2018-05-14T16:39:25-05:00 2017-06-30 271728945 PKF O'Connor Davies LLP 665 Fifth Avenue New York NY 10022 990 2016-07-01 210650678 RIDER UNIVERSITY RIDE 6098965000 2083 LAWRENCEVILLE ROAD LAWRENCEVILLE NJ 086483099 Julie A Karns TREASURER AND VP FINANCE 6098965000 2018-05-14 1 Garrett M Higgins P00543209 2122862600 2018-05-14 2016 2022-09-23 18:48:47Z Dr Gregory Dell'omo 2083 LAWRENCEVILLE ROAD LAWRENCEVILLE NJ 086483099 256900141 0 X WWW.RIDER.EDU X 1865 NJ RIDER UNIVERSITY IS A PRIVATE, NOT-FOR-PROFIT INSTITUTION FOUNDED IN 1865. 27 27 3192 548 1142061 -214762 11355337 9016151 205036946 206866080 2658890 2500323 2223562 2054270 221274735 220436824 67975351 70313313 0 0 98216120 96395032 68506 93303 1797460 55970604 54324322 222230581 221125970 -955846 -689146 228244894 225963829 91433205 83597837 136811689 142365992 X SEE SCHEDULE O. 0 0 129836520 69682985 100849395 INSTRUCTION: RIDER UNIVERSITY IS AN INDEPENDENT, COMPREHENSIVE, TEACHING ORIENTED INSTITUTION OF HIGHER LEARNING. THE UNIVERSITY OFFERS FINANCIAL SUPPORT TO STUDENTS THROUGH ACADEMIC AND ATHLETIC SCHOLARSHIPS, GRANTS AND STUDENT WORKSTUDY PROGRAMS. RIDER UNIVERSITY IS CURRENTLY ORGANIZED INTO FIVE COLLEGES - THE COLLEGE OF LIBERAL ARTS AND SCIENCES; THE COLLEGE OF EDUCATION AND HUMAN SERVICES; THE COLLEGE OF BUSINESS ADMINISTRATION; THE COLLEGE OF CONTINUING STUDIES; AND THE WESTMINSTER COLLEGE OF THE ARTS. THE PRIVATE UNIVERSITY CURRENTLY SERVES APPROXIMATELY 4,100 UNDERGRADUATE STUDENTS AND 1,050 GRADUATE STUDENTS IN 71 UNDERGRADUATE AND 28 GRADUATE PROGRAMS. CONTINUED ON SCHEDULE OTHE UNIVERSITY ALSO OFFERS 27 UNDERGRADUATE AND GRADUATE CERTIFICATIONS. FULL-TIME FACULTY NUMBER 248, WITH 99% HOLDING A DOCTORATE OR THE HIGHEST DEGREE IN THEIR FIELD.RIDER IS REGIONALLY ACCREDITED BY THE MIDDLE STATES COMMISSION ON HIGHER EDUCATION AND ALSO HOLDS SPECIALIZED ACCREDITATION WITH THESE PRESTIGIOUS EDUCATIONAL ORGANIZATIONS:- AACSB INTERNATIONAL (ASSOCIATION TO ADVANCE COLLEGIATE SCHOOLS OF BUSINESS) - RIDER IS AMONG THE SELECT BUSINESS SCHOOLS TO HAVE ATTAINED THIS DISTINCTION AND THE ONLY SCHOOL IN NEW JERSEY TO HOLD THE SPECIALIZED AACSB ACCREDITATION IN ACCOUNTING.- NCATE - ELEMENTARY AND SECONDARY EDUCATION PROGRAMS AND THEIR APPLICABLE GRADUATE PROGRAMS ON BOTH CAMPUSES ARE ACCREDITED BY THE NATIONAL COUNCIL FOR THE ACCREDITATION OF TEACHER EDUCATION.- NASM - THE UNDERGRADUATE AND GRADUATE MUSIC PROGRAMS OF WESTMINSTER CHOIR COLLEGE ARE ACCREDITED BY THE NATIONAL ASSOCIATION OF SCHOOLS OF MUSIC.- CACREP - RIDER'S GRADUATE COUNSELING SERVICES PROGRAM IN THE SCHOOL OF EDUCATION HOLDS NATIONAL ACCREDITATION FROM THE COUNCIL FOR ACCREDITATION OF COUNSELING AND RELATED EDUCATION PROGRAMS.- NASP - THE SCHOOL PSYCHOLOGY PROGRAM IN THE SCHOOL OF EDUCATION IS ACCREDITED BY THE NATIONAL ACCREDITATION OF SCHOOL PSYCHOLOGISTS.- AMERICAN CHEMICAL SOCIETY - RIDER'S CHEMISTRY PROGRAM IS ACCREDITED BY THE AMERICAN CHEMICAL SOCIETY. 26021581 43626233 STUDENT SERVICES: RIDER UNIVERSITY PROVIDES THESE SERVICES TO THE ENTIRE STUDENT COMMUNITY IN AN EFFORT TO DEVELOP THE INTELLECTUAL AND SOCIAL TALENTS OF ITS STUDENTS. THESE SERVICES INCLUDE: ADMISSIONS, ATHLETICS, GREEK LIFE, CAREER SERVICES, COUNSELING CENTER, HEALTH SERVICES, FINANCIAL AID, AND RECREATION PROGRAMS. 20377720 614273 34000229 AUXILIARY ENTERPRISES: PRIMARY ROOM AND BOARD. RIDER UNIVERSITY HAS A LAWRENCEVILLE CAMPUS AND A PRINCETON CAMPUS. THE LAWRENCEVILLE CAMPUS HOUSES APPROXIMATELY 2,000 STUDENTS IN THIRTEEN RESIDENCE HALLS AND SIX GREEK HOUSES. THE LAWRENCEVILLE CAMPUS OFFERS FACILITIES FOR DINING AND SNACKING FOR STUDENTS, FACULTY, STAFF AND GUESTS AT DALY'S DINING HALL, CRANBERRY'S, STARBUCKS, ANDREW J'S AND SWEIGART EXPRESS.THE PRINCETON CAMPUS HOUSES APPROXIMATELY 180 STUDENTS IN THREE RESIDENCE HALLS. THE PRINCETON CAMPUS OFFERS THE DINING COMMONS AND THE WCC PUB FOR MEALS AND SNACKS FOR STUDENTS, FACULTY, STAFF AND GUESTS. 16937227 16055 28390223 ACADEMIC SUPPORT (EXPENSES $15,414,365 INCLUDING GRANTS $0) (REVENUE $25,839,438) - GENERAL SUPPORT TO THE STUDENTS. THESE INCLUDE ACADEMIC INFORMATION TECHNOLOGY, DEAN'S OFFICES, LIBRARIES, THEATER, ART GALLERY, TV STUDIO, AND OTHER SIMILAR ACADEMIC ACTIVITIES.RESEARCH (EXPENSES $1,522,862 INCLUDING GRANTS $16,055) (REVENUE $2,550,785) - RESEARCH PERFORMED BY FACULTY AND STUDENTS. 16937227 16055 28390223 193173048 1 1 0 1 0 0 0 0 1 1 1 1 0 0 1 1 1 0 1 0 1 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 1 408 0 3192 1 1 1 0 0 0 0 1 1 0 0 0 0 X 27 27 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK CA CO KY MD MA MI NH NY OH OK OR SC WA X X PETER E BIHUNIAK 6098965009 2083 LAWRENCEVILLE RD LAWRENCEVILLE NJ 086483099 micHAEL B KENNEDY chair 1.00 X X 0 0 0 John Guarino vice Chair 1.00 X X 0 0 0 chRISTOPHER NIKOLICH secretary 1.00 X X 0 0 0 RALPH j ANDERSON TRUSTEE 1.00 X 0 0 0 ALBERTO BAPTISTE TRUSTEE 1.00 X 0 0 0 LOUISE HALL BEARD TRUSTEE 1.00 X 0 0 0 F christopher carothers tRUSTEE 1.00 X 0 0 0 ROBERT CHRISTIE TRUSTEE 1.00 X 0 0 0 JEFFREY CORNELIUS TRUSTEE 1.00 X 0 0 0 MARK C DEMAREO TRUSTEE 1.00 X 0 0 0 E BRUCE DIDONATO TRUSTEE 1.00 X 0 0 0 Jaimie flack tRUSTEE 1.00 X 0 0 0 MOLLY O'NEIL FRANK TRUSTEE 1.00 X 0 0 0 MICHAEL j HENNESSY TRUSTEE 1.00 X 0 0 0 THOMAS MARINO TRUSTEE 1.00 X 0 0 0 TERRY MCEWEN trUSTEE 1.00 X 0 0 0 DONALD MONKS TRUSTEE 1.00 X 0 0 0 THOMAS M MULHARE TRUSTEE 1.00 X 0 0 0 LEWIS PEPPERMAN TRUSTEE 1.00 X 0 0 0 DENISE PETITTA trUSTEE 1.00 X 0 0 0 WILLIAM M RUE TRUSTEE 1.00 X 0 0 0 MIKa RYAN trUSTEE 1.00 X 0 0 0 Robert Schimek truSTEE 1.00 X 0 0 0 colleen shapiro tRUSTEE 1.00 X 0 0 0 GARY SHAPIRO trUSTEE 1.00 X 0 0 0 Arthur J Stainman TrUSTEE 1.00 X 0 0 0 Alan wexler tRUSTEE 1.00 X 0 0 0 GREGORY G DELL'OMO PRESIDENT 50.00 X 481372 0 78792 JULIE A KARNS VP FINANCE & TREASURER 50.00 X 268653 0 77401 DONNAJEAN A FREDEEN PROVOST/VP ACADEMIC Affairs 50.00 X 232980 0 52387 jonATHAN MEER vp uNIVERSITY ADVANCEMENT 50.00 X 222133 0 43876 JAMES P O'HARA VP ENROLLMENT MANAGEMENT 50.00 X 223169 0 21348 CYNTHIA NEWMAN Dean School of Business 37.50 X 176678 0 34545 JONATHAN H MILLEN DEAN COLLEGE LIBERAL ARTS & SCIENCES 37.50 X 167935 0 69086 JENNIFER M POTTER AVP FINANCE & CONTROLLER 37.50 X 158965 0 30614 ANTHONY CAMPBELL AVP STUDENT AFFAIRS/Dean of students 37.50 X 150714 0 8194 KEVIN A BAGGETT BASKETBALL COACH 37.50 X 226818 0 34111 MATTHEW SHAFTEL DEAN WESTMINISTER COLLEGE OF ARTS 37.50 X 212693 0 34328 MARGARET O'REILLY-ALLEN Ass Professor & Chairperson Accounting 37.50 X 210565 0 23576 LARRY M NEWMAN ASS PROFESSOR MARKETING/advertising 37.50 X 200435 0 27832 Sharon Sherman Dean School of Education 37.50 X 192946 0 18828 paTRICIA MOSTO Former dean colLEGE LIBERAL Arts 0.00 X 100215 0 10161 3226271 0 565079 248 1 1 0 ellucian company lp 62590 COLLECTION CENTER DR CHICAGO IL 60693 information technology 1483000 PRICEWATERHOUSECOOPERS ADVISORY 2001 MARKET ST 1800 Philadelphia PA 19103 ADVISORY SERVICES 574242 kukovich and Associates 800 Perry HWY Suite 1 pittsburgh PA 15229 MARKET RESEARCH 182170 uNIVERSITY ATHLETIC MANAGEMENT 385 oxford Valley Road yARDLEY PA 19067 MGT FEE FOR SRC 178548 BRIAN'S TREE SERVICE 174 LINDBERGH ROAD hopewell NJ 08543 landscaping Services 161105 9 5000 274961 3599125 5137065 320299 9016151 TUITION AND FEES 611310 170073286 170073286 ROOM AND BOARD 611310 30026721 30026721 OTHER PROGRAM SERVICE REVENUE 611310 5668281 5668281 STUDY TOURS 611310 1097792 1097792 206866080 1661344 -46450 1707794 55531 55531 502337 55082 0 0 502337 55082 557419 55082 502337 37102217 36263238 838979 838979 61023 777956 148237 274961 200079 -51842 -51842 BUSINESS CONF CENTER 721000 1431273 1054042 377231 VENDING MACHINE COMMISSION 722210 35377 35377 fitness Center 713940 26512 18364 8148 1493162 220436824 206866080 1142061 3412532 16055 16055 70297258 70297258 2552049 1467099 693160 391790 72209790 60532559 11154061 523170 2183300 1864059 292182 27059 13243950 11488763 1639682 115505 6205943 5224351 916972 64620 414171 414171 267987 230 267757 141530 141530 7094 7094 93303 93303 296339 296339 5270997 1617592 3653405 1088550 405766 632422 50362 3930973 2762441 1079185 89347 5682472 4159623 1392566 130283 9966759 9840501 126047 211 3558181 3352158 191842 14181 267987 152539 115448 1578976 1575535 3441 10483093 10124571 358522 1303107 186247 1116860 FOOD SERVICE 5800615 5800615 books, periodicals, sub 1071755 1061865 8318 1572 BAD DEBT 730731 72474 658257 DUES AND MEMBERSHIPS 518308 244993 273315 1944697 511583 1137057 296057 221125970 193173048 26155462 1797460 25287 26490 28951226 29759434 6643949 6510526 4484281 5374446 2256624 2358774 264171174 146911650 121953122 117259524 30862849 33201337 26424461 25184667 4956215 4666872 1686880 1621759 228244894 225963829 21672755 19809190 9149741 8093122 44604358 40814854 98813 194642 1265857 1092612 14641681 13593417 91433205 83597837 X 76356112 78887230 18983454 20631077 41472123 42847685 136811689 142365992 228244894 225963829 X -689146 4303005 1940444 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 1965 1 7114 1 7094 16173 0 Part II-B, Line 1: PART II-B, LINE 1(B) AND 1(G) - PAID STAFF AND DIRECT CONTACT: THE PRESIDENT MET WITH KEY LEGISLATORS AND POLICYMAKERS IN AN EFFORT TO ADVOCATE ON BEHALF OF THE STUDENTS AT RIDER UNIVERSITY WHO RECEIVE FINANCIAL SUPPORT FROM THE STATE AND FEDERAL GOVERNMENT. PART II-B, LINE 1(H) - SPEECHES, LECTURES: THE ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES IN NEW JERSEY (AICUNJ) IS COMMITTED TO THE ADVANCEMENT OF INDEPENDENT HIGHER EDUCATION IN NEW JERSEY. IT SERVES AS A LIAISON WITH THE STATE AND FEDERAL GOVERNMENT ON BEHALF OF THE INDEPENDENT SECTOR. THE PRESIDENT OF RIDER UNIVERSITY ATTENDED AICUNJ MEETINGS, AS WELL AS OTHER INDUSTRY ASSOCIATION MEETINGS, THROUGHOUT FISCAL YEAR 2017 AND SUPPORTED ITS EFFORTS TO ADVOCATE ON BEHALF OF RIDER AND THE INDEPENDENT SECTOR. PART II-B, LINE 1(I) - OTHER LOBBYING ACTIVITIES: THE UNIVERSITY PAYS ANNUAL ASSOCIATION DUES TO THE ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES IN NEW JERSEY (AICUNJ), TO THE NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES (NAICU), AND TO THE INDEPENDENT COLLEGE FUND OF NEW JERSEY (ICFNJ). AMONG OTHER SERVICES, THESE ASSOCIATIONS LOBBY ON BEHALF OF SECTOR NEEDS. 0 1 X 55014641 1137210 6336806 2693180 2488230 57307247 56381872 2605904 -1455717 2065856 451562 55014641 66010968 1169330 -58850 1641425 9098151 56381872 56355808 3602610 8103084 1350429 700105 66010968 51495786 1609468 5130460 1154732 725174 56355808 0.07010 0.92990 0.00000 0 0 3330000 253359 3583359 187853398 101176477 86676921 22499119 11502646 10996473 50235298 34232527 16002771 117259524 alternatives: private equity 4449569 F alternatives: domestic equity 2561272 F alternatives: international equity 6800918 F alternatives: fixed income 2358968 F alternatives: private real assets 3252390 F alternatives: flexible capital 4999651 F other alternatives 761899 F 25184667 US GOVERNMENT GRANTS REFUNDABLE 4125021 ASSET RETIREMENT OBLIGATION 4987472 EMPLOYEE AND RETIREE MEDICAL SELF-INSURED LIABILITY 2135276 STUDENT DEPOSITS AND CREDIT BALANCES 968922 ANNUITIES PAYABLE 752045 BUSINESS CONFERENCE DEPOSITS 123253 UNCLAIMED CHECKS 60621 CaPITAL LEASE 365071 New Jersey Sales Tax Payable 9192 OTHER LIABILITIES 66544 13593417 X 156283227 4303005 2136995 6440000 149843227 296339 70297258 70593597 220436824 150728924 196551 196551 150532373 296339 70297258 70593597 221125970 Part IV, Line 2b: The University is a custodian of several agency accounts totaling $194,642. The agency accounts primarily relate to student organizations for which the University holds the funds for each organization until such time as a check request is submitted by the organization for reimbursement. This amount is recorded as a liability on the University's balance sheet. Part V, Line 4: THE ENDOWMENT SPENDING POLICY SUPPORTS SCHOLARSHIPS, GRANTS, FACILITIES, AND PROGRAMS, IN ACCORDANCE WITH THE UNIVERSITY'S MISSION AND DONOR'S RESTRICTIONS. Part X, Line 2: The University is an organization described under Section 501(c)(3) of the Internal Revenue Code (the Code) and, therefore, is exempt from Federal income taxes under Section 501(a) of the Code. Accordingly, the University is not subject to income taxes except to the extent it has taxable income from activities unrelated to its exempt purpose. The University recognizes the effects of income tax provisions only if those provisions are more likely than not of being sustained. No provision for income taxes was required in 2017 and 2016. Part XI, Line 2d - Other Adjustments: CHANGE IN VALUE OF PENSION 1,997,568. CHANGE IN VAlue of beneficial interest in perpetual trust 139,427. Part XI, Line 4b - Other Adjustments: SCHOLARSHIP ALLOWANCE - TUITION AND FEES 69,682,985. SCHOLARSHIP ALLOWANCE - AUXILIARIES 614,273. Part XII, Line 2d - Other Adjustments: Write-off of contribution receivable 196,551. Part XII, Line 4b - Other Adjustments: SCHOLARSHIP ALLOWANCE - TUITION AND FEES 69,682,985. SCHOLARSHIP ALLOWANCE - AUXILIARIES 614,273. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 A general statement of non-discrimination is included in all advertisements, in newspapers of general circulation, and other printed media relating to the recruitment of students and employees. Schedule E, Part I, Line 6 The University received the following Federal and State of New Jersey student financial assistance: FEDERAL: FEDERAL DIRECT STUDENT LOAN PROGRAM $38,807,849 FEDERAL PELL GRANT PROGRAM $5,265,886 FEDERAL PERKINS LOAN PROGRAM $6,546,096 FEDERAL WORK-STUDY $523,328 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT $321,738 FEDERAL STUDENT SUPPORT SERVICES $40,500 TOTAL FEDERAL STUDENT FINANCIAL ASSISTANCE $51,505,397 STATE OF NEW JERSEY: N.J. - TUITION AID GRANT $8,194,284 N.J. - GOVERNOR'S URBAN SCHOLARS $10,000 N.J. - STARS II $38,750 N.J. - EDUCATIONAL OPPORTUNITY FUND $622,131 TOTAL STATE OF NEW JERSEY STUDENT FINANCIAL ASSISTANCE $8,865,165 TOTAL STUDENT FINANCIAL ASSISTANCE $60,370,562 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTs 5341154 North America 0 0 INVESTMENTS 494287 0 0 0 0 0 0 5835441 0 5835441 1 0 1 1 1 0 Part I, Line 3: INVESTMENTS ARE REVIEWED BY THE INVESTMENT SUBCOMMITTEE OF THE BUSINESS AFFAIRS COMMITTEE OF THE BOARD OF TRUSTEES, AS WELL AS BY RIDER'S INVESTMENT MANAGER. Schedule F, part IV, Line 1, Line 3 and Line 4: The organization is not required to file Form 926, Form 5471 and Form 8621 because it does not meet the applicable filing threshold requirement and/or ownership requirement. X X X X X X X 1 wilson-bennett technology inc 140 professional drive suite 2 cabot AR 720238675 consults on phonathon program 0 248278 93303 154975 248278 93303 154975 AL AK AR CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MO MS OH ND NC NY NM NJ NH PA OR OK VA UT TN SC RI WI WV WA REBOVICH GALA 119900 92150 27750 407 937 18392 5965 RACQUET AND TENNIS 78725 60575 18150 25471 150 5477 9 224573 122236 102337 18992 13904 84093 550 25741 423198 274961 148237 19399 14841 127956 700 37183 200079 -51842 1 Princeton University 701 CARNEGIE CENTER suite 446 Princeton NJ 08540 210634501 501(C)(3) 8027 RESEARCH Brookdale Community College 765 Newman Springs Road Lincroft NJ 07738 221849485 government 8028 research 2 0 FEDERAL Americorps Education Awards 9 20928 FEDERAL BUILDING TEACHER LEADERSHIP CAPACITY 23 48155 FEDERAL MATHEMATICS AND SCIENCE PARTNERSHIP PROGRAM 28 87210 FEDERAL STUDENT SUPPORT SERVICES PROGRAM 32 40500 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT 518 321738 N.J. - EDUCATIONAL OPPORTUNITY FUND 145 595980 RESTRICTED AID used for scholarships 729 2963296 RIDER UNIVERSITY ATHLETIC, MERIT AND NEED-BASED FINANCIAL AID 3728 66219451 Part I, Line 2: THE UNIVERSITY HAS ESTABLISHED POLICIES, PROCEDURES, AND CONTROLS OVER THE AWARDING, DISBURSING, AND MONITORING OF STUDENT FINANCIAL AID OR ASSISTANCE TO INDIVIDUAL STUDENTS IN COMPLIANCE WITH FEDERAL AND STATE OF NEW JERSEY REGULATIONS AND REQUIREMENTS. IN ADDITION, THE UNIVERSITY HAS AN EXTERNAL AUDIT PERFORMED IN ACCORDANCE WITH TITLE 2 U.S. CODE OF FEDERAL REGULATIONS PART 200 (UNIFORM GUIDANCE) AND NEW JERSEY OFFICE OF MANAGEMENT AND BUDGET CIRCULAR 15-08. THE UNIVERSITY HAS PROCEDURES AND CONTROLS IN PLACE OVER THE AWARDING, DISBURSING, AND MONITORING OF SUBAWARDS MADE TO ORGANIZATIONS. THESE INCLUDE REVIEWING THE ANNUAL FINANCIAL STATEMENT AND SINGLE AUDIT REPORTS OF THE ORGANIZATION AND REVIEWING ALL SUPPORTING DOCUMENTATION INCLUDING INVOICES RECEIVED BY THE ORGANIZATION. X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 GREGORY G DELL'OMO PRESIDENT 466548 0 0 0 14824 0 23750 0 55042 0 560164 0 0 0 JULIE A KARNS VP FINANCE & TREASURER 260604 0 0 0 8049 0 13746 0 63655 0 346054 0 0 0 DONNAJEAN A FREDEEN PROVOST/VP ACADEMIC Affairs 232980 0 0 0 0 0 11708 0 40679 0 285367 0 0 0 jonATHAN MEER vp uNIVERSITY ADVANCEMENT 215533 0 0 0 6600 0 11099 0 32777 0 266009 0 0 0 JAMES P O'HARA VP ENROLLMENT MANAGEMENT 221369 0 0 0 1800 0 11156 0 10192 0 244517 0 0 0 CYNTHIA NEWMAN Dean School of Business 176678 0 0 0 0 0 8448 0 26097 0 211223 0 0 0 JONATHAN H MILLEN DEAN COLLEGE LIBERAL ARTS & SCIENCES 167935 0 0 0 0 0 8443 0 60643 0 237021 0 0 0 JENNIFER M POTTER AVP FINANCE & CONTROLLER 158965 0 0 0 0 0 8350 0 22264 0 189579 0 0 0 ANTHONY CAMPBELL AVP STUDENT AFFAIRS/Dean of students 134832 0 0 0 15882 0 6356 0 1838 0 158908 0 0 0 KEVIN A BAGGETT BASKETBALL COACH 225402 0 0 0 1416 0 19536 0 14575 0 260929 0 0 0 MATTHEW SHAFTEL DEAN WESTMINISTER COLLEGE OF ARTS 212693 0 0 0 0 0 11000 0 23328 0 247021 0 0 0 MARGARET O'REILLY-ALLEN Ass Professor & Chairperson Accounting 210565 0 0 0 0 0 7673 0 15903 0 234141 0 0 0 LARRY M NEWMAN ASS PROFESSOR MARKETING/advertising 200435 0 0 0 0 0 13775 0 14057 0 228267 0 0 0 Sharon Sherman Dean School of Education 192946 0 0 0 0 0 9005 0 9823 0 211774 0 0 0 paTRICIA MOSTO Former dean colLEGE LIBERAL Arts 100215 0 0 0 0 0 4922 0 5239 0 110376 0 0 0 FORM 990, SCHEDULE J: Part I, Line 1a; Part II, Column (D): Rider University has paid $10,051 in social club membership dues for university business purposes on behalf of Jonathan Meer. This amount is nontaxable to the recipient. Part I, Line 1a; Part II, Column (D): Rider University has paid $9,759 in social club membership dues for university business purposes on behalf of President Gregory G. Dell'Omo. This amount is nontaxable to the recipient. Part I, Line 1a; Part II, Column (D): The nontaxable benefits amount of $55,042 of President Gregory G. Dell'omo includes the market value of the university residence provided to the president. The market value of the university residence is approximately 53% of nontaxable benefits. The President of the University is required to accept lodging and live adjacent to the Lawrenceville campus as a condition of his employment. Part II, Column (D): Approximately 65% of Julie A. Karns' nontaxable benefits amount of $63,655 represents tuition remission. Part II, Column (D): Approximately 46% of DonnaJean A. Freedeen's nontaxable benefits amount of $40,679 represents tuition remission. Part II, Column (D): Approximately 44% of Cynthia Newman's nontaxable benefits amount of $26,097 represents tuition remission. Part II, Column (D): Approximately 96% of Jonathan Millen's nontaxable benefits amount of $60,643 represents tuition remission. Part II, Column (D): Approximately 10% of Matthew Shaftel's nontaxable benefits amount of $23,328 represents tuition remission. Part II, Column (D): Nontaxable benefits, exclusive of the items noted above, represent the value of health care benefits which vary by individual benefit elections. A NJ EducationAL Facilities Authority 221829511 64605nbU7 2003-10-09 5523846 fire suppression system installation 0 0 1 B nJ EducationAL Facilities Authority 221829511 6460652M3 2012-04-04 55203833 CAPITAL IMPROVEMENTS to UNIVERSITY's FACILITIES and refunding of prior bonds 0 0 0 C NJ EducationAL Facilities Authority 221829511 646066DG2 2014-04-29 200975862 ADVANCE REFUND PRIOR POOLED FINANCINGS 0 0 1 D NJ EducationAL Facilities Authority 221829511 2016-07-26 20805115 current reFUND PRIOR POOLED FINANCINGs 0 0 1 A 282924 1525353 1525353 2004 0 0 1 1 B 10965000 55305596 570340 10037181 44698075 2015 1 1 1 1 C 26875 176230 176230 0 1 1 1 D 2181224 2181224 1 0 1 1 A 0 1 0 0 0.00100 0.02000 0.02100 0 0 1 B 0 1 1 1 0 0.01000 0.01700 0.02700 0 0 1 C 0 1 1 1 0 0.59600 0.00000 0.59600 0 0 1 D 0 1 1 1 0 0.59600 0.00000 0.59600 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 1 1 0 0 0 1 1 C 0 1 0 0 0 0 0 0 1 D 0 1 1 1 0 0 0 0 1 A 1 B 1 C 1 D 1 FORM 990, SCHEDULE K: Entity 1: BOND A, Part I, BOND ISSUES: (A) ISSUER NAME: NJ EDUCATIONAL FACILITIES AUTHORITY (F) DESCRIPTION OF PURPOSE: FIRE SUPPRESSION SYSTEM INSTALLATION BOND B, Part I, BOND ISSUES: (A) ISSUER NAME: NJ EDUCATIONAL FACILITIES AUTHORITY (F) DESCRIPTION OF PURPOSE: CAPITAL IMPROVEMENTS to UNIVERSITY's FACILITIES and refunding of prior bonds BOND C, Part I, BOND ISSUES: (A) ISSUER NAME: NJ EDUCATIONAL FACILITIES AUTHORITY (F) DESCRIPTION OF PURPOSE: ADVANCE REFUND PRIOR POOLED FINANCINGS BOND D, Part I, BOND ISSUES: (A) ISSUER NAME: NJ EDUCATIONAL FACILITIES AUTHORITY (F) DESCRIPTION OF PURPOSE: Current REFUND PRIOR POOLED FINANCINGS Bond A, Part II: reflects only the amounts received by Rider University with respect to its portion of the pooled bonds. Bond A, Part II, Line 1: Amount shown represents the bonds retired that are allocable to the Borrower's portion of debt service responsibility. Bond A, Part III, Line 7: As provided in Treasury Regulation Section 1.141-4(c)(2)(i)(B), the amount of private payments taken into account under the private payment test may not exceed the amount of private business use and/or unrelated trade or business use. Accordingly, the amount of private payments for the reporting period does not exceed the amount stated in Part III, Line 6. The organization has not undertaken an analysis of the private security test with respect to the bonds, as the level of private business use and/or unrelated trade or business reported in Part III, Line 6, is not in excess of amounts permitted under Section 145 of the Code. Bond A, Part IV, Line 2(c): The rebate computation was performed as of June 30, 2009. All bond proceeds were spent as of this computation date. Bond B, Part I(f): Bonds refunded by Series 2012A: Series 2007C (issued 6/21/07), Series 2004A (issued 6/17/04), Series 2002A (issued 04/03/02). Bond B, Part II, Line 3: Amount listed differs from the issue price listed in Part I(e) due to investment earnings accrued. Bond B, Part III, Line 7: As provided in Treasury Regulation Section 1.141-4(c)(2)(i)(B), the amount of private payments taken into account under the private payment test may not exceed the amount of private business use and/or unrelated trade or business use. Accordingly, the amount of private payments for the reporting period does not exceed the amount stated in Part III, Line 6. The organization has not undertaken an analysis of the private security test with respect to the bonds, as the level of private business use and/or unrelated trade or business reported in Part III, Line 6, is not in excess of amounts permitted under Section 145 of the Code. Bond B, Part IV, Line 2(b): The portion of the Series 2012A bond proceeds used for current refunding met the 6-month spending exception. Bond B, Part IV, Line 2(c): The most recent 5th year rebate report was prepared by Hawkins Delafield & Wood LLP and dated July 27, 2015. Bond C, Part I(f): The Bonds refund the Borrower's HECIF Series 2004 A (issued 04/14/2014). Bond C, Part II: reflects only the amounts received by Rider University with respect to its portion of the pooled bonds. Bond C, Part II, Line 1: Amount shown represents the bonds retired that are allocable to the Borrower's portion of debt service responsibility. Bond C, Part III, Line 7: Although the private use percentage with respect to the Borrower's portion of the bonds exceeds 5%, the Borrower's portion of the bonds represents less than 5% of the bonds. Accordingly, any private payments with respect to the Borrower's portion of the bonds should not exceed 5% of the bonds. Bond D, Part I(f): Bonds current refunded: HECIF Series 2006 A (issued 10/26/2006) and HECIF Series 2005 A (issued 08/10/2005). Bond D, Part II: reflects only the amounts received by Rider University with respect to its portion of the pooled bonds. Bond D, Part III, Lines 4 & 5: Reflects only the private use percentage applicable to the portion of the Bonds and the HECIF Series 2004 A Bonds allocable to the Borrower issued after January 1, 2003. All other bonds issued prior January 1, 2003 have been excluded from Part III on this Schedule. Bond D, Part III, Line 7: Although the private use percentage with respect to the Borrower's portion of the bonds exceeds 5%, the Borrower's portion of the bonds represents less than 5% of the bonds. Accordingly, any private payments with respect to the Borrower's portion of the bonds should not exceed 5% of the bonds. Bond D, Part IV, Lines 2(b) & 2(c): Bonds have met the 6-month exception to rebate and, therefore, no payment to the IRS will ever become due on the Bonds. Entity 2: Bond A, Part 1, BOND ISSUES: (A) ISSUER NAME: NJ EDUCATIONAL FACILITIES AUTHORITY (F) DESCRIPTION OF PURPOSE: To renovate space within the science and technology building Bond A, Part II: reflects only the amount received by Rider University with respect to its portion of the pooled bonds. Bond A, Part III, Line 7: As provided in Treasury Regulation Section 1.141-4(c)(2)(i)(B), the amount of private payments taken into account under the private payment test may not exceed the amount of private business use and/or unrelated trade or business use. Accordingly, the amount of private payments for the reporting period does not exceed the amount stated in Part III, Line 6. The organization has not undertaken an analysis of the private security test with respect to the bonds, as the level of private business use and/or unrelated trade or business reported in Part III, Line 6, is not in excess of amounts permitted under Section 145 of the Code. A nj EducationAL Facilities Authority 221829511 646066f54 2016-12-20 30676062 To renovate space within the science and technology building 0 0 1 A 1001073 1001073 0 0 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 33000 Merit Scholarship Merit Scholarship X 11 320299 mean price-gift date 0 1 0 Part I, Column (b): RIDER UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTORS WHO MADE STOCK DONATIONS DURING THE FISCAL YEAR. FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION'S MISSION: RIDER'S VISION RIDER UNIVERSITY WILL BE A LEADER IN AMERICAN HIGHER EDUCATION CELEBRATED FOR EDUCATING TALENTED STUDENTS FOR CITIZENSHIP, LIFE AND CAREER SUCCESS IN A DIVERSE AND INTERDEPENDENT WORLD. RIDER WILL ACHIEVE DISTINCTIVENESS BY FOCUSING ON STUDENTS FIRST, BY CULTIVATING LEADERSHIP SKILLS, BY AFFIRMING TEACHING AND LEARNING THAT BRIDGES THE THEORETICAL AND THE PRACTICAL AND BY FOSTERING A CULTURE OF ACADEMIC EXCELLENCE. RIDER'S MISSION RIDER ATTRACTS AND GRADUATES TALENTED AND MOTIVATED STUDENTS WITH DIVERSE BACKGROUNDS FROM ACROSS THE NATION AND AROUND THE WORLD, AND PUTS THEM AT THE CENTER OF OUR LEARNING AND LIVING COMMUNITY. AS A LEARNER-CENTERED UNIVERSITY DEDICATED TO THE EDUCATION OF THE WHOLE STUDENT, RIDER PROVIDES STUDENTS THE INTELLECTUAL RESOURCES AND BREADTH OF STUDENT LIFE OPPORTUNITIES OF A COMPREHENSIVE UNIVERSITY WITH THE PERSONAL ATTENTION AND CLOSE STUDENT-FACULTY INTERACTIONS OF A LIBERAL ARTS COLLEGE. THROUGH A COMMITMENT TO HIGH QUALITY TEACHING, SCHOLARSHIP AND EXPERIENTIAL OPPORTUNITIES, FACULTY ON BOTH CAMPUSES PROVIDE UNDERGRADUATE AND GRADUATE STUDENTS RIGOROUS AND RELEVANT PROGRAMS OF STUDY TO EXPAND THEIR INTELLECTUAL, CULTURAL AND PERSONAL HORIZONS AND DEVELOP THEIR LEADERSHIP SKILLS. OUR HIGHLY REGARDED PROGRAMS IN THE ARTS, SOCIAL SCIENCES, SCIENCES, MUSIC, BUSINESS AND EDUCATION CHALLENGE STUDENTS TO BECOME ACTIVE LEARNERS WHO CAN ACQUIRE, INTERPRET, COMMUNICATE AND APPLY KNOWLEDGE WITHIN AND ACROSS DISCIPLINES TO FOSTER THE INTEGRATIVE THINKING REQUIRED IN A COMPLEX AND RAPIDLY CHANGING WORLD. RIDER ATTRACTS HIGHLY QUALIFIED FACULTY, STAFF AND ADMINISTRATORS WITH DIVERSE BACKGROUNDS WHO CREATE AN ENVIRONMENT WHICH INSPIRES INTELLECTUAL AND SOCIAL ENGAGEMENT, STIMULATES INNOVATION AND SERVICE AND ENCOURAGES PERSONAL AND PROFESSIONAL DEVELOPMENT. AS KEY MEMBERS OF OUR UNIVERSITY COMMUNITY, IT IS THEIR COMMITMENT TO OUR VALUES, VISION AND MISSION THAT WILL ENSURE RIDER'S SUCCESS. THE UNIVERSITY'S INSTITUTIONAL IDENTITY WILL CONTINUE TO REFLECT THE STRENGTHS OF ITS PEOPLE, HISTORY, LOCATION AND SHARED VALUES, AMONG WHICH ARE A COMMITMENT TO DIVERSITY, SOCIAL AND ETHICAL RESPONSIBILITY, AND COMMUNITY. THE SUCCESS OF OUR GRADUATES WILL BE DEMONSTRATED BY THEIR PERSONAL AND CAREER ACHIEVEMENTS AND BY THEIR CONTRIBUTIONS TO THE CULTURAL, SOCIAL AND ECONOMIC LIFE OF THEIR COMMUNITIES, THE NATION AND THE WORLD. Form 990, Part VI, Section A, line 2 colleen and gary shapiro have a family relationship. Form 990, Part VI, Section A, line 4 THE BOARD OF TRUSTEES REVISED THE BY-LAWS OF THE UNIVERSITY AT THE JUNE 2017 MEETING. THE CHANGES MADE WERE: 1. THE UNIVERSITY'S MISSION WAS UPDATED TO INCLUDE THE NEW STRATEGIC PLAN, MISSION AND VISION. 2. CLARIFIED QUORUM LANGUAGE. 3. UPDATED COMMITTEE RESPONSIBILITIES. Form 990, Part VI, Section B, line 11b THE AUDIT AND ENTERPRISE RISK MANAGEMENT COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES PERFORMED A REVIEW OF THE FORM 990 AND ALL APPLICABLE SCHEDULES PRIOR TO SUBMISSION AS PART OF AN AUDIT AND ENTERPRISE RISK MANAGEMENT COMMITTEE MEETING. IN ADDITION, THE FORM 990 AND ALL APPLICABLE SCHEDULES WERE POSTED ON THE UNIVERSITY'S INTRANET FOR THE ENTIRE BOARD OF TRUSTEES TO REVIEW PRIOR TO SUBMISSION. Form 990, Part VI, Section B, line 12c THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY, AND AN ANNUAL COMPLIANCE REVIEW PROCESS WHICH INCLUDES: - SOLICIT FEEDBACK FROM DIVISION HEADS ON PROPOSED STAFF IN THEIR UNITS WHO SHOULD PARTICIPATE IN THE ANNUAL REPORTING AND REVIEW PROCESS. ANY INDIVIDUAL WHO IS CONSIDERED TO HAVE SIGNIFICANT RESPONSIBILITY FOR INSTITUTIONAL OPERATIONS OR PURCHASING IS INCLUDED. THE POLICY REQUIRES THAT PERSONS INVOLVED IN DECISION MAKING DISCLOSE FINANCIAL OR OTHER INTERESTS - EITHER CURRENT OR PROPOSED - THAT IMPAIR OR MAY APPEAR TO IMPAIR THEIR INDEPENDENT, UNBIASED JUDGMENT. - DISTRIBUTE THE CONFLICT OF INTEREST POLICY AND QUESTIONNAIRE FOR DISCLOSURE OF POTENTIAL CONFLICTS OF INTEREST TO ALL INDIVIDUALS SO IDENTIFIED. IN 2017, 104 INDIVIDUALS (OFFICERS, TRUSTEES, COACHES, AND ADMINISTRATORS) RECEIVED AND COMPLETED THE CONFLICT QUESTIONNAIRE. - REVIEW OF ALL CONFLICT QUESTIONNAIRE RESPONSES BY THE UNIVERSITY BOARD OF TRUSTEES' HUMAN RESOURCES COMMITTEE, WHICH SERVES AS THE CONFLICT COMMITTEE UNDER THE UNIVERSITY'S BYLAWS. THE HUMAN RESOURCES COMMITTEE REPORTS ITS FINDINGS TO THE BOARD OF TRUSTEES, WHICH IS RESPONSIBLE FOR ACTING ON THE COMMITTEE'S FINDINGS - IN PARTICULAR ON ANY CONFLICT THAT MIGHT BE IDENTIFIED. BY POLICY, ANY PROPOSED BUSINESS RELATIONSHIP BETWEEN A TRUSTEE OR THEIR RELATED ENTITY MUST BE EVALUATED AND ACTED ON PRIOR TO ITS POTENTIAL IMPLEMENTATION. NO SUCH RELATIONSHIP CURRENTLY EXISTS. - ANY BOARD MEMBER WITH A CONFLICT WILL RECUSE HIMSELF/HERSELF FROM ANY VOTES REGARDING THE MATTER. Form 990, Part VI, Section B, line 15 THE SENIOR COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES ENGAGES AN INDEPENDENT CONSULTING FIRM TO UNDERTAKE A REASONABLENESS REVIEW OF TOP MANAGEMENT COMPENSATION. TOP MANAGEMENT INCLUDES THE INSTITUTION'S PRESIDENT AND VICE PRESIDENTS. THE REASONABLENESS REVIEW INCLUDES CONSIDERATION OF COMPARABILITY DATA PREPARED BY THE CONSULTANTS WHICH IS PROVIDED TO ALL COMMITTEE MEMBERS AND TO ALL MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES. THE BENCHMARK DATA CONSIDERED INCLUDES BOTH SALARY AND TOTAL COMPENSATION INFORMATION. CONTEMPORANEOUS MINUTES ARE MAINTAINED FOR BOTH THE SENIOR COMPENSATION COMMITTEE OF THE BOARD AND FOR THE FULL BOARD OF TRUSTEES MEETINGS. THIS PROCESS WAS LAST UNDERTAKEN IN OCTOBER 2016 AND WILL BE COMPLETED FOR OCTOBER 2018. THE UNIVERSITY CONSISTENTLY UTILIZES HIGHER EDUCATION BENCHMARKING DATA TO ASSESS THE REASONABLENESS OF KEY EMPLOYEES' COMPENSATION. FACULTY COMPENSATION IS GOVERNED BY A COLLECTIVE BARGAINING AGREEMENT. Form 990, Part VI, Section C, line 19 The University's governing documents, conflict of interest policy, and financial statements are made available to the public upon request. Form 990, Part XI, line 9: CHANGE IN VALUE OF PENSION 1,997,568. CHANGE IN VAlue of beneficial interest in perpetual trust 139,427. Write-off of contribution receivable -196,551. form 990, part xii, line 2c rider university did not change its oversight process or selection process during the year.