2018-07-23T09:12:47-05:00 2017-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2016-10-01 237092671 NATIONAL COUNCIL FOR BEHAVORIAL HEALTH NATI 2026847457 1400 K STREET NW NO 400 WASHINGTON DC 20005 LINDA ROSENBERG PRESIDENT/CEO 2026847457 2018-07-23 1 FRANK H SMITH P00639053 2028225000 2018-07-20 2016 2022-09-23 18:48:47Z MENTAL HEALTH FIRST AID USA JEFF RICHARDSON 1400 K STREET NW NO 400 WASHINGTON DC 20005 57069849 0 X WWW.THENATIONALCOUNCIL.ORG X 1980 DC TO ENSURE THAT PERSONS W/ MENTAL ILLNESS/ADDICTION DISORDERS HAVE THE OPPORTUNITY TO LIVE FULL LIVES. 33 33 146 34 187331 71909 20062864 24481529 19184969 19592897 262670 508035 -1006682 2441704 38503821 47024165 70500 8600 0 0 10780710 13858873 0 0 0 26703890 32055982 37555100 45923455 948721 1100710 31041803 33430914 10800473 11600523 20241330 21830391 X THE NATIONAL COUNCIL FOR BEHAVIORAL HEALTH (NATIONAL COUNCIL) IS THE UNIFYING VOICE OF AMERICA'S MENTAL HEALTH AND ADDICTIONS TREATMENT ORGANIZATIONS. TOGETHER WITH 2,900 MEMBER ORGANIZATIONS, SERVING 10 MILLION ADULTS, CHILDREN AND FAMILIES (CONTINUED ON SCHEDULE O) 0 0 15350701 0 PRACTICE IMPROVEMENT - PRACTICE IMPROVEMENT ACTIVITIES PROVIDE CUSTOMIZED TRAINING AND TECHNICAL SUPPORT TO IMPROVE CLINICAL PRACTICE, ENHANCE WORKFORCE CAPACITY, AND CREATE OPERATIONS EFFICIENCIES FOR SPECIALTY BEHAVIORAL AND PRIMARY HEALTHCARE AGENCIES WITH THE GOAL OF DELIVERING HIGH-QUALITY, CULTURALLY AND CLINICALLY COMPETENT MENTAL HEALTH AND ADDICTIONS CARE. 9893751 8057866 PUBLIC EDUCATION - PUBLIC EDUCATION ACTIVITIES FOCUS ON THE DEVELOPMENT AND DELIVERY OF MENTAL HEALTH FIRST AID USA - A PROGRAM TO HELP PEOPLE LEARN THE SIGNS OF MENTAL ILLNESS AND SUBSTANCE USE DISORDERS AND HOW TO OFFER SUPPORT TO THOSE IN NEED. MORE THAN ONE MILLION PEOPLE HAVE BEEN TRAINED IN THE PROGRAM. 8012515 8600 9532106 EDUCATIONAL AND CONSULTING SERVICES - EDUCATIONAL AND CONSULTING SERVICES OFFER STATE-OF-THE-SCIENCE INFORMATION, RESEARCH, TRAINING AND EXPERT TECHNICAL ASSISTANCE TO HELP MEMBER ORGANIZATIONS AND OTHER SPECIALTY HEALTHCARE PROVIDER AGENCIES ACHIEVE OPERATIONAL EFFICIENCIES, SHARPEN PRACTICE SKILLS, AND ENRICH THE LIVES OF ADULTS, CHILDREN AND FAMILIES WITH MENTAL ILLNESS AND SUBSTANCE USE DISORDERS. OUR NATIONAL CONFERENCE THAT IS FOCUSED ON MENTAL HEALTH AND SUBSTANCE USE DISORDERS WAS HELD APRIL 3-5, 2017, IN SEATTLE, WA. WE HAD 6,000 ATTENDEES. 8988360 3011368 PUBLIC POLICY, INTEGRATED HEALTH, MEMBERSHIP SERVICES, COMMUNICATIONS 8988360 3011368 42245327 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 139 0 1 146 1 1 1 0 0 0 0 0 0 0 0 0 X 33 33 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X BRUCE PELLEU 2026847457 1400 K STREET NW NO 400 WASHINGTON DC 20005 JEFF RICHARDSON CHAIR 1.50 X X 0 0 0 TIM SWINFARD 1ST VICE CHAIR 1.50 X X 0 0 0 VIC DIGRAVIO III 2ND VICE CHAIR 1.50 X X 0 0 0 VICTOR ARMSTRONG SECRETARY/TREASURER 1.50 X X 0 0 0 SUSAN BLUE BOARD MEMBER 1.50 X 0 0 0 MATT BROOKS BOARD MEMBER 1.50 X 0 0 0 KEVIN CAMPBELL BOARD MEMBER 1.50 X 0 0 0 DANETTE CASTLE BOARD MEMBER 1.50 X 0 0 0 CARI CHO BOARD MEMBER 1.50 X 0 0 0 CARL CLARK BOARD MEMBER 1.50 X 0 0 0 PATRICIA COLEMAN BOARD MEMBER 1.50 X 0 0 0 ROBERT DAVISON BOARD MEMBER 1.50 X 0 0 0 VITKA EISEN BOARD MEMBER 1.50 X 0 0 0 MARK FONTAINE BOARD MEMBER 1.50 X 0 0 0 ALAN HARTL BOARD MEMBER 1.50 X 0 0 0 WALTER HILL BOARD MEMBER 1.50 X 0 0 0 SARA HOWE BOARD MEMBER 1.50 X 0 0 0 SUSIE HUHN BOARD MEMBER 1.50 X 0 0 0 MARK ISHAUG BOARD MEMBER 1.50 X 0 0 0 DAVID JOHNSON BOARD MEMBER 1.50 X 0 0 0 JOHN KASTAN BOARD MEMBER 1.50 X 0 0 0 RICH LECLERC BOARD MEMBER 1.50 X 0 0 0 BRENT MCGINTY BOARD MEMBER 1.50 X 0 0 0 LINDA MCKINNON BOARD MEMBER 1.50 X 0 0 0 DON MISKOWIEC BOARD MEMBER 1.50 X 0 0 0 KEVIN NORTON BOARD MEMBER 1.50 X 0 0 0 MICK PATTINSON BOARD MEMBER 1.50 X 0 0 0 CONNIE PETERS BOARD MEMBER 1.50 X 0 0 0 STEVEN RONIK BOARD MEMBER 1.50 X 0 0 0 ARTHUR SCHUT BOARD MEMBER 1.50 X 0 0 0 CHRISTINE STONER-MERTZ BOARD MEMBER 1.50 X 0 0 0 PHILLIP TATE BOARD MEMBER 1.50 X 0 0 0 JEFFREY WALTER BOARD MEMBER (UNTIL 06/2017) 1.50 X 0 0 0 ED WOODS BOARD MEMBER 1.50 X 0 0 0 LINDA ROSENBERG PRESIDENT/CEO 45.00 X 655295 0 36743 BRUCE PELLEU CFO/VP FINANCE & ADMIN. 45.00 X 219515 0 32918 JEANNIE CAMPBELL EXECUTIVE VP 45.00 X 320210 0 37464 CHARLES INGOGLIA SENIOR VP, PPIC 45.00 X 308659 0 38414 ALICIA AEBERSOLD SR VP, COMM/STRAT/DEV -UNTIL 09/2017 45.00 X 211776 0 31780 REBECCA VAUGHN VP, ADDICTIONS - UNTIL 11/2016 45.00 X 209400 0 38518 BETSY SCHWARTZ VP, PUBLIC EDUCATION & SPECIAL INIT. 45.00 X 207825 0 31802 MOHINI VENKATESH VP, BUSINESS & STRATEGY 45.00 X 164673 0 26808 JOAN KING INTEGRATED HEALTH SENIOR CONSULTANT 45.00 X 168084 0 17397 LAURA GALBREATH VP CENTER FOR INT. HEALTH SOL. -UNTIL 03/2017 45.00 X 148528 0 25163 NICHOLAS SZUBIAK DIR, CLIN. EXCELLENCE IN ADDICTIONS 45.00 X 136466 0 13696 MEAGHON REID ASSISTANT VP, MHFA (UNTIL 08/2017) 45.00 X 136460 0 10738 REBECCA FARLEY VP, POLICY AND ADVOCACY 45.00 X 134275 0 21294 3021166 0 362735 27 0 1 0 MTM SERVICES LLC PO BOX 1027 HOLLY SPRINGS NC 27540 BEHAVIORAL HEALTH CONSULTING SERVICES 2801674 OMNIPRESS 2600 ANDERSON STREET MADISON WI 53704 ORDER FULFILLMENT 2338542 CAESARS ENTERTAINMENT BUSINESS SERVICES ONE HARRAHS COURT LAS VEGAS NV 89119 ANNUAL CONFERENCE SERVICES 2215934 MONTEFIORE MEDICAL CENTER 111 EAST 210TH STREET BRONX NY 10467 CONSULTING 1565539 BOARD OF REGENTS OF THE UW- MADISON 4502 EAST 41ST ST TULSA OK 74135 BUSINESS OPERATIONS SERVICES 765488 46 10982525 13499004 24481529 TRAINING AND SUPPORT 900099 6366984 6366984 CONSULTING SERVICES 900099 5216374 5216374 REGISTRATION FEES 900099 3937848 3937848 MEMBERSHIP DUES 900099 2919498 2919498 EXHIBIT FEES 900099 926075 926075 226118 38787 187331 19592897 247316 247316 34006 34006 5965997 5705278 260719 260719 260719 6462254 4340406 2121848 2121848 MISCELLANEOUS 900099 285850 285850 285850 47024165 20601339 187331 1753966 X 8600 8600 2821731 2398474 423257 7383061 6322595 1060466 468975 416021 52954 2393296 2108857 284439 791810 693592 98218 50673 23308 27365 74148 74148 474004 474004 35997 35997 19442901 19056137 386764 2883210 2038286 844924 980413 627266 353147 953832 953832 2602867 2584045 18822 4012206 4012206 451173 451173 40934 40934 INCOME TAXES 53624 53624 45923455 42245327 3678128 0 1820904 1700107 8498859 6266507 8060223 12539392 216853 685184 497155 300540 4324838 1602136 2257775 2722702 9500121 8268621 42000 799948 147913 147913 31041803 33430914 6269188 8120310 2843200 1706030 1688085 1774183 10800473 11600523 X 16499197 18156752 3742133 3673639 20241330 21830391 31041803 33430914 1100710 488351 0 X 0 1 X 1 1 1 X 10571420 11276036 13655055 20062864 24481529 80046904 10997918 15179470 17060474 20965223 25867820 90070905 21569338 26455506 30715529 41028087 50349349 170117809 0 1233817 2271251 2383871 1136239 1113327 8138505 1233817 2271251 2383871 1136239 1113327 8138505 161979304 226113 468815 563948 293616 281322 1833814 76153 73222 89708 105552 173684 518319 302266 542037 653656 399168 455006 2352133 127515 9081 39450 65547 285850 527443 21999119 27006624 31408635 41492802 51090205 172997385 0.93630 0.93290 0.01360 0.01480 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2012 AMOUNT: $ 127,515. 2013 AMOUNT: $ 9,081. 2014 AMOUNT: $ 39,450. 2015 AMOUNT: $ 65,547. 2016 AMOUNT: $ 285,850. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 666572 666572 45231956 45898528 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 375879 717728 722537 666572 2482716 250000 250000 250000 250000 1000000 1500000 1418283 313121 1105162 588973 272562 316411 2317582 1016453 1301129 2722702 DEFERRED RENT AND LEASE INCENTIVE 1774183 1774183 X PART X, LINE 2: THE COUNCIL PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED SEPTEMBER 30, 2017, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 LEADERSHIP TRAINING PROGRAM 19 7600 OTHER SCHOLARSHIPS 1 1000 PART I, LINE 2: DUE TO THE NATURE OF THESE SMALL AWARDS, NO ADDITIONAL FORMAL MONITORING IS INVOLVED BEYOND ENSURING APPROPRIATE DOCUMENTATION OF THE AWARD AND LEGITIMACY OF THE RECIPIENT ORGANIZATION. GRANTS AWARDED ARE BASED ON THE UNDERSTANDING THAT RECIPIENTS ARE RESPONSIBLE FOR ENSURING THAT GRANTS ARE USED FOR PROPER PURPOSES AND IN COMPLIANCE WITH ALL LEGAL REQUIREMENTS. X X X 0 0 0 0 0 0 0 1 0 LINDA ROSENBERG PRESIDENT/CEO 655295 0 0 0 0 0 34450 0 2293 0 692038 0 0 0 BRUCE PELLEU CFO/VP FINANCE & ADMIN. 218015 0 1500 0 0 0 24219 0 8699 0 252433 0 0 0 JEANNIE CAMPBELL EXECUTIVE VP 305210 0 15000 0 0 0 28765 0 8699 0 357674 0 0 0 CHARLES INGOGLIA SENIOR VP, PPIC 292159 0 16500 0 0 0 28515 0 9899 0 347073 0 0 0 ALICIA AEBERSOLD SR VP, COMM/STRAT/DEV -UNTIL 09/2017 210276 0 1500 0 0 0 20197 0 11583 0 243556 0 0 0 REBECCA VAUGHN VP, ADDICTIONS - UNTIL 11/2016 167734 0 41666 0 0 0 30567 0 7951 0 247918 0 0 0 BETSY SCHWARTZ VP, PUBLIC EDUCATION & SPECIAL INIT. 207825 0 0 0 0 0 23103 0 8699 0 239627 0 0 0 MOHINI VENKATESH VP, BUSINESS & STRATEGY 163173 0 1500 0 0 0 18109 0 8699 0 191481 0 0 0 JOAN KING INTEGRATED HEALTH SENIOR CONSULTANT 168084 0 0 0 0 0 15104 0 2293 0 185481 0 0 0 LAURA GALBREATH VP CENTER FOR INT. HEALTH SOL. -UNTIL 03/2017 147778 0 750 0 0 0 16464 0 8699 0 173691 0 0 0 NICHOLAS SZUBIAK DIR, CLIN. EXCELLENCE IN ADDICTIONS 136466 0 0 0 0 0 4998 0 8698 0 150162 0 0 0 REBECCA FARLEY VP, POLICY AND ADVOCACY 124275 0 10000 0 0 0 12748 0 8546 0 155569 0 0 0 PART I, LINE 7 BONUSES FOR THE EMPLOYEES LISTED ON PART VII, SECTION A WAS DETERMINED BASED ON THE DISCRETION OF PRESIDENT/CEO. THE BONUS PAYMENTS FOR THE PRESIDENT/CEO WERE BASED ON AN EMPLOYEE CONTRACT WITH THE BOARD. FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: (CONTINUED) FAMILIES LIVING WITH MENTAL ILLNESSES AND ADDICTION, THE NATIONAL COUNCIL IS COMMITTED TO ALL AMERICANS HAVING ACCESS TO COMPREHENSIVE, HIGH-QUALITY CARE THAT AFFORDS EVERY OPPORTUNITY FOR RECOVERY. THE NATIONAL COUNCIL INTRODUCED MENTAL HEALTH FIRST AID TO THE USA AND TO DATE MORE THAN ONE MILLION INDIVIDUALS HAVE BEEN TRAINED. A NOT-FOR-PROFIT 501(C)(3) ASSOCIATION, THE NATIONAL COUNCIL FOR BEHAVIORAL HEALTH'S MISSION IS TO ADVANCE OUR MEMBERS' ABILITY TO DELIVER INTEGRATED HEALTHCARE. THE NATIONAL COUNCIL ADVOCATES FOR POLICIES THAT ENSURE PEOPLE WHO HAVE MENTAL ILLNESS AND/OR SUBSTANCE USE DISORDERS CAN ACCESS COMPREHENSIVE HEALTHCARE SERVICES. WE ALSO OFFER STATE-OF-THE-SCIENCE EDUCATION AND PRACTICE IMPROVEMENT CONSULTING AND RESOURCES TO ENSURE SERVICES ARE EFFICIENT AND EFFECTIVE. FORM 990, PART VI, SECTION A, LINE 6 A MEMBER OF THE NATIONAL COUNCIL SHALL BE ANY ENTITY OR ASSOCIATION OF ENTITIES THAT DIRECTLY OR INDIRECTLY PROVIDES BEHAVIORAL HEALTHCARE SERVICES AND SUBSCRIBES TO THE VISION AND MISSION STATEMENTS OF THE NATIONAL COUNCIL. FORM 990, PART VI, SECTION A, LINE 7A TWENTY (20) REGIONAL DIRECTORS SHALL BE ELECTED BY A BALLOT OF THE NATIONAL COUNCIL VOTING MEMBERS OF THE RESPECTIVE REGIONS. THE OFFICERS OF THE BOARD ARE BOARD CHAIR, FIRST VICE CHAIR, SECOND VICE CHAIR, AND SECRETARY TREASURER AND THE NATIONAL BOARD SHALL ELECT THE OFFICERS. THE IMMEDIATE PAST CHAIR SHALL SERVE AS A VOTING MEMBER OF THE NATIONAL BOARD. THE PUBLIC POLICY COMMITTEE CHAIR AND THE ASSOCIATION EXECUTIVES COMMITTEE CHAIR SHALL SERVE AS A NATIONAL BOARD MEMBERS. THE 100% ASSOCIATIONS/100% STATES SHALL ALSO ELECT ONE (1) REPRESENTATIVE TO THE NATIONAL BOARD. THE NATIONAL BOARD MAY ALSO CREATE A MAXIMUM OF SIX (6) AT-LARGE DIRECTORS. THE NATIONAL BOARD WILL DETERMINE THE METHOD OF ELECTION OR APPOINTMENT AND AFFILIATION REQUIREMENTS OF AT-LARGE DIRECTORS AT THEIR TIME OF CREATION. AT-LARGE DIRECTORS SHALL BE VOTING MEMBERS OF THE NATIONAL BOARD. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS OF THE NATIONAL COUNCIL CAN VOTE TO AMEND THE BYLAWS OR ANY CORPORATE CHARTER DOCUMENTS. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE REVIEWS AND APPROVES THE FEDERAL FORM 990 PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. THE BOARD OF DIRECTORS VIEWS THE DRAFT VERSION OF THE FORM 990 AND HAS THE OPPORTUNITY TO INQUIRE AND COMMENT TO MANAGEMENT OR THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS PART OF THE BOARD OF DIRECTORS POLICY MANUAL, WHICH IS REVIEWED AT LEAST ANNUALLY BY THE BOARD OF DIRECTORS. THE POLICY IS ALSO INCLUDED IN THE PERSONNEL MANUAL, WHICH IS PROVIDED TO ALL EMPLOYEES. VENDORS ARE SENT A COPY, WHICH ASKS THEM TO DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS NEGOTIATES AN ANNUAL CONTRACT WITH THE PRESIDENT/CEO. THE BOARD OF DIRECTORS REVIEWS SALARY AND FRINGE COMPARABILITY DATA FROM THE AMERICAN SOCIETY OF ASSOCIATION EXECUTIVES' ANNUAL SURVEYS OF SIMILAR SIZE NON-PROFIT ASSOCIATIONS. THE BOARD OF DIRECTORS ALSO COMPARES CEO SALARIES OF OTHER BEHAVIORAL HEALTH ASSOCIATIONS. ALL BOARD MEMBERS PARTICIPATE IN AN ANNUAL PERFORMANCE REVIEW, THE RESULTS OF WHICH ARE SHARED WITH THE CEO AS PART OF THE COMPENSATION REVIEW. FORM 990, PART VI, SECTION C, LINE 19 ALL GOVERNING DOCUMENTS AND POLICIES ARE SENT TO MEMBERS AND AVAILABLE UPON REQUEST TO THE GENERAL PUBLIC. THE ANNUAL REPORT INCLUDES FINANCIAL STATEMENTS AND IS DISTRIBUTED TO MEMBERS, CONFERENCE REGISTRANTS AND IS POSTED ON THE NATIONAL COUNCIL'S PUBLIC WEBSITE. FORM 990, PART IX, LINE 11G TRAINERS: PROGRAM SERVICE EXPENSES 1,838,417. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,838,417. INCENTIVE PAYMENTS: PROGRAM SERVICE EXPENSES 1,027,300. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,027,300. OUTSIDE SERVICES: PROGRAM SERVICE EXPENSES 67. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 67. CONSULTING SERVICES: PROGRAM SERVICE EXPENSES 16,190,353. MANAGEMENT AND GENERAL EXPENSES 386,764. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 16,577,117. NATIONAL SERVICE SYSTEMS 1400 K STREET NW SUITE 400 WASHINGTON DC 20005 521759841 MARKETING CONTRACTS MD N/A C -449 305706 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0