTS - 6/21/17, 7/28/17, 9/11/17, 10/25/17, 12/15/17 2017-12-15 THE TRUSTEES MEET WITH ALDATU BIOSCIENCE, INC. MANAGEMENT ON A REGULAR BASIS AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY. NONINVASIXINC 1700 THE STRAND SUITE 1200 GALVESTON TX 77555 2016-07-26 150000 TO SUPPORT THE USE AND DEVELOPMENT OF THE COMPANY'S PEDIATRIC BRAIN OXYGENATION MONITORING SYSTEM, WHICH HAS THE POTENTIAL TO MORE ACCURATELY ASSESS THE RISK OF BRAIN HYPOXIA IN FETUSES AND NEONATES, THEREBY SUPPORTING THE ADVANCEMENT OF SCIENCE AND LESSENING THE BURDEN OF THE GOVERNMENT. 150000 NONE, SEE BELOW PRI REPORT - 12/15/17 2017-12-15 THE TRUSTEES MEET WITH NONIVASIX MANAGEMENT ON A REGULAR BAS1S, ATTEND BOARD MEETINGS AS AN OBSERVER AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY FIXED INCOME 3019723 3019723 DOMESTIC EQUITIES 43845388 43845388 FOREIGN SECURITIES 7431055 7431055 LOOMIS SAYLES MUTUAL FUND FMV 8355218 8355218 HEDGE FUNDS FMV 47471 47471 REAL ESTATE FMV 1126114 1126114 ALTERNATIVE INVESTMENTS FMV 102546 102546 LEGAL EXPENSES 8854 0 8854 PROGRAM RELATED INVESTMENTS 400000 657000 657000 MASS PC FILING FEE 530 0 530 MISCELLANEOUS EXPENSES 1736 0 1736 HRIA ADMINISTRATIVE COSTS 152751 0 152751 MEMBERSHIPS 8520 0 8520 PROGRAM RELATED INVESTMENT ADMINISTRATIVE COSTS 16562 0 16562 MARKETING 14417 0 14417 75TH ANNIVERSARY EVENT 82250 0 82250 HONORARIA 17500 0 17500 SETTLEMENT PROCEEDS 237 237 PRIOR-YEAR TAX REFUND 677 677 NONDIVIDEND DISTRIBUTIONS 10880 10880 OTHER INCOME 30805 30805 RETURNED GRANT FUNDS 25296 25296 UNREALIZED GAINS 5960156 INVESTMENT ADVISORY FEES - STATE STREET 46749 46749 0 INVESTMENT FEES - US TRUST 119094 59547 59547 TAX PREPARATION FEES 16515 0 16515 FOREIGN TAXES 20800 20800 0 EXCISE TAX ESTIMATES 25000 0 0