2018-07-12T15:22:17-05:00 2017-08-31 346565596 ERNST & YOUNG US LLP 5 TIMES SQUARE NEW YORK NY 10036 990 2016-09-01 472613531 NYU LANGONE HEALTH SYSTEM NYUL 2122633092 550 FIRST AVENUE MSB 153 NEW YORK NY 10016 MICHAEL T BURKE CFO 2122633092 2018-07-12 LAURA KIELCZEWSKI P00740769 2127733000 2016 2022-09-23 18:48:47Z MICHAEL T BURKE 550 FIRST AVENUE MSB 153 NEW YORK NY 10016 0 0 X N/A X 2014 NY SEE SCHEDULE O THE MISSION OF NYU LANGONE HEALTH SYSTEM IS TO SUPPORT THE ACTIVITIES OF ITS SUBSIDIARY INSTITUTIONS AS THEY WORK TO IMPROVE THE HEALTH AND WELFARE OF THE COMMUNITIES THEY SERVE. 56 52 1880 0 0 0 0 0 0 0 0 0 18015 0 18015 0 0 3510482 0 0 0 0 0 0 0 0 3124463 0 6634945 18015 -6634945 199443573 472330096 77126231 61219900 122317342 411110196 X THE BOARD ADOPTED MISSION STATEMENT IS: THE CORPORATION IS OPERATED EXCLUSIVELY FOR THE BENEFIT OF NYU LANGONE HOSPITALS AND ITS AFFILIATED ORGANIZATIONS. IN THIS CAPACITY, THE CORPORATION, MAY, IN ORDER TO IMPROVE THE HEALTH AND WELFARE OF THE COMMUNITY SERVED BY THE SUPPORTED ORGANIZATIONS: (I) PLAN, PREPARE FOR, PROMOTE, AND ASSIST THE SUPPORTED ORGANIZATIONS WITH THEIR RESPECTIVE MISSIONS, GOVERNANCE, POLICY MAKING, AND STRATEGIC PLANNING; AND (II) DEVELOP, SPONSOR, AND PROMOTE SERVICES AND PROGRAMS THAT ARE CHARITABLE, SCIENTIFIC OR EDUCATIONAL AND ADVANCE THE KNOWLEDGE AND PRACTICE OF, AND EDUCATION AND RESEARCH IN, MEDICINE, SURGERY, NURSING, AND OTHER OBJECTS RELATED TO THE CARE AND TREATMENT OF HUMANS. 1 0 5472919 3510482 0 NYU LANGONE HEALTH SYSTEM PROVIDED SUPPORT TO NYU LANGONE HOSPITALS ("NYUHC"), COMMUNITY CARE ORGANIZATION AND LUTHERAN CHHA, INC., IN ORDER TO PROMOTE AND ASSIST THE SUPPORTED ORGANIZATIONS WITH THEIR RESPECTIVE MISSION, GOVERNANCE, POLICY MAKING, AND STRATEGIC PLANNING. 5472919 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 1 1 0 0 1 167 0 1 1880 1 0 0 0 0 0 0 0 0 0 0 0 X 56 52 1 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 NY X MICHAEL T BURKE CFO 2122633092 550 FIRST AVENUE NEW YORK NY 10016 KENNETH G LANGONE CHAIR 1.00 5.00 X X 0 0 0 LAURENCE D FINK CO-CHAIR 1.00 5.00 X X 0 0 0 FIONA B DRUCKENMILLER CO-CHAIR 1.00 1.00 X X 0 0 0 GARY D COHN CO-CHAIR (THROUGH MARCH 2017) 1.00 1.00 X X 0 0 0 WILLIAM R BERKLEY TRUSTEE 1.00 3.00 X 0 0 0 CASEY BOX TRUSTEE 1.00 3.00 X 0 0 0 EDGAR M BRONFMAN JR TRUSTEE 1.00 1.00 X 0 0 0 SUSAN BLOCK CASDIN TRUSTEE 1.00 1.00 X 0 0 0 KENNETH I CHENAULT TRUSTEE 1.00 1.00 X 0 0 0 WILLIAM J CONSTANTINE TRUSTEE 1.00 1.00 X 0 0 0 JAMIE DIMON TRUSTEE 1.00 1.00 X 0 0 0 JAMES J DUNNE III TRUSTEE (THROUGH APRIL 2017) 1.00 1.00 X 0 0 0 LORI FINK TRUSTEE 1.00 1.00 X 0 0 0 LUIZ FRAGA TRUSTEE 1.00 3.00 X 0 0 0 PAOLO FRESCO TRUSTEE 1.00 1.00 X 0 0 0 TRUDY E GOTTESMAN TRUSTEE 1.00 1.00 X 0 0 0 JACKIE S HARRIS TRUSTEE 1.00 1.00 X 0 0 0 PAUL TUDOR JONES TRUSTEE 1.00 1.00 X 0 0 0 MEL KARMAZIN TRUSTEE 1.00 1.00 X 0 0 0 HELEN L KIMMEL TRUSTEE (THROUGH NOV. 2016) 1.00 1.00 X 0 0 0 SIDNEY LAPIDUS TRUSTEE 1.00 1.00 X 0 0 0 THOMAS H LEE TRUSTEE 1.00 1.00 X 0 0 0 LAURENCE C LEEDS JR TRUSTEE 1.00 1.00 X 0 0 0 MARTIN LIPTON ESQ TRUSTEE 1.00 2.00 X 0 0 0 STEPHEN F MACK TRUSTEE 1.00 1.00 X 0 0 0 LOUIS MARX JR TRUSTEE (THROUGH OCT. 2016) 1.00 1.00 X 0 0 0 ROBERTO A MIGNONE TRUSTEE 1.00 1.00 X 0 0 0 EDWARD J MINSKOFF TRUSTEE 1.00 1.00 X 0 0 0 THOMAS K MONTAG TRUSTEE 1.00 1.00 X 0 0 0 DARLA MOORE TRUSTEE (THROUGH OCT. 2016) 1.00 1.00 X 0 0 0 THOMAS S MURPHY SR TRUSTEE 1.00 1.00 X 0 0 0 THOMAS S MURPHY JR TRUSTEE 1.00 1.00 X 0 0 0 FRANK T NICKELL TRUSTEE 1.00 1.00 X 0 0 0 MICHAEL E NOVOGRATZ TRUSTEE 1.00 1.00 X 0 0 0 DEBRA PERELMAN TRUSTEE 1.00 1.00 X 0 0 0 RONALD O PERELMAN TRUSTEE 1.00 1.00 X 0 0 0 ISAAC PERLMUTTER TRUSTEE 1.00 1.00 X 0 0 0 LAURA PERLMUTTER TRUSTEE 1.00 1.00 X 0 0 0 DOUGLAS A PHILLIPS TRUSTEE 1.00 1.00 X 0 0 0 RICHARD P RICHMAN TRUSTEE 1.00 1.00 X 0 0 0 LINDA GOSDEN ROBINSON TRUSTEE 1.00 1.00 X 0 0 0 E JOHN ROSENWALD JR TRUSTEE 1.00 1.00 X 0 0 0 ALAN D SCHWARTZ TRUSTEE 1.00 1.00 X 0 0 0 BARRY F SCHWARTZ TRUSTEE 1.00 1.00 X 0 0 0 BERNARD L SCHWARTZ TRUSTEE 1.00 1.00 X 0 0 0 LARRY A SILVERSTEIN TRUSTEE 1.00 3.00 X 0 0 0 JOEL E SMILOW TRUSTEE 1.00 1.00 X 0 0 0 CARLA SOLOMON PHD TRUSTEE 1.00 1.00 X 0 0 0 WILLIAM C STEERE JR TRUSTEE 1.00 1.00 X 0 0 0 CHARLES M STRAIN TRUSTEE 1.00 11.00 X 0 0 0 DANIEL SUNDHEIM TRUSTEE 1.00 1.00 X 0 0 0 CHANDRIKA TANDON TRUSTEE 1.00 7.00 X 0 0 0 ALLEN R THORPE TRUSTEE 1.00 1.00 X 0 0 0 ALICE M TISCH TRUSTEE 1.00 1.00 X 0 0 0 THOMAS J TISCH TRUSTEE 1.00 1.00 X 0 0 0 JAN T VILCEK MD PHD TRUSTEE 1.00 1.00 X 0 5609 2199 BRADLEY J WECHSLER TRUSTEE 1.00 1.00 X 0 0 0 ANTHONY WELTERS TRUSTEE 1.00 5.00 X 0 0 0 ROBERT BERNE PHD EX-OFFICIO (THROUGH JUNE 2017) 1.00 50.00 X 0 1464789 41841 MARTIN DORPH EX-OFFICIO (THROUGH JUNE 2017) 1.00 50.00 X 0 761513 48417 ROBERT I GROSSMAN MD EX-OFFICIO & CEO 0.00 60.00 X X 0 5674385 2084521 ANDREW HAMILTON PHD EX-OFFICIO 1.00 70.00 X 0 1368434 448914 STEPHANIE PIANKA EX-OFFICIO 1.00 50.00 X 0 380724 34713 ANDREW W BROTMAN MD SVP, CLINICAL AFFAIRS & STRATEGY 1.00 60.00 X 0 2967243 50667 MICHAEL T BURKE SVP FINANCIAL AFFAIRS & CCFO 1.00 60.00 X 0 2143575 54398 RICHARD DONOGHUE SVP, STRTGC PLNG & BUS DEV 1.00 60.00 X 0 1624319 53156 ANNETTE JOHNSON JD SECRETARY 1.00 60.00 X 0 1736441 53406 GRACE Y KO SVP, DEVELOPMENT 1.00 60.00 X 0 1142206 47108 JOSEPH LHOTA SVP, CHIEF OF STAFF 1.00 60.00 X 0 1765663 54847 VICKI MATCH SUNA AIA SVP, REAL ESTATE 1.00 60.00 X 0 1676681 55847 NADER MHERABI SVP, CIO 1.00 60.00 X 0 1693878 53664 NANCY SANCHEZ SVP, HR AND ODL 1.00 60.00 X 0 1604016 53460 0 26009476 3137158 0 0 1 0 SANTA ROSA CONSULTING LLC 2555 MERIDIAN BLVD SUITE 250 FRANKLIN TN 37067 CONSULTING 6485252 MUNN RABOT LLC 33 WEST 17TH STREET NEW YORK NY 10011 CONSULTING 6414806 ACCENTURE LLP 1345 6TH AVENUE NEW YORK NY 10105 CONSULTING 3790509 BR FRIES & ASSOCIATES LLC 34 WEST 32ND STREET NEW YORK NY 10001 CONSTRUCTION 3545850 BLUE HORIZON TEK SOLUTIONS INC 244 FIFTH AVENUE 2ND FL NEW YORK NY 10010 CONSULTING 2388904 65 0 0 0 0 X 3510482 3510482 608237 501712 106525 1404414 543633 860781 610785 503814 106971 62493 51548 10945 438534 361730 76804 6634945 5472919 1162026 0 1040677 1759153 1842271 10676334 196560625 459894609 199443573 472330096 22777615 29782621 54348616 31437279 77126231 61219900 X 117445342 385736878 4671000 17393749 201000 7979569 122317342 411110196 199443573 472330096 X -6634945 295427799 X 0 1 X 1 0 X X 3 NYU LANGONE HOSPITALS 133971298 3 1 0 0 COMMUNITY CARE ORGANIZATION 113001682 10 1 1050634 0 LUTHERAN CHHA INC 462559181 10 1 2459848 0 3 3510482 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 INVESTMENT IN NYU LUTHERAN 123318000 DUE FROM RELATED ENTITIES 37026377 INVESTMENT IN NYU WINTHROP 295427799 457B PLAN ASSETS 4122433 459894609 DUE TO RELATED ORGANIZATIONS 31437279 31437279 X PART X, LINE 2: FINANCIAL ACCOUNTING STANDARDS BOARD'S (THE "FASB") GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES CLARIFIES THE ACCOUNTING FOR UNCERTAINTY OF INCOME TAX POSITIONS. THIS GUIDANCE DEFINES THE THRESHOLD FOR RECOGNIZING TAX RETURN POSITIONS IN THE FINANCIAL STATEMENTS AS MORE LIKELY THAN NOT THAT THE POSITION IS SUSTAINABLE, BASED ON ITS TECHNICAL MERITS. THE GUIDANCE ALSO PROVIDES GUIDANCE ON THE MEASUREMENT, CLASSIFICATION AND DISCLOSURE OF TAX RETURN POSITIONS IN THE FINANCIAL STATEMENTS. UNCERTAIN INCOME TAX POSITIONS DID NOT HAVE A SIGNIFICANT IMPACT ON THE HEALTH SYSTEM'S CONSOLIDATED FINANCIAL STATEMENTS DURING THE YEARS ENDED AUGUST 31, 2017 AND 2016. 0 COMMUNITY CARE ORGANIZATION INC 150 55TH STREET BROOKLYN NY 11220 113001682 501(C)(3) 1050634 0 SUPPORT CHARITABLE ACTIVITIES AT COMMUNITY CARE ORGANIZATION, INC. LUTHERAN CHHA INC 5407 SECOND AVENUE BROOKLYN NY 11220 462559181 501(C)(3) 2459848 TO SUPPORT THE CHARITABLE ACTIVITIES AT LUTHERAN CHHA, INC. 2 0 PART I, LINE 2: ORGANIZATION'S PROCEDURE FOR MONITORING THE USE OF GRANT FUNDS TO OTHER 501(C)(3) ORGANIZATIONS IN THE UNITED STATES: ALL GRANTS WERE MADE TO RELATED TAX-EXEMPT 501(C)(3) ORGANIZATIONS, THEREFORE NO MONITORING OF THE USE OF FUNDS IS REQUIRED. 0 1 0 0 0 0 0 0 0 ROBERT BERNE PHD EX-OFFICIO (THROUGH JUNE 2017) 0 1464789 0 0 0 0 0 26500 0 15341 0 1506630 0 0 MARTIN DORPH EX-OFFICIO (THROUGH JUNE 2017) 0 664284 0 0 0 97229 0 26500 0 21917 0 809930 0 0 ROBERT I GROSSMAN MD EX-OFFICIO & CEO 0 3194431 0 2400000 0 79954 0 2078865 0 5656 0 7758906 0 0 ANDREW HAMILTON PHD EX-OFFICIO 0 1368434 0 0 0 0 0 276500 0 172414 0 1817348 0 0 STEPHANIE PIANKA EX-OFFICIO 0 362506 0 18218 0 0 0 26500 0 8213 0 415437 0 0 ANDREW W BROTMAN MD SVP, CLINICAL AFFAIRS & STRATEGY 0 1513632 0 1440000 0 13611 0 50667 0 0 0 3017910 0 0 MICHAEL T BURKE SVP FINANCIAL AFFAIRS & CCFO 0 1057596 0 1080000 0 5979 0 49500 0 4898 0 2197973 0 0 RICHARD DONOGHUE SVP, STRTGC PLNG & BUS DEV 0 761485 0 840000 0 22834 0 49058 0 4098 0 1677475 0 0 ANNETTE JOHNSON JD SECRETARY 0 753773 0 960000 0 22668 0 48500 0 4906 0 1789847 0 0 GRACE Y KO SVP, DEVELOPMENT 0 541505 0 600000 0 701 0 43000 0 4108 0 1189314 0 0 JOSEPH LHOTA SVP, CHIEF OF STAFF 0 1034214 0 720000 0 11449 0 50500 0 4347 0 1820510 0 0 VICKI MATCH SUNA AIA SVP, REAL ESTATE 0 710932 0 960000 0 5749 0 49500 0 6347 0 1732528 0 0 NADER MHERABI SVP, CIO 0 716503 0 960000 0 17375 0 49058 0 4606 0 1747542 0 0 NANCY SANCHEZ SVP, HR AND ODL 0 639173 0 960000 0 4843 0 50500 0 2960 0 1657476 0 0 PART I, LINE 4B DR. GROSSMAN, DEAN OF THE NYU SCHOOL OF MEDICINE AND CHIEF EXECUTIVE OFFICER OF NYU LANGONE HOSPITALS, PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN ("SERP") DURING CALENDAR YEAR 2016. THE EMPLOYER CONTRIBUTION TO THIS PLAN WAS $2,052,365 FOR CALENDAR YEAR 2016. THIS AMOUNT IS REPORTED AS A SHARED COST BETWEEN NYU LANGONE HOSPITALS AND THE NYU SCHOOL OF MEDICINE. THE SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN CONTRIBUTIONS WERE MADE PURSUANT TO A NEGOTIATED AGREEMENT WITH DR. GROSSMAN. DR. ANDREW HAMILTON, EX-OFFICIO TRUSTEE, SHALL RECEIVE FROM NEW YORK UNIVERSITY A PAYMENT OF TWO HUNDRED FIFTY THOUSAND DOLLARS IN DEFERRED COMPENSATION FOR EVERY YEAR OF COMPLETED SERVICE AS PRESIDENT SHOULD HE SERVE THE ENTIRE FIVE YEAR TERM. EACH ANNUAL INSTALLMENT SHALL BE CREDITED WITH EARNINGS AT A RATE AGREED UPON BETWEEN DR. HAMILTON AND THE UNIVERSITY. MATTHEW PENZINER FAMILY MEMBER OF TRUSTEE 284689 EMPLOYEE COMPENSATIONMATTHEW PENZINER HAS A FAMILY RELATIONSHIP WITH DOUGLAS PHILLIPS, TRUSTEE, AND IS AN EMPLOYEE OF THE ORGANIZATION. 0 FORM 990, PART III, LINE 2 ON APRIL 1, 2017, NYU LANGONE HEALTH SYSTEM COMPLETED AN AFFILIATION AGREEMENT IN WHICH IT BECAME THE SOLE CORPORATE MEMBER OF WINTHROP-UNIVERSITY HOSPITAL ASSOCIATION AND ITS SUBSIDIARY ENTITIES, WINTHROP UNIVERSITY HOSPITAL SERVICE CORPORATION ("WUHSC") AND WINTHROP CLINICAL PARTNERS, INC ("WCPI"). WINTHROP-UNIVERSITY HOSPITAL ASSOCIATION SUBSEQUENTLY CHANGED ITS NAME TO NYU WINTHROP HOSPITAL ("WINTHROP"). WINTHROP IS A 591-BED ADULT LEVEL 1 TRAUMA CENTER AND TEACHING HOSPITAL IN MINEOLA, NEW YORK. FORM 990, PART VI, SECTION A, LINE 2 LORI FINK, TRUSTEE & LAURENCE D. FINK, CO-CHAIR, HAVE A FAMILY RELATIONSHIP. THOMAS S. MURPHY & THOMAS S. MURPHY JR., TRUSTEES, HAVE A FAMILY RELATIONSHIP. RONALD O. PERELMAN & DEBRA PERELMAN, TRUSTEES, HAVE A FAMILY RELATIONSHIP. ISAAC PERLMUTTER & LAURA PERLMUTTER, TRUSTEES, HAVE A FAMILY RELATIONSHIP. ALICE M. TISCH & THOMAS J. TISCH, TRUSTEES, HAVE A FAMILY RELATIONSHIP. BARRY SCHWARTZ, RONALD O. PERELMAN, & DEBRA PERELMAN, TRUSTEES, HAVE A BUSINESS RELATIONSHIP. LAURENCE D. FINK, CO-CHAIR, & LINDA GOSDEN ROBINSON, TRUSTEE, HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 ANALYSIS OF CHANGES TO BYLAWS EFFECTIVE DECEMBER 14, 2016 SECTION 6.04 RENAMED THE OPERATING COMMITTEE TO THE EXECUTIVE COMMITTEE AND REDUCED THE NUMBER OF MEMBERS FROM 30 TO 10. ADDED TO THE LIST OF MEMBERS THE CHAIR OF THE UNIVERSITY'S BOARD OF TRUSTEES. REMOVED FROM THE LIST OF MEMBERS THE UNIVERSITY'S PRESIDENT AND EXECUTIVE VICE PRESIDENT FOR HEALTH, THE CHAIRS OF THE AUDIT AND COMPLIANCE AND GOVERNANCE AND NOMINATIONS COMMITTEES. FORM 990, PART VI, SECTION A, LINE 6 DESCRIPTION OF CLASSES OF MEMBERS OR STOCKHOLDERS: THE SOLE MEMBER OF NYU LANGONE HEALTH SYSTEM IS NEW YORK UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 7A DESCRIPTION OF CLASSES OF PERSONS AND THE NATURE OF THEIR RIGHTS: WITH RESPECT TO THE ELECTION OF THE BOARD OF TRUSTEES OF NYU LANGONE HEALTH SYSTEM, NEW YORK UNIVERSITY (THE "MEMBER"), AS THE SOLE MEMBER HAS THE POWER AND AUTHORITY: 1. TO ELECT THE TRUSTEES; 2. REMOVE A TRUSTEE; AND 3. FILL ANY VACANCIES IN THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B DESCRIPTION OF CLASSES OF PERSONS, DECISIONS REQUIRING APPROVAL AND THE TYPE OF VOTING RIGHTS: WITH RESPECT TO THE DECISIONS OF THE BOARD OF TRUSTEES OF NYU LANGONE HEALTH SYSTEM, NEW YORK UNIVERSITY (THE "MEMBER") AS THE SOLE MEMBER, HAS THE POWER AND AUTHORITY TO: 1. AMEND OR REPEAL THE BY-LAWS OR ADOPT NEW BY-LAWS; 2. APPROVE THE SYSTEM'S MERGER OR CONSOLIDATION WITH ANOTHER ENTITY; 3. APPROVE THE SALE, LEASE, EXCHANGE, OR OTHER DISPOSITION OF ALL, OR SUBSTANTIALLY ALL, THE ASSETS OF THE SYSTEM; 4. REVIEW THE VISION, MISSION, AND STRATEGIC AND FINANCIAL PLANS OF THE SYSTEM; 5. REVIEW THE SYSTEM'S ANNUAL OPERATING AND CAPITAL BUDGETS; 6. APPROVING ANY TRANSACTION THAT DIRECTLY, OR ON A CONSOLIDATED BASIS, HAS A VALUE OF $25,000,000 OR MORE PROVIDED, THAT FINAL APPROVAL OF HOSPITAL DEBT NECESSARY TO FINANCE THE COST OF COMPLIANCE WITH OPERATIONAL OR PHYSICAL PLANT STANDARDS REQUIRED BY LAW, OR TO IMPLEMENT CERTIFICATE OF NEED APPLICATIONS, SHALL REMAIN WITH NYU LANGONE HOSPITALS ("NYUHC"), THE HOSPITAL OF WHICH THE SYSTEM IS THE MEMBER; 7. APPROVING THE CREATION, ACQUISITION AND/OR DISSOLUTION OF AN ENTITY IN WHICH THE SYSTEM IS PROPOSED TO BE, OR IS, THE CONTROLLING MEMBER; AND 8. APPROVING ANY MATTER RESERVED TO THE MEMBER OF A NOT-FOR-PROFIR CORPORATION UNDER THE NEW YORK NOT-FOR-PROFIT CORPORATION LAW ("NPCL"), PROVIDED FURTHER, THAT IF THE SYSTEM EXERCISES ANY RIGHTS OF THE SYSTEM AS SOLE MEMBER OF NYUHC, SUCH ACTION MUST BE APPROVED BY THE UNIVERSITY IN ORDER TO BE EFFECTIVE, EXCEPT TO THE EXTENT SUCH RIGHTS ARE PROHIBITED TO A SO-CALLED "PASSIVE" PARENT UNDER THE NEW YORK PUBLIC HEALTH LAW. FORM 990, PART VI, SECTION B, LINE 11B DESCRIPTION OF THE PROCESS USED BY MANAGEMENT AND/OR GOVERNING BODY TO REVIEW THE FORM 990: 1. THE FINANCE DEPARTMENT DRAFTS THE FORM 990 AND THE ACCOMPANYING SCHEDULES BASED ON THE FISCAL YEAR'S FINANCIAL ACTIVITY. 2. THE DRAFT IS REVIEWED BY THE VICE PRESIDENT OF FINANCE AND CHIEF FINANCIAL OFFICER FOR COMPLETENESS AND ACCURACY. THIS IS AN ITERATIVE PROCESS WHICH MAY INVOLVE MORE THAN ONE REVIEW. 3. THE REVIEWED DRAFT IS PRESENTED TO THE BOARD OF TRUSTEES' AUDIT COMMITTEE, AS WELL AS CERTAIN OTHER OFFICERS FOR REVIEW. 4. ONCE APPROVED BY THE AUDIT COMMITTEE, THE FORM 990 IS MADE AVAILABLE TO THE FULL BOARD AND THEN IT IS FORWARDED TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C NYU LANGONE HEALTH SYSTEM HAS ADOPTED A CONFLICTS OF INTEREST POLICY THAT IS APPLICABLE TO ALL TRUSTEES, OFFICERS, AND EMPLOYEES OF THE ORGANIZATION. FURTHERMORE, ALL TRUSTEES, OFFICERS, AND EMPLOYEES OF THE CORPORATION ARE SUBJECT TO THE CONFLICT OF INTEREST POLICY OF NYU LANGONE HEALTH. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE NYU LANGONE HEALTH SYSTEM OFFICE OF GENERAL COUNSEL MAINTAINS COPIES OF THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES. WHILE THE CONSOLIDATED FINANCIAL STATEMENTS OF NEW YORK UNIVERSITY ARE AVAILABLE AT WWW.NYU.EDU, THERE ARE NO SEPARATE AUDITED FINANCIAL STATEMENTS FOR THIS ENTITY. A COPY OF THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES MAY BE OBTAINED BY CONTACTING: NYU LANGONE HEALTH SYSTEM OFFICE OF THE GENERAL COUNSEL 550 FIRST AVENUE NEW YORK, NEW YORK 10016 TELEPHONE NUMBER: (212) 263-7300 FORM 990, PART IX, LINE 11G PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 543,633. MANAGEMENT AND GENERAL EXPENSES 860,781. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,404,414. FORM 990, PART XI, LINE 9: ACQUISITION OF NYU WINTHROP 295,427,799. NEW YORK UNIVERSITY 726 BROADWAY NEW YORK NY 10003 135562308 UNIVERSITY NY 501(C)(3) LINE 2 N/A 0 34TH STREET CANCER CENTER INC C/O NYUHC 550 FIRST AVENUE NEW YORK NY 10016 300262470 CANCER CARE NY 501(C)(3) LINE 12C, III-FI NYU HOSPITALS CENTER 1 HAROLD ACTON TRUST 726 BROADWAY 9TH FLOOR NEW YORK NY 10003 137050560 SUPPORT OF NYU'S CAMPUS IN FLORENCE, ITALY NY 501(C)(3) LINE 12A, I NEW YORK UNIVERSITY 1 HORTENSE ACTON TRUST 70 WASHINGTON SQ S NEW YORK NY 10013 367110976 SUPPORT OF NYU'S CAMPUS IN FLORENCE, ITALY NY 501(C)(3) PF NEW YORK UNIVERSITY 1 INSTITUTE OF FINE ARTS FOUNDATION 1 EAST 78TH STREET NEW YORK NY 10021 237184242 SUPP NYU'S INSTITUTE OF FINE ARTS NY 501(C)(3) LINE 12A, I NEW YORK UNIVERSITY 1 NATIONAL CENTER ON PHILANTHROPY AND THE LAW 110 WEST 3RD ST 2ND FL NEW YORK NY 10012 133954405 STUDY,RESEARCH, EDUCATION ON PHILANTHROPY & THE LAW NY 501(C)(3) LINE 12A, I NEW YORK UNIVERSITY 1 NEW YORK UNIVERSITY IN ABU DHABI CORP 70 WASHINGTON SQ S NEW YORK NY 10013 262652713 SUPPORT NYU COLLEGE IN ABU DHABI NY 501(C)(3) LINE 2 NEW YORK UNIVERSITY 1 NEW YORK UNIV SCHOOL OF BUSINESS FDN 44 WEST 4TH ST STE 11-160 NEW YORK NY 10012 134168015 SUPPORTS NYU'S L.N. STERN SCHOOL OF BUSINESS NY 501(C)(3) LINE 12A, I NEW YORK UNIVERSITY 1 NYU IMAGING INC 545 FIRST AVENUE NEW YORK NY 10016 134000622 SUPPORT NYU SCHOOL OF MEDICINE NY 501(C)(3) LINE 12A, I NEW YORK UNIVERSITY 1 NYU REAL ESTATE CORP (DISSOLVED 10316) 70 WASHINGTON SQ S 11TH NEW YORK NY 10013 134141728 OWNS REAL PROPERTY NY 501(C)(25) NEW YORK UNIVERSITY 1 NYU SCHOOL OF LAW FOUNDATION 161 AVE OF THE AMERICAS 504 NEW YORK NY 10013 136161036 SUPPORT NYU'S SCHOOL OF LAW NY 501(C)(3) LINE 12A, I NEW YORK UNIVERSITY 1 NYU SCHOOL OF LAW HOUSING ASSISTANCE CO 161 AVE OF THE AMERICAS 504 NEW YORK NY 10013 134043221 SUPPORT NYU'S SCHOOL OF LAW NY 501(C)(3) LINE 12A, I NYU'S SCHOOL OF LAW FOUNDATION 1 NYU SCHOOL OF LAW RECRUITMENT ASSIST CO 161 AVE OF THE AMERICAS 504 NEW YORK NY 10013 134043182 SUPPORT NYU'S SCHOOL OF LAW NY 501(C)(3) LINE 12A, I NYU'S SCHOOL OF LAW FOUNDATION 1 NYU SCHOOL OF LAW FACULTY RETENTION ASSIST CORP 161 AVE OF THE AMERICAS 504 NEW YORK NY 10013 134047911 SUPPORT NYU'S SCHOOL OF LAW NY 501(C)(3) LINE 12A, I NYU'S SCHOOL OF LAW FOUNDATION 1 WASHINGTON SQUARE LEGAL SERVICES INC 161 AVE OF THE AMERICAS 504 NEW YORK NY 10013 237392120 CERTAIN PUBLIC INTEREST ACTIVITIES OF NYU'S SCHOOL OF LAW NY 501(C)(3) LINE 12A, I NEW YORK UNIVERSITY 1 LUTHERAN AUGUSTANA CECR INC 5434 2ND AVENUE BROOKLYN NY 11220 112150953 EXTENDED CARE NY 501(C)(3) LINE 10 NYU LANGONE HEALTH SYSTEM 1 OHP PHSP INC 5800 3RD AVENUE BROOKLYN NY 11220 113245559 INSURANCE NY 501(C)(4) NYU HOSPITALS CENTER 1 SHORE HILL HOUSING COMPANY INC 9000 SHORE ROAD BROOKLYN NY 11209 237405105 HOUSING NY 501(C)(3) LINE 10 NYU LANGONE HEALTH SYSTEM 1 HARBOR HILL HOUSING 150 55TH STREET BROOKLYN NY 11220 113152691 HOUSING NY 501(C)(3) LINE 10 NYU LANGONE HEALTH SYSTEM 1 SUNSET BAY COMMUNITY SERVICES 150 55TH STREET BROOKLYN NY 11220 112439925 DAY CARE & SENIOR SERVICES NY 501(C)(3) LINE 7 NYU LANGONE HEALTH SYSTEM 1 COMMUNITY CARE ORGANIZATION 246 55TH STREET ROOM AA4 BROOKLYN NY 11220 113001682 HOME HEALTH NY 501(C)(3) LINE 10 NYU LANGONE HEALTH SYSTEM 1 SUNSET GARDENS HOUSING CORP 150 55TH STREET BROOKLYN NY 11220 203461755 HOUSING NY 501(C)(3) LINE 10 NYU LANGONE HEALTH SYSTEM 1 LMC PHYSICIAN SERVICES PC 150 55TH STREET BROOKLYN NY 11220 113192423 PHYSICIANS SERVICES NY 501(C)(3) LINE 12C, III-FI NYU HOSPITALS CENTER 1 SHORE ROAD RADIOLOGY ASSOCIATES PC 150 55TH STREET BROOKLYN NY 11220 112665457 HEALTHCARE NY 501(C)(3) LINE 12C, III-FI NYU HOSPITALS CENTER 1 LUTHERAN CHHA INC DBA LUTHERAN CARE AT HOME 5407 2ND AVENUE BROOKLYN NY 11220 462559181 HOME HEALTH AIDE AGENCY NY 501(C)(3) LINE 10 NYU LANGONE HEALTH SYSTEM 1 NYU IN LONDON 6 BEDFORD SQUARE LONDON UK WC1B 3RA 981074101 SUPPORT NYU'S PROGRAM IN LONDON UK NEW YORK UNIVERSITY 1 NYU TISCH SCH OF ARTS ASIA LTD (DISSOLVED 111516) 3 KAY SIANG ROAD SN 248923 SUPPORT NYU'S TSOA'S PROGRAM IN SINGAPORE SN NEW YORK UNIVERSITY 1 NYU IN TEL-AVIV LTD TUVAL 13 TEL AVIV IS 52522 981058326 SUPPORT NYU'S PROGRAM IN TEL-AVIV IS NEW YORK UNIVERSITY 1 NEW YORK UNIVERSITY IN FRANCE 56 RUE DE PASSY PARIS FR 75016 981058568 SUPPORT NYU'S PROGRAM IN FRANCE FR NEW YORK UNIVERSITY 1 NEW YORK UNIVERSITY IN AFGHANISTAN 150 MASJID E HAJI ABDURRAHIM ST CHA KABUL AF SUPPORT NYU'S ACTIVITIES IN AFGHANISTAN AF NEW YORK UNIVERSITY 1 NYU LANGONE IPA INC 550 FIRST AVENUE NEW YORK NY 10016 364841069 IPA OPERATING A MEDICAID SHARED SAVINGS PROGRAM NY 501(C)(3) LINE 10 NYU LANGONE HEALTH SYSTEM 1 NYU LANGONE HOSPITALS 550 FIRST AVENUE NEW YORK NY 10016 133971298 HOSPITAL NY 501(C)(3) LINE 3 NYU LANGONE HEALTH SYSTEM 1 NYU WINTHROP HOSPITAL 259 FIRST STREET MINEOLA NY 11501 111633486 HOSPITAL NY 501(C)(3) LINE 3 NYU LANGONE HEALTH SYSTEM 1 WINTHROP UNIV HOSPITAL SVCS CORP 700 HICKSVILLE ROAD BETHPAGE NY 11714 112496631 TITLE HOLDING NY 501(C)(2) NYU WINTHROP HOSPITAL 1 WINTHROP FACULTY MEDICAL AFFILIATES UFPC 222 STATION PLAZA NORTH MINEOLA NY 11501 462439597 HEALTHCARE NY 501(C)(3) LINE 12A, I NYU WINTHROP HOSPITAL 1 WINTHROP URGENT CARE UFPC 222 STATION PLAZA NORTH MINEOLA NY 11501 465482775 HEALTHCARE NY 501(C)(3) LINE 12A, I NYU WINTHROP HOSPITAL 1 WINTHROP COMMUNITY MEDICAL AFFILIATES PC 222 STATION PLAZA NORTH SUITE 350 MINEOLA NY 11501 472665045 HEALTHCARE NY 501(C)(3) LINE 12A, I NYU WINTHROP HOSPITAL 1 NYU LANGONE DIAGNOSTICS LLC 550 FIRST AVENUE NEW YORK NY 10016 301001205 OUTREACH TESTING NY NYU LANGONE HEALTH SYSTEM RELATED 0 0 0.80000 CCC 550 INSURANCE SCC 550 FIRST AVENUE NEW YORK NY 10016 PROF LIAB COVERAGE BB N/A C 1 INTERNATIONAL ART FUND C/O NYU 726 BROADWAY NEW YORK NY 10003 HOLDS STOCK IN LA PIETRA CORP. 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