2018-03-22T15:21:21-05:00 2017-06-30 ERNST & YOUNG US LLP TWO NORTH CENTRAL AVENUE STE 2300 PHOENIX AZ 85004 990 2016-07-01 866050388 UNIVERSITY OF ARIZONA FOUNDATION % RITA WILLIAMS UNIV 5206213340 1111 NORTH CHERRY AVENUE TUCSON AZ 85721 J CRAIG BARKER SVP, FINANCIAL SVCS 5206213340 2018-03-20 true STEVEN T RUTTI P00775456 6023223000 164.57.159.253 86597020180815000000 2018-03-22 P 75C5EDAB7EBB92AAB100D8D7E73F8E6643DC4F33 8DEDF34207A7BB5AB17CA6F8B65438BE6F50EB5D 2016 2021-01-29 14:40:06Z JOHN-PAUL ROCZNIAK 1111 NORTH CHERRY AVENUE TUCSON AZ 85721 227794102 false X WWW.UAFOUNDATION.ORG X 1958 AZ THE UNIV. OF AZ FOUNDATION IS COMMITTED TO SUPPORTING AND ENHANCING THE VISION, MISSION AND VALUES OF THE UNIV. OF AZ THROUGH THE DEVELOPMENT AND MANAGEMENT OF PRIVATE SUPPORT. 33 32 108 132 -1049076 -1049076 75829110 80968962 4532591 7171723 32610198 31544659 -974080 -1007791 111997819 118677553 72403412 67785907 0 0 7499056 7600893 0 0 7546537 19237283 19479634 99139751 94866434 12858068 23811119 825183972 897903034 209839888 219863853 615344084 678039181 THE UNIVERSITY OF ARIZONA FOUNDATION IS COMMITTED TO SUPPORTING AND ENHANCING THE VISION, MISSION AND VALUES OF THE UNIVERSITY OF ARIZONA THROUGH THE DEVELOPMENT AND MANAGEMENT OF PRIVATE SUPPORT. false false 72196274 67785907 7171723 THE UNIVERSITY OF ARIZONA FOUNDATION IS COMMITTED TO SUPPORTING AND ENHANCING THE VISION, MISSION AND VALUES OF THE UNIVERSITY OF ARIZONA THROUGH THE DEVELOPMENT AND MANAGEMENT OF PRIVATE SUPPORT. INCORPORATED IN 1958, THE UNIVERSITY OF ARIZONA FOUNDATION PROVIDES ASSISTANCE TO THE UNIVERSITY OF ARIZONA IN TWO AREAS: FUND-RAISING AND ASSET MANAGEMENT. 72196274 true true false true false true false true false true true true false false true true true false false false true false false false false false false true false true false false false false false false false false true true false false true true true false false false true 442 0 true 108 true true true false false false false true true false false false false X 33 32 false false false false false false false true true false true true false true true true true true true true false AZ X RITA WILLIAMS 5206213027 1111 NORTH CHERRY AVENUE TUCSON AZ 82721 JOHN-PAUL ROCZNIAK PRESIDENT & CEO 40.0 0.0 X X 381878 0 30265 PATRICIA A BARTLETT SECRETARY 6.0 0.0 X X 0 0 0 BETSEY E BAYLESS DIRECTOR 2.0 0.0 X 0 0 0 ARCHIBALD M BROWN JR TREASURER 6.0 0.0 X X 0 0 0 JOHN F CHAVEZ DIRECTOR 2.0 0.0 X 0 0 0 GINNY L CLEMENTS DIRECTOR 2.0 0.0 X 0 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SARAH B SMALLHOUSE DIRECTOR 2.0 0.0 X 0 0 0 JOAN M SWEENEY DIRECTOR 6.0 0.0 X 0 0 0 JON O UNDERWOOD DIRECTOR 2.0 0.0 X 0 0 0 J CRAIG BARKER SR VP, FINANCIAL SERVICES 40.0 0.0 X 286897 0 28958 VICKI B FLEISCHER SR VP, DEVELOPMENT 40.0 0.0 X 198597 0 24014 JENNY R FLYNN SR VP, DEVELOPMENT SERVICES 40.0 0.0 X 198036 0 33933 ANDREA L MILLER SR VP, LEADERSHIP GIVING 40.0 0.0 X 174099 0 17456 KEN R DILDINE VP, FIDUCIARY COMPLIANCE 40.0 0.0 X 168762 0 25495 RITA M WILLIAMS VP, FINANCIAL SERVICES 40.0 0.0 X 165897 0 32271 BARRY D BENSON SR VP, REGIONAL DEVELOPMENT 40.0 0.0 X 199284 0 34086 MICHAEL A TORREGROSSA SR DIR, INFORMATION TECHNOLOGY 40.0 0.0 X 125415 0 24808 EMILY F WALSH SR DIR, STRATEGIC PROSPECTS 40.0 0.0 X 125296 0 23228 LAURIE J CARLIN SR DIR, HUMAN RESOURCES 40.0 0.0 X 103995 0 23822 JOHN M DETLOFF SR ENT SYSTEMS ARCHITECT 40.0 0.0 X 103707 0 23809 2231863 0 322145 12 false true false RUFFALOCODY HOLDINGS LLC PO Box 718 DES MOINES IA 503030718 TELEPHONE OUTREACH 370322 KASPICK 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1000000 1000000 4000000 6000000 63727 4200 79200 61800 208927 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 SCHEDULE C, PART II-A, LINE 1 THE FOUNDATION ENGAGED DURING FISCAL 2016 ONE PROFESSIONAL SERVICES FIRM TO REPRESENT THE UNIVERSITY OF ARIZONA IN FEDERAL, STATE, AND LOCAL GOVERNMENT AREAS. A PORTION OF THESE SERVICES CONSTITUTE LOBBYING EXPENSES UNDER SECTION 501(H). 1 8607239 0 8607239 true true 297350 X X X X false 660664491 48338379 55323466 5135624 17412292 741778420 673312944 32655979 -23844092 5133014 16327326 660664491 665399504 27280676 1014055 3984489 16396802 673312944 575005169 30782929 79143715 3812764 15719545 665399504 527654091 17566320 48140330 4023531 14332041 575005169 0.05320 0.94680 0.00000 false false 481902 481902 3373328 1664781 1708547 1211475 1211475 0 2190449 ABSOLUTE RETURN LP AND FUNDS 289064170 F PRIV CAPITAL LP 73814136 F REIT FUND REAL ESTATE PTSH 70274424 F COMMODITIES/NATURAL RES LP 57301690 F 490454420 0 TRUST LIABILITIES 23241710 FMV OF ENDOWMENT MANAGED FOR UNIV. 185656735 208898445 X 148496545 38132252 38132252 110364293 9064986 -751726 8313260 118677553 85801448 85801448 9064986 9064986 94866434 Schedule D, PART III, LINE 1B DONATED COLLECTIONS, PRINCIPALLY PHOTOGRAPHS, PRINTS AND NEGATIVES TO BENEFIT THE UNIVERSITY OF ARIZONA'S CENTER FOR CREATIVE PHOTOGRAPHY. Schedule D, PART III, LINE 4 THE CENTER FOR CREATIVE PHOTOGRAPHY IS AN ARCHIVE AND RESEARCH CENTER LOCATED ON THE UNIVERSITY OF ARIZONA CAMPUS. THE CENTER PROMOTES RESEARCH INTO AND APPRECIATION OF THE PHOTOGRAPHIC MEDIUM WHILE SAFEGUARDING ORIGINAL OBJECTS FOR POSTERITY. Schedule D, PART V, LINE 4 THE PAYOUT FROM THE FOUNDATION ENDOWMENT PROVIDES SCHOLARSHIP, RESEARCH, PROGRAM AND OTHER SUPPORT TO THE UNIVERSITY OF ARIZONA. Schedule D, PART X, LINE 2 ACCOUNTING STANDARDS CODIFICATION (ASC) TOPIC 740, INCOME TAXES, ADDRESSES HOW UNCERTAIN TAX POSITIONS SHOULD BE RECOGNIZED, MEASURED, PRESENTED, AND DISCLOSED IN THE FINANCIAL STATEMENTS. THE GUIDANCE REQUIRES THE ACCOUNTING AND DISCLOSURE OF TAX POSITIONS TAKEN, OR EXPECTED TO BE TAKEN, IN THE COURSE OF PREPARING THE FOUNDATION'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE MORE-LIKELY-THAN-NOT OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. MANAGEMENT OF THE FOUNDATION IS REQUIRED TO ANALYZE ALL OPEN TAX YEARS, AS DEFINED BY THE STATUE OF LIMITATIONS, FOR ALL MAJOR JURISDICTIONS, WHICH INCLUDE FEDERAL AND CERTAIN STATES. THE FOUNDATION HAS NO EXAMINATIONS IN PROGRESS AND NONE ARE EXPECTED AT THIS TIME. AS OF JUNE 30, 2017, MANAGEMENT OF THE FOUNDATION HAS REVIEWED ALL OPEN TAX YEARS AND MAJOR JURISDICTIONS AND CONCLUDED THERE IS NO TAX LIABILITY RESULTING FROM UNRECOGNIZED TAX BENEFITS RELATING TO UNCERTAIN INCOME TAX POSITIONS TAKEN, OR EXPECTED TO BE TAKEN, IN FUTURE TAX RETURNS. Schedule D, PART XI, LINE 4B CONTRIBUTIONS OF PHOTOGRAPHS, PRINTS AND NEGATIVES $ 297,350 K-1 FLOW THROUGH OF UNRELATED BUSINESS INCOME $ (1,049,076) =========== $ (751,726) true Central America and the Caribbean Investments 307041484 Europe (Including Iceland and Greenland) Investments 9175080 316216564 316216564 true false true true true false SCHEDULE F, PART I, LINE 2 WE RELY ON THE OVERSIGHT OF THE APPLICABLE DEPARTMENT AT THE UNIVERSITY OF ARIZONA. SCHEDULE F, PART II, LINE 1 ACCRUAL BASIS RECORDED AS PROGRAM SERVICE EXPENSE. true UNIVERSITY OF ARIZONA 1111 N CHERRY AVE TUCSON AZ 85721 742652689 GOVERNMENT 67785907 0 UNIV. SUPPORT 1 0 SCHEDULE I, PART I, LINE 2 FUNDS ARE DEPOSITED IN PURPOSE SPECIFIC ACCOUNTS. WE RELY ON THE EXTENSIVE INTERNAL CONTROL SYSTEM OF THE UNIVERSITY OF ARIZONA FINANCIAL SERVICES OFFICE TO ENSURE CORRECT APPLICATION OF FUNDS ONCE TRANSFERRED TO THE UNIVERSITY. X true true X X X X X false false false false false false false false false JOHN-PAUL ROCZNIAK PRESIDENT & CEO 380438 0 0 0 1440 0 13250 0 17015 0 412143 0 0 0 J CRAIG BARKER SR VP, FINANCIAL SERVICES 281960 0 0 0 4937 0 13250 0 15708 0 315855 0 0 0 VICKI B FLEISCHER SR VP, DEVELOPMENT 197157 0 0 0 1440 0 7651 0 16363 0 222611 0 0 0 JENNY R FLYNN SR VP, DEVELOPMENT SERVICES 196596 0 0 0 1440 0 9865 0 24068 0 231969 0 0 0 ANDREA L MILLER SR VP, LEADERSHIP GIVING 172659 0 0 0 1440 0 8690 0 8766 0 191555 0 0 0 KEN R DILDINE VP, FIDUCIARY COMPLIANCE 167322 0 0 0 1440 0 8480 0 17015 0 194257 0 0 0 RITA M WILLIAMS VP, FINANCIAL SERVICES 161457 0 0 0 4440 0 8203 0 24068 0 198168 0 0 0 MICHAEL A TORREGROSSA SR DIR, INFORMATION TECHNOLOGY 120255 0 0 0 5160 0 6462 0 18346 0 150223 0 0 0 BARRY D BENSON SR VP, REGIONAL DEVELOPMENT 197844 0 0 0 1440 0 10018 0 24068 0 233370 0 0 0 Schedule J, Part I, Line 1a Membership at a local country club provides important interaction with donors and key constituents. As a result, the foundation paid for dues and business related expenses for the following officer: John-Paul Roczniak X 5 297350 FMV X 120 16513922 FMV X 5 429500 FMV false true false SCHEDULE M, PART I, COLUMN (b) COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. Form 990, PART VI, LINE 1A THE BOARD OF TRUSTEES HAS APPOINTED AN EXECUTIVE COMMITTEE WHICH IS COMPRISED OF THE CHAIR OF THE BOARD, THE VICE CHAIR, THE PRESIDENT OF THE CORPORATION AND THE UNIVERSITY OF ARIZONA, THE SENIOR VICE PRESIDENT OF FINANCE OF THE CORPORATION AND THE UNIVERSITY OF ARIZONA, THE SECRETARY AND THE TREASURER. IN ADDITION, THE BOARD OF TRUSTEES MAY DESIGNATE ONE OR MORE AT-LARGE EXECUTIVE COMMITTEE MEMBERS. TO THE EXTENT PROVIDED IN THE EXECUTIVE COMMITTEE CHARTER, THE EXECUTIVE COMMITTEE SHALL HAVE AND EXERCISE THE AUTHORITY OF THE BOARD OF TRUSTEES. THE EXECUTIVE COMMITTEE REPORTS TO THE BOARD OF TRUSTEES AT EACH OF ITS MEETINGS ON the ACTIONS TAKEN SINCE THE LAST MEETING OF THE BOARD OF TRUSTEES AND PROVIDES THE BOARD OF TRUSTEES WITH ALL INFORMATION NECESSARY FOR THE BOARD OF TRUSTEES TO CARRY OUT ITS GENERAL DUTY OF OVERSIGHT. Form 990, PART VI, LINE 11B MANAGEMENT PREPARED THE FORM 990. WE ENGAGED AN INTERNATIONAL PUBLIC ACCOUNTING FIRM TO REVIEW OUR INTERNALLY PREPARED FORM 990. AFTER THE INTERNATIONAL PUBLIC ACCOUNTING FIRM COMPLETED THEIR REVIEW, MANAGEMENT REVIEWED THE FINAL DRAFT, WHICH WAS THEN SUBMITTED FOR REVIEW BY OUR AUDIT COMMITTEE BEFORE THE FORM WAS FILED WITH THE IRS. Form 990, PART VI, LINE 12C EACH MEMBER OF THE BOARD OF TRUSTEES AND EACH OFFICER-EMPLOYEE OF THE FOUNDATION IS ANNUALLY PROVIDED WITH A CONFLICT OF INTEREST ACKNOWLEDGMENT AND DISCLOSURE STATEMENT. SUCH INDIVIDUALS ARE REQUIRED TO REVIEW THESE DOCUMENTS, COMPLETE THEM, AND RETURN THEM TO OUR OFFICE OF FIDUCIARY COMPLIANCE FOR REVIEW. ANY CONFLICTS WHICH PRESENT THEMSELVES DURING THE YEAR ARE REVIEWED BY MANAGEMENT AND SUBMITTED TO THE BOARD FOR RESOLUTION. Form 990, PART VI, LINES 15A AND 15B THE FOUNDATION HAS A COMPENSATION COMMITTEE COMPRISED ONLY OF INDEPENDENT TRUSTEES; CONTEMPORANEOUS MINUTES ARE KEPT OF THEIR MEETINGS AND DECISIONS. THE COMMITTEE REVIEWS AND APPROVES THE SALARIES OF ALL OFFICERS AND KEY EMPLOYEES. THE COMMITTEE ENGAGES A COMPENSATION CONSULTANT TO PROVIDE COMPARABILITY DATA AND OTHER GUIDANCE. THE PROCESS WAS LAST COMPLETED OCTOBER 13, 2017. Form 990, PART VI, LINE 19 THE FOUNDATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR AUDITED FINANCIAL STATEMENTS PUBLICLY AVAILABLE. Form 990, PART XI, LINE 9 Contribution of photographs, prints and negatives $ (297,350) K-1 FLOW THROUGH OF UNRELATED BUSINESS INCOME $1,049,076 ---------- $ 751,726 UAF REALTY LLC 1111 N CHERRY AVE TUCSON AZ 85721 866050388 REAL ESTATE AZ 43412 0 U OF A FDN UAF ELLER DEVELOPMENT LLC 1111 N CHERRY AVE TUCSON AZ 85721 866050388 RAISE FUNDS AZ 0 0 U OF A FDN UAF TECHNOLOGIES AND RESEARCH LLC 1111 N CHERRY AVE TUCSON AZ 85721 866050388 TECH TRANSFER AZ 0 0 U OF A FDN FOUNDATION OF ARIZONA UNIVERSITIES 1111 N CHERRY AVE TUCSON AZ 85721 260077306 SUPPORT AZ 501(C)(3) 12A, TYPE I NA false CHARITABLE REMAINDER TRUSTS (74) TRUST AZ U OF A FDN true false false false false false false false false false false false false false false false false false false false