2018-01-30T12:31:00-06:00 2016-12-31 472401640 DURBIN BENNETT TAX ADVISORS 100 CONGRESS AVENUE SUITE 1600 AUSTIN TX 78701 990PF 2016-01-01 200399480 THE SOOCH FOUNDATION SOOC 5124725755 600 WEST 7TH STREET AUSTIN TX 78701 MARY ELLEN PIETRUSZYNSKI EXECUTIVE DIRECTOR 5124725755 2018-01-31 1 STEPHANIE S TODD P00175982 5124394800 216.201.156.210 2018-01-30 12:21:50 CS P D76C44746EAEF76AFFC37569D8DB44B972A4430C B9567DCA561602247C432AFDD38A87927B7A6E20 2016 2021-01-29 14:40:06Z X 14049318 X X 188937 188937 1292218 9927578 1292218 72030 72030 1553185 1553185 60000 0 60000 10465 5233 5233 72156 27213 44943 20542 2281 4590 308 0 3678 0 3678 23749 19875 3874 190898 54602 122318 322500 322500 513398 54602 444818 1039787 1498583 245192 297204 297204 4599845 5576315 5576315 2143398 2756541 2756541 6374176 5418797 5418797 15670 15209 769 461 461 38111 0 0 13401491 14049318 14049318 0 0 X 0 0 0 0 13401491 14049318 13401491 14049318 13401491 14049318 13401491 1039787 0 14441278 391960 14049318 STCG FROM K-1 VIDA LONGEVITY FUND, LP P 1744 1744 LTCG FROM K-1 VIDA LONGEVITY FUND, LP P 934 934 29,106.49 SHS. ABERDEEN EMERGING MARKETS INSTL P 2011-11-15 2016-07-25 383612 395000 -11388 -11388 2,641.62 SHS. ABERDEEN EMERGING MARKETS INSTL P 2011-11-17 2016-07-25 34815 35000 -185 -185 3,723.92 SHS. ABERDEEN EMERGING MARKETS INSTL P 2014-12-19 2016-07-25 49080 50000 -920 -920 2,142.60 SHS. ABERDEEN EMERGING MARKETS INSTL P 2015-02-06 2016-07-25 28238 30000 -1762 -1762 42,370.53 SHS. AMG DOUBLELINE COREPLUS BD I P 2015-09-10 2016-07-25 460139 450000 10139 10139 21,467.08 SHS. AMG DOUBLELINE COREPLUS BD I P 2015-12-03 2016-07-25 233130 225000 8130 8130 31,277.67 SHS. AMG DOUBLELINE COREPLUS BD I P 2015-12-30 2016-07-25 339672 325000 14672 14672 30,833.49 SHS. AMG DOUBLELINE COREPLUS BD I P 2016-03-21 2016-07-25 334848 325000 9848 9848 15,000 SHS. BANK OF AMERICA CORP. 5.75% 8/15/16 P 2007-04-11 2016-08-15 15000 15000 0 0 5,000 SHS. BANK OF AMERICA CORP. 5.75% 8/15/16 P 2008-06-04 2016-08-15 5000 5000 0 0 29,729.93 SHS. BBH LIMITED DURATION I P 2015-12-30 2016-07-25 300565 300000 565 565 27,747.77 SHS. BBH LIMITED DURATION I P 2016-01-08 2016-07-25 280525 280000 525 525 31,414.98 SHS. BBH LIMITED DURATION I P 2013-09-11 2016-07-25 317600 324524 -6924 -6924 14,749.48 SHS. BOSTON PARTNERS LONG/SHORT EQ INSTL P 2009-12-03 2016-07-25 291885 243826 48059 48059 3,546.49 SHS. BOSTON PARTNERS LONG/SHORT EQ INSTL P 2011-01-27 2016-07-25 70183 73066 -2883 -2883 10,506.46 SHS. BOSTON PARTNERS LONG/SHORT EQ INSTL P 2014-05-22 2016-07-25 207917 236000 -28083 -28083 10,000 SHS. CONOCO PHILLIPS CDA FDG NOTE 5.625% 10/25/16 P 2006-11-30 2016-10-15 10000 10000 0 0 5,000 SHS. CONOCO PHILLIPS CDA FDG NOTE 5.625% 10/25/16 P 2007-08-22 2016-10-15 5000 5000 0 0 10,000 SHS. CVS CAREMARK CORP. 5.75% 6/1/17 P 2007-08-13 2016-07-27 10418 9962 456 456 5,000 SHS. CVS CAREMARK CORP. 5.75% 6/1/17 P 2007-10-03 2016-07-27 5209 4971 238 238 12,111.44 SHS. DFA EMERGING MARKETS SMALL CAP P 2004-05-12 2016-07-25 238464 110950 127514 127514 118.77 SHS. DFA EMERGING MARKETS SMALL CAP P 2008-09-09 2016-07-25 2339 1780 559 559 4,862.29 SHS. DFA EMERGING MARKETS SMALL CAP P 2009-12-09 2016-07-25 95734 91531 4203 4203 7,516.31 SHS. DFA REAL ESTATE SECS P 2004-05-07 2016-07-25 286517 130037 156480 156480 5,700.30 SHS. DFA REAL ESTATE SECS P 2012-12-20 2016-07-25 217292 150000 67292 67292 9,756.90 SHS. DFA REAL ESTATE SECS P 2014-05-22 2016-07-25 371927 290000 81927 81927 24,743.98 SHS. FIRST EAGLE OVERSEAS I P 2004-05-07 2016-07-25 593599 461989 131610 131610 11,627.64 SHS. FIRST EAGLE OVERSEAS I P 2009-12-09 2016-07-25 278943 237338 41605 41605 1,270.99 SHS. FIRST EAGLE OVERSEAS I P 2009-12-22 2016-07-25 30491 25000 5491 5491 1,303.26 SHS. FIRST EAGLE OVERSEAS I P 2015-02-06 2016-07-25 31264 30000 1264 1264 25,916.94 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2015-11-30 2016-10-19 25917 19511 6406 6406 7,855.46 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2016-01-31 2016-10-19 7855 5914 1941 1941 8,385.49 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2016-02-29 2016-10-19 8385 6313 2072 2072 21,609.28 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2016-06-30 2016-10-19 21609 16268 5341 5341 226,075.49 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2012-12-31 2016-10-19 226075 175375 50700 50700 15,938.99 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2013-01-31 2016-10-19 15939 12365 3574 3574 11,013.18 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2013-02-28 2016-10-19 11013 8544 2469 2469 12,642.29 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2013-03-31 2016-10-19 12642 9808 2834 2834 14,603.61 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2013-04-30 2016-10-19 14604 11329 3275 3275 358.90 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2013-07-31 2016-10-19 359 279 80 80 7,343.82 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2013-09-30 2016-10-19 7344 5698 1646 1646 17,190.61 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2013-10-31 2016-10-19 17191 13336 3855 3855 26,187.89 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2013-11-30 2016-10-19 26188 20317 5871 5871 7,822.47 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2013-12-31 2016-10-19 7822 6069 1753 1753 3,334.83 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2014-04-30 2016-10-19 3335 2588 747 747 6,547.92 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2014-05-31 2016-10-19 6548 5080 1468 1468 4,704.38 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2014-06-30 2016-10-19 4704 3650 1054 1054 23,958.06 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2014-08-31 2016-10-19 23958 18586 5372 5372 49,136.62 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2014-09-30 2016-10-19 49137 38118 11019 11019 3,528.87 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2014-10-31 2016-10-19 3529 2738 791 791 40,178.07 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2014-11-30 2016-10-19 40178 31168 9010 9010 12,455.11 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2014-12-31 2016-10-19 12455 9663 2792 2792 41,205.47 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2015-01-31 2016-10-19 41205 31965 9240 9240 8,225.44 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2015-03-31 2016-10-19 8225 6382 1843 1843 10,691.70 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2015-05-31 2016-10-19 10692 8294 2398 2398 17,285.53 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2015-07-31 2016-10-19 17286 13409 3877 3877 8,392.12 UNITS GRAHAM GLOBAL INVESTMENT FUND II SPC LTD. P 2015-09-30 2016-10-19 8392 6510 1882 1882 605.87 SHS. HARBOR INTERNATIONAL INSTITUTIONAL P 2015-02-06 2016-01-19 33031 40000 -6969 -6969 3,466.70 SHS. HARBOR INTERNATIONAL INSTITUTIONAL P 2009-12-09 2016-01-19 188998 190000 -1002 -1002 462.33 SHS. HARBOR INTERNATIONAL INSTITUTIONAL P 2009-12-22 2016-01-19 25205 25000 205 205 7,225.84 SHS. HARBOR INTERNATIONAL INSTITUTIONAL P 2010-08-03 2016-01-19 393939 396070 -2131 -2131 1,139.27 SHS. HARBOR INTERNATIONAL INSTITUTIONAL P 2014-12-18 2016-01-19 62111 75000 -12889 -12889 687 SHS. ISHARES CORE S&P MID-CAP P 2009-12-09 2016-07-25 106092 47802 58290 58290 2,800.00 SHS. ISHARES S&P SMALL CAP 600 INDEX P 2009-12-09 2016-07-25 339801 145796 194005 194005 6,090.00 SHS. POWERSHARES FTSE RAFI US1000 P 2010-09-22 2016-07-25 567366 305605 261761 261761 8,500.00 SHS. POWERSHARES FTSE RAFI US1000 P 2010-09-23 2016-07-25 791839 420884 370955 370955 44,672.59 SHS. SALIENT MF SALIENT MLP & ENERGY INFRASTRUCTURE II I P 2013-10-24 2016-01-08 289900 544578 -254678 -254678 10,867.39 SHS. TEMPLETON GLOBAL BOND ADV P 2015-12-30 2016-03-21 123665 125000 -1335 -1335 11,799.76 SHS. TEMPLETON GLOBAL BOND ADV P 2009-12-02 2016-03-21 134275 150000 -15725 -15725 5,523.04 SHS. TEMPLETON GLOBAL BOND ADV P 2009-12-03 2016-03-21 62849 70425 -7576 -7576 133.64 SHS. TEMPLETON GLOBAL BOND ADV P 2009-12-15 2016-03-21 1521 1685 -164 -164 35,783.09 SHS. TOUCHSTONE SMALL CAP CORE INSTL P 2015-02-13 2016-07-25 616170 730000 -113830 -113830 10,000 SHS. VALERO ENERGY CORP NEWS INTL NT 6.125% 6/15/17 P 2008-05-22 2016-10-12 10370 9942 428 428 CAPITAL GAINS DIVIDENDS P 18453 18453 18453 1292218 0 802266 14314012 0.056048 735840 14805115 0.049702 714541 14242139 0.050171 812449 13536753 0.060018 961397 14284204 0.067305 0.283244 0.056649 13438697 761289 14986 776275 444818 29972 0 29972 0 29972 13360 25000 38360 X 8388 8388 0 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 1 WWW.SOOCHFOUNDATION.ORG MARY ELLEN PIETRUSZYNSKI 5124725755 600 WEST 7TH STREET AUSTIN TX 78701 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NAVDEEP S SOOCH 600 W 7TH STREET AUSTIN TX 78701 PRESIDENT & TREASURER 5.00 0 0 0 DAVID R WELLAND 600 W 7TH STREET AUSTIN TX 78701 VICE PRESIDENT 1.00 0 0 0 ISABEL WELLAND 600 W 7TH STREET AUSTIN TX 78701 SECRETARY & TRUSTEE 1.00 0 0 0 JOHN MCGOVERN 600 W 7TH STREET AUSTIN TX 78701 TRUSTEE 1.00 0 0 0 MARY ELLEN PIETRUSZYNSKI 600 WEST 7TH STREET AUSTIN TX 78701 EXECUTIVE DIRECTOR 30.00 60000 0 0 0 NONE 0 0 13426820 216527 0 13643347 0 0 13643347 204650 13438697 671935 671935 29972 29972 641963 0 641963 0 641963 444818 0 444818 0 444818 641963 0 0 258642 137774 6013 8622 99916 510967 444818 0 0 0 444818 0 197145 197145 313822 0 0 0 0 0 0 61497 252325 137774 6013 8622 99916 NAVDEEP S SOOCH DAVID R WELLAND ISABEL WELLAND X AMERICAN YOUTHWORKS 1901 E BEN WHITE BLVD AUSTIN TX 78741 N/A PC TO SUPPORT ORGANIZATION'S PURPOSE 100000 ANDY RODDICK FOUNDATION 8509 FM 969 BUILDING 509 AUSTIN TX 78724 N/A PC TO SUPPORT ORGANIZATION'S PURPOSE 25000 ASSISTANCE LEAGUE OF AUSTIN TEXAS INC 4901 BURNET RD AUSTIN TX 78756 N/A PC TO SUPPORT ORGANIZATION'S PURPOSE 40000 COLLEGE FORWARD 505 E HUNTLAND DRIVE SUITE 315 AUSTIN TX 78752 N/A PC TO SUPPORT ORGANIZATION'S PURPOSE 50000 SKILLPOINT ALLIANCE 201 E 2ND ST STE B AUSTIN TX 78701 N/A PC TO SUPPORT ORGANIZATION'S PURPOSE 50000 WORKFORCE SOLUTIONS 6505 AIRPORT BLVD SUITE 101 AUSTIN TX 78752 N/A PC TO SUPPORT ORGANIZATION'S PURPOSE 50000 EAST AUSTIN COLLEGE PREP 6002 JAIN LANE AUSTIN TX 78721 N/A PC TO SUPPORT ORGANIZATION'S PURPOSE 2500 WORKERS2WORK 2407 SOUTH CONGRESS AVE STE E229 AUSTIN TX 78704 N/A PC TO SUPPORT ORGANIZATION'S PURPOSE 5000 322500 0 14 188937 14 72030 18 1292218 0 1553185 0 1553185 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 10465 5233 5233 APPLE LAPTOPS 2014-11-13 2698 580 200DB 5.000000000000 308 0 FIXED INCOME FUNDS 2756541 2756541 EQUITY FUNDS 5576315 5576315 REAL ESTATE AND INFRASTRUCTURE FUNDS FMV 591543 591543 EQUITY ALTERNATIVE FUNDS FMV 1115200 1115200 IRONWOOD INTERNATIONAL LTD FMV 1800033 1800033 CAIS MILLENNIUM INT'L LTD FMV 690188 690188 GRAHAM GLOBAL INVESTMENT FUND FMV 0 0 CAIS THIRD POINT PARTNERS FMV 342504 342504 VIDA LONGEVITY FUND LP FMV 879329 879329 ORGANIZATION COSTS 12972 12972 0 0 APPLE LAPTOPS 2698 2237 461 461 REDEMPTION PROCEEDS RECEIVABLE 38111 0 0 UNREALIZED LOSS 391960 INTERNET/WEBSITE HOSTING 114 0 114 TELEPHONE 1200 0 1200 BANK SERVICE CHARGES 95 0 95 PAYROLL SERVICE FEES 2104 0 2104 POSTAGE AND DELIVERY 225 0 225 PRINTING AND REPRODUCTION 30 0 30 MISCELLANEOUS 106 0 106 INVESTMENT EXPENSES - FROM K-1 VIDA LONGEVITY FUND, LP 19717 19717 0 INVESTMENT INTEREST - FROM K-1 VIDA LONGEVITY FUND, LP 158 158 0 OTHER INCOME - FROM K-1 VIDA LONGEVITY FUND, LP 67187 67187 67187 DISTRIBUTION FROM QUALIFIED SETTLEMENT FUND 4843 4843 4843 INVESTMENT MANAGEMENT 27213 27213 0 CONSULTING 44943 0 44943 FOREIGN TAX 2281 2281 0 PAYROLL TAXES 4590 0 4590 EXCISE TAX 13671 0 0