2025-11-17T16:10:43-05:00 2024-12-31 Foundation Source 3333 New Hyde Park Rd Ste 406 New Hyde Park NY 11042 990PF 2024-01-01 463298762 Robert and Ardis James Foundation Inc % Foundation Source ROBE 8008391754 Foundation Source 501 Silverside Rd Wilmington DE 198091377 CATHERINE JAMES PAGLIA PRESIDENT 8008391754 2025-11-17 true true Jeffrey D Haskell P01345770 8008391754 2024 2025-03-06 01:10:19Z X 223189182 X 18404071 471706 471706 497335 497335 8713148 27224051 8500916 4723459 3759113 32809719 13229070 0 803801 397801 406000 28759 28759 213316 470 26091 26091 13274 495 12779 4368 4368 3008563 2715971 184377 4098172 3147864 629247 18194400 18194400 22292572 3147864 18823647 10517147 10081206 0 4150848 24296714 24296714 18940 5924184 18940 18940 13662736 17651569 22998769 135303944 127591636 175874759 159041712 169558859 223189182 0 0 X 159041712 169558859 159041712 169558859 159041712 169558859 159041712 10517147 169558859 169558859 Publicly-traded Securities 21352117 17689781 3662336 3662336 Passthrough K1 Capital Gain/(Loss) 3143120 APOLLO ATHENE DEDICATED INVESTMENT PROGRAM (C) LP P 2019-09-25 2024-10-11 3775889 3097784 678105 678105 CAPITAL INTERNATIONAL PRIVATE EQUITY FUND V, LP P 2007-06-25 2024-12-20 10386 34940 -24554 -24554 EDGE PRINCIPAL INVESTMENTS II, LP P 2012-09-05 2024-05-17 90056 75013 15043 15043 EUNETWORKS HOLDINGS LP P 2018-01-17 2024-08-28 1902313 964310 938003 938003 KLD INVESTORS LLC P 2018-05-07 2024-12-19 4429 4427 2 2 OFFSHORE HEDGE FUND CAPITAL GAIN DISTRIB P 88861 88861 88861 8500916 140129 140129 140129 158093 0 108100 266193 X 0 126064 126064 false false false false false true true false true true DE true false false false false true Foundation Source 8008391754 501 Silverside Road Suite 123 Wilmington DE 198091377 false false false false true false false false false false false false false false false false false false false false false false Ralph James Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir, Sec, Treas 1.0 0 0 0 Robert James Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir, Pres* 10.0 0 0 0 Catherine James Paglia Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir, Pres 10.0 0 0 0 Enterprise Asset Management Inc 295 Madison Ave 7th Fl New York NY 10017 ADMIN & InvESTMENT 425000 Pathstone Family Office LLC 24 Federal St 8th Floor Boston MA 02110 Investment Mgmt 376951 Foundation Source 55 Walls Drive Suite 302 Fairfield CT 06824 Administrative 183346 30783069 12981162 180197975 223962206 0 223962206 3359433 220602773 11030139 11030139 140129 200709 340838 10689301 10689301 10689301 18823647 0 0 0 0 18823647 10689301 6371702 10124970 7602172 9041081 8125881 41265806 18823647 10689301 8134346 49400152 0 6371702 43028450 10124970 7602172 9041081 8125881 8134346 Robert James CATHERINE JAMES PAGLIA AND RALPH JA X ABILIS INC 50 GLENVILLE ST GREENWICH CT 06831 N/A PC General & Unrestricted 60000 ACEING AUTISM INC 11301 W OLYMPIC BLVD 121-363 LOS ANGELES CA 90064 N/A PC General & Unrestricted 10000 ALLIANCE FOR AMERICAN QUILTS INC PO BOX 19116 ASHEVILLE NC 28815 N/A PC The Quilt Alliance's five-year initiative Quilter's SOS - Save Our Stories. 25000 AMERICAN QUILT STUDY GROUP 1610 L ST LINCOLN NE 68508 N/A PC Mary Fonz Paper Presentation Sponsorship 2600 BOB WOODRUFF FAMILY FOUNDATION INC 4628 VERNON BLVD 531 LONG ISLAND CITY NY 11101 N/A PC General & Unrestricted 50000 BOSTON FOUNDATION INC 75 ARLINGTON ST BOSTON MA 02116 N/A PC Initiative to establish the King Center for Social Justice. 50000 BOSTON MEDICAL CENTER CORPORATION 960 MASSACHUSETTS AVE 2ND FL BOSTON MA 02118 N/A PC General & Unrestricted 50000 BRAC USA INC 26 BROADWAY 3RD FL NEW YORK NY 10004 N/A PC General & Unrestricted 25000 BUILDING ONE COMMUNITY CORP 417 SHIPPAN AVE STAMFORD CT 06902 N/A PC General & Unrestricted 10000 CANCER SUPPORT TEAM INC 2900 WESTCHESTER AVE STE 304 PURCHASE NY 10577 N/A PC General & Unrestricted 10000 CARLETON COLLEGE 1 N COLLEGE ST NORTHFIELD MN 55057 N/A PC Class of 1974 Student Health Center Class Challenge. 100000 CARLETON COLLEGE 1 N COLLEGE ST NORTHFIELD MN 55057 N/A PC Carleton Alumni Annual Fund 300000 CARLETON COLLEGE 1 N COLLEGE ST NORTHFIELD MN 55057 N/A PC General & Unrestricted 685000 CARLETON COLLEGE 1 N COLLEGE ST NORTHFIELD MN 55057 N/A PC Incentivizing Faculty Interdisciplinary Exploration and Collaboration 300000 CARLETON COLLEGE 1 N COLLEGE ST NORTHFIELD MN 55057 N/A PC The Paglia Family Post-Bac Research Fellowship. 1250000 CARLETON COLLEGE 1 N COLLEGE ST NORTHFIELD MN 55057 N/A PC Alumni Annual Fund 7500 CARLETON COLLEGE 1 N COLLEGE ST NORTHFIELD MN 55057 N/A PC the Class of 1974 Student Health Center. 1375000 CARLETON COLLEGE 1 N COLLEGE ST NORTHFIELD MN 55057 N/A PC Paglia Family Endowed Scholarship. 2500000 CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE 1779 MASSACHUSETTS AV NW WASHINGTON DC 20036 N/A PC the Carnegie Endowment's capital campaign 2000000 CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE 1779 MASSACHUSETTS AV NW WASHINGTON DC 20036 N/A PC General & Unrestricted 200000 CATHOLIC CHARITIES OF FAIRFIELD COUNTY INC 238 JEWETT AVE BRIDGEPORT CT 06606 N/A PC TMC Capital Campaign 400000 CATHOLIC SCHOOLS FOUNDATION INC 67 BATTERYMARCH ST 6TH FL BOSTON MA 02110 N/A PC General & Unrestricted 50000 CATO INSTITUTE 1000 MASSACHUSETTS AVE NW WASHINGTON DC 20001 N/A PC General & Unrestricted 30000 CHILDRENS VILLAGE INC 1 ECHO HILLS DOBBS FERRY NY 10522 N/A PC General & Unrestricted 50000 CONCUSSION ALLIANCE 3710 SW DONOVAN ST SEATTLE WA 98126 N/A PC General & Unrestricted 100000 COOKE SCHOOL AND INSTITUTE 1713 MADISON AVE NEW YORK NY 10029 N/A PC Second and final installment in a capital grant 250000 DOANE UNIVERSITY 1014 BOSWELL AVE CRETE NE 68333 N/A PC General & Unrestricted 10000 EL PORVENIR 80 GARDEN CENTER STE 135 BROOMFIELD CO 80020 N/A PC General & Unrestricted 10000 ESSEX COUNTY COMMUNITY FDN INC 500 CUMMINGS CTR STE 5450 BEVERLY MA 01915 N/A PC General & Unrestricted 25000 FRAXA RESEARCH FOUNDATION INC 10 PRINCE PL STE 203 NEWBURYPORT MA 01950 N/A PC Payment for 2023 Challenge Grant 100000 FRAXA RESEARCH FOUNDATION INC 10 PRINCE PL STE 203 NEWBURYPORT MA 01950 N/A PC General & Unrestricted 25000 FRIENDS OF INTERNATIONAL QUILT STUDY CENTER & MUSE PO BOX 21936 LINCOLN NE 68542 N/A PC General & Unrestricted 10000 FRIENDS OF NGONG ROAD PO BOX 581308 MINNEAPOLIS MN 55458 N/A PC GENERAL & UNRESTRICTED 100000 GLBTQ LEGAL ADVOCATES & DEFENDERS INC 18 TREMONT ST STE 950 BOSTON MA 02108 N/A PC General & Unrestricted 25000 GREENWICH CENTER FOR HOPE & RENEWAL INC 237 TACONIC RD GREENWICH CT 06831 N/A PC General & Unrestricted 10000 HARVARD BUSINESS SCHOOL PO BOX 412275 BOSTON MA 02241 N/A PC General & Unrestricted 165000 HARVARD BUSINESS SCHOOL PO BOX 412275 BOSTON MA 02241 N/A PC the Catherine James Paglia (MBA 1976) Search Fund Fellowship 300000 HARVARD BUSINESS SCHOOL PO BOX 412275 BOSTON MA 02241 N/A PC GENERAL & UNRESTRICTED 100000 HARVARD BUSINESS SCHOOL PO BOX 412275 BOSTON MA 02241 N/A PC GENERAL & UNRESTRICTED 5000 HARVARD BUSINESS SCHOOL PO BOX 412275 BOSTON MA 02241 N/A PC GENERAL & UNRESTRICTED 500000 HELEN KELLER INTERNATIONAL ONE DAG HAMMARSKJOLD PLZ FL 2 NEW YORK NY 10017 N/A PC General & Unrestricted 110000 HELEN KELLER INTERNATIONAL ONE DAG HAMMARSKJOLD PLZ FL 2 NEW YORK NY 10017 N/A PC Philanthropic outreach 100000 ID INSIGHT INC PO BOX 2062 PRINCETON NJ 08543 N/A PC General & Unrestricted 50000 JNS THEATER FOR SOCIAL CHANGE INC 600 EAST MAIN ST ASPEN CO 81611 N/A PC General & Unrestricted 12500 JUDGE BAKER CHILDRENS CENTER 53 PARKER HILL AVE BOSTON MA 02120 N/A PC General & Unrestricted 25000 LEAP FOR EDUCATION INC 35 CONGRESS ST STE 102 SALEM MA 01970 N/A PC General & Unrestricted 25000 LEO INC PO BOX 711 LYNN MA 01903 N/A PC GENERAL & UNRESTRICTED 200000 MANHATTAN INSTITUTE FOR POLICY RESEARCH INC 52 VANDERBILT AVE NEW YORK NY 10017 N/A PC General & Unrestricted 100000 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 600 MEMORIAL DR W98-200 CAMBRIDGE MA 02139 N/A PC General & Unrestricted 50000 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 600 MEMORIAL DR W98-200 CAMBRIDGE MA 02139 N/A PC research project Plant-Microbe Interactions in Soils: Big Roles for Small Molecules by Professor Darcy L. McRose. 168300 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 600 MEMORIAL DR W98-200 CAMBRIDGE MA 02139 N/A PC to support the Anesthesia Initiative Fund. 100000 NAVY SUPPLY CORPS FOUNDATION INCORPORATED PO BOX 490165 COLLEGE PARK GA 30349 N/A PC General & Unrestricted 20000 NEBRASKA JOURNALISM TRUST PO BOX 31436 OMAHA NE 68131 N/A PC General & Unrestricted 35000 NEW COVENANT CENTER 174 RICHMOND HILL AVE STAMFORD CT 06902 N/A PC General & Unrestricted 75000 NORTHEAST ARC INC 1 SOUTHSIDE RD DANVERS MA 01923 N/A PC GENERAL & UNRESTRICTED 103000 NORTHEAST ARC INC 1 SOUTHSIDE RD DANVERS MA 01923 N/A PC General & Unrestricted 10000 NORWALK COMMUNITY COLLEGE FOUNDATION 188 RICHARDS AVE STE E 311 NORWALK CT 06854 N/A PC General & Unrestricted 75000 ORD PUBLIC SCHOOLS 320 N 19TH ST ORD NE 68862 N/A GOV to fund two years of travel for Ord Public School students to the Black Hills and Red Cloud for the 2024-2025 and 2025-2026 school years. 17500 ORD TOWNSHIP LIBRARY FOUNDATION INC 1718 M ST ORD NE 68862 N/A PC General & Unrestricted 5000 P E F ISRAEL ENDOWMENT FUNDS INC 630 THIRD AVE 15TH FLOOR NEW YORK NY 10017 N/A PC ENDOWMENT CHALLENGE 250000 P E F ISRAEL ENDOWMENT FUNDS INC 630 THIRD AVE 15TH FLOOR NEW YORK NY 10017 N/A PC to support Sikkuy-Aufoq 200000 PLATTE INSTITUTE FOR ECONOMIC RESEARCH INC 6910 PACIFIC ST STE 216 OMAHA NE 68106 N/A PC General & Unrestricted 65000 PLUMMER YOUTH PROMISE INC 37 WINTER ISLAND RD SALEM MA 01970 N/A PC General & Unrestricted 75000 PLUMMER YOUTH PROMISE INC 37 WINTER ISLAND RD SALEM MA 01970 N/A PC to support the Facilities Project. 125000 PRESIDENT AND FELLOWS OF HARVARD COLLEGE PO BOX 419209 BOSTON MA 02241 N/A PC endowed support to be added to the Dean's Honorary Master's Scholarship Fund. 50000 PRESIDENT AND FELLOWS OF HARVARD COLLEGE PO BOX 419209 BOSTON MA 02241 N/A PC In support of the Harvard T. H. Chan School of Public Health 10000 PRESIDENT AND FELLOWS OF HARVARD COLLEGE PO BOX 419209 BOSTON MA 02241 N/A PC In support of Harvard Divinity School 25000 PRESIDENT AND FELLOWS OF HARVARD COLLEGE PO BOX 419209 BOSTON MA 02241 N/A PC In support of Harvard Divinity School and the Religion in Public Life Program. 50000 PRESIDENT AND FELLOWS OF HARVARD COLLEGE PO BOX 419209 BOSTON MA 02241 N/A PC support of Religion and Public Life, to be added to the Public Life Program Fund. 500000 PRESIDENT AND FELLOWS OF HARVARD COLLEGE 10 GARDEN ST CAMBRIDGE MA 02138 N/A PC Emerging Leaders Program 125000 PRESIDENT AND FELLOWS OF HARVARD COLLEGE 10 GARDEN ST CAMBRIDGE MA 02138 N/A PC General & Unrestricted 25000 PRESIDENT AND FELLOWS OF HARVARD COLLEGE PO BOX 419209 BOSTON MA 02241 N/A PC In support of the Harvard Graduate School of EducaTION 25000 READWORKS INC PO BOX 24673 BROOKLYN NY 11202 N/A PC to support the strategic plan 500000 READWORKS INC PO BOX 24673 BROOKLYN NY 11202 N/A PC Grant to support the ReadWorks/IQM partnership 45000 READWORKS INC PO BOX 24673 BROOKLYN NY 11202 N/A PC General & Unrestricted 275000 REAL CLEAR FOUNDATION 666 DUNDEE RD STE 600 NORTHBROOK IL 60062 N/A PC General & Unrestricted 40000 RIVERVIEW SCHOOL INC 551 RTE 6A EAST SANDWICH MA 02537 N/A PC General & Unrestricted 50000 RIVERVIEW SCHOOL INC 551 RTE 6A EAST SANDWICH MA 02537 N/A PC GENERAL & UNRESTRICTED 100000 SALEM MISSION INC PO BOX 810 SALEM MA 01970 N/A PC General & Unrestricted 50000 SALEM STATE UNIVERSITY ALUMNI ASSOCIATION AND FOUN 352 LAFAYETTE ST SALEM MA 01970 N/A PC GENERAL & UNRESTRICTED 30000 SAM CULLEN MEMORIAL FOUNDATION PO BOX 331 PLAINVIEW NY 11803 N/A PC General & Unrestricted 3000 SPAULDING REHAB HOSPITAL CORP 1575 CAMBRIDGE ST CAMBRIDGE MA 02138 N/A PC General & Unrestricted 25000 SQUASHBUSTERS INC 795 COLUMBUS AVE BOSTON MA 02120 N/A PC GENERAL & UNRESTRICTED 50000 SQUASHBUSTERS INC 795 COLUMBUS AVE BOSTON MA 02120 N/A PC General & Unrestricted 50000 ST MICHAEL THE ARCHANGEL PARISH 469 N ST GREENWICH CT 06830 N/A PC General & Unrestricted 200000 STAMFORD HOSPITAL 3001 SUMMER ST 2ND FL STAMFORD CT 06905 N/A PC The Campaign for Women and Babies 250000 STAMFORD HOSPITAL 3001 SUMMER ST 2ND FL STAMFORD CT 06905 N/A PC General & Unrestricted 25000 STUDIO ART QUILT ASSOC INC PO BOX 141 HEBRON CT 06248 N/A PC General & Unrestricted 50000 SUMMER SEARCH BOSTON 3840 WASHINGTON ST STE 2 JAMAICA PLAIN MA 02130 N/A PC General & Unrestricted 50000 SUMMER SEARCH BOSTON 3840 WASHINGTON ST STE 2 JAMAICA PLAIN MA 02130 N/A PC the Dream.See.Do campaign. 100000 TENACITY INC 38 EVERETT ST LOWER LEVEL BOSTON MA 02134 N/A PC GENERAL & UNRESTRICTED 100000 TENACITY INC 38 EVERETT ST LOWER LEVEL BOSTON MA 02134 N/A PC General & Unrestricted 50000 THE DURHAM MUSEUM 801 S 10TH ST OMAHA NE 68108 N/A PC General & Unrestricted 25000 THE EDUCATIONAL ALLIANCE INC 197 E BROADWAY NEW YORK NY 10002 N/A PC General & Unrestricted 15000 THE GREATER BOSTON FOOD BANK INC 70 S BAY AVE BOSTON MA 02118 N/A PC General & Unrestricted 10000 THE INDEPENDENT INSTITUTE 100 SWAN WAY OAKLAND CA 94621 N/A PC General & Unrestricted 10000 THE PRESBYTERIAN CHURCH OF MT KISCO 605 MILLWOOD RD MT KISCO NY 10549 N/A PC General & Unrestricted 75000 THE YANKEE INSTITUTE FOR PUBLIC POLICY STUDIES INC 915 SILAS DEANE HWY WETHERSFIELD CT 06109 N/A PC GENERAL & UNRESTRICTED 200000 THE YANKEE INSTITUTE FOR PUBLIC POLICY STUDIES INC 915 SILAS DEANE HWY WETHERSFIELD CT 06109 N/A PC General & Unrestricted 50000 TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3733 SPRUCE ST 344 VANCE HALL PHILADELPHIA PA 19104 N/A PC General & Unrestricted 10000 UC SANTA BARBARA FOUNDATION 4219 CHEADLE HALL 4TH FL SANTA BARBARA CA 93106 N/A PC General & Unrestricted 25000 UNITED WAY OF GREENWICH INC 2 DEARFIELD DR STE 300 GREENWICH CT 06831 N/A PC General & Unrestricted 100000 UNIVERSITY OF MASSACHUSETTS FOUNDATION INC 100 CARLSON AVE NEWTON MA 02459 N/A PC General & Unrestricted 50000 UNIVERSITY OF NEBRASKA FOUNDATION 1010 LINCOLN MALL STE 300 LINCOLN NE 68583 N/A PC the International Quilt Museum Endowment Fund 1000000 UNIVERSITY OF NEBRASKA FOUNDATION 1010 LINCOLN MALL STE 300 LINCOLN NE 68583 N/A PC Robert and Ardis James Foundation Quilt House Operations Fund 100000 VMTS EDUCATION INC 137 MONTAGUE ST 132 BROOKLYN NY 11201 N/A PC General & Unrestricted 100000 WALLIN EDUCATION PARTNERS 451 LEXINGTON PKWY N STE 100 SAINT PAUL MN 55104 N/A PC for the 2022/2023 Academic Year 200000 WILLA CATHER FOUNDATION 413 N WEBSTER ST RED CLOUD NE 68970 N/A PC General & Unrestricted 25000 YEAR UP INC PO BOX 412812 BOSTON MA 02241 N/A PC General & Unrestricted 25000 YEAR UP INC PO BOX 412812 BOSTON MA 02241 N/A PC GENERAL & UNRESTRICTED 50000 18194400 14 471706 14 497335 525990 221266 18 8491882 K-1 Inc/Loss 525990 962858 14 3756286 Federal Tax Refund 01 122 OTHER INVESTMENT INCOME 18 732 FOREIGN TAX REFUND 01 3461 1184124 13221524 14405648 false false false false false false false false false false X X 1 James Robert 122 Palmers Hill Rd Apt 1209 Stamford CT 06902 18404071 X X 1 WARNER BROS. DISCOVERY, INC WBD, 6245 sh. 50709 2024-05-17 1 VANGUARD MID-CAP VALUE INDEX VOE, 3827.5551 sh. 594802 2024-05-17 1 KRANESHARES CSI CHINA INTERNET KWEB, 17384 sh. 560504 2024-05-17 1 JABIL CIRCUIT INC JBL, 4119.8942 sh. 474705 2024-05-17 1 CVS CAREMARK CORP CVS, 9016.5646 sh. 517438 2024-05-17 1 CHARLES SCHWAB CORP SCHW, 18268.6502 sh. 1433998 2024-05-17 1 TARGET CORPORATION TGT, 9100 sh. 1441258 2024-05-20 1 HOME DEPOT INC HD, 3400 sh. 1156153 2024-05-20 1 DISCOVER FINL SVCS COM DFS, 8800 sh. 1101056 2024-05-20 1 WARNER BROS. DISCOVERY, INC WBD, 5806 sh. 46767 2024-05-20 1 CVS CAREMARK CORP CVS, 6000 sh. 345420 2024-05-20 1 APPLE INC AAPL, 55500 sh. 10570808 2024-05-20 Robert James *UNTIL JANUARY 1, 2024. FORM 990-PF, PART I, LN 6A FORM 990-PF, PART I, LN 6A TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $8,500,916 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $221,266 TOTAL PART I, LINE 6A: $8,722,181 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRADED SECURITIES GROSS SALES PRICE: $21,352,116 BOOK BASIS: $17,689,781 NET GAIN/(LOSS): $3,662,335 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $3,143,120 SALES OF OTHER ITEMIZED ASSETS GROSS SALES PRICE: $5,871,935 BOOK BASIS: $4,176,474 NET GAIN/(LOSS): $1,695,461 PART VI-A, LINE 11 PART VI-A, LINE 11 NAME OF CONTROLLED ENTITY: JAMES FOUNDATION INVESTMENTS, LTD. EIN: N/A STREET ADDRESS: PO BOX 309GT, UGLAND HOUSE, GRAND CAYMAN, CAYMAN ISLANDS KY1-1104 NO TRANSFERS WERE MADE DURING 2024 FROM THE FOUNDATION TO THIS ENTITY OR FROM THIS ENTITY TO THE FOUNDATION. JAMES FOUNDATION INVESTMENTS, LTD. IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. NAME OF CONTROLLED ENTITY: RCR JAMES ASSOCIATES, LLC EIN: 75-3194306 STREET ADDRESS: 521 5TH AVE, STE 1804, NEW YORK, NY 10175 THE ONLY TRANSFERS MADE DURING 2024 WERE NET CASH CONTRIBUTIONS AND DISTRIBUTIONS TOTALING $77,173 BETWEEN THE FOUNDATION AND RCR JAMES ASSOCIATES, LLC. RCR JAMES ASSOCIATES, LLC IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. NAME OF CONTROLLED ENTITY: KF PAGLIA-JAMES ASSOCIATES, LLC EIN: 34-1998546 STREET ADDRESS: 521 5TH AVE, STE 1804, NEW YORK, NY 10175 THE ONLY TRANSFERS MADE DURING 2024 WERE NET CASH CONTRIBUTIONS AND DISTRIBUTIONS TOTALING $2,490,448 BETWEEN THE FOUNDATION AND KF PAGLIA-JAMES ASSOCIATES, LLC. KF PAGLIA-JAMES ASSOCIATES, LLC IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. FORM 926 FORM 926 THE FOUNDATION HAS PREPARED THESE FORMS TO THE BEST OF ITS ABILITY BASED ON THE LIMITED INFORMATION PROVIDED TO IT BY THE INVESTMENT ON WHICH THE FOUNDATION IS REPORTING. ANY MISSING OR INCOMPLETE INFORMATION IS DUE TO THE FOUNDATION'S INABILITY TO OBTAIN SUCH INFORMATION AND IS NOT A WILLFUL ATTEMPT TO WITHHOLD SUCH INFORMATION. Form 8865 FORM 8865 THE FOUNDATION HAS PREPARED THESE FORMS TO THE BEST OF ITS ABILITY BASED ON THE LIMITED INFORMATION PROVIDED TO IT BY THE INVESTMENT ON WHICH THE FOUNDATION IS REPORTING. ANY MISSING OR INCOMPLETE INFORMATION IS DUE TO THE FOUNDATION'S INABILITY TO OBTAIN SUCH INFORMATION AND IS NOT A WILLFUL ATTEMPT TO WITHHOLD SUCH INFORMATION. FORM 8858 FORM 8858 THE FOUNDATION HAS PREPARED THESE FORMS TO THE BEST OF ITS ABILITY BASED ON THE INFORMATION PROVIDED TO IT BY THE FOREIGN BRANCH ON WHICH THE FOUNDATION IS REPORTING. ANY MISSING OR INCOMPLETE INFORMATION IS NOT A WILLFUL ATTEMPT TO WITHHOLD SUCH INFORMATION. ISHARES S&P 500 INDEX FD 7323384 12414083 PRANA BIOTECHNOLOGY LIMITED 500000 6574 SANDS CAPITAL GLOBAL GROWTH IN 3399626 3059220 VANGUARD FTSE DEVELOPED MARKET 5833757 6899708 VANGUARD MID-CAP VALUE INDEX 594802 619184 AAVIN CAPITAL III, LP 652941 823233 AAVIN MEZZANINE FUND LP 2454608 3771154 ACCOLADE PARTNERS BLOCKCHAIN I 445000 607900 ACCOLADE PARTNERS BLOCKCHAIN I 890000 1267531 AIOF II (HELM TE) AIV, L.P. FK 83835 83585 AIOF II CREDIT HOLDINGS (TI), 163699 163211 AIOF II EUROPEAN DEBT HOLDINGS 82262 82017 AIOF II GALWAY HOLDINGS, L.P 364234 364557 AIOF II NJORD DEBT AGGREGATOR, 218439 217787 AIOF II NJORD EQUITY AGGREGATO 52499 52342 AIOF II WOOLLY AIV, LP 100574 100274 ALTEGRIS MULTI-STRATEGY FUND L 4500000 9184294 AP EPF III ($B EH AIV II) LP 21393 AP X (INTERNATIONAL FC), L.P 190843 217198 AP X (RAND WARRANT AIV), L.P 41229 48891 APOLLO ATHENE DEDICATED INVEST 538507 640746 APOLLO EUROPEAN PRNCPL FNC FD 465242 620366 APOLLO INFRA EQUITY FEEDER FUN 150630 122797 APOLLO INFRA EQUITY FEEDER FUN 867152 705458 APOLLO INFRA EQUITY INTL FUND 120670 99773 APOLLO INFRASTRUCTURE OPPOR FU 981941 1072859 APOLLO INVESTMENT FUND (AIV 2 81278 96382 APOLLO INVESTMENT FUND X, L.P 411137 485315 BSCP SBIC I LP 3640324 3561024 CAPITAL INTERNATIONAL PRIVATE 436979 102944 CASDIN PARTNERS OFFSHORE LTD 4750000 7298409 CASDIN PRIVATE GROWTH EQUITY F 1827415 1405077 COLUMBIA SPECTRUM PARTNERS II- 8360 6673 COLUMBIA SPECTRUM PARTNERS V-A 1168179 1161982 CORSAIR III FINANCIAL SRVCS CP 891477 707772 CORSAIR III FINANCIAL SRVCS OF CORSAIR KOREA INVESTORS LLC 756263 567775 DYSON CAPITAL SERIES FUND, LLC 1279869 1711122 EAST ROCK FOCUS FUND LP 8298618 8954951 EDGE PRINCIPAL INVESTMENTS III 214939 778743 EDGE PRINCIPAL INVESTMENTS IV 3688118 5970387 ENTERPRISE 299 ASSOCIATES 287612 4665676 ENTERPRISE WEXFORD ASSOCIATES 94424 51162 ENTERPRISE WEXFORD ELEVEN LLC 48045 32612 GAIP 2019 (BERMUDA) AIV LP 2710790 3065312 GAIP 2019 AIV B, LP 1118696 1564464 GENERAL ATLANTIC INV PTNS 2019 1147243 1315390 HEALTH VELOCITY CAPITAL I LP 704577 1564047 HEALTH VELOCITY CAPITAL II, LP 875014 923394 HIGHVISTA VENTURE CAPITAL XI ( 4329847 7256767 HIGHVISTA VENTURE CAPITAL XII 4320584 4824105 HIGHVISTA VENTURE CAPITAL XIII 2266953 2697947 JAMES FOUNDATION INVESTMENTS L 417029 618871 KAYNE SENIOR CREDIT II OFFSHOR 166920 129865 KF PAGLIA-JAMES ASSOCIATES LLC 14171957 16837329 ORCHID CHINA (CAYMAN) LP 446834 717952 PATHWAY CO-INVESTMENT FUND, LP 2338842 2837836 QED FUND VII LP 648919 772119 QED GROWTH FUND, LP 1287664 1356395 QED MND HOLDINGS, LLC 375015 374876 RA CAPITAL HEALTHCARE INTL FUN 2513898 2773561 RAGING CAPITAL FUND (QP), LP 98424 78037 RCR JAMES ASSOCIATES, LLC 28240972 42269159 REPERTOIRE INTERNATIONAL LTD C 500000 340279 REPERTOIRE INTERNATIONAL LTD C 500000 345124 SCULPTOR REAL ESTATE FUND III 93727 174769 SELECT EQUITY OFFSHORE 2000000 4655222 SIMCOE PARTNERS OFFSHORE LTD 3500000 5984361 STRATEGIC PARTNERS OFFSHORE FU 195694 SUSTAINABLE CAPITAL AFRICA ALP 1500000 1666335 TENNENBAUM SPECIAL SITUATIONS 605777 1057899 TT EMERGING MARKETS OPP FUND I 3000000 3423606 VISTA CREDIT PARTNERS FUND III 3423015 3714313 WEXFORD VPEP HOLDINGS CO. LIMI 68895 28471 ZAMA CAPITAL FUND LP 2595253 4018703 ZEPHYR PEACOCK INDIA FUND II L 67844 27947 ZEPHYR PEACOCK INDIA FUND III 309605 439238 Administrative Fees 183229 183229 Equipment/Furniture Purchase 444 444 K-1 Exp AAVIN CAPITAL III, LP 134937 134937 K-1 Exp AAVIN MEZZANINE FUND L 30503 30503 K-1 Exp AIOF II NJORD DEBT AGG 211 211 K-1 Exp AP X (RAND WARRANT AIV 18076 5473 K-1 Exp APOLLO ATHENE DEDICATE 51217 39561 K-1 Exp APOLLO ATHENE DEDICATE 27908 17182 K-1 Exp APOLLO INFRA EQUITY IN 38393 38393 K-1 Exp APOLLO INFRASTRUCTURE 53715 53715 K-1 Exp APOLLO INVESTMENT FUND 3 3 K-1 Exp APOLLO INVESTMENT FUND 57361 41424 K-1 Exp CAPITAL INTERNATIONAL 779 779 K-1 Exp CAPITAL INTERNATIONAL 1036 1036 K-1 Exp CASDIN PRIVATE GROWTH 25801 25801 K-1 Exp COLUMBIA SPECTRUM PART 12095 12085 K-1 Exp COLUMBIA SPECTRUM PART 5332 5331 K-1 Exp CORSAIR III FINANCIAL 2770 2770 K-1 Exp CORSAIR KOREA INVESTOR 243 242 K-1 Exp DYSON CAPITAL SERIES F 24305 14024 K-1 Exp EAST ROCK FOCUS FUND L 437465 437458 K-1 Exp EDGE PRINCIPAL INVESTM 12403 2 K-1 Exp EDGE PRINCIPAL INVESTM 81195 79626 K-1 Exp ENTERPRISE 299 ASSOCIA 55320 55320 K-1 Exp ENTERPRISE WEXFORD ASS 1644 1608 K-1 Exp ENTERPRISE WEXFORD ELE 1571 1558 K-1 Exp GAIP 2019 (BERMUDA) AI 10048 6496 K-1 Exp GAIP 2019 AIV B, LP 1444 1234 K-1 Exp GENERAL ATLANTIC INV P 81140 81140 K-1 Exp HEALTH VELOCITY CAPITA 24978 24978 K-1 Exp HEALTH VELOCITY CAPITA 37071 37071 K-1 Exp JAMES FOUNDATION INVES 9466 9466 K-1 Exp KF PAGLIA-JAMES ASSOCI 545040 525102 K-1 Exp KLD INVESTORS LLC 8919 8919 K-1 Exp ORCHID CHINA (CAYMAN) 19655 19655 K-1 Exp PATHWAY CO-INVESTMENT 26445 24430 K-1 Exp QED FUND VII LP 18533 18533 K-1 Exp QED GROWTH FUND, LP 14195 14195 K-1 Exp QED MND HOLDINGS, LLC 289 289 K-1 Exp RAGING CAPITAL FUND (Q 11614 11614 K-1 Exp RCR JAMES ASSOCIATES, 796370 789683 K-1 Exp SCULPTOR REAL ESTATE F 790 754 K-1 Exp TENNENBAUM SPECIAL SIT 66793 66320 K-1 Exp VISTA CREDIT PARTNERS 293 293 K-1 Exp ZAMA CAPITAL FUND LP 62963 62900 K-1 Exp ZEPHYR PEACOCK INDIA F 1299 1299 K-1 Exp ZEPHYR PEACOCK INDIA F 12558 12558 Office Supplies 532 532 Postage/Delivery Service 147 147 State or Local Filing Fees 25 25 K-1 Inc/Loss AAVIN CAPITAL III, LP 137416 137416 K-1 Inc/Loss AAVIN MEZZANINE FUND LP 438775 438775 K-1 Inc/Loss AIOF II (HELM TE) AIV, L.P. FKA AIOF 12799 12799 K-1 Inc/Loss AIOF II CREDIT HOLDINGS (TI), L.P 16172 16172 K-1 Inc/Loss AIOF II EUROPEAN DEBT HOLDINGS AIV, 10004 10004 K-1 Inc/Loss AIOF II GALWAY HOLDINGS, L.P 60487 60487 K-1 Inc/Loss AIOF II NJORD DEBT AGGREGATOR, L.P 29883 29883 K-1 Inc/Loss AIOF II WOOLLY AIV, LP 13060 13060 K-1 Inc/Loss AP EPF III ($B EH AIV II) LP 208 208 K-1 Inc/Loss AP X (RAND WARRANT AIV), L.P 10344 28 K-1 Inc/Loss APOLLO ATHENE DEDICATED INVESTMENT P 926825 715900 K-1 Inc/Loss APOLLO ATHENE DEDICATED INVESTMENT P 92 57 K-1 Inc/Loss APOLLO INFRA EQUITY FEEDER FUND TE L 30401 30401 K-1 Inc/Loss APOLLO INFRA EQUITY INTL FUND LP 3478 3478 K-1 Inc/Loss APOLLO INFRASTRUCTURE OPPOR FUND II 19792 19792 K-1 Inc/Loss APOLLO INVESTMENT FUND X, L.P 26696 21933 K-1 Inc/Loss BSCP SBIC I LP 719706 719706 K-1 Inc/Loss CAPITAL INTERNATIONAL PRIVATE EQUITY 4988 4988 K-1 Inc/Loss CASDIN PRIVATE GROWTH EQUITY FUND LP 2337 2337 K-1 Inc/Loss COLUMBIA SPECTRUM PARTNERS II-A, L.P 4540 4540 K-1 Inc/Loss COLUMBIA SPECTRUM PARTNERS V-A, L.P 123 123 K-1 Inc/Loss DYSON CAPITAL SERIES FUND, LLC - SER 14740 -44489 K-1 Inc/Loss EAST ROCK FOCUS FUND LP 538213 504101 K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS II, LP -95 -95 K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS III, LP -20295 -179173 K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS IV LP -14982 2417 K-1 Inc/Loss ENTERPRISE 299 ASSOCIATES 338160 -12402 K-1 Inc/Loss ENTERPRISE WEXFORD ASSOCIATES LLC -4827 694 K-1 Inc/Loss ENTERPRISE WEXFORD ELEVEN LLC -329 -329 K-1 Inc/Loss GAIP 2019 (BERMUDA) AIV LP 8099 4271 K-1 Inc/Loss GAIP 2019 AIV B, LP 47419 47021 K-1 Inc/Loss GENERAL ATLANTIC INV PTNS 2019 LP 1142 1142 K-1 Inc/Loss HEALTH VELOCITY CAPITAL I LP -30103 -30103 K-1 Inc/Loss HEALTH VELOCITY CAPITAL II, LP 1097 1097 K-1 Inc/Loss KF PAGLIA-JAMES ASSOCIATES LLC 171826 411508 K-1 Inc/Loss KLD INVESTORS LLC 1 1 K-1 Inc/Loss ORCHID CHINA (CAYMAN) LP 18322 18322 K-1 Inc/Loss PATHWAY CO-INVESTMENT FUND, LP 105708 -17805 K-1 Inc/Loss QED FUND VII LP 1972 1972 K-1 Inc/Loss QED GROWTH FUND, LP 7108 7108 K-1 Inc/Loss RAGING CAPITAL FUND (QP), LP 1414 1414 K-1 Inc/Loss RCR JAMES ASSOCIATES, LLC 694716 458044 K-1 Inc/Loss SCULPTOR REAL ESTATE FUND III LP 34018 27762 K-1 Inc/Loss TENNENBAUM SPECIAL SITUATIONS FUND I 78483 51180 K-1 Inc/Loss VISTA CREDIT PARTNERS FUND III-A LP 222479 222479 K-1 Inc/Loss ZAMA CAPITAL FUND LP 36636 36600 K-1 Inc/Loss ZEPHYR PEACOCK INDIA FUND III LIMITE 96 96 Federal Tax Refund 122 OTHER INVESTMENT INCOME 732 732 FOREIGN TAX REFUND 3461 3461 OFFICE MANAGEMENT SERVICES 406000 406000 Investment Management Services 397801 397801 990-PF Estimated Tax for 2024 71800 990-T Extension for 2023 106400 State Income Tax 2023 34646 STATE TAX WITHHELD 470 470