2018-05-14T12:24:20-05:00 2017-06-30 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2016-07-01 411878924 NORTHWESTERN FOUNDATION NORT 6516315100 3003 SNELLING AVENUE NORTH ST PAUL MN 55113 BRYON D KRUEGER TREASURER 6516315100 2018-05-10 1 KAREN GRIES P00078514 6123764500 2016 2022-09-23 18:48:47Z RONALD R HALVERSON 3003 SNELLING AVENUE NORTH ST PAUL MN 55113 4920604 0 X N/A X 1996 MN SEE SCHEDULE O. 10 9 0 9 0 0 907505 619305 0 0 165896 403257 67236 71181 1140637 1093743 415181 417485 0 0 0 0 0 0 21098 292025 266546 707206 684031 433431 409712 6454340 6823469 1215128 1230479 5239212 5592990 TO SECURE, RECEIVE AND MANAGE PLANNED GIFTS ON BEHALF OF PUBLIC CHARITIES INCLUDING UNIVERSITY OF NORTHWESTERN - ST. PAUL. 0 0 515861 417485 0 TO SECURE, RECEIVE AND MANAGE PLANNED GIFTS ON BEHALF OF PUBLIC CHARITIES INCLUDING UNIVERSITY OF NORTHWESTERN - ST. PAUL, A CHRISTIAN, NONPROFIT EDUCATIONAL INSTITUTION WITH A MISSION TO EQUIP BELIEVERS TO GROW INTELLECTUALLY AND SPIRITUALLY, TO SERVE EFFECTIVELY IN THEIR PROFESSIONS, AND TO GIVE GOD-HONORING LEADERSHIP IN THE HOME, CHURCH, COMMUNITY AND WORLD THROUGH CHRIST-CENTERED HIGHER EDUCATION AND MEDIA. AS A FOUNDATION ALSO SERVING THE COMMUNITY, THE FOUNDATION IS ABLE TO ASSIST IN CHARITABLE GIFT PLANNING THAT BENEFITS OTHER NONPROFIT ORGANIZATIONS WHOSE BELIEFS ARE NOT CONTRARY TO THE BELIEFS OR THE MISSION OF THE ORGANIZATION. 515861 1 1 0 1 0 1 0 0 0 1 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 47 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 X 10 9 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 AK CO MD MI MN NH NJ OH OK OR SC UT WA X BRYON D KRUEGER 6516315100 3003 SNELLING AVENUE NORTH ST PAUL MN 55113 RONALD HALVERSON CHAIR 2.00 2.00 X X 0 0 0 NANCY JOHNSON SECRETARY 2.00 0.00 X X 0 0 0 DR ALAN CURETON DIRECTOR 2.00 45.00 X 0 364659 41338 STAN ERICKSON DIRECTOR 2.00 2.00 X 0 0 0 GINGER EWING DIRECTOR 2.00 2.00 X 0 0 0 JOHN FORCE DIRECTOR 2.00 0.00 X 0 0 0 DARIN GLANZER DIRECTOR 2.00 0.00 X 0 0 0 GROVER SAYRE III DIRECTOR 2.00 2.00 X 0 0 0 DANIEL E STOLTZ DIRECTOR 2.00 2.00 X 0 0 0 KEVIN ZWART DIRECTOR 2.00 0.00 X 0 0 0 KIRBY STOLL VICE PRESIDENT/FOUNDATION 9.00 31.00 X 0 88292 22064 DOUGLAS R SCHROEDER VP OF BUSINESS/CFO/TREASURER 2.00 45.00 X 0 160172 22575 0 613123 85977 0 0 1 0 0 24000 595305 418300 619305 141183 141183 4088935 3826861 262074 262074 262074 INVESTMENT MANAGEMENT 900099 68448 68448 SERVICE REVENUE 900099 2733 2733 71181 1093743 141183 0 333255 X 416135 416135 1350 1350 50750 25375 25375 9485 9485 18504 18504 138408 69189 69204 15 24796 2319 5793 16684 3544 886 886 1772 888 888 17216 17216 COMPLIANCE FEES 1823 607 609 607 FOOD 1132 1132 684031 515861 147072 21098 528127 294865 649112 352940 339200 339200 0 38777 168300 114320 168300 4561136 5359327 262445 270060 6454340 6823469 2189 21044 1212939 1209435 1215128 1230479 X 1523652 1552209 829770 1085706 2885790 2955075 5239212 5592990 6454340 6823469 X 409712 135363 -191297 X 0 1 X 1 0 X 468789 425908 271491 907505 619305 2692998 468789 425908 271491 907505 619305 2692998 796462 1896536 158990 109674 177586 137015 141183 724448 57544 60531 64030 67236 71181 320522 3737968 0.50740 0.56530 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: INVESTMENT MANAGEMENT FEES - 2012 AMOUNT: $ 57,544. 2013 AMOUNT: $ 60,531. 2014 AMOUNT: $ 64,030. 2015 AMOUNT: $ 63,244. 2016 AMOUNT: $ 68,448. SERVICE REVENUE - 2015 AMOUNT: $ 3,992. 2016 AMOUNT: $ 2,733. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 7194 7194 0 PART II-B, LINE 1: THE FOUNDATION ENGAGED THE SERVICES OF A LAW FIRM TO ASSIST IN GAINING CLARIFICATION ON LEGISLATION REGARDING A CLAIM INVOLVING THE FOUNDATION. 11 309186 292795 253665 1 1 2928241 44914 240689 203773 3010071 3294523 19964 755 135125 251876 2928241 3340322 78535 10684 135018 3294523 3053615 103564 319510 136367 3340322 2953945 62835 162053 125218 3053615 0.15830 0.07630 0.76540 0 0 168300 168300 168300 ANNUITY OBLIGATIONS 1209435 1209435 X 1019305 135363 -191297 -55934 1075239 18504 18504 1093743 665527 0 665527 18504 18504 684031 PART V, LINE 4: ENDOWMENT FUNDS ARE INTENDED TO SUPPORT THE MISSION AND PROGRAMS OF UNIVERSITY OF NORTHWESTERN - ST. PAUL AND OTHER NONPROFIT ORGANIZATIONS. PART X, LINE 2: THE FOUNDATION IS A NONPROFIT ORGANIZATION WHICH IS EXEMPT UNDER SECTION 509(A)(1) OF THE INTERNAL REVENUE CODE AND IS CONSIDERED OTHER THAN A PRIVATE FOUNDATION. CHARITABLE GIFTS ARE THEREFORE CONSIDERED TAX DEDUCTIBLE. THE FOUNDATION'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL, STATE, AND LOCAL AUTHORITIES. THE FOUNDATION HAS NOT BEEN EXAMINED FOR ANY OPEN YEARS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT -191,297. 1 UNIVERSITY OF NORTHWESTERN - ST PAUL 3003 SNELLING AVENUE NORTH SAINT PAUL MN 55113 410711610 501(C)(3) 149190 N/A N/A GENERAL SUPPORT AND SCHOLARSHIPS WORLD LITERATURE CRUSADE 640 CHAPEL HILLS DRIVE COLORADO SPRINGS CO 80920 237093281 501(C)(3) 50000 N/A N/A GENERAL OPERATING SUPPORT CAMPUS CRUSADE FOR CHRIST 100 LAKE HART DRIVE ORLANDO FL 32832 956006173 501(C)(3) 46620 N/A N/A JESUS FILM PROJECT FIRST EVANGELICAL FREE CHURCH 5150 CHICAGO AVENUE MINNEAPOLIS MN 55417 410734773 501(C)(3) 24000 N/A N/A GENERAL, MISSIONS, YOUTH NORTH HEIGHTS LUTHERAN CHURCH 1700 WEST HIGHWAY 96 ARDEN HILLS MN 55112 410832485 501(C)(3) 22000 N/A N/A GENERAL OPERATING SUPPORT CENTRAL BAPTIST CHURCH 420 ROY STREET NORTH SAINT PAUL MN 55104 410773758 501(C)(3) 15000 N/A N/A LOBBY RENOVATION APPLE RIVER COMMUNITY CHURCH 942 US HIGHWAY 8 AMERY WI 54001 391499922 501(C)(3) 15000 N/A N/A GENERAL OPERATING SUPPORT CAMP SHAMINEAU PO BOX 244 MOTLEY MN 56466 410941920 501(C)(3) 15000 N/A N/A GENERAL OPERATING SUPPORT EFCA 901 EAST 78TH STREET MINNEAPOLIS MN 55420 410721672 501(C)(3) 15000 N/A N/A GENERAL SUPPORT AND ARCHIVE DEPARTMENT NORTH INDIA INDIGENOUS PARTNER PO BOX 10685 SAINT PAUL MN 55110 455151626 501(C)(3) 10500 N/A N/A GENERAL OPERATING SUPPORT AMERICAN SWEDISH INSTITUTE 2600 PARK AVENUE MINNEAPOLIS MN 55407 410711603 501(C)(3) 10000 N/A N/A GENERAL OPERATING SUPPORT MINNESOTA CHURCH MINISTRIES ASSOCIATION 3745 26TH AVENUE SOUTH MINNEAPOLIS MN 55406 411837961 501(C)(3) 10000 N/A N/A GENERAL OPERATING SUPPORT 12 0 PART I, LINE 2: THE FOUNDATION'S PRIMARY ASSISTANCE WAS TO UNIVERSITY OF NORTHWESTERN - ST. PAUL, UNDER COMMON LEADERSHIP. ADDITIONAL ASSISTANCE WAS PROVIDED TO BENEFIT LOCAL MINISTRIES. 0 1 0 0 0 0 0 0 0 DR ALAN CURETON DIRECTOR 0 268173 0 29163 0 67323 0 27900 0 13438 0 405997 0 0 DOUGLAS R SCHROEDER VP OF BUSINESS/CFO/TREASURER 0 156988 0 0 0 3184 0 9459 0 13116 0 182747 0 0 PART I, LINE 3 THE COMPENSATION OF THE PRESIDENT AND OTHER OFFICERS OF NORTHWESTERN FOUNDATION IS DETERMINED BY UNIVERSITY OF NORTHWESTERN - ST. PAUL, A RELATED ORGANIZATION. THE FOLLOWING WERE USED BY UNIVERSITY OF NORTHWESTERN - ST. PAUL TO ESTABLISH THE COMPENSATION: 1. COMPENSATION COMMITTEE 2. COMPENSATION SURVEY OR STUDY 3. APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE PART I, LINE 4B EMPLOYER CONTRIBUTION TO 457(F) PLAN: DR. CURETON - PAYMENT OF $12,000 TO 457(F) PLAN ON BEHALF OF DR. CURETON, NOT TAXABLE UNTIL VESTED. X 2 418300 FMV 1 0 1 0 PART I, COLUMN (B): THE FOUNDATION REPORTS THE NUMBER OF CONTRIBUTORS IN PART I, COLUMN (B). FORM 990, PART I, LINE 1 TO SECURE, RECEIVE AND MANAGE PLANNED GIFTS ON BEHALF OF PUBLIC CHARITIES INCLUDING UNIVERSITY OF NORTHWESTERN - ST. PAUL. FORM 990, PART VI, SECTION A, LINE 6 THE SOLE MEMBER OF NORTHWESTERN FOUNDATION IS UNIVERSITY OF NORTHWESTERN - ST. PAUL, A MINNESOTA 501(C)(3) NONPROFIT ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A THE FOUNDATION'S BOARD OF DIRECTORS IS ELECTED BY THE BOARD OF DIRECTORS OF THE SOLE MEMBER, UNIVERSITY OF NORTHWESTERN - ST. PAUL. AT ALL TIMES, A MAJORITY OF THE FOUNDATION'S BOARD OF DIRECTORS MUST BE COMPRISED OF INDIVIDUALS SERVING CONCURRENTLY ON THE BOARD OF DIRECTORS OF UNIVERSITY OF NORTHWESTERN - ST. PAUL. FORM 990, PART VI, SECTION A, LINE 7B THE SOLE MEMBER HAS THE POWER AND RIGHT TO APPROVE OR REJECT OR CONSENT WITH RESPECT TO THE FOLLOWING MATTERS: 1. ADOPTION AND IMPLEMENTATION OF ANNUAL OPERATING AND CAPITAL BUDGETS. 2. CAPITAL EXPENDITURES IN EXCESS OF $75,000. 3. SALE OR TRANSFER OF ASSETS OTHER THAN IN THE ORDINARY COURSE OF BUSINESS. 4. INCURRENCE OF DEBT. 5. COMPENSATION OF OFFICERS. 6. ADOPTION AND MODIFICATION OF EMPLOYEE BENEFIT PLANS. 7. APPOINTMENT OF THE CHIEF EXECUTIVE OFFICER. 8. AMENDMENT OF THE ARTICLES OF INCORPORATION OR BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT OF THE FORM 990 WAS PROVIDED TO THE FOUNDATION'S MANAGEMENT TEAM FOR A DETAIL REVIEW AFTER ALL CHANGES WERE MADE AND QUESTIONS ANSWERED. A FINAL COPY OF THE FORM 990 WAS THEN REVIEWED AND APPROVED BY THE BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C NORTHWESTERN FOUNDATION'S CONFLICT OF INTEREST POLICY APPLIES TO ALL BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES. THE BOARD OF DIRECTORS SIGN A CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS. FOR BOARD MEMBERS, THE MATERIAL FACTS AS TO A CONTRACT OR TRANSACTION AND AS TO THE DIRECTOR'S INTEREST MUST BE FULLY DISCLOSED OR KNOWN TO THE FOUNDATION'S BOARD OF DIRECTORS PRIOR TO APPROVAL OF SUCH CONTRACT OR TRANSACTION, AND THE INTERESTED DIRECTOR MAY NOT BE COUNTED IN DETERMINING THE PRESENCE OF A QUORUM AND MAY NOT VOTE. IF AN EMPLOYEE HAS ANY INFLUENCE OVER TRANSACTIONS, PURCHASES, CONTRACTS, OR LEASES INVOLVING A CONFLICT OF INTEREST OR IF THE EMPLOYEE'S RELATIONSHIP WITH SUCH ORGANIZATION COULD REASONABLY BE PERCEIVED AS CONFLICTING WITH THE INTERESTS OF NORTHWESTERN FOUNDATION, THE EMPLOYEE IS REQUIRED TO DISCLOSE THE RELATIONSHIP TO AN OFFICER AS SOON AS POSSIBLE SO THAT SAFEGUARDS CAN BE ESTABLISHED TO PROTECT ALL PARTIES. ALL PROCEEDINGS ARE DOCUMENTED IN THE MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 69,189. MANAGEMENT AND GENERAL EXPENSES 69,204. FUNDRAISING EXPENSES 15. TOTAL EXPENSES 138,408. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -191,297. UNIVERSITY OF NORTHWESTERN - ST PAUL 3003 SNELLING AVENUE NORTH ST PAUL MN 55113 410711610 EDUCATION MN 501(C)(3) LINE 2 N/A 0 CHARITABLE REMAINDER TRUSTS (2) TRUSTS MN NORTHWESTERN FOUNDATION T 1 0 1 1 0 0 0 0 0 0 0 1 1 1 1 1 1 1 0 0