2018-10-11T11:19:45-05:00 2017-12-31 410746749 CLIFTONLARSONALLEN LLP 1925 CENTURY PARK E FL 16 LOS ANGELES CA 90067 990 2017-01-01 237002878 CONCERN FOUNDATION CONC 3103606100 11111 OLYMPIC BLVD SUITE 214 LOS ANGELES CA 900641842 DEREK ALPERT PRESIDENT 3103606100 2018-10-06 1 TAYIIKA M DENNIS P01575149 3102732501 67.137.57.251 2018-10-06 20:17:01 PD P A4C22089B5647235304F81F9F808BDA9DA8D41EA 9A4A8B048A8B5CB9C3E0E0008FB24706BD561990 2017 2018-06-14 16:35:46Z DEREK ALPERT 11111 OLYMPIC BLVD SUITE 214 LOS ANGELES CA 900641842 2286136 0 X WWW.CONCERNFOUNDATION.ORG X 1968 CA CONCERN FOUNDATION DISTRIBUTES RESEARCH GRANTS WORLDWIDE TO FUND CANCER RESEARCH. 52 51 5 100 0 0 1644022 1761455 0 0 70365 66874 41530 36273 1755917 1864602 1257500 1092500 0 0 219116 463702 0 0 401946 252917 236348 1729533 1792550 26384 72052 4941641 5727941 1176234 1737189 3765407 3990752 CONCERN FOUNDATION DISTRIBUTES RESEARCH GRANTS WORLDWIDE TO FUND CANCER RESEARCH. 0 0 1230413 1092500 TO RAISE AND DISTRIBUTE FUNDS TO SUPPORT PROMISING SCIENTIFIC LABORATORY WORK IN THE FIELD OF CANCER RESEARCH. WE ALSO HOST 2 ANNUAL OUTREACH ACTIVITIES FOR CHILDREN STRUGGLING WITH CANCER IN OUR COMMUNITY. 1230413 1 1 0 0 0 0 0 0 0 1 1 0 0 1 0 1 0 1 0 0 1 1 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 6 0 1 5 1 0 0 0 0 0 1 1 0 0 0 0 X 52 51 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X LINDA ANDERSSON FINANCE MANAGER 3103606100 11111 OLYMPIC BLVD SUITE 214 LOS ANGELES CA 900641842 BILL ANNE BARNETT BOARD MEMBER 1.00 X 0 0 0 HARVEY BEESEN BOARD MEMBER 1.00 X 0 0 0 NANCY SHELBY BLECKER BOARD MEMBER 1.00 X 0 0 0 BARRY SUE BRUCKER BOARD MEMBER 1.00 X 0 0 0 JOHN LEXY CARROLL BOARD MEMBER 1.00 X 0 0 0 CARLA DALY BOARD MEMBER 1.00 X 0 0 0 DAVID ENTIN BOARD MEMBER 1.00 X 0 0 0 STEVE FORTNER BOARD MEMBER 1.00 X 0 0 0 LYNNE FOX BOARD MEMBER 1.00 X 0 0 0 STEVE FREED BOARD MEMBER 1.00 X 0 0 0 JIM FREEDMAN BOARD MEMBER 1.00 X 0 0 0 ALAN NANCY GITTELSON BOARD MEMBER 1.00 X 0 0 0 BOB LORENE GOLDMAN BOARD MEMBER 1.00 X 0 0 0 ALIZA GOLDSMITH BOARD MEMBER 1.00 X 0 0 0 NOAH GOLDSMITH BOARD MEMBER 1.00 X 0 0 0 STANLEY JACKIE GOTTLIEB BOARD MEMBER 1.00 X 0 0 0 ALLIE LEHRMAN BOARD MEMBER 1.00 X 0 0 0 MAX LISZT BOARD MEMBER 1.00 X 0 0 0 MARC LUBER BOARD MEMBER 1.00 X 0 0 0 MICHELLE AND ERIC MASSI BOARD MEMBER 1.00 X 0 0 0 IAN LAURI METROSE BOARD MEMBER 1.00 X 0 0 0 FRANK MOTTEK BOARD MEMBER 1.00 X 0 0 0 JESSICA NICASTRO BOARD MEMBER 1.00 X 0 0 0 TOM WENDY NOGRADI BOARD MEMBER 1.00 X 0 0 0 LARRY JOYCE POWELL BOARD MEMBER 1.00 X 0 0 0 RICK DEBBIE POWELL BOARD MEMBER 1.00 X 0 0 0 LAURIE RESCH BOARD MEMBER 1.00 X 0 0 0 DANA SCHWARTZ BOARD MEMBER 1.00 X 0 0 0 STEVE LISI TELLER BOARD MEMBER 1.00 X 0 0 0 COURTNEY TELLER BOARD MEMBER 1.00 X 0 0 0 STEVE ULLMAN BOARD MEMBER 1.00 X 0 0 0 SCOTT BRIANA VICKERS BOARD MEMBER 1.00 X 0 0 0 STANLEY MYRNA ZIMMERMAN BOARD MEMBER 1.00 X 0 0 0 DEREK ALPERT PRESIDENT 40.00 X 194767 0 29566 NANCY EISENSTADT BOARD CHAIRPERSON 1.00 X 0 0 0 MICHAEL FIRESTEIN SECRETARY/LEGEL COUNSEL 1.00 X 0 0 0 MARC LAUTER CHIEF FINANCIAL OFFICER 1.00 X 0 0 0 194767 0 29566 1 0 1 0 0 1472907 288548 1761455 66874 66874 421534 1472907 421534 0 PARTNERSHIP INCOME 900099 36273 36273 36273 1864602 36273 0 66874 885000 885000 207500 207500 194767 31163 163604 194383 23021 76279 95083 49609 7418 7865 34326 24943 3489 6003 15451 22889 5940 7828 9121 3054 793 1044 1217 1242 85 109 1048 26411 6129 10866 9416 17440 4526 5965 6949 94575 24542 32345 37688 10249 1749 5815 2685 2719 705 930 1084 6808 1770 2315 2723 SCIENTIFIC REVIEW COMM. 24438 24438 BANK AND MERCHANT FEES 18258 18258 EQUIPMENT MAINTENANCE 8265 2145 2827 3293 1792550 1230413 160191 401946 477156 493130 161277 175382 336284 835389 40693 35355 8057 5338 3600277 3812019 92483 92483 266107 314200 4941641 5727941 35700 62916 497500 415000 643034 1259273 1176234 1737189 X 1522205 1651685 322830 418695 1920372 1920372 3765407 3990752 4941641 5727941 72052 153293 0 X X 0 1 X 1 0 X 3514641 1496638 1446212 1645106 1761455 9864052 3514641 1496638 1446212 1645106 1761455 9864052 2465902 7398150 35812 68262 76764 62044 66874 309756 27353 21670 41099 40446 130568 10304376 0.71800 0.72370 X SCHEDULE A, PART 11, LINE 10, EXPLANATION FOR OTHER INCOME: 2012 PARTNERSHIP INCOME $35,194 2013 PARTNERSHIP INCOME $27,353 2014 PARTNERSHIP INCOME $21,670 2015 PARTNERSHIP INCOME $32,641, GRANTS REFUNDED $8,458 2016 PARTNERSHIP INCOME $40,446, GRANTS REFUNDED $1,084 1991292 28568 75000 21789 1916760 1954400 82708 45816 1991292 1954400 60686 60686 1954400 1950520 43987 40107 1954400 1948197 37408 35085 1950520 1.00000 0.00000 0 0 5839 1807 4032 34854 33548 1306 5338 PLANNED GIFT RECEIVABLE 270954 OTHER ASSETS 43246 314200 X 2017895 120531 32762 153293 1864602 0 1864602 1792550 0 1792550 0 1792550 PART X, LINE 2: CONCERN FOUNDATION FILES IRS FORM 990 AND STATE FORMS 199 AND RRF-1. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA PROVIDE ACCOUNTING AND DISCLOSURE GUIDANCE ABOUT POSITIONS TAKEN BY AN ORGANIZATION IN ITS TAX RETURNS THAT MIGHT BE UNCERTAIN. CONCERN FOUNDATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT OF CONCERN FOUNDATION DOES NOT BELIEVE THE FINANCIAL STATEMENTS INCLUDE ANY UNCERTAIN TAX POSITIONS. WITH FEW EXCEPTIONS, CONCERN FOUNDATION IS NO LONGER SUBJECT TO U.S. FEDERAL AND STATE EXAMINATIONS BY TAX AUTHORITIES FOR THE YEARS BEFORE 2014 AND 2013, RESPECTIVELY. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF CHARITABLE TRUSTS PARTNERSHIP INCOME DIFFERENCE BETWEEN K-1 AND BOOK SPECIAL EVENTS PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS PART V, LINE 4 EARNINGS FROM THE MYNDA COHN/JENSEN MEMORIAL FUND ARE USED TO REIMBURSE THE FOUNDATION FOR GENERAL AND ADMINISTRATIVE EXPENSES. EARNINGS FROM THE STERIC FUND ARE USED TO REIMBURSE EXPENSES RELATED TO THE SCIENTIFIC REVIEW COMMITTEE MEETINGS HELD IN LOS ANGELES , CALIFORNIA , INCLUDING AIRLINE TICKETS, HOTEL ROOMS, MEETING ROOMS, LOCAL TRANSPORTATION AND OUT-OF-POCKET EXPENSES INCURRED BY THE SCIENTISTS RELATING TO THEIR WORK AS PART OF THE REVIEW COMMITTEE. EARNINGS FROM THE WILBUR S. SCHWARTZ FUND ARE TO BE USED TO PAY FOR AWARDS, SCHOLARSHIPS, FELLOWSHIPS, SYMPOSIA AND/OR LECTURES. 1 ISRAEL 0 0 FUNDING OF RESEARCH LABORATORY IN ISRAEL N/A 87500 CANADA 0 0 FUNDING OF RESEARCH LABORATORY IN CANADA N/A 60000 SPAIN 0 0 FUNDING OF RESEARCH LABORATORY IN SPAIN N/A 60000 0 0 0 0 0 0 207500 0 207500 ISRAEL NON-GENOMIC MECHANISMS REGULATING THE SUSCEPTIBILITY OF HEMOPOIETIC MALIGNANT 87500 CHECK FMV CANADA TARGETING EAG2 POTASSIUM CHANNEL IN GLIOBLASTOMA 60000 CHECK FMV SPAIN TARGETING MITOCHONDRIAL RESPIRATION, AN ACHILLES' HEEL OF 60000 CHECK FMV 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION SENDS OUT VERIFICATION LETTERS WITH CHECKS WHICH THE GRANTEES MUST SIGN AND SEND BACK. THERE IS A REVIEW OF THE GRANTS AFTER FIRST YEAR AND A RESULTS REPORT IS PRODUCED AFTER GRANT IS OVER. PART II, COLUMN (D): REGION: ISRAEL (D) PURPOSE OF GRANT: NON-GENOMIC MECHANISMS REGULATING THE SUSCEPTIBILITY OF HEMOPOIETIC MALIGNANT CELLS TO APOPTOSIS' REGION: SPAIN (D) PURPOSE OF GRANT: TARGETING MITOCHONDRIAL RESPIRATION, AN ACHILLES' HEEL OF CANCER STEM CELLS BLOCK PARTY 1859096 1457254 401842 164416 21686 5800 209940 KID'S EVENTS 24315 12796 11519 11519 2 11030 2857 8173 8173 1894441 1472907 421534 164416 21686 5800 229632 421534 0 0 UNIVERSITY OF CA LOS ANGELES 401 HILGARD AVE LOS ANGELES CA 90095 501(C)(3) 100000 FMV IDENTIFICATION AND FUNCTIONAL CHARACTERIZATION OF KINASES DRIVING PROSTATE CANCER METASTASIS TO BONE. UNIVERSITY OF CA IRVINE 510 E PELTASON DR IRVINE CA 92697 501(C)(3) 60000 FMV FAT1 REGULATES BASAL CELL CARCINOMA INITIATION AND DRUG RESISTANCE WASHINGTON UNIVERSITY OF SAINT LOUIS 600 SOUTH EUCLID AVE BOX 8057 ST LOUIS MO 63110 501(C)(3) 60000 FMV TELOMERASE MODULATION PREVENTS END-STAGE LIVER DISEASE AND CANCER WASHINGTON UNIVERSITY OF SAINT LOUIS 600 SOUTH EUCLID AVE BOX 8057 ST LOUIS MO 63110 501(C)(3) 60000 FMV CHROMATIN REMODELING IN GLIOBLASTOMA UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA PA 19104 501(C)(3) 60000 FMV CHIMERIC ANTIGEN RECEPTOR-REDIRECTED MACROPHAGES FOR SOLID TUMORS TEMPLE UNIVERSITY 1801 N BROAD STREET PHILADELPHIA PA 19122 501(C)(3) 60000 FMV REAL-TIME INTRAVITAL IMAGING OF CANCER CELL CYCLE AND MOTILITY STATES STATE UNIVERSITY OF NEW YORK STONY BROOK 100 NICOLLS RD STONY BROOK NY 11794 501(C)(3) 60000 FMV MECHANISMS LINKING PROTEOLYSIS TO REPLICATION STRESS AND TUMORIGENESIS WASHINGTON UNIVERSITY OF SAINT LOUIS 600 SOUTH EUCLID AVE BOX 8057 ST LOUIS MO 63110 501(C)(3) 60000 FMV NEUTRALIZING THE INNATE IMMUNE DEFENSE MECHANISM OF PANCREATIC CANCER CHILDREN' S HOSPITAL LOS ANGELES 4650 WEST SUNSET BOULEVARD LOS ANGELES CA 90027 501(C)(3) 60000 FMV ROLE OF THE LONG NONCODING RNA DANCR IN T CELL ACUTE LYMPHOBLASTIC LEUKEMIA UNIVERSITY OF CA IRVINE 510 E PELTASON DR IRVINE CA 92697 501(C)(3) 60000 FMV DISSECTING THE ROLE OF CDCP1 IN PRO-METASTATIC SIGNALING BAYLOR COLLEGE OF MEDICINE 1 BAYLOR PLAZA HOUSTON TX 77030 501(C)(3) 60000 FMV COMBINING AD GENE THERAPY WITH CAR AD-SPECIFIC T-CELL THERAPY FOR HNSCC DANA-FARBER CANCER INSTITUTE 450 BROOKLINE AVE BOSTON MA 02215 501(C)(3) 60000 FMV DUAL SPECIFICITY PHOSPHATASE 2 IN DIFFUSE LARGE B-CELL LYMPHOMAGENESIS CHILDREN' S HOSPITAL LOS ANGELES 4650 WEST SUNSET BOULEVARD LOS ANGELES CA 90027 501(C)(3) 50000 FMV NOVEL MOLECULAR MECHANISM(S) OF P1D1 FUNCTION IN PEDIATRIC BRAIN TUMORS USCNORRIS COMPREHENSIVE CANCER CENTER 1411 EASTLAKE AVENUE LOS ANGELES CA 90033 501(C)(3) 50000 FMV AYA SARCOMA STUDY: RHABDOMYOSARCOMA CITY OF HOPE DUARTE 1500 EAST DUARTE RD DUARTE CA 91010 501(C)(3) 25000 FMV PRECISION GENOMIC MEDICINE IN TREATMENT OF METASTATIC TRIPLE NEGATIVE BREAST CANCER 15 PART I, LINE 2: THE ORGANIZATION RECEIVES AN ANNUAL PROGRESS REPORT OF THE ACTIVITIES FROM THE LABS FUNDED. X X 0 0 0 0 0 0 0 0 0 DEREK ALPERT PRESIDENT 194767 0 0 0 0 0 3880 0 25686 0 224333 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 BOARD MEMBERS BILL BARNETT AND ANNE BARNETT ARE HUSBAND AND WIFE. BOARD MEMBERS SHELBY BLECKER AND NANCY BLECKER ARE HUSBAND AND WIFE. BOARD MEMBERS BARRY BRUCKER AND SUE BRUCKER ARE HUSBAND AND WIFE. BOARD MEMBERS JOHN CARROLL AND LEXY CARROLL ARE HUSBAND AND WIFE. BOARD MEMBERS ALAN GITTELSON AND NANCY GITTELSON ARE HUSBAND AND WIFE. BOARD MEMBERS BOB GOLDMAN AND LORENE GOLDMAN ARE HUSBAND AND WIFE. BOARD MEMBERS STANLEY GOTTLIEB AND JACKIE GOTTLIEB ARE HUSBAND AND WIFE. BOARD MEMBERS IAN METROSE AND LAURI METROSE ARE HUSBAND AND WIFE. BOARD MEMBERS TOM NOGRADI AND WENDY NOGRADI ARE HUSBAND AND WIFE. BOARD MEMBERS LARRY POWELL AND JOYCE POWELL ARE HUSBAND AND WIFE. BOARD MEMBERS RICK POWELL AND DEBBIE POWELL ARE HUSBAND AND WIFE. BOARD MEMBERS STEVE TELLER AND LISI TELLER ARE HUSBAND AND WIFE. BOARD MEMBERS SCOTT VICKERS AND BRIANA VICKERS ARE HUSBAND AND WIFE. BOARD MEMBERS MYRNA ZIMMERMAN AND STANLEY ZIMMERMAN ARE HUSBAND AND WIFE. BOARD MEMBERS MICHELLE MASSI AND ERIC MASSI ARE HUSBAND AND WIFE. BOARD MEMBERS LARRY POWELL AND JOYCE POWELL ARE PARENTS AND RICK POWELL IS THEIR SON. FORM 990, PART VI, SECTION B, LINE 11B THE CFO (AN UNCOMPENSATED OFFICER} REVIEWS A DRAFT OF FORM 990 AND APPROVES IT, COPIES OF THE FINAL DOCUMENT IS THEN FORWARDED TO THE EXECUTIVE COMMITTEE AND TO THE ENTIRE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C AT THE FIRST BOARD MEETING OF EACH CALENDAR YEAR, THE BOARD MEMBERS ARE REMINDED OF THEIR OBLIGATION RELATED TO THE ORGANZIATION'S CONFLICT OF INTEREST POLICY. NEW BOARD MEMBERS ARE ALSO INFORMED OF THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 STARTING SALARIES AND SALARY INCREASES FOR OFFICERS AND KEY EMPLOYEES ARE PRESENTED TO AND VOTED ON BY THE BOARD. FORM 990, PART VI, SECTION C, LINE 18 CONCERN FOUNDATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND FORM 990 AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 CONCERN FOUNDATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND FORM 990 AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 2C THE ORGANIZATION'S AUDIT COMMITTEE ASSUMES OVERSIGHT OVER THE AUDIT PROCESS AND REVIEWS AND APPROVES THE AUDIT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. CONCERN FOUNDATION HOLDINGS LLC 11111 WEST OLYMPIC BLVD STE 214 LOS ANGLELES CA 90064 217002878 CA 0 0 CONCERN FOUNDATION