2018-05-11T10:34:40-05:00 2017-06-30 341912961 COHEN & COMPANY LTD OFFICES LISTED AT WWWCOHENCPACOM OH 44115 990 2016-07-01 340823464 UNIVERSITY CIRCLE INCORPORATED UNIV 2167913900 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 JAMES R WALTON V.P. FINANCE & ADMINISTRATION 2167913900 2018-05-09 1 Kerry R Gubics P01881026 8002291099 2016 2022-09-23 18:48:47Z JAMES R WALTON 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 20949072 0 X WWW.UNIVERSITYCIRCLE.ORG X 1957 OH To grow the University Circle area as a world-class center in education, health care, and culture. 78 76 89 75 77423 -27217 2301529 2473582 6049169 7120693 2464530 2041636 954184 1076949 11769412 12712860 0 107313 0 0 4780502 5040487 124375 129478 422862 6597266 5528856 11502143 10806134 267269 1906726 42630798 43204091 6047789 5642320 36583009 37561771 X UNIVERSITY CIRCLE INCORPORATED (UCI) IS a NON-for-PROFIT DEVELOPMENT, SERVICE, AND ADVOCACY ORGANIZATION RESPONSIBLE FOR THE GROWTH OF THE UNIVERSITY CIRCLE AREA AS A PREMIER URBAN DISTRICT AND WORLD-CLASS CENTER IN INNOVATION, EDUCATION, HEALTH CARE, AND ARTS AND CULTURE. UCI's mission is to build a community experience that connects all people with Cleveland's center of culture, healing, and learning. Our Vision is of Unviersity Circle that is a vibrant and complete neighborhood without borders. 0 0 2756972 2529533 PUBLIC SAFETY - THE UNIVERSITY CIRCLE POLICE DEPARTMENT (UCPD) IS A PRIVATE POLICE FORCE CONSISTING OF APPROXIMATELY TWENTY-FIVE COMMISSIONED LAW OFFICERS WHICH SERVES THE PUBLIC IN THE UNIVERSITY CIRCLE AREA PURSUANT TO LAW ENFORCEMENT AUTHORITY GRANTED BY STATE LAW.UCPD WORKS CLOSELY WITH THE CLEVELAND POLICE DEPARTMENT, THE CASE WESTERN RESERVE UNIVERSITY POLICE DEPARTMENT, UNIVERSITY HOSPITALS POLICE DEPARTMENT, AND OTHER UNIVERSITY CIRCLE INSTITUTIONAL SECURITY FORCES TO PROVIDE FOR PUBLIC SAFETY AND SECURITY. THANKS TO THESE COLLABORATIVE EFFORTS, UNIVERSITY CIRCLE IS STATISTICALLY ONE OF THE SAFEST NEIGHBORHOODS IN THE CITY OF CLEVELAND. 2350944 2743135 PROPERTY MANAGEMENT - UCI IS AN IMPLEMENTING AGENT OF THE LAND BANK CONCEPT WHEREBY REAL ESTATE SITUATED WITHIN UNIVERSITY CIRCLE AND ITS SURROUNDING NEIGHBORHOODS MAY BE ACQUIRED AND HELD UNTIL ITS REUSE OR DEVELOPMENT OCCURS. REAL ESTATE IS HELD FOR VARIOUS PURPOSES, INCLUDING INCOME PRODUCTION AND SALE TO MEMBER INSTITUTIONS AND OTHER BUSINESSES AND ORGANIZATIONS OPERATING IN THE GREATER UNIVERSITY CIRCLE AREA IN A MANNER WHICH FURTHERS CHARITABLE PURPOSE, URBAN RENEWAL, COMBATS COMMUNITY DETERIORATION, ECONOMIC DEVELOPMENT OR DEDICATION, WITH ITS USE AND DISPOSITION DETERMINED WITHIN THE CONTEXT OF UCI'S CHARITABLE MISSION. IN THIS CAPACITY, UCI UNDERTAKES ECONOMIC DEVELOPMENT INITIATIVES AND PROVIDES PROPERTY OPERATIONS, INCLUDING COMMERCIAL, RESIDENTIAL RENTAL, AND INFRASTRUCTURE IMPROVEMENTS IN THE GREATER UNIVERSITY CIRCLE AREA. 753692 1279895 Parking - AS THE SECOND LARGEST EMPLOYMENT DISTRICT IN NORTHEAST OHIO AND A DESTINATION FOR THREE MILLION ANNUAL VISITORS, UCI'S PARKING PROGRAM IS CRITICAL TO THE DAILY INFLUX ANDEGRESS OF MOTOR VEHICLES. UCI OWNS 10 PARKING LOTS WHICH COMPRISE NEARLY 600 PARKING SPACES. THE PROGRAM IS MAINTAINED AND MONITORED THROUGH A PARTNERSHIP WITH A LOCAL PROVIDER OF PROFESSIONAL PARKING, GROUND TRANSPORTATION, FACILITY MAINTENANCE,SECURITY AND EVENT LOGISTICS SERVICES. 838134 23826 ADVOCACY - University Circle Incorporated is the central advocacy organization for University Circle. As a catalyst, University Circle Incorporated partners with its member institutions to create greater public awareness and promote University Circle as a destination through marketing programs, public relations, and the production of community arts, cultural, and entertainment events in University Circle throughout the year, including WOW! Wade Oval Wednesdays, Holiday CircleFest, Parade the Circle and Circle Village, The Rink on Wade Oval, EucFest. 814450 68475 177262 Education: Our Community Education Department collaborates with more than 20 institutional partners to bring learning to life for 20,000+ Pre-K to senior adult learners through four respected, arts-enriched community education programs: Early Learning Initiative, Linking Education and Discovery, Future Connections, and Senior Connections. These programs positively impact the lives of children and adults throughout the region. 1773206 38838 298530 Other Program Services: Other program services fall within the context of three subcategories: community development, services, and special purpose programming. Our community development team facilitates the processes by which local stakeholders and outside developers plan and physically develop space in University Circle. Our services department oversees the neighborhood's annual community events, hosts small business networking and education programs, and fosters relationships among the organizations of University Circle to reduce spending by harnessing their collective purchasing power. Special purpose programming is wide-ranging and can be further sub-categorized into events and district management services. Events included Roots of American Music, which featured weekly performances in local public spaces and private eateries, and CircleWalk, a 40-stop self-guided walking tour of University Circle. District management services included transportation planning, the formation of a cooperative relationship with the adjacent Little Italy neighborhood, University Circle's hospitality ambassadors, physical improvements along Euclid Avenue through the Euclid Gateway Vision, and general promotion of University Circle through destination marketing. 3425790 107313 499618 9287398 1 1 0 0 0 0 0 0 0 1 1 1 1 1 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 151 0 1 89 1 1 1 0 0 0 0 1 1 0 0 0 0 X 78 76 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 OH X James R Walton 2167913900 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 Ms Jill Snyder Trustee 1.00 X 0 0 0 MR CHRISTOPHER S RONAYNE President/Director 50.00 1.00 X X 190628 0 45797 Reverend Amy Starr Redwine Trustee 1.00 X 0 0 0 Rev Paul Hobson Sadler Sr Trustee 1.00 X 0 0 0 Ms Vikki Broer Trustee 1.00 X 0 0 0 Ms Susan Ratner Trustee 1.00 X 0 0 0 Ms Stephanie Dorsey Trustee 1.00 X 0 0 0 Ms Sheila Crawford Trustee 1.00 X 0 0 0 Ms Geri Presti Trustee 1.00 X 0 0 0 Ms Ndeda N Letson Trustee 1.00 X 0 0 0 Ms Nancy W McCann Trustee 1.00 X 0 0 0 Ms Mindy Tousley Trustee 1.00 X 0 0 0 Ms Mary Ann Makee Trustee 1.00 X 0 0 0 Ms Maria Spangler Trustee 1.00 X 0 0 0 Ms Lucy Weller Trustee 1.00 X 0 0 0 Ms Kelly Falcone-Hall Trustee 1.00 X 0 0 0 Ms Jo Steigerwald Trustee 1.00 X 0 0 0 Mr Robert W Gillespie Trustee 1.00 X 0 0 0 Ms Farah Munir Trustee 1.00 X 0 0 0 Ms Elaine Turley Trustee 1.00 X 0 0 0 Ms Cynthia H Dunn Trustee 1.00 X 0 0 0 Ms Barbara Snyder Trustee 1.00 X 0 0 0 Ms Ann Albano Trustee 1.00 X 0 0 0 Mrs Samuel K Scovil Trustee 1.00 X 0 0 0 Mrs Dorothy Humel Hovorka Trustee 1.00 X 0 0 0 Mrs Diane P Wish Trustee 1.00 X 0 0 0 Mrs Clara Sherwin Trustee 1.00 X 0 0 0 Mrs Ann Pinkerton Ranney Trustee 1.00 X 0 0 0 Mrs Ann L Gillespie Trustee 1.00 X 0 0 0 Mr Tim Callahan Trustee 1.00 X 0 0 0 Mr Thomas V H Vail Trustee 1.00 X 0 0 0 Mr Thomas G Brick Trustee 1.00 X 0 0 0 Mr Stephen P Hansler Trustee 1.00 X 0 0 0 Mr Sean Richardson Trustee 1.00 X 0 0 0 Mr S Lee Kohrman Esq Trustee 1.00 X 0 0 0 Ms Shareefah Sabur Trustee 1.00 X 0 0 0 Mr Robert P Madison Trustee 1.00 X 0 0 0 Mr Gregg Good Trustee 1.00 X 0 0 0 Mr Craig Wilson Trustee 1.00 X 0 0 0 Mr Paul Abbey Trustee 1.00 X 0 0 0 Mr Larry Benders Trustee 1.00 X 0 0 0 Mr Joseph M Shafran Trustee 1.00 X 0 0 0 Mr Joseph H Thomas Trustee 1.00 X 0 0 0 Mr John W Spirk Trustee 1.00 X 0 0 0 Mr John Nottingham Trustee 1.00 X 0 0 0 Mr Jared Isaacson Trustee 1.00 X 0 0 0 Mr J Mark Sutherland Trustee 1.00 X 0 0 0 Mr Craig Martahus Trustee 1.00 X 0 0 0 Mr Grafton Nunes Trustee 1.00 X 0 0 0 Mr George W Kirtland Jr Trustee 1.00 X 0 0 0 Mr Gary L Hanson Trustee 1.00 X 0 0 0 Mr Felton Thomas Trustee 1.00 X 0 0 0 Mr EJ Burke Trustee 1.00 X 0 0 0 Mr Doug Wang Trustee 1.00 X 0 0 0 Mr Daniel Walsh Trustee 1.00 X 0 0 0 Mr D Scott Looney Trustee 1.00 X 0 0 0 Mr R Thomas Stanton Trustee 1.00 X 0 0 0 Mr Paul W Hogle Trustee 1.00 X 0 0 0 Mr Arthur W Treuhaft Trustee 1.00 X 0 0 0 Mr Andre Gremillet Trustee 1.00 X 0 0 0 Mr Allen H Ford Trustee 1.00 X 0 0 0 Mr Alfred M Rankin Jr Trustee 1.00 X 0 0 0 Mr Alex Machaskee Trustee 1.00 X 0 0 0 Dr William Griswold Trustee 1.00 X 0 0 0 Dr Thomas Gilson Trustee 1.00 X 0 0 0 Dr Scott R Inkley Trustee 1.00 X 0 0 0 Dr Lori D'Angelo Trustee 1.00 X 0 0 0 Dr Kenneth W Chalker Trustee 1.00 X 0 0 0 Dr Jennell Vick Trustee 1.00 X 0 0 0 Dr Evalyn Gates Trustee 1.00 X 0 0 0 Dr Daniel I Simon Trustee 1.00 X 0 0 0 Bishop Benjamin Douglass Trustee 1.00 X 0 0 0 Ms Michele L Connell Secretary and Treasurer 5.00 X X 0 0 0 Mr Taras G Szmagala Jr Vice Chair of the Board 5.00 X X 0 0 0 Mr Paul Clark Chair Elect of the Board 5.00 X X 0 0 0 Mr William R Seelbach Chair of UCI Board 5.00 X X 0 0 0 Mr Ron Dziedzicky Trustee 1.00 X 0 0 0 Ms Julie Rehm trustee 1.00 X 0 0 0 MR JAMES R WALTON VP of Finance & Admin 45.00 1.00 X 120186 0 39994 MRS DEBBIE BERRY VP of Real Estate Development 45.00 1.00 X 137636 0 13314 MRS LAURA KLEINMAN VP of Services 45.00 1.00 X 109361 0 10227 557811 0 109332 4 0 1 0 Lovelace Construction Inc 2041 East 115th Street Cleveland OH 44106 General construction, repairs, and impro 308527 Amy Dwyer-Schute 19715 Frazier Drive Rocky River OH 44116 Professional Fundraising 129478 Thompson Hine LLP 127 Public Square suite 3900 Cleveland OH 44114 Legal Services 110957 3 2473582 158052 2473582 PROPERTY MANAGEMENT 531310 2793535 2743135 50400 Police 812900 2529533 2529533 PARKING 812930 1279895 1279895 Other Services 900099 316642 298530 18112 Education 611600 177262 177262 23826 23826 7120693 700307 8911 691396 9556842 8215513 1341329 1341329 1341329 22744 20699 2045 2045 Distribution of Procee 900099 1000000 1000000 OTHER INCOME FROM OPER 812900 49537 49537 HOLDEN PARK MANAGEMENT 531390 25367 25367 1074904 12712860 8127085 77423 2034770 43838 43838 63475 63475 676521 403856 212363 60302 3138389 2781477 216870 140042 212910 189993 11801 11116 716505 635312 78469 2724 296162 254703 28211 13248 33740 33740 29218 22263 6955 25000 25000 129478 129478 96273 96273 413916 300218 112235 1463 253124 234728 264 18132 61978 14829 41945 5204 86285 31481 53851 953 790502 705815 84687 81676 78000 3491 185 77162 60763 9177 7222 162233 162233 678104 670026 8078 427555 401739 25816 REPAIRS AND Maintenance 864394 810615 53779 Other program services 790747 788881 1866 development costs 218080 218080 landscaping 202988 200934 1779 275 235881 180399 24830 30652 10806134 9287398 1095874 422862 873700 1115490 378252 1026943 1216191 1365679 684250 534148 1867242 1691570 79745 56276 23378331 13855508 9540926 9522823 20497938 22756307 3542741 2234840 3949813 2900015 42630798 43204091 623743 536142 994453 937247 4401669 4047926 27924 121005 6047789 5642320 X 18223395 17443996 6530871 7681726 11828743 12436049 36583009 37561771 42630798 43204091 X 1906726 463439 -1314813 -76591 X 0 1 X 1 0 X 2793269 1951095 3109213 2301529 2473582 12628688 4682276 5699800 5821971 6049169 6492530 28745746 7475545 7650895 8931184 8350698 8966112 41374434 55000 22900 45000 191984 314884 3270279 2956429 2530266 2656374 2955893 14369241 3270279 3011429 2553166 2701374 3147877 14684125 26690309 667965 921291 1054135 830516 649161 4123068 667965 921291 1054135 830516 649161 4123068 94081 97916 98793 69690 77423 437903 960314 719293 659165 1062892 1702235 5103899 9197905 9389395 10743277 10313796 11394931 51039304 0.52290 0.53090 0.08080 0.08520 X Schedule A, Part III, Section B, Line 12 Other income is derived from normal operations and primarily includes other program revenues and program events income, and interest income. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 16362263 553179 2737889 840000 94360 18718971 17364969 282305 -475011 810000 16362263 17742402 8550 364017 750000 17364969 15858737 50000 2537665 704000 17742402 14537497 133104 1828136 640000 15858737 0.63000 0.37000 1 0 4279497 4279497 14434731 10326718 4108013 2287407 1688219 599188 576098 497875 78223 1800598 1342696 457902 9522823 EQUITY SECURITIES 10675670 F FIXED INCOME FUNDS 12080637 F 22756307 EQUITY INVESTMENTS - ALTERNATIVE 2234840 F 2234840 Due from affiliates 481780 deposits 1200 Development Costs 116917 Investment in affiliates 2300118 2900015 Security Deposits 121005 121005 X Part V, Line 4: THE ORGANIZATION'S ENDOWMENT FUNDS ARE USED TO PROVIDE FINANCIAL SUPPORT TO ASSIST THE ORGANIZATION IN CARRYING OUT ITS EXEMPT PURPOSE. Part X, Line 2: THE ORGANIZATION ACCOUNTS FOR UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH GAAP, WHICH REQUIRES RECOGNITION OF AND DISCLOSURES RELATED TO UNCERTAIN TAX POSITIONS. AS OF AND DURING THE YEAR ENDED JUNE 30, 2017, THE ORGANIZATION DID NOT HAVE A LIABILITY FOR UNRECOGNIZED TAX BENEFITS. X X X X X X X 1 Amy Dwyer-Schute 19715 Frazier Drive rocky riVER OH 44116 Professional Fundraising 0 2473582 129478 2344104 2473582 129478 2344104 Golf Outing - UCPD 22744 22744 4453 7196 8779 271 22744 22744 4453 7196 8779 271 20699 2045 0 City of Cleveland 601 Lakeside Ave Cleveland OH 44114 31013 FMV Landscaping improvements To enhance the Euclid Ave. landsape and improve the pedestrian envirornment 1 STIPENDS FOR FUTURE CONNECTIONS INTERNS. Continued AT Part IV 128 63475 Part I, Line 2: Students are required to complete a time sheet which is then signed by their direct supervisor. The stipend is adjusted if the intern does not complete the minimum hours required. Part III, Column A Type of grant or assistance Future Connections is a career and college readiness program with participants representing 18 high schools from Cleveland, the surrounding suburbs and 1 high school in Lorain county. The program features workshops, an interview day and 2 four-week internships (one in University Circle and one in Greater Cleveland) where students are placed in over 30 partner organizations based on their career interests. Participants are rising seniors in high school and earn up to $1,000 for their internship work over the 8 weeks during the summer. X 1 1 X X X 0 0 0 0 0 0 0 0 0 MR CHRISTOPHER S RONAYNE President/Director 190628 0 0 0 0 0 16441 0 29356 0 236425 0 0 0 MR JAMES R WALTON VP of Finance & Admin 120186 0 0 0 0 0 10404 0 29590 0 160180 0 0 0 MRS DEBBIE BERRY VP of Real Estate Development 137636 0 0 0 0 0 11704 0 1610 0 150950 0 0 0 Part I, Line 1a For the exclusive membership use of UCI Board member meetings, Mr. C. Ronayne's Union Club membership dues are paid by UCI. X 10 158052 FMV 0 0 0 Form 990, Part VI, Section A, line 6 MEMBER ORGANIZATIONS ARE REPRESENTED ON THE BOARD OF TRUSTEES AND VOTE ON MATTERS PUT BEFORE THE BOARD. Form 990, Part VI, Section A, line 7a THE ORGANIZATION HAS MEMBERS WHICH ARE ORGANIZATIONS LOCATED IN THE UNIVERSITY CIRCLE AREA. These members have the right to select and nominate other members of the Board of Trustees. Form 990, Part VI, Section B, line 11b The form 990 and all applicable schedules are compiled by uci's audit firm, cohen and company. The draft form 990 is reviewed by Finance Committee, V.P. of Finance and Administration, and the Controller. Form 990, Part VI, Section B, line 12c UNIVERSITY CIRCLE INCORPORATED'S CONFLICT OF INTEREST POLICY INCLUDES A DISCLOSURE STATEMENT. THIS POLICY AND DISCLOSURE STATEMENT IS ISSUED TO ALL TRUSTEES, SUBCOMMITTEE MEMBERS, OFFICERS AND SENIOR MANAGEMENT OF THE CORPORATION. EACH YEAR LEADING UP TO THE CORPORATION'S ANNUAL MEETING, THE DISCLOSURE STATEMENT IS RE-ISSUED AND UPDATED FOR ALL THE INDIVIDUALS IN THE GROUPS LISTED ABOVE. THE DISCLOSURE STATEMENT REQUIRES THE INDIVIDUALS TO IDENTIFY SPECIFIC POTENTIAL CONFLICTS OF INTEREST, AND EXPLAIN EACH CONFLICT. THEY ARE ALSO REQUIRED TO SIGN AND DATE THE DISCLOSURE STATEMENT. Form 990, Part VI, Section B, line 15 UPON THE INITIAL HIRING OF THE EXECUTIVE DIRECTOR, THE CHAIRMAN OF THE BOARD NEGOTIATES A SALARY WITH THE EXECUTIVE DIRECTOR, NOTING THAT THE SALARY TAKES INTO ACCOUNT THE PAY OF OTHER EXECUTIVE DIRECTORS OF SIMILAR ORGANIZATIONS AND OTHER AREA NON-PROFIT ORGANIZATIONS. THE EXECUTIVE DIRECTOR CANDIDATE AND SALARY ARE THEN PRESENTED TO THE BOARD FOR APPROVAL TO HIRE. ANNUALLY ANY PAY INCREASES ARE EQUAL TO THE STANDARD PERCENTAGE PAY INCREASE THAT IS PROVIDED TO ALL OTHER EMPLOYEES OF THE CORPORATION. THAT PAY INCREASE, ALONG WITH THE ASSOCIATED PROPOSED BUDGET, IS PRESENTED TO THE FINANCE COMMITTEE AND THE EXECUTIVE COMMITTEE OF THE BOARD FOR APPROVAL. Form 990, Part VI, Section C, line 19 UPON WRITTEN REQUEST, THE DOCUMENTS IN QUESTION ARE MADE AVAILABLE TO INTERESTED PARTIES. Form 990, Part XI, line 9: Equity Investments - Net -76,591. UNIVERSITY CIRCLE EAST LLC 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 REAL PROPERTY OH 899479 3233677 N/A UCI-CET LLC 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 REAL PROPERTY OH 14644 0 N/A UNIVERSITY CIRCLE NEW MARKETS Inc 10831 Magnolia Drive Cleveland OH 44106 264360361 Non-for-profit community development corporation (CDE) OH 501(c)(3) Line 12a, I N/A 0 UNIVERSITY CIRCLE HOUSING INC 10831 Magnolia Drive CLeveland OH 44106 341229409 SUBSIDIZED HOUSING FOR LOW INCOME SENIOR CITIZENS OH 501(c)(3) Line 10 N/A 0 UNIVERSITY CIRCLE WEST LLC 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 201777798 APARTMENTS OH University Circle Inc related 211286 2563702 0 0 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0