2018-07-13T09:20:24-05:00 2017-08-31 ERNST & YOUNG US LLP 155 N Wacker Drive Chicago IL 60606 990 2016-09-01 363357006 Ann & Robert H Lurie Children's Hospital of Chicago Foundation % RON BLAUSTEIN ANN& 3122277133 225 E CHICAGO AVE PR DEPT BOX 282 CHICAGO IL 606112991 RON BLAUSTEIN CFO 3122277133 2018-07-11 true TAMARA TARAZI P01266026 3128792000 2016 2022-09-23 18:48:47Z RON BLAUSTEIN 225 E CHICAGO AVE BOX 269 CHICAGO IL 606112991 60907493 false X www.luriechildrens.org X 1984 IL TO OPTIMIZE PHILANTHROPY IN SUPPORT OF THE MISSION AND FUTURE OF THE CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER. 117 112 0 577 0 0 24545944 59483035 0 0 0 0 -584728 -496552 23961216 58986483 9030174 45514615 0 0 9943379 9752722 1297084 1416634 14388336 3560497 3218980 23831134 59902951 130082 -916468 421615 745200 2955206 3130100 -2533591 -2384900 X TO OPTIMIZE PHILANTHROPY IN SUPPORT OF THE MISSION AND FUTURE OF THE CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER. false false 45514615 45514615 0 ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO FOUNDATION ("LURIE CHILDREN'S FOUNDATION"), AN ILLINOIS NOT FOR PROFIT CORPORATION AND AN ORGANIZATION DESCRIBED UNDER SECTION 501(C)(3) OF THE CODE, IS RESPONSIBLE FOR FUNDRAISING FOR THE CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER ("PARENT") (FEIN 36-3357004), LURIE CHILDREN'S FOUNDATION'S SOLE CORPORATE MEMBER, AND THE PARENT'S AFFILIATED TAX-EXEMPT ORGANIZATIONS. LURIE CHILDREN'S FOUNDATION WORKS WITH ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO ("LURIE CHILDREN'S") TO COORDINATE FUNDRAISING. MUCH OF THE FUNDRAISING CONDUCTED IS DIRECTLY CONTRIBUTED TO LURIE CHILDREN'S. GIFTS RECEIVED BY LURIE CHILDREN'S FOUNDATION ARE PRIMARILY HELD BY AND AVAILABLE FOR DISTRIBUTION TO LURIE CHILDREN'S, STANLEY MANNE CHILDREN'S RESEARCH INSTITUTE ("STANLEY MANNE RESEARCH INSTITUTE"), AND TO THE OTHER TAX-EXEMPT AFFILIATES OF THE PARENT, AS APPROPRIATE, OR AS MAY BE DESIGNATED BY THE DONOR. LURIE CHILDREN'S FOUNDATION SEEKS TO SECURE THE FINANCIAL RESOURCES FOR LURIE CHILDREN'S AND ITS AFFILIATES NEEDED TO REMAIN LEADERS IN PEDIATRIC HEALTH CARE, RESEARCH, EDUCATION AND ADVOCACY. LURIE CHILDREN'S FOUNDATION FUNDRAISING ACTIVITIES INCLUDE PROGRAMS TO DEVELOP MAJOR GIFTS, LEADERSHIP GIFTS, PLANNED GIVING AND ANNUAL GIFTS. LURIE CHILDREN'S FOUNDATION RECEIVES FUNDRAISING SUPPORT FROM FUNDRAISING ORGANIZATIONS AND AN ACTIVE TEAM OF VOLUNTEERS TO CULTIVATE AND SECURE CONTRIBUTIONS THAT ADVANCE THE MISSION OF LURIE CHILDREN'S AND ITS AFFILIATES. THESE ORGANIZATIONS DEVOTE FUNDRAISING EFFORTS ENTIRELY OR IN PART TO LURIE CHILDREN'S AND ITS AFFILIATES. FUNDRAISING APPEALS BY SUCH ORGANIZATIONS ARE COORDINATED WITH THE FOUNDATION'S FUNDRAISING ACTIVITIES IN ORDER TO AVOID CONFLICTING SOLICITATIONS AND TO FOCUS SUPPORT ON IDENTIFIED PRIORITIES. 0 0 0 45514615 true true false false false false false false false false true false false false false false false true false false false false false true true true false true false true false false false false false false false false true false false false false true false false false true X 9 0 true 0 false false false false false true true false false false false X 117 112 true false false false true true true true true false false false true true true true true false false false IL X RON BLAUSTEIN 3122277133 225 ECHICAGO AVE Chicago IL 606112991 X Jimmy Alexander Director 1.0 0.0 X 0 0 0 Constantine G Alexandrakis Director 1.0 0.0 X 0 0 0 Sarah Baine Director & Vice Chair 1.0 2.0 X 0 0 0 Troy L Barnett Director 1.0 0.0 X 0 0 0 Juliana R Barrish Director until 5/18/17 1.0 0.0 X 0 0 0 Robert R Bellick Director 1.0 0.0 X 0 0 0 Irwin Benuck MD PhD Director 1.0 40.0 X 0 142641 40599 Erica M Berg Director 1.0 0.0 X 0 0 0 Elizabeth Q Betten Director 1.0 0.0 X 0 0 0 Meredith Bluhm-Wolf Director until 12/8/2016 1.0 2.0 X 0 0 0 Michael Borkowski Director until 2/14/2016 1.0 0.0 X 0 0 0 Margaret W Brennan Director 1.0 3.0 X 0 0 0 Suzanne M Burns Director 1.0 0.0 X 0 0 0 John J Buttita Director until 2/27/2016 1.0 0.0 X 0 0 0 Kane Calamari Director 1.0 0.0 X 0 0 0 Carlos F Cata Director 1.0 0.0 X 0 0 0 Susan M Chandler Director 1.0 0.0 X 0 0 0 Alan Chapman Director 1.0 2.0 X 0 0 0 Mohini Chopra Director 1.0 0.0 X 0 0 0 Thomas Coleman Jr Director 1.0 0.0 X 0 0 0 Adam C Cooper Director 1.0 0.0 X 0 0 0 Blake Cunneen Director 1.0 1.0 X 0 0 0 Theresa Danko Director, Beg 12/8/16 1.0 0.0 X 0 0 0 Thomas P Danis Jr Director 1.0 0.0 X 0 0 0 Susan B DePree Director 1.0 2.0 X 0 0 0 Maureen C DeRose Director 1.0 0.0 X 0 0 0 David S Dobkin MD Ex-Officio Director 1.0 2.0 X 0 0 0 John O Doerge Jr Director 1.0 2.0 X 0 0 0 Holly K Duran Director 1.0 0.0 X 0 0 0 John D Eisel Director 1.0 0.0 X 0 0 0 Elizabeth A Engelmann Director 1.0 0.0 X 0 0 0 Leon G Epstein MD Director 1.0 40.0 X 0 356567 26711 Eleanor M Evangelides Director 1.0 0.0 X 0 0 0 Michael C Evangelides Director & Vice Chair 1.0 2.0 X 0 0 0 Lesli Falk Director 1.0 1.0 X 0 0 0 Gail Fitzpatrick Ex-Offc Director until 2/1/17 1.0 0.0 X 0 0 0 Walter C Florence Director 1.0 0.0 X 0 0 0 Kimberly G Friesen Director until 2/27/17 1.0 0.0 X 0 0 0 Philip K Fuentes Director 1.0 0.0 X 0 0 0 Patrick R Gallagher Director 1.0 0.0 X 0 0 0 Robert Gallo Director 1.0 0.0 X 0 0 0 Catherine H Gledhill Director 1.0 0.0 X 0 0 0 Lauren Gorter Director 1.0 2.0 X 0 0 0 Caroline S Grace Director 1.0 0.0 X 0 0 0 Sabrina P Gracias Director 1.0 0.0 X 0 0 0 Matthew Gray Director 1.0 0.0 X 0 0 0 Melvin Gray Director until 12/8/2016 1.0 2.0 X 0 0 0 Lisa Naparstek Green Director 1.0 0.0 X 0 0 0 Andee Harris Director 1.0 0.0 X 0 0 0 John A Hatherly Director 1.0 0.0 X 0 0 0 Robert W Hauswirth Director 1.0 0.0 X 0 0 0 Elizabeth B Herrington Director 1.0 0.0 X 0 0 0 Megan K Hodes Ex-Offc Director until 1/1/17 1.0 0.0 X 0 0 0 Diane C Holmes MD Director 1.0 0.0 X 0 0 0 Robert D Horne Director until 4/21/2016 1.0 0.0 X 0 0 0 Timothy M Hurd Director 1.0 0.0 X 0 0 0 Linda L Imonti Director until 10/31/2016 1.0 0.0 X 0 0 0 Justin R Ishbia Director until 12/8/2016 1.0 0.0 X 0 0 0 Keith W Jaffee Director until 12/8/2016 1.0 0.0 X 0 0 0 Prananatha Jha Director 1.0 1.0 X 0 0 0 Jennifer Just Director 1.0 0.0 X 0 0 0 Malcolm S Kamin Director 1.0 1.0 X 0 0 0 Ronald G Kaminski Director 1.0 0.0 X 0 0 0 William K Kane Director until 12/8/2016 1.0 0.0 X 0 0 0 Michael D Kelleher MD Ex-Officio Director/CMO HOSP 1.0 42.0 X 0 691111 59592 Michael B Klein Director 1.0 0.0 X 0 0 0 Kurt F Kohlmeyer Director 1.0 0.0 X 0 0 0 Michael B Kraines Director until 12/8/2016 1.0 0.0 X 0 0 0 Livia M Krzeminski Director 1.0 0.0 X 0 0 0 Bernard L Layton Director until 12/8/2016 1.0 0.0 X 0 0 0 Zachary D Lazar Jr Director 1.0 0.0 X 0 0 0 Nicole Legere Ex-Officio Director 1.0 0.0 X 0 0 0 Peter I Liber MD Director until 12/31/2016 1.0 2.0 X 0 0 0 G Anthony Lorenz Director until 12/8/2016 1.0 0.0 X 0 0 0 Katherine D Leydon Director 1.0 0.0 X 0 0 0 Robert D Luse Director 1.0 0.0 X 0 0 0 Patrick M Magoon EX-OFFIC DIR/CEO-MED CTR, HOSP 1.0 43.0 X 0 2185449 57963 Mitchell J Manassa Director until 12/8/2016 1.0 2.0 X 0 0 0 Sean M Margiotta Director 1.0 0.0 X 0 0 0 Peter J Marino Director until 12/8/2016 1.0 0.0 X 0 0 0 Barry Masek Director 1.0 0.0 X 0 0 0 David McHugh Director, Beg 2/8/17 1.0 1.0 X 0 0 0 William J McKenna Director 1.0 2.0 X 0 0 0 Steven H Mogul Director 1.0 0.0 X 0 0 0 Frank A Moroni Director 1.0 0.0 X 0 0 0 Mimi Murley Director 1.0 0.0 X 0 0 0 Robert S Murley Director & Chair 1.0 2.0 X 0 0 0 James C Murray Director 1.0 0.0 X 0 0 0 Leslie H Newman Director 1.0 2.0 X 0 0 0 Susan B Noyes Director until 12/8/2016 1.0 0.0 X 0 0 0 Sean J O'Scannlain Director 1.0 0.0 X 0 0 0 David Ormesher Director 1.0 0.0 X 0 0 0 Alexander Pancoe Director 1.0 0.0 X 0 0 0 Lorna S Pfaelzer Director 1.0 0.0 X 0 0 0 John BE Pickens Director 1.0 0.0 X 0 0 0 Marc E Pierce Director until 2/17/2017 1.0 0.0 X 0 0 0 Alexander Pramenko Director 1.0 0.0 X 0 0 0 Joshua J Prangley Director until 12/8/2016 1.0 3.0 X 0 0 0 Seth A Prostic Director 1.0 0.0 X 0 0 0 Patrica Pulido Sanchez Director 1.0 0.0 X 0 0 0 Michael A Reinsdorf Director 1.0 0.0 X 0 0 0 J Christopher Reyes Ex-Officio Director 1.0 14.0 X 0 0 0 Marleta Reynolds MD Ex-Officio Director 1.0 3.0 X 0 0 0 Ellen S Robbins Director until 12/8/2016 1.0 0.0 X 0 0 0 Elbert O Robinson Director 1.0 0.0 X 0 0 0 Nancy Rodkin Rotering Director until 12/8/2016 1.0 0.0 X 0 0 0 Gregory H Sachs Director until 12/8/2016 1.0 0.0 X 0 0 0 Scott D Sagerman MD Director until 12/8/2016 1.0 0.0 X 0 0 0 Bruce Saltzberg Director 1.0 0.0 X 0 0 0 Robert E Sarazen Director 1.0 0.0 X 0 0 0 Marylynne Schwartz Director 1.0 0.0 X 0 0 0 Peter K Shagory Director until 12/8/2016 1.0 0.0 X 0 0 0 Thomas P Shanley MD Ex-Officio Dir/Pres&Chair PFF 1.0 43.0 X 0 990404 59803 Scott Sheridan Director 1.0 0.0 X 0 0 0 John S Smith Director 1.0 0.0 X 0 0 0 Kristi Snyderman Director 1.0 0.0 X 0 0 0 Molly M South Director 1.0 0.0 X 0 0 0 Gary C Stephans Director 1.0 0.0 X 0 0 0 Lisbeth C Stiffel Director 1.0 0.0 X 0 0 0 Roslynne Supera Director 1.0 0.0 X 0 0 0 T Sands Thompson Director 1.0 0.0 X 0 0 0 Todd W Tillemans Director until 12/8/2016 1.0 0.0 X 0 0 0 Mary Tritsis Ex-Officio Director 1.0 0.0 X 0 0 0 Kenneth A Viellieu Director 1.0 0.0 X 0 0 0 Donald R Wilson Jr Director 1.0 0.0 X 0 0 0 Robert J Winter Jr Director 1.0 2.0 X 0 0 0 Don Yannias Director 1.0 0.0 X 0 0 0 Philip D Yeager Director 1.0 0.0 X 0 0 0 Robin Zafirovski Ex-Officio Director 1.0 2.0 X 0 0 0 Ms Jia Zhao Director 1.0 2.0 X 0 0 0 Elizabeth A Ziegler Director 1.0 0.0 X 0 0 0 Grant Stirling EVP & CHF DEVL OFFCR 40.0 0.0 X X 0 414442 20628 Charisse Brock Director, Beg 12/8/16 1.0 0.0 X 0 0 0 Donna Drescher Director, Beg 2/8/17 1.0 3.0 X 0 0 0 Enzo Incandela Director, Beg 2/1/17 1.0 0.0 X 0 0 0 T Randall Kinsella MD Director, Beg 1/1/17 1.0 2.0 X 0 0 0 Paul E Meyer Director, Beg 8/17/17 1.0 0.0 X 0 0 0 Carlos M Minetti Director, Beg 3/2/17 1.0 0.0 X 0 0 0 Katherine Kate L Murray Director, Beg 8/17/17 1.0 0.0 X 0 0 0 Patrick J Nolan Director, Beg 12/8/16 1.0 0.0 X 0 0 0 Susan Kutchin Pallant Director, Beg 5/18/17 1.0 0.0 X 0 0 0 Keith D Sanders Director, Beg 5/18/17 1.0 0.0 X 0 0 0 Brandon M Zibell Director, Beg 12/8/16 1.0 0.0 X 0 0 0 KEVIN J MCCARTHY DIRECTOR 1.0 0.0 X 0 0 0 BRAD SARNOFF DIRECTOR 1.0 0.0 X 0 0 0 Nancy M Borders Gen Counsel & Corp Secretary 1.0 44.0 X 0 494116 49961 Ron Blaustein Chief Financial Officer 1.0 44.0 X 0 516514 43343 FRANCIA E HARRINGTON PRESIDENT FDN, TERM - 11/15/15 0.0 0.0 X 0 327318 5768 Jessica Strausbaugh Treasurer 1.0 44.0 X 0 203915 36717 0 6322477 401085 0 true true false ROBBINS KERSTEIN DIRECT 201 Summer Street PO BOX MA 017465838 Fundraising 1140967 GRENZEBACH GLIER ASSOC 401 N Michigan Ave 28 CHICAGO IL 60611 Consulting Services 835429 CHILDREN'S MIRACLE NETWORK 205 WEST 700 SOUTH SALT LAKE CITY UT 84101 Fundraising 763076 GRP MEDIA 1 E WACKER DR STE 1600 CHICAGO IL 60601 Marketing 216077 BLACKBAUD 2000 Daniel Island Drive CHARLESTON SC 294927541 IT Services 178279 6 11608184 47874851 2260895 59483035 0 0 0 0 0 0 0 0 1054007 11608184 1736324 -682317 -682317 79968 29044 50924 50924 290483 155642 134841 134841 0 58986483 -496552 45514615 45514615 0 0 0 0 0 0 0 0 0 0 0 0 0 0 7970954 0 0 7970954 0 0 0 0 1332400 0 0 1332400 449368 0 0 449368 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1416634 1416634 0 0 0 0 278942 0 0 278942 365327 0 0 365327 356881 0 0 356881 645737 0 0 645737 0 0 0 0 300192 0 0 300192 95082 0 0 95082 0 0 0 0 13655 0 0 13655 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DUES AND LICENSES 850583 0 0 850583 SPECIAL CULTIVATION EVENT 161285 0 0 161285 ENTERTAINMENT 65885 0 0 65885 PROFESSIONAL DEVELOPMENT 20078 0 0 20078 65333 65333 59902951 45514615 0 14388336 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 421615 745200 1614953 1614953 0 0 0 0 0 0 0 0 0 0 421615 745200 2955206 3130100 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2955206 3130100 X -2533591 -2384900 0 0 0 0 -2533591 -2384900 421615 745200 X -916468 0 0 0 0 1065159 X false true X true false X 22478776 23263912 22989688 24545944 59483035 152761355 0 0 22478776 23263912 22989688 24545944 59483035 152761355 9502210 143259145 0 0 0 0 0 0 11524 4398 2469 0 0 18391 0 152779746 9982370 0.93768 0.99961 X FORM 990, SCHEDULE A, PART II ANN & ROBERT H. LURIE CHILDRENS FOUNDATION ("LURIE CHILDRENS FOUNDATION") IS THE FUNDRAISING ARM OF THE CHILDRENS HOSPITAL OF CHICAGO MEDICAL CENTER. FOR ACCOUNTING PURPOSES, RESTRICTED PHILANTHROPIC FUNDS ARE SHOWN ON ANN & ROBERT H. LURIE CHILDRENS HOSPITAL OF CHICAGO ("LURIE CHILDRENS") FINANCIAL STATEMENTS AND UNRESTRICTED PHILANTHROPIC DOLLARS ARE SHOWN ON LURIE CHILDRENS FOUNDATION FINANCIAL STATEMENTS. DUE TO DIFFERENCES IN FINANCIAL REPORTING VERSUS TAX REPORTING RULES, WITH THE GUIDANCE OF EY, MANAGEMENT HAS MADE A CHANGE IN REPORTING OF ITS RESTRICTED PHILANTHROPIC CONTRIBUTIONS ON THE FY17 FORM 990 WHICH CREATED A SIGNIFICANT VARIANCE FROM PRIOR YEAR. FY17 NUMBERS REFLECT ALL CONTRIBUTIONS FIRST GOING THROUGH THE FOUNDATION AND THEN BEING TRANSFERRED TO THE HOSPITAL WHICH IS A MORE ACCURATE PRESENTATION. IF THIS CHANGE WAS IMPLEMENTED IN THE PRIOR YEAR, FY16 WOULD HAVE SHOWN AN INCREASE OF $24.9M IN CONTRIBUTION REVENUE ON SCHEDULE A, PART II. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1614953 1614953 0 0 X X X X X X true RobbinsKersten Direct RKD 3400 Waterview Parkway Richardson TX 750801474 SEE PART IV false 1934767 1350634 584133 Thompson Associates 112 Westwood Place Suite 250 Brentwood TN 37027 SEE PART IV false 0 66000 -66000 1934767 1416634 518133 IL Chl Res Fd Ball 2731878 2501365 230513 48472 213794 160906 Fdr's Prg Golf 1499745 1358295 141450 46270 131018 108840 23447 225 8430568 7748524 682044 87854 343217 572506 12662191 11608184 1054007 46270 136326 688029 108840 756859 1736324 -682317 79968 29044 false 79968 29044 29044 50924 IL true false false false 1.00000 MARY PELICAN 225 E CHICAGO AVE CHICAGO IL 60611 false KATIE SPIETH 0 Director/officer X false Form 990, Schedule G, Part I, Line 2b RobbinsKersten Direct ("RKD"): Foundation paid a total of $1,350,634 to RKD in FY17 to provide direct mail packages, design, printing and consulting services. In FY17, Foundation received $1,934,767 in contributions as a result of the direct mail, annual programs efforts which is reported in Statement of Revenue (Part VIII, Line 1f). This amount only includes contributions received in FY17 and does not measure the future contributions that may result from acquiring a new donor. Form 990, Schedule G, Part I, Line 2b THOMPSON & ASSOCIATES: Provides planned giving expertise and leads donors through a personalized and comprehensive charitable estate planning process to the Hospital. (no money received in FY17 as these are all deferred gifts). true Lurie Children's Hospital of Chicago 225 E Chicago Avenue Chicago IL 60611 362170833 501(c)(3) 45514615 MISSION SUPPORT 1 FORM 990, SCHEDULE I DESC OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS FOUNDATION FINANCE MANAGEMENT REVIEWS ALL PHILANTHROPIC FUNDS ON A REGULAR BASIS. FINANCIAL FUND MANAGEMENT REPORTS ARE GENERATED MONTHLY AND DISTRIBUTED ELECTRONICALLY TO ALL FUND ADMINISTRATORS AND DIRECTORS. FUND ACCOUNTANTS WORK WITH ADMINISTRATORS AND DIRECTORS REGULARLY TO MONITOR ACTIVITY, TO ENSURE COMPLIANCE WITH DONOR INTENT, AND TO REVIEW APPROPRIATENESS OF EXPENDITURES AGAINST BUDGETARY GUIDELINES AND DONOR DIRECTION. true true false false false false false Irwin Benuck MD PhD Director 0 133558 0 7559 0 1524 0 13948 0 26651 0 183240 0 0 Leon G Epstein MD Director 0 325761 0 28650 0 2156 0 26500 0 211 0 383278 0 0 Michael D Kelleher MD Ex-Officio Director/CMO HOSP 0 489842 0 200753 0 516 0 26500 0 33092 0 750703 0 0 Patrick M Magoon EX-OFFIC DIR/CEO-MED CTR, HOSP 0 891077 0 513490 0 780882 0 31847 0 26116 0 2243412 0 0 Thomas P Shanley MD Ex-Officio Dir/Pres&Chair PFF 0 733939 0 256189 0 276 0 26500 0 33303 0 1050207 0 0 Nancy M Borders Gen Counsel & Corp Secretary 0 323827 0 168016 0 2273 0 18826 0 31135 0 544077 0 0 Ron Blaustein Chief Financial Officer 0 376265 0 139709 0 540 0 16765 0 26578 0 559857 0 0 Jessica Strausbaugh Treasurer 0 175338 0 28409 0 168 0 11017 0 25700 0 240632 0 0 FRANCIA E HARRINGTON PRESIDENT FDN, TERM - 11/15/15 0 0 0 0 0 327318 0 0 0 5768 0 333086 0 0 Grant Stirling EVP & CHF DEVL OFFCR 0 188312 0 225758 0 372 0 6394 0 14234 0 435070 0 0 Form 990, Schedule J, Part I, Line 3 Pursuant to the bylaws of Children's Hospital of Chicago Medical Center ("Medical Center"), the Governance Committee of the Medical Center is charged to review and approve senior executive compensation for the Medical Center and its affiliates. The Governance Committee has adopted a written executive compensation philosophy which it follows when it reviews and approves the compensation and benefits of the organization's senior management, including the President and the other senior managers. The compensation philosophy is subject to periodic review for continued appropriateness by the Governance Committee. With the assistance of a compensation consultant and information from a variety of sources (specified on Schedule J), the Governance Committee confirmed the total amounts to be paid were reasonable and comparable to amounts paid by similarly situated organizations. Outside legal counsel also serves an integral role in advising the Governance Committee with respect to federal tax requirements in setting compensation and the establishment of the "rebuttable presumption of reasonableness" under the federal tax law intermediate sanctions rules. The process followed by the Governance Committee, including a description of the data relied upon and the Governance Committee's decisions, was thoroughly and contemporaneously documented. The Governance Committee has expressly reviewed the reasonableness of all such payments, and has concluded, as the result of a process that is designed to qualify for the rebuttable presumption of reasonableness, that all such amounts are reasonable and do not exceed fair market value for the services provided. The Governance Committee was comprised of members of the Medical Center and the Ann and Robert H. Lurie Children's Hospital of Chicago Boards of Directors who were determined to be disinterested for these purposes. The Governance Committee conducts an ongoing, regular review of the disinterested status of its members, and will take appropriate action with respect to anyone having an interest with respect to one or more executives so as to preserve the application of the rebuttable presumption of reasonableness. Form 990, Schedule J, Part I, Question 4a The following individual received severance payments during the applicable year under a mutual separation agreement that qualifies for disclosure under line 4a. Francia E. Harrington $327,318 Form 990, Schedule J, part I, Question 4b The supplemental executive plan ("SERP") is a deferred compensation plan that funds the employee's eventual retirement benefit. These benefits are provided in exchange for all of the employee's years of service to the organization, and the cost of the benefits will vary from year to year based on interest rates, age, and many other factors. The amounts are at risk and will not be paid unless and until the employee has provided substantial future services to the organization. Benefits under the SERP vest at age 62, and are forfeited if the employee leaves the organization voluntarily before age 62 (except upon the sole discretion of the Board, and only if the participant has reached at least age 55 with at least 10 years of service). Participants who voluntarily leave the organization before age 55 forfeit their entire SERP benefit upon termination. The following individual participated in the SERP and received a vested payment during 2016 which is reported in Column B(iii): Patrick M. Magoon. The payment was accrued and received in 2016. Form 990, Schedule J, part II Supplemental Compensation Information The following individuals are not compensated by the reporting organization for his or her service as a director. Rather, the compensation reported on Form 990, Part VII and on Schedule J, Part II reflects compensation paid by Pediatric Faculty Foundation for the individual's substantial and full-time services as an employee. For more details, please refer to the 2016 Form 990 of Pediatric Faculty Foundation, FEIN 36-3279680. Irwin Benuck, MD, PhD Michael D. Kelleher, MD Thomas P. Shanley, MD The following individuals are not compensated by the reporting organization for his or her service as a director or officer. Rather, the compensation reported on Form 990, Part VII and on Schedule J, Part II reflects compensation paid by Ann & Robert H. Lurie Children's Hospital of Chicago (Lurie Children's) for the individual's substantial and full-time services as an employee. For more details, please refer to the 2016 Form 990 of Lurie Children's, FEIN 36-2170833. Grant Stirling Jessica Strausbaugh Leon G. Epstein, MD Nancy M. Borders Patrick M. Magoon Ron Blaustein X 64 2260895 MEDIAN PRICE 0 false true true FORM 990, SCHEDULE M, PART I, LINE 9B EXPLANATION OF NUMBER OF CONTRIBUTIONS OR ITEMS CONTRIBUTED THE NUMBER OF CONTRIBUTIONS REPORTED ON PART I, LINE 9(B) IS THE NUMBER OF STOCK CONTRIBUTIONS RECEIVED AND NOT THE NUMBER OF SHARES. FORM 990, SCHEDULE M, PART I, LINE 32B USE OF OUTSIDE PARTIES TO SOLICIT, PROCESS, OR SELL NON-CASH CONTRIBUTIONS ALL SECURITIES (NON-CASH DONATIONS) ARE SENT DIRECTLY TO NORTHERN TRUST. NORTHERN TRUST AS CUSTODIAN AND BROKER SELLS THE SECURITIES. FOR DONOR RECOGNITION PURPOSES, GIFTS ARE VALUED AT THE MEDIAN PRICES ON THE DAY THE SECURITIES ARE RECEIVED. FOR ACCOUNTING PURPOSES, VALUES ARE RECONCILED MONTHLY FOR ANY GAIN/LOSS ON THE SALE OF SECURITIES. FORM 990, PART I, LINE 22 EXPLANATION OF NEGATIVE NET ASSETS/FUND BALANCE IN 2009, THE BOARD OF ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO ("LURIE CHILDREN'S") APPROVED THE CONSOLIDATION OF OWNERSHIP OF THE INVESTMENT ASSETS ON THE BOOKS OF LURIE CHILDREN'S. ALL BALANCES OF CASH, RESTRICTED INVESTMENTS, RESTRICTED NET ASSETS, PLEDGE RECEIVABLE, and ANNUITIES, THAT WERE PREVIOUSLY ON THE ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO FOUNDATION'S ("LURIE CHILDREN'S FOUNDATION") BOOKS WERE RE-DESIGNATED TO LURIE CHILDREN'S BOOKS. WHILE LURIE CHILDREN'S FOUNDATION NO LONGER REPORTS THESE RESTRICTED ASSETS OF CASH CONTRIBUTIONS FROM DONORS OR DONOR RELATED EVENTS ON ITS BOOKS, LURIE CHILDREN'S FOUNDATION DOES STILL BEAR THE EXPENSES RELATED TO ALL FUNDRAISING EVENTS AND ACTIVITIES. FORM 990, PART V, QUESTION 1A FORM 1099/1096 FILING VENDORS FOR THE FILING ORGANIZATION ARE PAID BY LURIE CHILDREN'S (EIN 36-2170833). AS SUCH, ALL REQUIRED FORM 1099 AND FORMS 1096 REPORTING IS FILED (WITH LIMITED EXCEPTIONS) UNDER THE LURIE CHILDREN'S EIN. FORM 990, PART V, QUESTION 2A ALLOCATION OF SALARY EXPENSES LURIE CHILDREN'S PAYS AND ISSUES FORMS W-2 TO EMPLOYEES WHO WORK FOR LURIE CHILDREN'S FOUNDATION. THE ALLOCATION OF THE SALARY COSTS ARE DISCLOSED ON FORM 990, PART IX, STATEMENT OF FUNCTIONAL EXPENSES. FORM 990, PART VI, QUESTION 2 DESCRIPTION OF RELATIONSHIPS * DAVID BUNNING HAS A BUSINESS RELATIONSHIP WITH DANIEL HENNESSY. * DAVID BUNNING HAS A BUSINESS RELATIONSHIP WITH ERIC LEFKOVSKY. * DAVID BUNNING HAS A BUSINESS RELATIONSHIP WITH JOSEPH SCOBY. * DAVID BUNNING HAS A BUSINESS RELATIONSHIP WITH ROSS LASER. * DAVID BUNNING HAS A BUSINESS RELATIONSHIP WITH KRISTI SNYDERMAN. * LESTER CROWN HAS A BUSINESS RELATIONSHIP WITH MICHAEL CANMANN. * PAULA CROWN HAS A BUSINESS RELATIONSHIP WITH MICHAEL CANMANN. * PAULA CROWN AND LESTER CROWN HAVE A FAMILY RELATIONSHIP. * MICHAEL GOLDMAN HAS BUSINESS RELATIONSHIPS WITH KEITH W. JAFFEE. * JENNIFER JUST HAS A BUSINESS RELATIONSHIP WITH JOSEPH SCOBY. * KURT F. KOHLMEYER HAS A BUSINESS RELATIONSHIP WITH ELIZABETH Q. BETTEN. * NICOLE LEGERE HAS A BUSINESS RELATIONSHIP WITH CARL ALLEGRETTI. * BARRY MASEK HAS A BUSINESS RELATIONSHIP WITH J. CHRISTOPHER REYES. * DONALD R. WILSON JR. HAS A BUSINESS RELATIONSHIP WITH GREGORY H. SACHS. * SABRINA P. GRACIAS HAS A BUSINESS RELATIONSHIP WITH ROXANNE MARTINO. * SABRINA P. GRACIAS HAS A BUSINESS RELATIONSHIP WITH DAVID HERRO. * SABRINA P. GRACIAS HAS A BUSINESS RELATIONSHIP WITH J. CHRISTOPHER REYES. Form 990, Part VI, QUESTION 6 DESCRIPTION OF CLASSES OF MEMBERS OR STOCKHOLDERS CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER ("MEDICAL CENTER") IS THE ORGANIZATION'S SOLE CORPORATE MEMBER. Form 990, Part VI, QUESTION 7a DESCRIPTION OF CLASSES OF PERSONS AND THE NATURE OF THEIR RIGHTS THE ORGANIZATION'S SOLE CORPORATE MEMBER, THE MEDICAL CENTER, HAS CERTAIN RESERVED POWERS, INCLUDING THE POWER TO APPOINT AND REMOVE ALL DIRECTORS OF THE ORGANIZATION. Form 990, Part VI, QUESTION 7b DESCRIBE CLASSES OF PERSONS, DECISIONS REQUIRING APPROVAL & TYPE OF VOTING RIGHTS THE MEDICAL CENTER, THROUGH ITS BOARD OF DIRECTORS OR DESIGNATED COMMITTEE, AS THE SOLE CORPORATE MEMBER OF THE ORGANIZATION, HAS CERTAIN RESERVED POWERS WITH RESPECT TO APPOINTMENT AND REMOVAL OF DIRECTORS, APPOINTMENT OF CERTAIN OFFICERS, APPROVAL OF AMENDMENTS TO GOVERNING DOCUMENTS, APPROVAL OF FINANCIAL MATTERS, AND APPROVAL OF SIGNIFICANT TRANSACTIONS INCLUDING, BUT NOT LIMITED TO, MERGER, DISSOLUTION, DISPOSITION OF ASSETS OTHER THAN IN THE ORDINARY COURSE OF BUSINESS, AND CREATION OF SUBSIDIARIES. Form 990, Part VI, QUESTION 11b DESCRIBE THE PROCESS USED BY MANAGEMENT &/OR GOVERNING BODY TO REVIEW FORM 990 A FULL COPY OF THE ORGANIZATION'S FISCAL YEAR 2017 FORM 990 WAS PROVIDED TO EACH MEMBER OF THE MEDICAL CENTER'S AND LURIE CHILDREN'S AUDIT COMMITTEE (OF THE BOARD). THE AUDIT COMMITTEE IS THE COMMITTEE OF THE MEDICAL CENTER CHARGED WITH THE OVERSIGHT OF AUDIT AND TAX MATTERS FOR THE PARENT AND AFFILIATES. DURING A SPECIAL AUDIT COMMITTEE MEETING, AND BEFORE THE FORM 990 WAS FILED, THE AUDIT COMMITTEE WAS PROVIDED A REVIEW OF THE FORM 990 BY THE CHIEF FINANCIAL OFFICER ("CFO"). THE CFO AND OUTSIDE TAX ADVISOR ALSO RESPONDED TO THE AUDIT COMMITTEE MEMBERS' QUESTIONS AND AFFORDED THE OPPORTUNITY FOR DETAILED DISCUSSION OF THE FORM 990, PRIOR TO THE AUDIT COMMITTEE TAKING ACTION TO APPROVE THE FILING OF THE FORM 990. AS PART OF ITS ANNUAL RETURN PREPARATION PROCESS, THE ORGANIZATION, ON AN ONGOING BASIS, CONSULTED ITS TAX CONSULTING FIRM AND OUTSIDE TAX LEGAL COUNSEL, BOTH OF WHICH POSSESS EXPERTISE IN HEALTH CARE AND TAX-EXEMPT RETURN PREPARATION, TO ADVISE AND ASSIST IN THE PREPARATION OF THE FORM 990. THESE ADVISORS WORKED CLOSELY WITH THE ORGANIZATION'S FINANCE AND INTERNAL LEGAL PERSONNEL AND OTHER MEMBERS OF THE ORGANIZATION'S TEAM ASSEMBLED TO PARTICIPATE IN THE PREPARATION OF THE FORM 990. PRIOR TO PRESENTING THE FORM 990 TO THE BOARD'S AUDIT COMMITTEE, THE ORGANIZATION'S TEAM, INCLUDING ITS ADVISORS, MET FREQUENTLY TO DISCUSS AND REVIEW DRAFTS OF THE FORM. FORM 990, PART VI, QUESTION 12C DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST ON AN ANNUAL BASIS, THE MEDICAL CENTER AND ITS AFFILIATES PROVIDE A COMPREHENSIVE QUESTIONNAIRE TO ITS BOARD MEMBERS, SENIOR MANAGEMENT AND PURCHASING PERSONNEL POSING QUESTIONS ABOUT ACTUAL OR POTENTIAL CONFLICTS OF INTEREST. THE MEDICAL CENTER INITIATES FOLLOW UP CONTACT TO THOSE WHO DO NOT RESPOND AND TO CLARIFY RESPONSES, WHERE NECESSARY. THE MEDICAL CENTER REVIEWS EACH DISCLOSURE AND PROVIDES A SUMMARY OF RELEVANT DISCLOSURES FOR THE REVIEW AND APPROVAL OF ITS GOVERNANCE COMMITTEE. PURSUANT TO THE CONFLICTS OF INTEREST POLICY OF THE MEDICAL CENTER AND AFFILIATES ("CORPORATION"), DIRECTORS, OFFICERS, PHYSICIAN LEADERS, AND OTHERS WHO ARE SUBJECT TO THE POLICY ARE REQUIRED TO PROMPTLY AND FULLY DISCLOSE IN WRITING ANY ACTUAL, APPARENT OR POTENTIAL CONFLICT OF INTEREST TO THE PRESIDENT OF THE CORPORATION AND GENERAL COUNSEL. THIS DISCLOSURE SHALL BE PROVIDED TO THE GOVERNANCE COMMITTEE OF THE CORPORATION WHICH SHALL CONSIDER ALL CONFLICTS OF INTEREST ISSUES AND, IF APPROPRIATE, SHALL PROVIDE SUCH WRITTEN DISCLOSURE TO THE DIRECTORS, BOARD COMMITTEES CONSIDERING THE PROPOSED TRANSACTION OR OTHER APPROPRIATE PARTIES. IN ADDITION, ON AN ANNUAL BASIS, THE CORPORATION SURVEYS EACH INDIVIDUAL SUBJECT TO THE POLICY AS TO THE EXISTENCE OF ACTUAL OR POTENTIAL CONFLICTS OF INTEREST. THE CORPORATION WILL NOT ENTER INTO AN AGREEMENT, TRANSACTION OR OTHER ARRANGEMENT INVOLVING A CONFLICT OF INTEREST UNLESS THE DISINTERESTED MEMBERS OF THE GOVERNANCE COMMITTEE OF THE CORPORATION'S BOARD OF DIRECTORS DETERMINE BY A MAJORITY VOTE THAT APPROPRIATE SAFEGUARDS TO PROTECT THE CHARITABLE MISSION OF THE CORPORATION HAVE BEEN IMPLEMENTED. THE SUBJECT INTERESTED PERSON MAY NOT BE PRESENT WHEN THE VOTE IS TAKEN. IF IT IS DETERMINED THAT A CONFLICT OF INTEREST EXISTS, A DISINTERESTED PERSON OR COMMITTEE OF DISINTERESTED MEMBERS MAY BE ASSIGNED TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER EXERCISING DUE DILIGENCE, THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER THE CORPORATION CAN OBTAIN A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT, WITH REASONABLE EFFORTS, FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY ATTAINABLE UNDER CIRCUMSTANCES THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST, THE BOARD OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION IS IN THE CORPORATION'S BEST INTEREST AND FOR ITS OWN BENEFIT AND WHETHER THE TRANSACTION IS FAIR AND REASONABLE TO THE CORPORATION, AND SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. FORM 990, PART VI, QUESTIONS 15A & 15B OFFICES & POSITIONS FOR WHICH PROCESS WAS USED, & YEAR PROCESS WAS BEGUN THE AUTHORITY TO REVIEW AND APPROVE EXECUTIVE COMPENSATION HAS BEEN DELEGATED TO THE GOVERNANCE COMMITTEE OF CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER AND ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO BOARDS OF DIRECTORS ("GOVERNANCE COMMITTEE"). THE GOVERNANCE COMMITTEE HAS ADOPTED A WRITTEN EXECUTIVE COMPENSATION PHILOSOPHY WHICH IT FOLLOWS WHEN IT REVIEWS AND APPROVES THE COMPENSATION AND BENEFITS OF THE ORGANIZATION'S SENIOR MANAGEMENT, INCLUDING THE PRESIDENT/CHIEF EXECUTIVE OFFICER AND THE OTHER SENIOR MANAGERS. THE COMPENSATION PHILOSOPHY IS SUBJECT TO PERIODIC REVIEW FOR CONTINUED APPRORIATENESS BY THE GOVERNANCE COMMITTEE. WITH THE ASSISTANCE OF A COMPENSATION CONSULTANT AND INFORMATION FROM A VARIETY OF EXTERNAL SOURCES (SPECIFIED ON SCHEDULE J), THE GOVERNANCE COMMITTEE CONFIRMED THE TOTAL AMOUNTS TO BE PAID WERE REASONABLE AND COMPARABLE TO AMOUNTS PAID BY SIMILARLY SITUATED ORGANIZATIONS FOR FUNCTIONALLY SIMILAR POSITIONS. OUTSIDE LEGAL COUNSEL ALSO SERVES AN INTEGRAL ROLE IN ADVISING THE GOVERNANCE COMMITTEE WITH RESPECT TO FEDERAL TAX REQUIREMENTS IN SETTING COMPENSATION AND THE ESTABLISHMENT OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. THE PROCESS FOLLOWED BY THE GOVERNANCE COMMITTEE, INCLUDING A DESCRIPTION OF THE DATA RELIED UPON AND THE GOVERNANCE COMMITTEE'S DECISIONS, WAS THOROUGHLY AND CONTEMPORANEOUSLY DOCUMENTED. THE GOVERNANCE COMMITTEE HAS EXPRESSLY REVIEWED THE REASONABLENESS OF ALL SUCH PAYMENTS, AND HAS CONCLUDED, AS THE RESULT OF A PROCESS THAT IS DESIGNED TO QUALIFY FOR THE REBUTTABLE PRESUMPTION OF REASONABLENESS UNDER FEDERAL TAX LAW, THAT ALL SUCH AMOUNTS ARE REASONABLE AND DO NOT EXCEED FAIR MARKET VALUE FOR THE SERVICES PROVIDED. THE GOVERNANCE COMMITTEE WAS COMPRISED OF MEMBERS OF CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER AND ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO BOARDS OF DIRECTORS WHO WERE DETERMINED DISINTERESTED FOR THESE PURPOSES. THE GOVERNANCE COMMITTEE CONDUCTS AN ONGOING AND PERIODIC REVIEW OF THE DISINTERESTED STATUS OF ITS MEMBERS, AND WILL TAKE APPROPRIATE ACTION WITH RESPECT TO ANYONE HAVING AN INTEREST WITH RESPECT TO ONE OR MORE EXECUTIVES SO AS TO PRESERVE THE APPLICATION OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. Form 990, Part VI, QUESTION 19 AVAIL OF GOV DOCS, CONFLICT OF INTEREST POLICY, & FIN STMTS TO GEN PUBLIC THE ORGANIZATION'S FINANCIAL STATEMENTS ARE PUBLICLY AVAILABLE ONLINE AT WWW.DACBOND.COM. THE ORGANIZATION'S ARTICLES OF INCORPORATION AND ANNUAL REPORTS ARE AVAILABLE THROUGH THE ILLINOIS SECRETARY OF STATE. THE ORGANIZATION ALSO MAKES ITS GENERAL GOVERNING DOCUMENTS AVAILABLE TO THE GENERAL PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES UNRESTRICTED REVENUE THE BOARD DESIGNATED TO RESEARCH (GRANT TO HOSPITAL) $1,200,000 FOUNDERS' BOARD RETAIL EXEMPT OPERATIONS ($134,841) ------------ $1,065,159 ------------ STANLEY MANNE CHILDREN'S RESC INSTITUTE 225 E CHICAGO AVE Chicago IL 60611 363357005 RESEARCH IL 501(c)3 4 Medical Ctr false PEDIATRIC FACULTY FOUNDATION INC 225 E CHICAGO AVE CHICAGO IL 60611 363279680 HLTH CRE/RSCH IL 501(c)3 10 Medical Ctr false CHILDREN'S HOSPITAL OF CHICAGO MED CTR 225 E CHICAGO AVE CHICAGO IL 60611 363357004 Health Care IL 501(c)3 10 NA false LURIE CHILDREN'S 225 E CHICAGO AVE CHICAGO IL 60611 362170833 Hospital IL 501(c)3 3 Medical Ctr false LURIE CHILDRENS LIABILITY PROTECTION PRG 225 E CHICAGO AVE CHICAGO IL 60611 366638400 INSURANCE IL 501(c)3 12 III-FI Medical Ctr false ALMOST HOME KIDS 7 S 721 ROUTE 53 NAPERVILLE IL 60540 363822010 TRANSITION CR IL 501(C)3 10 MEDICAL CTR false LURIE CHILDRENS CIN LLC 225 E CHICAGO AVE CHICAGO IL 606112991 901025439 CONTRACTING SVCS IL NA CMMC INSURANCE CO LTD 225 E CHICAGO AVE Chicago IL 60611 981049532 SELF INSURANCE CJ MEDICAL CTR CORPORATION false true false false false false false false false false false false false false false true false false false