2018-05-14T13:48:15-05:00 2017-06-30 366055558 GRANT THORNTON LLP 200 S ORANGE AVENUE SUITE 2050 ORLANDO FL 32801 990 2016-07-01 593238636 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION INC HLEE 8137454673 12902 MAGNOLIA DRIVE TAMPA FL 33612 Yvette Tremonti EVP/CFO 8137457862 2018-05-14 1 MICHELE N MELCHIOR P00488037 4074815100 2016 2022-09-23 18:48:47Z ALAN F LIST 12902 MAGNOLIA DRIVE TAMPA FL 33612 102633315 0 X WWW.MOFFITT.ORG/GIVE-BACK X 1994 FL TO RAISE, MAINTAIN AND HOLD FUNDS FOR THE BENEFIT OF H. LEE MOFFITT CC&RI, INC. AND ITS SUBS. 29 28 33 30 0 0 11856576 19633835 0 0 5019190 962454 -72149 -112539 16803617 20483750 14439384 20675384 0 0 2682097 3382541 999310 865847 3690212 1675492 1971920 19796283 26895692 -2992666 -6411942 115979973 129289593 4565154 9497941 111414819 119791652 X THE PRIMARY EXEMPT PURPOSE OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. IS TO RAISE, MAINTAIN AND HOLD FUNDS WHICH ARE PRIMARILY USED FOR THE BENEFIT OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. AND ITS SUBSIDIARIES IN ACCORDANCE WITH RESTRICTIONS, IF ANY, IMPOSED BY DONORS. 0 0 20902450 20675384 0 H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION, INC. ("MOFFITT FOUNDATION") WAS FOUNDED IN 1994 WITH THE SOLE PURPOSE OF SUPPORTING RESEARCH, PATIENT CARE AND EDUCATION AT H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE, INC. (MOFFITT INSTITUTE). IT IS A TAX-EXEMPT CHARITABLE ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AND IS AUTHORIZED TO ACCEPT CHARITABLE GIFTS ON BEHALF OF MOFFITT INSTITUTE. ALL CONTRIBUTIONS ARE TAX DEDUCTIBLE WITHIN THE LIMITS SET BY LAW. PHILANTHROPY IS CRITICAL TO THE MOFFITT MISSION - TO CONTRIBUTE TO THE PREVENTION AND CURE OF CANCER - AND PHILANTHROPIC DONATIONS ARE DISSEMINATED ACROSS A WIDE SPECTRUM OF MOFFITT PROGRAMS AND SERVICES.MOFFITT FOUNDATION SOLICITS AND WELCOMES FINANCIAL GIFTS FROM DONORS WHO WISH TO SUPPORT THE WORK OF THE CANCER CENTER. CHARITABLE GIFTS PROVIDE AN IMPORTANT SOURCE OF FUNDING FOR MOFFITT'S EFFORTS IN TREATING AND CURING CANCER. DONORS MAY RESTRICT THEIR GIFTS FOR USE IN A SPECIFIC AREA OF CANCER RESEARCH, PATIENT CARE OR COMMUNITY EDUCATION. GIFTS ALSO MAY BE DIRECTED FOR USE IN AN AREA OF GREATEST NEED.THE MONEY RAISED BY THE FOUNDATION IS DISTRIBUTED FOR SUCH THINGS AS THE PURCHASE OF ADVANCED TECHNOLOGICAL EQUIPMENT, SUPPORT FOR RESEARCH LABORATORIES AND SUPPLIES, CANCER EDUCATION AND OUTREACH, LODGING, BIOMEDICAL LIBRARY, HEALTH DISPARITIES, SURVIVORSHIP AND INTEGRATIVE MEDICINE PROGRAMS.IN FY17, MOFFITT FOUNDATION HAD FOUR FUNDRAISING EVENTS. THE TWO LARGEST FUNDRAISING EVENTS ARE AS FOLLOWS:THE MAGNOLIA BALL - THE MAGNOLIA BALL WAS HELD ON SATURDAY, MAY 20, 2017, AT THE MARRIOTT WATERSIDE IN TAMPA, FLORIDA. THROUGH GENEROUS SPONSORS AND SUPPORTERS, THIS EVENT HAD A RECORD-BREAKING YEAR RAISING NEARLY $3.5 MILLION - MAKING IT THE NUMBER ONE FUNDRAISER IN TAMPA BAY. OVER 700 ATTENDEES ENJOYED THE EVENING'S EVENTS WHICH INCLUDED A SILENT AUCTION, LIVE AUCTION, REMARKS FROM MOFFITT LEADERSHIP, AN EXTRAORDINARY CHALLENGE GIFT, AND ENDED WITH PRIVATE ENTERTAINMENT BY ROB THOMAS. FRANK AND CHRISTINA CAPITANO WERE THE EVENT CHAIRS. THE PRESENTING SPONSOR WAS SKANSKA USA BUILDING INC. PROCEEDS FROM THE EVENT HELP PROVIDE THE MOST ADVANCED TREATMENT OPTIONS AND SUPPORT SERVICES TO PATIENTS AND THEIR FAMILIES. SPONSORSHIP DOLLARS ALSO GO TO FUND THE MAGNOLIA LODGING PROGRAM, WHICH HOUSES OUR PATIENTS WHO NEED TO BE CLOSE TO THE CANCER CENTER DURING THEIR TREATMENT. MILES FOR MOFFITT - THE 2017 MILES FOR MOFFITT PRESENTED BY AUTONATION WAS RECORD BREAKING. ON RACE DAY, MAY 13, 2017, OVER 5,800 PEOPLE HIT THE PAVEMENT AT THE UNIVERSITY OF SOUTH FLORIDA AND OVER 900 PEOPLE PARTICIPATED VIRTUALLY IN CELEBRATION OF THE 12TH ANNIVERSARY OF THIS EVENT AND IN SUPPORT OF CANCER RESEARCH AT MOFFITT CANCER CENTER. THIS YEAR ALONE, OUR VIRTUAL RUNNERS, PARTICIPANTS, DONORS AND SPONSORS RAISED CLOSE TO $1.2 MILLION. WITH EACH MILE AND DONATION, WE CONTRIBUTED TO THE PREVENTION AND CURE OF CANCER. SINCE 2006, MILES FOR MOFFITT HAS RAISED OVER $4 MILLION AND FUNDED MORE THAN 50 RESEARCHERS AND THEIR CANCER RESEARCH PROGRAMS AT MOFFITT. IT IS AN INSPIRING COMMUNITY EVENT, AND A DAY OF FUN IN THE MIDST OF THIS IMPORTANT FIGHT TO FUND CANCER RESEARCH AT MOFFITT CANCER CENTER. 20902450 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 15 0 1 33 1 0 0 0 0 0 1 1 0 0 0 0 0 X 29 28 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT WV WI X X YVETTE M LYONS TREMONTI 8137457862 12902 MAGNOLIA DRIVE TAMPA FL 33612 X EDWARD C DROSTE DIRECTOR & CHAIRMAN 1.00 1.00 X X 0 0 0 PETER T KIRKWOOD ESQ DIRECTOR & VICE CHAIRMAN 1.00 X X 0 0 0 BENJAMIN H HILL III ESQ DIRECTOR & PAST CHAIR 1.00 1.00 X X 0 0 0 JOSEPH CABALLERO DIRECTOR & SEC/TREAS 1.00 1.00 X X 0 0 0 KIERSTEN L ALLEN DIRECTOR 1.00 X 0 0 0 PAUL ANDERSON DIRECTOR 1.00 X 0 0 0 CARMEN BARKETT DIRECTOR 1.00 X 0 0 0 WILLIAM BRAND DIRECTOR 1.00 X 0 0 0 RONALD J CAMPBELL DIRECTOR 1.00 X 0 0 0 THE HONORABLE MONTEREY CAMPBELL DIRECTOR 1.00 X 0 0 0 PETER CAMPO DIRECTOR 1.00 X 0 0 0 EILEEN SENA CURD DIRECTOR 1.00 X 0 0 0 ROBERT DUTKOWSKY DIRECTOR 1.00 X 0 0 0 S KATHERINE FRAZIER DIRECTOR 1.00 X 0 0 0 RICHARD GONZMART DIRECTOR 1.00 X 0 0 0 SHAY GRIESE DIRECTOR 1.00 X 0 0 0 CYNTHIA GRUDEN DIRECTOR 1.00 X 0 0 0 SEAN HYER DIRECTOR 1.00 X 0 0 0 FREDERICK LYNCH DIRECTOR 1.00 X 0 0 0 THE HONORABLE H LEE MOFFITT DIRECTOR 1.00 3.00 X 0 0 0 JIM U MORRISON DIRECTOR 1.00 X 0 0 0 CAROL MORSANI DIRECTOR 1.00 X 0 0 0 JIM OVERTON DIRECTOR 1.00 X 0 0 0 BARBARA RYALS DIRECTOR 1.00 X 0 0 0 LANSING SCRIVEN DIRECTOR 1.00 X 0 0 0 PATRICK SOBERS DIRECTOR 1.00 X 0 0 0 JACK SPANGLER DIRECTOR 1.00 X 0 0 0 DONALD W WALLACE DIRECTOR 1.00 X 0 0 0 JULIE WOOLEY DIRECTOR 1.00 X 0 0 0 LOUIS D DE LA PARTE EVP/GEN COUNSEL & ASST SEC 4.00 51.00 X 0 583407 119002 JOHN A KOLOSKY EXEC VP COO 4.00 51.00 X 0 910725 213791 MATTHEW G KUPEC PRES & EVP CPO 12/19/16 55.00 X 0 0 0 ALAN F LIST PRESIDENT TO 12/18/16 10.00 45.00 X 0 1393747 143654 YVETTE M LYONS TREMONTI EVP - CFO & ASST TREASURER 4.00 51.00 X 0 661436 73682 SUSAN STERN VP FOUNDATION TO 6/30/17 55.00 X 306200 0 111136 CAROLEE EASON OPS/FINANCIAL SVCS DIR 40.00 X 113470 0 36570 JOYCE GARABRANT PRINCIPAL MAJOR GIFTS DIR 40.00 X 113152 0 7703 CINDY MCGIRK DIR DEVELOPMENT 40.00 X 135504 0 46527 KATHLEEN WERNER SPEC EVENTS/MARKETING DIR 40.00 X 113756 0 18873 STEPHANIE WILSON PLANNED GIVING ASSOC DIR 40.00 X 100337 0 10395 WILLIAM S DALTON MD FRM PRES/CNTR DIR 0.00 55.00 X 0 754180 59062 882419 4303495 840395 6 1 1 0 TRUESENSE MARKETING 155 COMMERCE DRIVE FREEDOM PA 15042 FUNDRAISING SERVICES 931423 ONSTAGE TALENT GROUP 860 VIA DE LA PAZ F-LOFT PACIFIC PALISADES CA 90272 ENTERTAINMENT SERVICES 161298 BENTZ WHALEY FLESSNER AND ASSOCIATES IN 7251 OHMS LANE MINNEAPOLIS MN 55439 FUNDRAISING SERVICES 144434 3 3993462 15640373 326878 19633835 2006521 2006521 80217251 81261318 -1044067 -1044067 -1044067 775708 3993462 888247 -112539 -112539 20483750 0 0 849915 X 20675384 20675384 635791 63579 158948 413264 2227317 52697 920854 1253766 98429 3928 38191 56310 251591 7159 141792 102640 169413 6824 64753 97836 31892 14320 17572 1063 1063 865847 865847 435849 435849 290459 92458 198001 51045 46545 4500 227787 140424 87363 133366 133366 121719 121719 80484 9376 71108 201837 201837 2656 2656 ALLOC OF INTERCO EXP 0 49381 -254340 204959 OTHER FUNDRAISING 234374 234374 DUES AND SUBSCRIPTIONS 55486 8017 47469 EDUCATIONAL EVENTS 43498 43498 60405 25202 35203 26895692 20902450 2303030 3690212 2821848 5143163 8656123 10378382 45026 10153 372540 372540 0 0 103343062 112660081 1113914 1097814 115979973 129289593 419087 1141829 4146067 8356112 4565154 9497941 X 42483243 43703970 55458939 62544302 13472637 13543380 111414819 119791652 115979973 129289593 X -6411942 9010657 5778118 X 0 1 X 1 0 X 19618708 20711907 14192634 11856576 19633835 86013660 19618708 20711907 14192634 11856576 19633835 86013660 13669169 72344491 1494733 2597991 3144677 2698431 2006521 11942353 1576 402 1978 97957991 3188234 0.73850 0.73750 X Schedule A, Part II, Line 10, Explanation of Other Income: UNCLAIMED PROPERTY - 2013 Amount: $ 1,576. CLASS ACTION LAWSUIT - 2014 Amount: $ 402. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 18525421 70743 1809416 976321 19429259 19358437 54623 178725 1066364 18525421 19785910 20743 472358 920574 19358437 17532070 301437 19423630 60843 19785910 15226158 341582 2063522 99192 17532070 0.30290 0.69710 1 0 214324 214324 0 158216 158216 0 0 DUE TO RELATED ORGANIZATION 7338574 CHARITABLE GIFT ANNUITIES 1017538 8356112 X Part V, Line 4: MOFFITT FOUNDATION ENDOWMENT FUNDS PROVIDE FOR CURRENT AND FUTURE FUNDING NEEDS RELATED TO THE OPERATIONS OF MOFFITT INSTITUTE. Part X, Line 2: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. DID NOT HAVE ANY UNCERTAIN POSITIONS IN ITS AUDITED FINANCIAL STATEMENTS. THE ASC-740 FOOTNOTE READS AS FOLLOWS: THE CANCER CENTER RECOGNIZES A TAX POSITION AFTER DETERMINING THAT A RELEVANT TAX AUTHORITY WOULD MORE LIKELY THAN NOT (GREATER THAN 50% LIKELIHOOD) SUSTAIN THE POSITION FOLLOWING AN AUDIT AND RECORDS THESE BENEFITS AT THE AMOUNT MOST LIKELY TO BE REALIZED, ASSUMING A REVIEW BY TAX AUTHORITIES HAVING ALL RELEVANT INFORMATION AND APPLYING CURRENT CONVENTIONS. X X X X X 1 TRUESENSE MARKETING 155 COMMERCE DRIVE FREEDOM PA 15042 MAIL SOLICITATION 0 1389089 750756 638333 THE STELTER COMPANY PO BOX 5228 DES MOINES IA 50305 MULTICHANNEL SOLICITATION 0 13917 112570 -98653 1403006 863326 539680 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY DC THE MAGNOLIA BALL 3551458 3139708 411750 125549 77093 132881 224272 29506 MILES FOR MOFFITT 1133979 780172 353807 49710 19666 2472 202460 2 83733 73582 10151 625 14508 9505 4769170 3993462 775708 175259 97384 149861 224272 241471 888247 -112539 Schedule G, Part I, Line 2b, Column (v) H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. HAS WRITTEN AGREEMENTS WITH OUR PROFESSIONAL FUNDRAISERS. THESE AGREEMENTS DISTINGUISH BETWEEN FEES FOR PROFESSIONAL FUNDRAISING SERVICES AND PAYMENTS OF FUNDRAISING EXPENSES. PAYMENTS OF FUNDRAISING EXPENSES TO TRUESENSE MARKETING AND THE STELTER COMPANY, WERE $149,663, AND $7,489, RESPECTIVELY. Part I, Line 2b, Column (iv): THE STELTER COMPANY IS HELPING H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. WITH PROGRAM ANALYSIS AND PROSPECT DEVELOPMENT FOR THE PLANNED GIVING PROGRAM. SINCE THIS RELATES TO FUNDRAISING STRATEGY FOR FUTURE PLANNED AND ESTATE GIFTS, THERE ARE MINIMAL GROSS RECEIPTS LISTED. 1 H LEE MOFFITT CC&RI HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 501(c)(3) 1043893 6579620 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501(c)(3) 11491945 1377569 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI LIFETIME CSC INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 501(c)(3) 175357 PHILANTHROPIC DISTRIBUTIONS 3 0 Part I, Line 2: PHILANTHROPIC DISTRIBUTIONS ARE ONLY GIVEN TO RELATED 501(C)(3) ORGANIZATIONS. THE DISTRIBUTIONS FOLLOW A WRITTEN POLICY AND MUST BE IN COMPLIANCE WITH DONOR INTENT AS WELL AS THE MISSION OF THE CANCER CENTER. X 0 1 0 1 0 0 0 1 1 0 0 LOUIS D DE LA PARTE EVP/GEN COUNSEL & ASST SEC 0 412753 0 136072 0 34582 0 95939 0 31938 0 711284 0 30320 JOHN A KOLOSKY EXEC VP COO 0 609598 0 200933 0 100194 0 190965 0 24975 0 1126665 0 56709 ALAN F LIST PRESIDENT TO 12/18/16 0 817983 0 357679 0 218085 0 111924 0 39115 0 1544786 0 91783 YVETTE M LYONS TREMONTI EVP - CFO & ASST TREASURER 0 466721 0 150262 0 44453 0 57828 0 22693 0 741957 0 34297 SUSAN STERN VP FOUNDATION TO 6/30/17 230612 0 63917 0 11671 0 95503 0 26732 0 428435 0 2144 0 CAROLEE EASON OPS/FINANCIAL SVCS DIR 99804 0 13311 0 355 0 10544 0 26026 0 150040 0 0 0 CINDY MCGIRK DIR DEVELOPMENT 118615 0 15864 0 1025 0 33789 0 13419 0 182712 0 0 0 WILLIAM S DALTON MD FRM PRES/CNTR DIR 0 642212 0 85000 0 26968 0 41868 0 27908 0 823956 0 0 Part I, Line 1b PAYMENTS MADE FOR SOCIAL DUES OR INITIATION FEES ARE APPROVED BY THE JOINT EXECUTIVE COMPENSATION AND BENEFITS COMMITTEE (JEC&BC). Part I, Line 3 Schedule J, Part I, Line 3: FOR TAX YEAR 2016 ALAN LIST, THE FOUNDATION PRESIDENT THROUGH DECEMBER 18, 2016, IS PAID BY A RELATED ORGANIZATION WHILE MATTHEW KUPEC, THE CURRENT FOUNDATION PRESIDENT IS PAID BY THE FOUNDATION ORGANIZATION. THE COMPENSATION FOR BOTH PRESIDENTS, IS ESTABLISHED BY RELYING ON AN INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEYS OR STUDIES, AN EXECUTIVE COMPENSATION COMMITTEE, AND THE APPROVAL BY THE RESPECTIVE BOARD OF THE ENTITY FROM WHICH EACH PRESIDENT IS PAID OR THE EXECUTIVE COMPENSATION COMMITTEE. Part I, Line 4b TO BE ELIGIBLE TO PARTICIPATE IN THE 457(F) NON-QUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP), PARTICIPANTS MUST ELECT TO CONTRIBUTE AT LEAST 10% ACROSS THE 403(B) AND 457(B) PLANS, AND ARE VESTED AFTER 10 YEARS OF SERVICE. LUMP SUM DISTRIBUTIONS FROM THE ACCOUNT ARE MADE UPON NORMAL RETIREMENT OR TERMINATION. BELOW ARE INDIVIDUALS LISTED ON LCS'S 2016 FORM 990 PART VII, SECTION A, THAT PARTICIPATED IN THE 457(F) SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AND THEIR RESPECTIVE AMOUNTS OF COMPENSATION CONSTRUCTIVELY RECEIVED IN TAX YEAR 2016 FROM THE PLAN: LOUIS D. DE LA PARTE - $30,320 JOHN A. KOLOSKY - $56,709 ALAN F. LIST - $91,783 SUSAN STERN - $2,144 YVETTE M LYONS TREMONTI - $34,297 Part I, Line 6 IN GENERAL, INCENTIVE COMPENSATION IS BASED ON MOFFITT'S ACHIEVEMENT AGAINST SPECIFIC ORGANIZATIONAL GOALS RELATED TO NET OPERATING INCOME AND ON DIVISION OR INDIVIDUAL GOALS. NET OPERATING INCOME MUST MEET OR EXCEED A CERTAIN THRESHOLD IN ORDER TO TRIGGER A PAYOUT FOR THE ORGANIZATIONAL GOAL COMPONENTS. X 1 0 X 11 208118 SELLING PRICE X AUCTION ITEMS 50 118760 AUCTION PRICE 0 0 1 0 Part I, Column (b): THE NUMBERS REPORTED ON LINES 6, 9, AND 25 REPRESENT THE NUMBER OF CONTRIBUTORS, NOT THE NUMBER OF ITEMS CONTRIBUTED. Part I, Line 33: AUTONATION DONATED A CAR FOR MOFFITT CANCER CENTER'S USE AND NO VALUE WAS ASSIGNED. Form 990, Part VI, Section A, line 1 THE FOUNDATION BOARD, BY RESOLUTION SHALL DESIGNATE AN EXECUTIVE COMMITTEE ON THE RECOMMENDATION OF THE CHAIR WHICH SHALL CONSIST OF NO FEWER THAN 5 MEMBERS, A MAJORITY OF WHOM SHALL BE DIRECTORS. THE CHAIR OF THE BOARD SHALL SERVE AS CHAIR AND THE VICE CHAIR OF THE BOARD SHALL SERVE AS VICE CHAIR OF THE EXECUTIVE COMMITTEE. THE POWERS AND DUTIES OF THE EXECUTIVE COMMITTEE ARE AS FOLLOWS: A) A MAJORITY OF THE MEMBERS OF THE COMMITTEE MAY DETERMINE ITS ACTION AND FIX THE TIME AND PLACE OF ITS MEETINGS. B) THE COMMITTEE SHALL REVEIW THE BOARD'S ANNUAL PERFORMANCE EVALUATION. C) THE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL POWERS OF THE BOARD EXCEPT THE POWER TO FILL VACACIES ON THE BOARD OR ANY COMMITTEE THEREOF; AMEND EITHER THE ARTICLES OF INCORPORATION OR THE BYLAWS OF THE CORPORATION; ADOPT A PLAN OF MERGER, CONSOLIDATION, RECAPITALIZATION, OR OTHER FORM OF REORGANIZATION; SELL, LEASE, EXCHANGE, OR OTHERWISE DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF THE CORPORATION; ADOPT A PLAN OF VOLUNTARY DISSOLUTION OF THE CORPORATION; OR EXERCISE ANY OTHER POWERS SPECIFICALLY RESERVED FOR THE BOARD AS A WHOLE. D) THE COMMITTEE SHALL DEVELOP AND MAINTAIN A VIABLE SHORT-RANGE AND LONG -RANGE PLAN FOR FULFILLMENT OF THE CORPORATION'S PURPOSE. E) THE COMMITTEE SHALL REVIEW AND EVALUATE THE CORPORATION'S PERFORMANCE ON MEETING ITS SHORT-RANGE AND LONG-RANGE PLANS. F) WHEN APPROPRIATE, THE COMMITTEE SHALL MEET TO PREPARE AND RECOMMEND TO THE JOINT NOMINATING COMMITTEE A SLATE OF NOMINEES FOR THE ELECTION OR RE-ELECTION OF OFFICERS OF THE CORPORATION. G) WHEN A VACANCY IN THE BOARD OCCURS, THE COMMITTEE SHALL MEET TO PREPARE AND RECOMMEND TO THE JOINT NOMINATING COMMITTEE A SLATE OF NOMINEES FOR APPOINTMENT OR REAPPOINTMENT TO THE BOARD. THE COMMITTEE SHALL CAUSE A REPORT OF ITS ACTIONS TO BE MADE TO THE BOARD AT THE BOARD'S NEXT REGULARLY SCHEDULED MEETING, WHICH SHALL BE DULY NOTED IN THE MINUTES OF THE PROCEEDINGS OF THE BOARD. Form 990, Part VI, Section A, line 2 THE FOLLOWING DIRECTORS AND OFFICERS, THAT JOINTLY SERVE ON THE FOUNDATION AND A FOR-PROFIT RELATED ENTITY, QUALIFY AS HAVING A BUSINESS RELATIONSHIP. FOUNDATION & M2GEN, CORP.: THE HONORABLE H. LEE MOFFITT - FOUNDATION OFFICER; M2GEN OFFICER LOUIS D. DE LA PARTE - FOUNDATION OFFICER; M2GEN OFFICER JOHN A. KOLOSKY - FOUNDATION OFFICER; M2GEN DIRECTOR YVETTE M. LYONS TREMONTI - FOUNDATION OFFICER; M2GEN OFFICER FOUNDATION & MOFFITT TECHNOLOGIES CORPORATION (MTC): ALAN F. LIST - FOUNDATION OFFICER; MTC OFFICER JOHN A. KOLOSKY - FOUNDATION OFFICER; MTC OFFICER LOUIS D. DE LA PARTE - FOUNDATION OFFICER; MTC OFFICER YVETTE M. LYONS TREMONTI - FOUNDATION OFFICER; MTC OFFICER Form 990, Part VI, Section A, line 6 H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. IS THE SOLE MEMBER OF THE FOUNDATION. Form 990, Part VI, Section A, line 7a AS THE SOLE MEMBER OF THE FOUNDATION, H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. SHALL HAVE THE POWER TO APPROVE, DISAPPROVE OR REMOVE ANY MEMBER OF THE BOARD OF DIRECTORS OR OFFICER OF THE FOUNDATION. Form 990, Part VI, Section A, line 7b THE SOLE MEMBER OF THE CORPORATION SHALL HAVE THE FOLLOWING POWERS: A. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE ARTICLES OF INCORPORATION OF THE CORPORATION; B. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE BYLAWS OF THE CORPORATION; C. APPROVE, DISAPPROVE OR RECOMMEND THE SELECTION OF A QUALIFIED AUDIT FIRM AND THE ANNUAL OPERATING AND CAPITAL BUDGETS OF THE CORPORATION; D. EITHER APPROVE OR DISAPPROVE THE TRANSFER, SALE, LEASE OR DISPOSITION OF ANY ASSET OF THE CORPORATION IN EXCESS OF TWO HUNDRED THOUSAND DOLLARS ($200,000.00); E. APPROVE OR DISAPPROVE THE CONFERRING OF ANY LIEN OR SECURITY INTEREST IN ASSETS OF THE CORPORATION IN EXCESS OF ONE MILLION DOLLARS ($1,000,000.00), WHETHER SAME SHALL BE IN CONNECTION WITH EITHER PUBLIC OR PRIVATE FINANCING, OR OTHERWISE; F. APPROVE OR DISAPPROVE ALL DONATIONS OR CHARITABLE CONTRIBUTIONS BY THE CORPORATION IN EXCESS OF TWENTY THOUSAND DOLLARS ($20,000.00) PER CONTRIBUTION OR ANNUAL CONTRIBUTION EXCEEDING FIFTY THOUSAND DOLLARS ($50,000.00) IN THE AGGREGATE; G. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION OF THE CORPORATION'S MISSION AND PHILOSOPHY STATEMENT; AND H. APPROVE OR DISAPPROVE CAPITAL EXPENDITURES BY THE CORPORATION IN EXCESS OF FIVE HUNDRED THOUSAND DOLLARS ($500,000.00) PER EXPENDITURE OR FIVE HUNDRED THOUSAND DOLLARS ($500,000.00) IN THE AGGREGATE ANNUALLY. Form 990, Part VI, Section B, line 11b PRIOR TO PROVIDING FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, TO THE FOUNDATION BOARD OF DIRECTORS FOR REVIEW, THE CHIEF FINANCIAL OFFICER REVIEWS THE RETURN. SUGGESTED COMMENTS OR CHANGES ARE DISCUSSED AND ANY NECESSARY CORRECTIONS ARE MADE. PRIOR TO ELECTRONICALLY FILING FORM 990, MOFFITT FOUNDATION PROVIDES A COPY OF THE RETURN TO THE GOVERNING BODY, GIVING EACH BOARD MEMBER TIME TO REVIEW THE RETURN. BOARD MEMBERS HAVE THE OPPORTUNITY TO ASK QUESTIONS RELATED TO THE INFORMATION PROVIDED ON THE RETURN. Form 990, Part VI, Section B, line 12c ON AN ANNUAL BASIS A PRESENTATION IS MADE TO FOUNDATION BOARD MEMBERS TO REVIEW THE CONFLICT OF INTEREST POLICY AND PROCEDURES FOR DISCLOSING ANY POTENTIAL CONFLICTS. EACH DIRECTOR, OFFICER, COMMITTEE MEMBER, AND KEY EMPLOYEE SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ATTACHED TO THE POLICY. ANY DIRECTOR, OFFICER, COMMITTEE MEMBER, OR KEY EMPLOYEE WHO REASONABLY BELIEVES THAT HE OR SHE MAY HAVE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST DISCLOSE THE EXISTENCE OF AND THE MATERIAL FACTS OF THE NATURE OF HIS/HER INTEREST ON THE FORM. THE FORM IS SUBMITTED TO THE CORPORATE COMPLIANCE OFFICE, WHICH REVIEWS THE FORMS, GATHERS ADDITIONAL RELEVANT INFORMATION WHERE NECESSARY, AND PREPARES A SUMMARY OF THE DISCLOSURES TO BE REVIEWED BY THE CONFLICT OF INTEREST WORK GROUP. IF A DIRECTOR OR COMMITTEE MEMBER DISCLOSES THAT HE/SHE HAS A POTENTIAL CONFLICT OF INTEREST AT A BOARD OR COMMITTEE MEETING, SUCH DIRECTOR OR COMMITTEE MEMBER MUST DISCLOSE THE NATURE OF THE INTEREST AND ANY RELATED INFORMATION AND RESPOND TO QUESTIONS AS MAY BE REQUIRED BY THE REMAINING MEMBERS. BASED ON THE INFORMATION DISCLOSED, THE REMAINING BOARD MEMBERS WILL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. IF A CONFLICT EXISTS THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER AN ALTERNATIVE TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT IS EQUALLY ADVANTAGEOUS. IF AN ALTERNATIVE TRANSACTION IS NOT EQUALLY ADVANTAGEOUS THE DIRECTOR OR COMMITTEE MEMBER WHO IS THE SUBJECT OF THE CONFLICT SHALL NOT VOTE ON, NOR USE HIS/HER PERSONAL INFLUENCE ON, NOR PARTICIPATE IN DISCUSSIONS OR DELIBERATIONS WITH RESPECT TO THE TRANSACTION. Form 990, Part VI, Section B, line 15 MOFFITT'S BOARD OF DIRECTORS HAS AN ESTABLISHED SUB-COMMITTEE, THE JOINT EXECUTIVE COMPENSATION & BENEFITS COMMITTEE (JEC&BC) THAT IS MADE UP ENTIRELY OF INDEPENDENT, OUTSIDE DIRECTORS. THIS COMMITTEE IS CHARGED WITH THE OVERSIGHT OF THE PERFORMANCE AND COMPENSATION OF MOFFITT EXECUTIVES AND DISQUALIFIED PERSONS. THESE POSITIONS INCLUDE THE CEO, EXECUTIVE VICE PRESIDENTS, SENIOR VICE PRESIDENTS, VICE PRESIDENTS AND DEPARTMENT CHAIRPERSONS. TO ACCOMPLISH ITS MISSION, THE COMMITTEE CAN AS NEEDED AND DOES AT ITS DISCRETION, ENGAGE OUTSIDE INDEPENDENT, OUTSIDE ADVISORS INCLUDING, BUT NOT LIMITED TO ATTORNEYS AND COMPENSATION CONSULTANTS. ON AN ANNUAL BASIS THE JEC&BC ENGAGES A NATIONALLY KNOWN, THIRD PARTY CONSULTING FIRM TO PROVIDE A DETAILED STUDY OF THE CASH COMPENSATION FOR EACH EXECUTIVE, DISQUALIFIED PERSON AND INDIVIDUAL IN KEY POSITIONS. THE CONSULTANT USES A VARIETY OF PUBLISHED SURVEYS COMPILED BY INDEPENDENT FIRMS TO PROVIDE THE SOURCE DATA FOR THE STUDY. USING FUNCTIONALLY COMPARABLE POSITIONS IN OTHER SIMILARLY SIZED, NOT-FOR-PROFIT AND FOR-PROFIT HEALTHCARE, ACADEMIC AND RESEARCH ORGANIZATIONS, THE CONSULTING FIRM PRODUCES A STUDY THAT COMPARES EACH DESIGNATED MOFFITT POSITION TO ITS APPROPRIATE MARKET EQUIVALENT. THE RESULTING DATA IS PROVIDED TO THE DIRECTOR OF HR OPERATIONS, WHO IS NOT INCLUDED IN THE EXECUTIVE OR DISQUALIFIED PERSON CATEGORIES, FOR USE IN THE FORMULATION OF RECOMMENDATIONS FOR COMPENSATION CHANGES TO MAINTAIN MARKET COMPETITIVENESS OR TO REWARD PERFORMANCE. THESE RECOMMENDATIONS ALONG WITH THE CONSULTANT'S COMPARABILITY DATA ARE PRESENTED TO THE JEC&BC FOR IT TO CONFIRM ITS REASONABLENESS, MAKE MODIFICATIONS AS IT DEEMS NECESSARY AND PROVIDE FINAL APPROVAL. EVERY THIRD YEAR THE INDEPENDENT CONSULTANT ANALYZES THE TOTAL EXECUTIVE COMPENSATION PROGRAM, USING THE SAME METHODOLOGY AS DESCRIBED ABOVE, THAT INCLUDES THE VALUE OF ALL BENEFITS AND PERQUISITES (CASH AND NON-CASH) PROVIDED AS COMPENSATION TO THE EXECUTIVES AND DISQUALIFIED PERSONS. THE PURPOSE OF THE ANALYSIS IS TO PROVIDE AN OPINION ON THE REASONABLENESS OF EACH OF THE INDIVIDUAL COMPENSATION COMPONENTS AND THE AGGREGATE COMPENSATION TOTAL. THIS MORE COMPREHENSIVE ANALYSIS IS PROVIDED TO THE JEC&BC FOR THEIR USE IN THE ANNUAL REVIEW PROCESS. MINUTES ARE KEPT AT EACH OF THESE ANNUAL MEETINGS DETAILING THE RECOMMENDATIONS PRESENTED AND THE DECISIONS MADE BY THE COMMITTEE. THESE MINUTES ARE PUBLISHED TO THE COMMITTEE AT THE NEXT MEETING AND REPORTED BACK TO THE FULL BOARD. Form 990, Part VI, Section C, line 19 MOFFITT FOUNDATION MAKES AVAILABLE ITS AUDITED FINANCIAL STATEMENTS TO THE PUBLIC THROUGH DAC BOND, A THIRD PARTY VENDOR'S WEBSITE AND THE MOFFITT'S WEBSITE. IN ADDITION, FORM 990 IS MADE AVAILABLE ON GUIDESTAR AS WELL AS MOFFITT'S WEBSITE. ALL ORGANIZING AND GOVERNING DOCUMENTS SUCH AS FORM 1023, CONFLICTS OF INTEREST POLICY, AND BYLAWS AS WELL AS FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE ALSO MADE AVAILABLE UPON REQUEST. Form 990, Part VII, Section A, Line 1a EMPLOYEES WHO ARE LISTED ON MOFFITT FOUNDATION'S FORM 990 ARE EMPLOYEES WHOSE W-2'S WERE ISSUED BY MOFFITT INSTITUTE, THE COMMON PAYMASTER AND RELATED ENTITY. PROCEDURES TO REPORT COMPENSATION OF EMPLOYEES ON FORM 990 PART VII AND ON SCHEDULE J ARE IN ACCORDANCE WITH IRS INSTRUCTIONS FOR EACH RESPECTIVE SECTION. Form 990, Part IX, Line 24a CERTAIN MOFFITT CANCER CENTER INTERCOMPANY OVERHEAD HAS BEEN ALLOCATED FROM THE PARENT ENTITY TO THIS FOUNDATION AND THOSE AMOUNTS ARE INCLUDED IN COLUMN(C) AND THEN REALLOCATED ON LINE 24A TO THE PROPER FUNCTIONAL CATEGORIES. Form 990, Part XI, line 9: TRANSFER FROM TAX EXEMPT AFFILIATE 5,778,118. H LEE MOFFITT CANCER CTR & RESEARCH INSTITUTE HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 PATIENT CARE FL 501(c)(3) Line 3 H LEE MOFFITT CC&RI INC 0 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 PARENT-RESEARCH FL 501(c)(3) Line 7 N/A 0 H LEE MOFFITT CC&RI LIFETIME CANCER SCREENING CENTER INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 PRACTICE MANAGEMENT FL 501(c)(3) Line 10 H LEE MOFFITT CC&RI INC 0 MOFFITT TECHNOLOGIES CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 300332914 TECHNOLOGY MANAGEMENT FL H LEE MOFFITT CC&RI INC C 0 M2GEN CORP 10902 N MCKINLEY DRIVE TAMPA FL 33612 208486180 DATABASE MANAGEMENT FL H LEE MOFFITT CC&RI INC C 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0