2018-08-27T09:05:05-05:00 2017-12-31 731413977 HOGANTAYLOR LLP 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990PF 2017-01-01 710285871 THE WINTHROP ROCKEFELLER FOUNDATION WINT 5013766854 225 EAST MARKHAM STREET NO 200 LITTLE ROCK AR 72201 ANDREA M DOBSON COFO 5013766854 2018-08-16 1 MICHELLE MANN P01064483 5012275800 2018-08-16 2017 2022-09-23 18:48:47Z X 141195708 X 89000 566742 683446 1123517 1890387 8404946 38286065 8205198 12465 10184205 10791496 0 776896 129405 0 647491 675564 0 0 675564 407517 22493 0 385024 13448 9110 0 4338 54950 24000 0 30950 783542 576786 0 215204 41 112855 0 0 166042 71326 0 0 54891 0 0 138307 0 0 138307 74814 3193 0 71621 52930 0 0 52930 890559 254507 0 866696 4089501 1203675 0 3088125 3578880 3956791 7668381 1203675 0 7044916 2515824 9587821 0 20891868 8314744 8314744 55469 3155 55469 55469 80488871 105669140 105669140 21586060 19307690 19307690 488283 410936 121625 77347 77347 6639979 7771318 7771318 129731558 141195708 141195708 325274 353692 2605215 2225054 2930489 2578746 X 126801069 138616962 126801069 138616962 129731558 141195708 126801069 2515824 9300069 138616962 0 138616962 ADVISORY - SHORT TERM (PUBLICLY-TRADED SECURITIES) P 2217907 2205611 12296 12296 ADVISORY - LONG TERM (PUBLICLY-TRADED SECURITIES) P 3380527 2525134 855393 855393 RANGER - LONG TERM (PUBLICLY-TRADED SECURITIES) P 1926709 1120090 806619 806619 ARTISAN - SHORT TERM (PUBLICLY-TRADED SECURITIES) P 213790 179465 34325 34325 ARTISAN - LONG TERM (PUBLICLY-TRADED SECURITIES) P 14311667 10141587 4170080 4170080 CBRE - SHORT TERM (PUBLICLY-TRADED SECURITIES) P 3719821 3666665 53156 53156 CBRE - LONG TERM (PUBLICLY-TRADED SECURITIES) P 3099351 1839730 1259621 1259621 BRECKINRIDGE - SHORT TERM (PUBLICLY-TRADED SECURITIES) P 486004 489769 -3765 -3765 BRECKINRIDGE - LONG TERM (PUBLICLY-TRADED SECURITIES) P 684704 688878 -4174 -4174 OAKVIEW 67972 - SHORT TERM (PUBLICLY-TRADED SECURITIES) P 449057 458118 -9061 -9061 CONE MIDSTREAM PARTNERS P 2016-06-23 2017-01-25 140669 103897 36772 36772 OAKVIEW 50201 - SHORT TERM (PUBLICLY-TRADED SECURITIES) P 807085 851540 -44455 -44455 OAKVIEW 50201 - LONG TERM (PUBLICLY-TRADED SECURITIES) P 730747 482264 248483 248483 MFB NTGI COMMON DAILY AGGREGATE BOND INDEX FUND P 2016-10-31 2017-03-27 1163749 1188122 -24373 -24373 MFB NTGI-QM COM DAILY RUSSELL 1000 GROWTH EQTY INDEX FD P 2017-11-30 2017-12-21 185864 166136 19728 19728 MFB NTGI COMMON DAILY AGGREGATE BOND INDEX FUND P 2015-04-30 2017-03-27 836251 855220 -18969 -18969 MFB NTGI COMMON DAILY AGGREGATE BOND INDEX FUND P 2016-03-31 2017-09-20 900000 910774 -10774 -10774 MFB NTGI-QM COM DAILY RUSSELL 1000 GROWTH EQTY INDEX FD P 2016-11-30 2017-12-21 159136 114504 44632 44632 MFB NTGI COMMON DAILY AGGREGATE BOND INDEX FUND (PUBLICLY-TRADED SECURITIES) P 13315 -13315 -13315 MFB CF NTGI-QM COM DAILY RUSSELL 1000 VALUE (PUBLICLY-TRADED SECURITIES) P 131486 131486 131486 MFB NTGI-QM COM DAILY RUSSELL 1000 GROWTH E (PUBLICLY-TRADED SECURITIES) P 32172 32172 32172 MFB NTGI COMMON DAILY AGGREGATE BOND INDEX FUND (PUBLICLY-TRADED SECURITIES) P 7203 7203 7203 MFB CF NTGI-QM COM DAILY RUSSELL 1000 VALUE (PUBLICLY-TRADED SECURITIES) P 189697 189697 189697 MFB NTGI-QM COM DAILY RUSSELL 1000 GROWTH E (PUBLICLY-TRADED SECURITIES) P 391422 391422 391422 P/T: DSV II L/T (SEE STMT 16B) P 52060 52060 52060 P/T: DSV III L/T (SEE STMT 16D) P 24681 -24681 -24681 P/T: RENAISSANCE S/T (SEE STMT 16G) P 129291 129291 129291 P/T: RENAISSANCE L/T (SEE STMT 16G) P 268928 268928 268928 P/T: GQG S/T (SEE STMT 16J) P 141467 -141467 -141467 P/T: GQG L/T (SEE STMT 16J) P 8396 8396 8396 P/T: CIM S/T (SEE STMT 16L) P 27503 -27503 -27503 P/T: CIM L/T (SEE STMT 16L) P 26 26 26 P/T: MONDRIAN S/T (SEE STMT 16A) P 5263 -5263 -5263 P/T: MONDRIAN L/T (SEE STMT 16A) P 509999 -509999 -509999 P/T: NEWTYN S/T (SEE STMT 16H) P 49578 -49578 -49578 P/T: NEWTYN L/T (SEE STMT 16H) P 108811 108811 108811 RANGER - SHORT TERM (PUBLICLY-TRADED SECURITIES) P 1337043 1321506 15537 15537 P/T: FAF L/T (SEE STMT 16C) P 5 -5 -5 P/T: CNX L/T (SEE STMT 16E) P 46 -46 -46 CAPITAL GAINS DIVIDENDS P 216492 216492 216492 8205198 0 7852817 123286602 0.063696 8451846 134529115 0.062825 6509196 140313722 0.046390 5427176 132374024 0.040999 6614196 124458087 0.053144 0.267054 0.053411 126532909 6758249 95878 6854127 8294913 X 95878 0 95878 0 95878 206732 0 0 206732 X 0 110854 110854 0 0 0 0 0 0 0 0 0 1 1 0 1 1 AR 1 0 0 0 0 1 WWW.WRFOUNDATION.ORG/WWW.GUIDESTAR.ORG ANDREA M DOBSON 5013766854 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 1 1 0 0 0 SHERECE WEST-SCANTLEBURY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PRESIDENT & CEO 50.00 353078 47463 0 ANDREA DOBSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 COFO 50.00 258577 49734 0 JERRY ADAMS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 3.53 0 0 0 LISENNE ROCKEFELLER 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.24 0 0 0 DAVID RAINEY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 CHAIRMAN 5.51 0 0 0 KILOLO KIJAKAZI 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.25 0 0 0 ROSA VELAZQUEZ 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.64 0 0 0 REGAN GRUBER MOFFITT 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 BOARD SECRETARY AND VICE P 50.00 165240 28265 0 FREDDIE BLACK 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 3.28 0 0 0 HELEN DORADO ALESSI 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.25 0 0 0 CALVIN WHITE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 VICE CHAIRMAN 4.50 0 0 0 MIKE MALONE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 4.50 0 0 0 CHRIS VINCENT 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.20 0 0 0 CHRIS CARDONA 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.24 0 0 0 WIN ROCKEFELLER JR 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.24 0 0 0 CORY ANDERSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 VICE-PRESIDENT 50.00 195156 36790 0 ANDREW FORD 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 INTERIM SENIOR ASSOC 40.00 95182 14449 0 MICHAEL CASTENS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 GRANT AND OPERATIONS 40.00 78285 14480 0 LISA DIXON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PROGRAM ASSOCIATE 40.00 68230 20512 0 SARAH MCBROOM 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PROGRAM ASSOCIATE 40.00 62067 15558 0 2 THE NORTHERN TRUST COMPANY 50 SOUTH LASALLE ST CHICAGO IL 60603 INVESTMENT CUSTODY/ MANAGEMENT SERVICES 188265 CAMBRIDGE ASSOCIATES 125 HIGH STREET BOSTON MA 021102112 INVESTMENT ADVISORY SERVICES 186835 OAKVIEW CAPITAL MANAGEMENT 3879 MAPLE AVENUE STE 300 DALLAS TX 75219 INVESTMENT ADVISORY SERVICES 67750 MANAGEMENT ASSISTANCE GROUP 1155 F STREET NW STE 1050 WASHINGTON DC 20004 PHILANTHROPIC-SECTOR CONSULTING 57500 DOXA TOTAL DESIGN STRATEGY INC 311 DICKSON STREET SUITE 202 FAYETTEVILLE AR 727015144 ANNUAL REPORT DESIGN 54709 1 SEE STATEMENT 18 197340 SEE STATEMENT 18 134224 SEE STATEMENT 18 173772 SEE STATEMENT 18 144336 INCREASED INVESTMENT IN SOUTHERN BANCORP 249997 LOAN MADE TO SOUTHERN COMMUNITY PARTNERS 1000000 1249997 123372430 5087376 0 128459806 0 0 128459806 1926897 126532909 6326645 6326645 95878 95878 6230767 111232 6341999 0 6341999 7044916 1249997 8294913 95878 8199035 6341999 0 0 420036 1847793 1698611 3966440 8294913 0 0 0 6341999 1952914 0 0 5919354 0 0 0 0 0 89000 331036 5499318 1847793 1698611 1952914 ONLINE AT WWWWRFOUNDATIONORG 225 EAST MARKHAM STREET SUITE 200 LITTLE ROCK AR 72201 5013766854 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 3956791 3956791 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 1302500 1302500 14 566742 14 1123517 14 18 8404946 0 10095205 0 10095205 0 0 0 0 0 0 0 0 0 0 X X 1 TRUST UW WINTHROP ROCKEFELLER 2230 COTTONDALE LANE SUITE 6 LITTLE ROCK AR 72202 89000 X ACCOUNTING 11184 0 0 11184 AUDIT 32466 24000 0 8466 TAX PREPARATION 11300 0 0 11300 BATESVILLE AREA CHAMBER OF COMMERCE 409 VINE STREET BATESVILLE AR 72501 2016-06-24 30000 SEE STATMENT 21 57020 MARY REYNOLDS BABCOCK FOUNDATION INC 2920 REYNOLDA ROAD WINSTONSALEM NC 27106 2016-09-29 0 SEE STATMENT 21 166666 NORTHERN TRUST BARCLAYS AGG BOND FUND 7647825 7647825 CCM FIXED INCOME FUND 5904594 5904594 BRECKINRIDGE CAPITAL FIXED INCOME 5755271 5755271 CBRE REITS 24 24 NTGI RUSSELL 1000 GROWTH EQUITY 12188015 12188015 RUSSELL 1000 VALUE EQUITIES 11918868 11918868 OAKVIEW EQUITY 4891636 4891636 KABOUTER INT'L OPP OFFSHORE FUND EQUITY 4631682 4631682 BROWN SUSTAINABLE GROWTH EQUITY 5586658 5586658 ARIEL INT'L FUND EQUITY 13879181 13879181 BLACKROCK EQUITY 4408739 4408739 AQR STYLE PREMIA EQUITY 1670447 1670447 FORT GLOBAL OFFSHORE FUND EQUITY 1039976 1039976 COATUE 1680132 1680132 LAKEWOOD 1702876 1702876 SENTINEL DOME 1730414 1730414 COMPLUS ASIA 1615599 1615599 VARADERO 1677894 1677894 HOLLIS PARK 1608885 1608885 GQG INT'L FUND EQUITY 15904441 15904441 BLACKROCK ISHARES EQUITY 11028304 11028304 CIM ENTERPRISE LOAN FUND 3030626 3030626 LONG POND OFFSHORE FUND EQUITY 3265972 3265972 ELIZABETH PARK CAPITAL OFFSHORE 1700000 1700000 BAIN CAPITAL DOUBLE IMPACT PRIVATE PARTNERSHIP 163771 163771 MATERIAL IMPACT 345000 345000 LEGAL SERVICES 13448 9110 0 4338 PROGRAM RELATED INVESTMENTS 6472933 7611695 7611695 ACCRUED INTEREST RECEIVABLE 144796 137373 137373 WRCT IN LIEU OF GRANT RECEIVABLE 22250 22250 22250 BANK CHARGES 70 0 0 70 INSURANCE 18757 0 0 18757 POSTAGE 722 0 0 722 DUES & SUBSCRIPTIONS 112327 0 0 112327 OFFICE EXPENSE 94569 0 0 94569 PROGRAM EXPENSES 349699 0 0 349699 ACCRUAL TO CASH 0 0 0 -23863 PASSTHROUGH PORTFOLIO DEDUCTIONS 0 233694 0 0 COMPUTER TRAINING 563 0 0 563 CONVENTIONS AND MEETINGS 198868 0 0 198868 PROFESSIONAL DEVELOPMENT 73028 0 0 73028 TRUSTEE OPERATIONS EXPENSE 41956 0 0 41956 PASSTHROUGH INVESTMENT LOSSES 0 20813 0 0 UNREALIZED GAINS/(LOSSES) ON INVESTMENTS 9300069 CASH ACCOUNT MANAGEMENT FEES 0 268 0 0 INVESTMENT OVERSIGHT 247936 247936 0 0 MANAGEMENT FEE - REITS 0 6304 0 0 RANGER INV MGMT FEES 16701 17750 0 0 CBRE MANAGEMENT FEE 26302 26302 0 0 TRUSTEE FEES - NT BOND INDEX 0 3598 0 0 CUSTODIAL BANK FEES 139315 139315 0 0 PROFESSIONAL FEES - NT BOND INDEX 0 989 0 0 NT INVESTMENT MANAGEMENT FEES 19003 19003 0 0 ADVISORY RESEARCH MANAGEMENT FEE 30504 41141 0 0 BRECKINRIDGE INVESTMENT MANAGEMENT FEES 5165 6430 0 0 OAKVIEW MANAGEMENT FEE 75608 67750 0 0 OUTCOMES ASSESSMENT 89538 0 0 89538 OTHER CONSULTING 6333 0 0 6333 GRANTEE TECHNICAL ASSISTANCE 119333 0 0 119333 BAIN CAPITAL MANAGEMENT FEE 7804 0 0 0 FOREIGN TAXES 0 71326 0 0 EXCISE TAXES 166042 0 0 0