2018-05-15T11:08:26-05:00 2017-06-30 751044330 LANE GORMAN TRUBITT LLC 2626 HOWELL ST SUITE 700 DALLAS TX 75204 990 2016-07-01 237075529 THE COOPER INSTITUTE COOP 9723413200 12330 PRESTON ROAD DALLAS TX 752302237 LAURA DEFINA PRESIDENT 9723413200 2018-05-15 1 JAMES A YOUNGBLOOD CPA P00047431 2148717500 2016 2022-09-23 18:48:47Z LAURA F DEFINA 12330 PRESTON ROAD DALLAS TX 752302237 10810836 0 X WWW.COOPERINSTITUTE.ORG X 1970 TX SEE PART III. 22 22 50 35 0 0 1636247 1165665 2610849 1933338 578413 1703673 1819795 2268971 6645304 7071647 211628 289292 0 0 4013469 3667710 0 0 474356 3817057 3973770 8042154 7930772 -1396850 -859125 24137760 22799156 2064644 1831165 22073116 20967991 THE COOPER INSTITUTE IS DEDICATED TO PROMOTING LIFE-LONG HEALTH AND WELLNESS THROUGH RESEARCH AND EDUCATION. 0 0 1059825 57488 RESEARCH ACTIVITIES - EPIDEMIOLOGY & CLINICAL APPLICATIONS 1051254 289292 633747 CONTINUING EDUCATION - DISSEMINATION OF PHYSICAL FITNESS ANDHEALTH PROMOTION CONCEPTS AND THEIR PRACTICAL APPLICATIONS 3684853 1242103 YOUTH FITNESS EDUCATION - PROMOTION AND DISSEMINATION OF PHYSICALACTIVITY AND NUTRITION CONCEPTS FOR CHILDHOOD AND ADOLESCENTHEALTH. 5795932 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 84 0 1 50 1 0 0 0 0 0 1 1 0 0 0 0 X 22 22 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X MARK DONOVAN 9723413200 12330 PRESTON ROAD DALLAS TX 752302237 KENNETH H COOPER MD CHAIRMAN EMERITUS (TILL JUNE) 2.00 X X 0 0 0 TEDD MITCHELL MD CHAIRMAN 2.00 X X 1376 0 0 CHARLES ANDERSON VICE CHAIRMAN 2.00 X X 1899 0 0 STEPHEN GOOD SECRETARY 2.00 X X 0 0 0 TROY AIKMAN TRUSTEE 1.00 X 0 0 0 ARTHUR BLANK TRUSTEE 1.00 X 0 0 0 BRIAN CASEY TRUSTEE 1.00 X 0 0 0 THOMAS CODD TRUSTEE 1.00 X 0 0 0 TYLER COOPER MD TRUSTEE 1.00 X 0 0 0 SUSAN DELL TRUSTEE 1.00 X 0 0 0 ELMER DOTY TRUSTEE 1.00 X 2269 0 0 DAVID GLASS TRUSTEE 1.00 X 3048 0 0 JOSEPH GOLDSTEIN MD TRUSTEE 1.00 X 0 0 0 RAY HUNT TRUSTEE 1.00 X 2634 0 0 JAMES KEYES TRUSTEE 1.00 X 3724 0 0 DRAYTON MCLANE JR TRUSTEE 1.00 X 2339 0 0 ROBERT PALMER TRUSTEE 1.00 X 0 0 0 JEANNE PHILLIPS TRUSTEE 1.00 X 3609 0 0 NINA RADFORD MD TRUSTEE 1.00 X 0 0 0 STEVE REINEMUND TRUSTEE 1.00 X 1504 0 0 EDUARDO SANCHEZ MD TRUSTEE 1.00 X 0 0 0 ROGER STAUBACH TRUSTEE 1.00 X 3820 0 0 LOUIS SULLIVAN MD TRUSTEE 1.00 X 0 0 0 LAURA DEFINA MD PRESIDENT & CEO 40.00 X 289744 0 40802 AMY JOHNSON CHIEF DEV'T. OFFICER 40.00 X 172861 0 21508 BEN WILLIS EPIDEMIOLOGIST 40.00 X 123087 0 17647 CLAIRE KINZY V.P. OF COMM. & PUBLIC AFFAIRS 40.00 X 103243 0 10314 715157 0 90271 4 0 1 0 MMS EDUCATION 105 TERRY DRIVE SUITE 120 NEWTON PA 18940 SOFTWARE PROGRAMMING 1011272 CREDERA 15303 DALLAS PKWY 300 ADDISON TX 75001 CONSULTING SERVICES 507802 FORTIUM PARTNERS LP 6860 NORTH DALLAS PKWY SUITE 200 PLANO TX 75024 CONSULTING SERVICES 292500 COOPER CLINIC 12200 PRESTON ROAD DALLAS TX 75230 IT SERVICES 160032 4 566893 15208 583564 1165665 YOUTH FITNESS EDUCATION 611710 1242103 1242103 CONTINUING EDUCATION & CERT. 611710 633747 633747 EPIDEMIOLOGY & CLINICAL APP. 541700 57488 57488 1933338 476689 476689 2140842 2140842 469546 295359 174187 174187 174187 4541649 3314665 1226984 1226984 1226984 83107 566893 129165 -46058 -46058 7071647 1933338 0 3972644 289292 289292 570809 246709 128888 195212 2432890 1632497 671495 128898 144395 94527 41489 8379 290192 181722 89788 18682 229424 146557 61533 21334 101686 90939 10747 53000 53000 54000 54000 93942 93942 573876 507183 66693 181092 146434 5018 29640 213109 126035 52731 34343 19683 1138 18545 84755 69598 7805 7352 128261 116919 4998 6344 66337 31029 35308 583125 505049 72935 5141 83539 13384 70155 CONTRACT SERVICES 1414546 1379181 30879 4486 EQUIP.-RENTAL & REPAIRS 247693 125724 111762 10207 STAFF EXPENSES 36584 13774 19468 3342 NONSTAFF- STIPENDS 23670 23670 14872 571 13305 996 7930772 5795932 1660484 474356 239311 549211 1550518 364398 36676 16249 134937 134651 12135177 6676397 5564577 5458780 16611741 16275867 24137760 22799156 786586 494944 1202338 1336221 75720 0 2064644 1831165 X 10094047 8496563 2869027 3361386 9110042 9110042 22073116 20967991 24137760 22799156 -859125 -246000 0 X X 0 1 X 1 0 X 3390971 3373006 2052572 1636247 1165665 11618461 3390971 3373006 2052572 1636247 1165665 11618461 3940922 7677539 732209 803069 2291270 2645793 3087077 9559418 31490 25985 225 34615 83107 175422 21353301 17156648 0.35950 0.37910 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER SERVICE INCOME - 2012 AMOUNT: $ 1,500. 2013 AMOUNT: $ 300. 2014 AMOUNT: $ 225. 2015 AMOUNT: $ 1,695. 2016 AMOUNT: $ 0. FUNDRAISING EVENT REVENUE - 2012 AMOUNT: $ 29,990. 2013 AMOUNT: $ 25,685. 2015 AMOUNT: $ 32,920. 2016 AMOUNT: $ 83,107. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 54000 0 0 54000 0 SCHEDULE C, PART II-B, LINE 1(G) LOBBYING ACTIVITIES DURING THE FISCAL YEAR, THE COOPER INSTITUTE UTILIZED TEXANA PUBLIC AFFAIRS TO RAISE AWARENESS AND ADVOCATED FOR CAUSES RELATED TO HEALTH ISSUES. 16223279 0 1363610 1558799 16028090 17155043 712199 316176 1960139 16223279 17408047 1673957 143279 2070240 17155043 14162625 1709975 2354256 818809 17408047 13050719 762556 1774916 1425566 14162625 0.22320 0.56840 0.20840 0 0 1909350 1909350 3869747 2599502 1270245 2249323 1751276 498047 4106757 2325619 1781138 5458780 COMMON TRUST FUND 16190313 F GOVERNMENT SECURITIES 85554 F 16275867 X 6698572 -246000 26613 -219387 6917959 117428 36260 153688 7071647 7526401 26613 424524 451137 7075264 117428 738080 855508 7930772 PART V, LINE 4: USE OF THE ORGANIZATION'S ENDOWMENT FUND THE ENDOWMENT FUND IS USED TO HELP FURTHER THE ORGANIZATION'S MISSION BY PROVIDING FUNDS FOR PILOT PROGRAMS, BIOMEDICAL RESEARCH, AND DEVELOPMENT OF PHYSICAL TRAINING AND EDUCATIONAL PROGRAMS. PART X, LINE 2: FIN 48 (ASC 740) FOLLOWING IS THE FOOTNOTE FROM THE TEXT OF THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS: THE INSTITUTE IS EXEMPT FROM FEDERAL INCOME TAX UNDER 501(C)(3) OF THE UNITED STATES INTERNAL REVENUE CODE (THE "CODE"), EXCEPT TO THE EXTENT IT HAS UNRELATED BUSINESS INCOME. IN ADDITION, THE INSTITUTE HAS BEEN DETERMINED BY THE INTERNAL REVENUE SERVICE NOT TO BE A PRIVATE FOUNDATION WITHIN THE MEANING OF SECTION 509(A) OF THE CODE. FOR THE YEARS ENDED JUNE 30, 2017 AND 2016, THE INSTITUTE HAD NO NET UNRELATED BUSINESS INCOME. ACCORDINGLY, NO PROVISION FOR INCOME TAX HAS BEEN PROVIDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. GAAP REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE INSTITUTE'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. TAX POSITIONS NOT DEEMED TO MEET THE MORE-LIKELY-THAN-NOT THRESHOLD WOULD BE RECORDED AS A TAX BENEFIT OR EXPENSE IN THE CURRENT YEAR. A RECONCILIATION IS NOT PROVIDED HEREIN, AS THE BEGINNING AND ENDING AMOUNTS OF UNRECOGNIZED BENEFITS ARE ZERO, WITH NO INTERIM ADDITIONS, REDUCTIONS, OR SETTLEMENTS. HOWEVER, THE CONCLUSIONS REGARDING ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES WILL BE SUBJECT TO REVIEW AND MAY BE ADJUSTED AT A LATER DATE BASED ON FACTORS INCLUDING, BUT NOT LIMITED TO, ONGOING ANALYSIS OF TAX LAWS, REGULATIONS, AND INTERPRETATIONS THEREOF. THE INSTITUTE'S INFORMATIONAL RETURNS FILED IN THE U.S. FEDERAL JURISDICTION ARE GENERALLY SUBJECT TO EXAMINATION FOR THREE YEARS AFTER THE LATER OF THE DUE DATE OR DATE OF FILING. AS A RESULT, THE INSTITUTE IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS PRIOR TO FISCAL YEAR 2014. PART XI, LINE 4B - OTHER ADJUSTMENTS: RECONCILIATION OF REVENUE RENTAL EXPENSES NETTED WITH RENTAL INCOME -295,359. FUNDRAISING DINNER EXPENSES NETTED WITH FUNDRAISING REVENUE -129,165. REVENUE FROM DISCONTINUED OPERATIONS 460,784. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECONCILIATION OF EXPENSES RENTAL EXPENSES NETTED WITH RENTAL INCOME 295,359. FUNDRAISING DINNER EXPENSES NETTED WITH FUNDRAISING REVENUE 129,165. PART XII, LINE 4B - OTHER ADJUSTMENTS: EXPENSES FROM DISCONTINUED OPERATIONS 738,080. DINNER 650000 566893 83107 88442 40723 650000 566893 83107 88442 40723 129165 -46058 1 NFL PLAY 60 FITNESSGRAM 12330 PRESTON ROAD DALLAS TX 75230 N/A 30500 76146 FMV HEALTH KITS HEALTH PROMOTIONS UNITED WAY HEALTHY ZONE SCHOOL PROGRAM 12330 PRESTON ROAD DALLAS TX 75230 N/A 182646 FMV HEALTH EQUIPMENT HEALTH PROMOTIONS 2 PART I, LINE 2: PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS THE ORGANIZATION PROVIDES FUNDS FOR SPECIFIC ACTIVITIES, INCLUDING CASH ASSISTANCE TO HELP LOCAL PROGRAM COACHES AND ADVOCATES. ALSO, INCLUDING NON-CASH ASSISTANCE IN THE FORM OF PEDOMETERS, PLAYGROUND EQUIPMENT, GYM EQUIPMENT TO VARIOUS DALLAS AREA SCHOOLS AND PHYSICAL ACTIVITY TRACKING SOFTWARE TO NFL-SPONSORED SCHOOLS ACROSS THE U.S. THESE PROGRAMS ARE IN ACCORDANCE WITH THE ORGANIZATION'S MISSION TO PROMOTE PHYSICAL ACTIVITY IN THE SCHOOLS. NO ONGOING MONITORING IS REQUIRED SINCE THE ASSISTANCE CONSISTS OF NON-CASH ITEMS WHICH ARE PLACED IN USE IN THE SCHOOLS WHEN AWARDED. X X X 0 0 0 0 0 0 0 0 0 LAURA DEFINA MD PRESIDENT & CEO 288104 0 300 0 1340 0 22000 0 18802 0 330546 0 0 0 AMY JOHNSON CHIEF DEV'T. OFFICER 171443 0 300 0 1118 0 13861 0 7647 0 194369 0 0 0 COOPER CLINIC SEE PART V 103700 MED. SVCS. 0 COOPER CLINIC SEE PART V 466500 LEASING SPACE 0 WESTWOOD HOLDINGS GROUP SEE PART V 117429 INV. MGMT. 0 GARDERE WYNNE SEWELL LLP SEE PART V 91600 LEGAL FEES 0 SCHEDULE L, PART IV, LINES 1, AND 2: BUSINESS TRANSACTIONS INVOLVING INTERESTED PARTIESDR. KENNETH H. COOPER AND DR. TYLER COOPER ARE PRINCIPAL OWNERS OF THE COOPER CLINIC. DR. KENNETH H. COOPER SERVED AS CHAIRMAN OF THE BOARD UNTIL SEPTEMBER 2011 WHEN HE BECAME CHAIRMAN EMERITUS. WHEN DR. TYLER COOPER BECAME A BOARD MEMBER IN JUNE 2017, DR. KENNETH H. COOPER BECAME A NON-VOTING BOARD MEMBER AND CONTINUES AS CHAIRMAN EMERITUS AND FOUNDER OF THE COOPER INSTITUTE. SCHEDULE L, PART IV, LINE 3: BRIAN CASEY IS A TRUSTEE OF THE COOPER INSTITUTE AND PRESIDENT & CEO OF WESTWOOD HOLDINGS GROUP. WESTWOOD HOLDINGS GROUP MANAGES THE INVESTMENTS OF THE COOPER INSTITUTE AND RECEIVES PAYMENT FOR INVESTMENT MANAGEMENT FEES, OF WHICH IT DONATES 20% OF THE VALUE OF ITS SERVICES TO THE INSTITUTE. FOR PURPOSES OF SCHEDULE L, PART IV, THE AMOUNT OF BUSINESS TRANSACTIONS WITH WESTWOOD HOLDINGS GROUP IS REPORTED GROSS OF ITS 20% CONTRIBUTED SERVICES DONATION. BRIAN CASEY IS NOT PART OF THE INSTITUTE'S INVESTMENT COMMITTEE AND CANNOT MAKE INVESTMENT DECISIONS. SCHEDULE L, PART IV, LINE 4: STEPHEN D. GOOD IS A PARTNER AT THE LAW FIRM GARDERE WYNNE SEWELL, LLP ("GWS"). HE SERVES AS SECRETARY OF COOPER INSTITUTE'S BOARD OF TRUSTEES. COOPER INSTITUTE USED GWS FOR LEGAL SERVICES. FORM 990, PART VI, SECTION A, LINE 2 FAMILY AND BUSINESS RELATIONSHIPS RAY HUNT AND JEANNE PHILLIPS HAVE A BUSINESS RELATIONSHIP. DR. KENNETH H. COOPER, DR. TYLER COOPER, AND DR. NINA RADFORD, HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B REVIEW OF FORM 990 THE EXECUTIVE AND AUDIT COMMITTEES REVIEW THE FORM 990 ON BEHALF OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF THE CONFLICT OF INTEREST POLICY THE BOARD MEMBERS ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST, AND THEY ARE REQUIRED TO SIGN AN ANNUAL CONFLICT OF INTEREST STATEMENT. FORM 990, PART VI, SECTION B, LINE 15 DETERMINATION OF COMPENSATION FOR OFFICERS AND DIRECTORS THE PROCESS FOR DETERMINING COMPENSATION FOR TOP MANAGEMENT OFFICIALS AND KEY EMPLOYEES INCLUDES REVIEW OF COMPARABILITY DATA AND BOARD APPROVAL OF DECISIONS MADE. IN ADDITION, COMPENSATION IS ALSO COMPARED AGAINST THE GOVERNMENT OFFICE PERSONNEL DATABASE FOR REASONABLENESS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS TO THE PUBLIC DOCUMENTS ARE AVAILABLE UPON REQUEST. COPIES OF THE ORGANIZATION'S MISSION REPORTS AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990, PART XII, LINE 2C: AUDIT COMMITTEE THE ORGANIZATION'S AUDIT COMMITTEE'S OVERSIGHT PROCESS OF THE AUDITED FINANCIAL STATEMENTS AND SELECTION PROCESS OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR.