2018-01-30T17:06:47-06:00 2017-06-30 611064249 DEMING MALONE LIVESAY & OSTROFF PSC 9300 SHELBYVILLE RD STE 1100 LOUISVILLE KY 402225187 990 2016-07-01 610445834 THE HOME OF THE INNOCENTS INC HOME 5025961000 1100 EAST MARKET STREET LOUISVILLE KY 402061874 PAUL W ROBINSON PRESIDENT & CEO 5025961000 2017-11-13 1 CHRISTINE N KOENIG P01022180 5024269660 174.47.177.202 2017-11-13 16:11:42 ES P 971719044E8653E98C4577716141E0D5584E5775 A26ECCC15BCFE4CEEFDCA52C5921EBCF34927939 2016 2021-01-29 14:40:06Z PAUL W ROBINSON 1100 EAST MARKET STREET LOUISVILLE KY 402061874 36976523 0 X WWW.HOMEOFTHEINNOCENTS.ORG X 1880 KY TO PROVIDE LOVING CARE TO ABUSED, ABANDONED, NEGLECTED AND MEDICALLY FRAGILE CHILDREN. 30 30 753 131 0 0 5233484 5218571 27092682 28441973 455625 793449 271934 286233 33053725 34740226 0 0 0 0 21439251 23847095 0 0 713032 13937333 15235897 35376584 39082992 -2322859 -4342766 76684733 68846266 14289911 8375800 62394822 60470466 X THE HOME OF THE INNOCENTS HAS BEEN OUR REGION'S OPEN ARMS TO CHILDREN IN CRISIS SINCE 1880. THE HOME PROVIDES LOVING, THERAPEUTIC CARE TO CHILDREN WHO ARE VICTIMS OF ABUSE, ABANDONMENT AND NEGLECT, AS WELL AS SKILLED CARE TO MEDICALLY FRAGILE CHILDREN, AND CHILDREN WITH OTHER SPECIAL NEEDS. 0 0 7314314 4548780 RESIDENTIAL TREATMENT AND EMERGENCY SERVICES PROGRAM - PROVIDES EMERGENCY AND LONG-TERM SHELTER, GROUP AND INDIVIDUAL THERAPY AND CRISIS INTERVENTION FOR CHILDREN FROM BIRTH TO AGE 18 WHO ARE VICTIMS OF ABUSE, ABANDONMENT, NEGLECT OR FAMILY CRISIS. THE PROGRAM CAN SERVE CHILDREN WHOM RECOMMIT TO THE DEPARTMENT FOR COMMUNITY BASED SERVICES, UP TO THE AGE OF 21. CHILDREN ARE ACCEPTED 24 HOURS A DAY, 365 DAYS A YEAR. RESIDENTIAL AND EMERGENCY SERVICES HAVE GROWN, OFFERING 95 BEDS IN SEVEN AGE- AND NEED-APPROPRIATE HOUSES. 5073304 2883103 OUTPATIENT SERVICES - PROVIDES COMPASSIONATE, EXPERT PEDIATRIC CARE TO ALL OF OUR COMMUNITY'S CHILDREN AND ADOLESCENTS. WE ARE DEDICATED TO KEEPING CHILDREN HEALTHY, SAFE AND HAPPY REGARDLESS OF SOCIAL, BEHAVIORAL, PHYSICAL OR FINANCIAL CHALLENGES. OUR CENTER OFFERS A WIDE RANGE OF CLINICAL AND THERAPEUTIC SERVICES, WHILE FOCUSED ON TREATING THE WHOLE CHILD THROUGH QUALITY AND FAMILY-CENTERED CARE. SERVICES OFFERED AT OPEN ARMS CHILDREN'S HEALTH INCLUDE PEDIATRICS, INTEGRATED BEHAVIORAL HEALTH, REFUGEE CLINIC, DENTAL CLINIC, AUDIOLOGY CENTER, VISION, RADIOLOGY, LABORATORY, PHYSICAL, OCCUPATIONAL AND SPEECH THERAPIES, PSYCHOLOGY, PSYCHIATRY AND ONSITE PHARMACY SERVICES. 17158211 16839332 KOSAIR CHARITIES PEDIATRIC CONVALESCENT CENTER (KCPCC) - CARES FOR CHILDREN WITH SEVERE DISABILITIES. THESE CHILDREN HAVE MEDICAL NEEDS THAT REQUIRE 24-HOUR SKILLED CARE; SOME ARE DEPENDENT ON VENTILATORS, RESPIRATORS AND FEEDING TUBES, AND ALL ARE IN WHEELCHAIRS AND HAVE LIMITED VERBAL COMMUNICATION ABILITIES. IF IT WERE NOT FOR HOME OF THE INNOCENTS, MANY OF THESE CHILDREN WOULD HAVE TO GROW UP IN A HOSPITAL. THE KCPCC STAFF CARE FOR CHILDREN FROM BIRTH TO AGE 21 AND CAN ACCOMMODATE 76 CHILDREN. 1878235 1933135 THERAPEUTIC LOVING FOSTER CARE (TLC) - OFFERS A FAMILY SYSTEMS APPROACH TO CARE AND TREATMENT OF CHILDREN IN FOSTER CARE THAT IS SOLUTION-FOCUSED AND STRENGTHS-BASED. TEACHING PARENTS (I.E., FOSTER PARENTS) ARE IDENTIFIED AS THE PRIMARY MODE OF INTERVENTION AND SUPPORT TO THE CHILD. TLC STAFF MEMBERS PROVIDE SUPPORT TO THE FOSTER FAMILY IN EFFORTS TO PROVIDE STABILITY IN THE FAMILY AND COMMUNITY, AND TO ACHIEVE PERMANENCY FOR THE CHILD.O TLC STAFF OPERATE WITH A TEAM PHILOSOPHY THAT INCLUDES THE CHILD, CLINICAL STAFF, TEACHING PARENTS, BIOLOGICAL FAMILY (WHERE APPLICABLE AND POSSIBLE), STATE SOCIAL SERVICE WORKERS/CASE MANAGERS, HEALTH PROFESSIONALS, AND OTHERS AS APPROPRIATE. EACH CHILD IS ASSIGNED A FAMILY CONSULTANT WHO FOLLOWS THE CHILD THROUGHOUT CARE IN THE PROGRAM, SERVES AS THE PRIMARY PROVIDER OF CASE MANAGEMENT SERVICES FOR THE CHILD, AND LEADS THE MULTI-DISCIPLINARY TREATMENT TEAM. THE OVERALL GOAL IS FOR THE CHILD TO ACHIEVE PERMANENCY, PREFERABLY THROUGH A RETURN TO THE BIOLOGICAL FAMILY OR ADOPTION. WHEN NEITHER IS POSSIBLE, THE TREATMENT TEAM WILL LOOK AT PLANNED PERMANENT LIVING ARRANGEMENT AS A POTENTIAL PERMANENCY GOAL. THE PERMANENCY GOAL IS SET AND MONITORED BY THE STATE OF KENTUCKY'S CABINET FOR HEALTH AND FAMILY SERVICES IN CONSULTATION WITH SERVICE PROVIDERS AND, ALONG WITH A COMPREHENSIVE PSYCHOSOCIAL ASSESSMENT, BECOMES THE GUIDE TO THE DEVELOPMENT OF THE TREATMENT PLAN AND ACCOMPANYING INTERVENTION(S). THE CLINICAL SPECIALIST IS THE LEADER OF TLC'S TREATMENT TEAM AND IS RESPONSIBLE FOR THE DETERMINATION AND IMPLEMENTATION OF APPROPRIATE CLINICAL INTERVENTIONS FOR INDIVIDUAL CLIENTS AND THEIR FAMILIES. THE RECRUITMENT, RETENTION AND TRAINING COORDINATOR, IN COLLABORATION WITH THE FAMILY CONSULTANT, IS RESPONSIBLE FOR ONGOING EDUCATION AND SUPPORT OF THE TEACHING PARENTS TO HELP THEM WORK BEST WITH THE CHILD AND HIS/HER BIRTH FAMILY.O TLC ACCEPTS BOTH MALE AND FEMALE CHILDREN OF ALL RACES AND ETHNICITIES FROM INFANCY THROUGH 18 YEARS OF AGE AND UP TO AGE 21 WITH SPECIAL CIRCUMSTANCES. WHENEVER POSSIBLE, CHILD FAMILY MATCHING IS DONE ON A SAME RACE, ETHNICITY, AND LANGUAGE BASIS, SEEKING TO PROVIDE THE BEST POSSIBLE CULTURAL MATCH FOR EVERY CHILD WHO ENTERS THE PROGRAM. THE AGENCY SERVES CHILDREN REQUIRING LONG TERM PLACEMENT (WITH THE GOALS OF ADOPTION OR PLANNED PERMANENT LIVING ARRANGEMENT), AND THOSE NEEDING SHORTER TERM INTENSIVE TREATMENT INTERVENTION. THE AGENCY ACCEPTS CLIENTS WHEN KINSHIP AND RELATIVE PLACEMENTS HAVE BEEN EXPLORED BY THE REFERRING AGENT AND HAVE BEEN DEEMED INAPPROPRIATE FOR THE CLIENT.O TLC PROVIDES FOSTER CARE SERVICES, INCLUDING THERAPEUTIC AND MEDICALLY FRAGILE FOSTER CARE SERVICES. TLC IS DESIGNED TO SERVE CHILDREN IN OUT OF HOME CARE WITH MODERATE TO SEVERE EMOTIONAL AND BEHAVIORAL DISORDERS INCLUDING EXPLOSIVE ANGER, POOR PEER RELATIONS, NONCOMPLIANCE WITH ADULT AUTHORITY, PRE DELINQUENT OR DELINQUENT ACTING OUT IN THE COMMUNITY (INCLUDING STEALING, VANDALISM, RUNAWAYS), AND VERBAL AGGRESSION. THE PROGRAM SERVES CHILDREN WITH CONDUCT DISORDERS AND OTHER PSYCHIATRIC DIAGNOSES AND CHILDREN EXHIBITING MODERATE SELF-ABUSIVE BEHAVIOR, SEXUAL ACTING OUT, DEPRESSION AND SUICIDAL IDEATION OR GESTURES, DRUG/ALCOHOL ABUSE AND PHYSICAL AGGRESSION. THE TLC PROGRAM CAN ALSO ACCEPT CHILDREN WITH AUTISM AND PREGNANT AND PARENTING TEENS. THE HOME OF THE INNOCENTS ACCEPTS CHILDREN WHO HAVE EXHIBITED SEXUAL AGGRESSION, BUT ARE WILLING TO PARTICIPATE IN TREATMENT. THE HOME OF THE INNOCENTS ALSO ACCEPTS CHILDREN WITH PHYSICAL/DEVELOPMENTAL HANDICAPS OR MODERATE MENTAL RETARDATION. O TLC ALSO PROVIDES ADOPTION SERVICES. PRIVATE ADOPTION SERVICES ARE AVAILABLE FOR FAMILIES IN THE REGIONS. TLC PROVIDES SERVICES FOR THE ADOPTIVE FAMILIES INCLUDING HOME STUDIES, TRAINING, AND POST-PLACEMENT SUPERVISION. PRE- AND POST-ADOPTION COUNSELING IS ALSO AVAILABLE VIA THE PSYCHOLOGICAL SERVICES DEPARTMENT OF HOME OF THE INNOCENTS. REFERRALS AND OTHER ASSISTANCE ARE AVAILABLE FOR FAMILIES SEEKING CULTURAL CONNECTIONS IN THE COMMUNITY. THE PRIVATE ADOPTION SERVICE COMPONENT OF THE TLC PROGRAM IS MEANT TO ASSIST IN CREATING PERMANENT HEALTHY, STABLE FAMILIES FOR CHILDREN IN NEED OF ADOPTIVE PLACEMENT. TLC COORDINATES WITH THE PLACING AGENCY OR ATTORNEY TO ENSURE LEGAL AND OTHER REQUIREMENTS ARE MET. TLC STAFF PROVIDES FAMILIES WITH ANY NEEDED SUPPORT THROUGHOUT THEIR ADOPTION JOURNEY AND REFERRALS TO COMMUNITY RESOURCES AS NEEDED. 309478 OTHER PROGRAM SERVICES - SCHOOL LUNCH PROGRAM AND MISCELLANEOUS INCOME TO SUPPORT OTHER PROGRAM ACTIVITIES. 3643710 2237623 HOME-TO HOME SERVICES INCLUDE A RANGE OF DIFFERENT SERVICES: - THE AFTERCARE PROGRAM PROVIDES SERVICES THROUGH CASE MANAGEMENT TO SINGLE, YOUNG ADULTS AND YOUNG FAMILIES, AGES 18-24, AS THEY STRIVE TO GAIN AND OR MAINTAIN INDEPENDENCE. BUDGETING, MONEY MANAGEMENT, EMPLOYMENT, SUBSTANCE ABUSE, MENTAL, HEALTH, INDEPENDENT LIVING SKILLS, PARENTING ARE ALL AREAS OF FOCUS BASED ON CLIENT'S INDIVIDUAL NEEDS. - THE CBS PROGRAM OFFERS HOPE TO CHILDREN WHO HAVE MENTAL HEALTH AND BEHAVIORAL NEEDS. THE PROGRAM FACILITATES TEAMS, INCLUDING FAMILY, COMMUNITY SUPPORTS AND PROVIDERS TO STABILIZE THE CHILD'S BEHAVIORS SO THEY CAN REMAIN IN THEIR HOMES, AND TEACHES PARENTS OR CAREGIVERS STRATEGIES TO BETTER RESPOND TO THE CHILD'S BEHAVIORS. SERVICES ARE PROVIDED IN THE HOME, SCHOOL AND COMMUNITY AND INCORPORATE NATURAL SUPPORTS AS PART OF THE TREATMENT TEAM. THE FOLLOWING SERVICES ARE OFFERED THROUGH THE CBS PROGRAM: TARGETED CASE MANAGEMENT--SERVICES TO ASSIST THE RECIPIENT WITH A SEVERE EMOTIONAL DISABILITY IN ACCESSING THE NEEDED MEDICAL, SOCIAL, EDUCATIONAL, DEVELOPMENTAL AND OTHER SUPPORT SERVICES AVAILABLE IN HIS OR HER COMMUNITY. INDIVIDUAL THERAPY, FAMILY THERAPY, COLLATERAL THERAPY--INTENSIVE THERAPY SERVICES PROVIDED FACE TO FACE WITH AN ELIGIBLE RECIPIENT IN THE HOME, SCHOOL, AND COMMUNITY ENVIRONMENTS. THE TREATMENT AND INTERVENTIONS ARE FOCUSED ON THE GOALS AND OBJECTIVES FOUND IN THE ELIGIBLE RECIPIENT'S COLLABORATIVE SERVICE. - THE HOMEBUILDERS, FAMILY PRESERVATION PROGRAM PROVIDES INTENSIVE, IN-HOME, FAMILY PRESERVATION SERVICES TO FAMILIES WITH CHILDREN IN IMMINENT RISK OF OUT-OF-HOME PLACEMENT, OR HAVE CHILDREN IN PLACEMENT THAT CANNOT BE REUNIFIED WITHOUT INTENSIVE SERVICES. THE GOAL OF THE PROGRAM IS TO PREVENT CHILDREN FROM BEING REMOVED FROM THEIR CAREGIVERS, OR ENABLE REUNIFICATION, BY INCREASING PARENTING SKILLS THROUGH INTENSIVE INTERVENTIONS IN A 4 WEEK, 40 HOUR TIMEFRAME. THIS SERVICE IS PROVIDED TO FAMILIES INVOLVED WITH INDIANA DEPARTMENT OF COMMUNITY-BASED SERVICES (DCS), CUSTODY OF CHILD AT RISK, OR ATTEMPTING TO REUNIFY. - MICHELLE P. WAIVER SERVICES FOCUS ON PERSON CENTERED SERVICES FOR CHILDREN WITH DEVELOPMENTAL OR INTELLECTUAL DISABILITIES. FAMILIES RECEIVE BEHAVIORAL SUPPORT OR CASE MANAGEMENT, AS WELL AS LINKS TO ADDITIONAL THERAPEUTIC SERVICES INCLUDING IN OCCUPATIONAL/PHYSICAL/SPEECH THERAPY WHEN APPROPRIATE. OUR SERVICES PROVIDE ASSISTANCE THROUGH THERAPEUTIC INTERVENTION TO CHILDREN AND FAMILIES FACING CHALLENGES THAT AFFECT THE CHILD'S MENTAL AND BEHAVIORAL HEALTH AND THE STABILITY OF THE OVERALL FAMILY. THE PARTICIPANT DIRECTED SERVICES (PDS) PROGRAM IS BASED UPON THE PRINCIPLES OF SELF-DETERMINATION AND PERSON-CENTERED PLANNING. A PERSON-CENTERED SYSTEM ACKNOWLEDGES THE ROLE OF PARTICIPANTS, FAMILIES, GUARDIANS, OR REPRESENTATIVES IN PLANNING FOR THE PARTICIPANT WHO MAY NEED ASSISTANCE IN MAKING INFORMED DECISIONS. THE PRINCIPLES AND TOOLS OF SELF-DETERMINATION ARE USED TO ASSIST PARTICIPANTS IN THE CREATION OF MEANINGFUL, CULTURALLY APPROPRIATE LIVES WITHIN THEIR COMMUNITY IN WHICH THEY CAN DEVELOP RELATIONSHIPS, LEARN, WORK AND EARN INCOME, AND ACTIVELY PARTICIPATE IN COMMUNITY LIFE. - THE PSYCHOLOGICAL SERVICES DEPARTMENT PROVIDES PSYCHOLOGICAL TESTING AND OUTPATIENT THERAPY SERVICES, FOR FAMILIES, CHILDREN, AND ADOLESCENTS. THERAPEUTIC SERVICES ADDRESS A RANGE OF CONCERNS SUCH AS STRESSFUL OR TRAUMATIC EVENTS, ANGER AND AGGRESSION, ADOPTION/ATTACHMENT, FAMILY AND PARENTING, PROBLEM BEHAVIOR AT HOME/SCHOOL, LEARNING CONCERNS, ATTENTION, HYPERACTIVITY, IMPULSIVITY, DEVELOPMENT, SADNESS, WORRY, FEAR OR SOCIAL SKILLS DEFICITS. PSYCHOLOGICAL TESTING PROVIDES VALUABLE INFORMATION ABOUT A CHILD'S OVERALL STRENGTHS/WEAKNESSES, COGNITIVE, SOCIAL/EMOTIONAL, BEHAVIORAL AND PERSONALITY FUNCTIONING, WHICH HELPS GUIDE DIAGNOSIS AND TREATMENT PLANNING. TESTING MAY BE CONDUCTED TO EVALUATE FOR ADHD, LEARNING DISABILITIES, DEVELOPMENTAL DELAYS, EMOTIONAL/BEHAVIORAL CONCERNS, DEPRESSION, ANXIETY, MOOD DISORDERS OR RELATIONSHIP CONCERNS. 5521945 4480236 35067774 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 62 0 1 753 1 0 0 0 0 0 0 0 0 0 0 X 30 30 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 KY X DAVID MCDONALD SR VP FINANCE 5025961000 1100 EAST MARKET STREET LOUISVILLE KY 402061874 INGRID ADAMS DIRECTOR 2.00 X 0 0 0 DAVE BREWER DIRECTOR 2.00 X 0 0 0 MICKEY BROWN DIRECTOR 2.00 X 0 0 0 KIRK CARTER DIRECTOR 2.00 X 0 0 0 JULEE CARUCCI SECRETARY 2.00 X X 0 0 0 MATT CARPER DIRECTOR 2.00 X 0 0 0 BRAD CASE DIRECTOR 2.00 X 0 0 0 RUSSELL COLEMAN DIRECTOR 2.00 X 0 0 0 JOEY CONELY DIRECTOR 2.00 X 0 0 0 BRUCE K DUDLEY DIRECTOR 2.00 X 0 0 0 TONY GEORGES DIRECTOR 2.00 X 0 0 0 DIANE GEORGES DIRECTOR 2.00 X 0 0 0 SYLVIA GLASSMAN DIRECTOR 2.00 X 0 0 0 KAREN HALE DIRECTOR 2.00 X 0 0 0 SCOTT HERRMANN DIRECTOR 2.00 X 0 0 0 HOWARD HOLLOMAN 1ST VICE CHAIR 2.00 X X 0 0 0 THE REV DR JADY KOCH DIRECTOR 2.00 X 0 0 0 DERRICK LITTLEJOHN 2ND VICE CHAIR 2.00 X X 0 0 0 PHIL MCCAULEY TREASURER 2.00 X X 0 0 0 DON NIX DIRECTOR 2.00 X 0 0 0 REMY NOBLE DIRECTOR 2.00 X 0 0 0 ROBERT OGBURN DIRECTOR 2.00 X 0 0 0 KATHY PELLEGRINO CHAIR 2.00 X X 0 0 0 DOUG PHILLIPS DIRECTOR 2.00 X 0 0 0 THE REV CANON AMY REAL COULTAS DIRECTOR 2.00 X 0 0 0 AMY SPEARS DIRECTOR 2.00 X 0 0 0 BRIAN SPRINGFIELD DIRECTOR 2.00 X 0 0 0 CHRIS STAPLES DIRECTOR 2.00 X 0 0 0 CARL THOMAS DIRECTOR 2.00 X 0 0 0 ED WEINBERG DIRECTOR 2.00 X 0 0 0 PAUL W ROBINSON PRESIDENT/CEO 45.00 X 129658 0 4060 GORDON BROWN PRESIDENT/CEO (RETIRED) 45.00 X 155114 0 5144 DAVID MCDONALD CFO 45.00 X 146888 0 5559 EULALIE FEE COO 45.00 X 142648 0 6051 MATTHEW GAUCK PHARMACY MANAGER 45.00 X 127991 0 6700 JEFF LEWIS SR VP KCPCC 45.00 X 102630 0 7086 JUDITH BLOOR EXECUTIVE VP 45.00 X 116475 0 3398 921404 0 37998 7 0 1 0 UNIVERSITY OF LOUISVILLE RESEARCH FOUNDA UNIVERSITY OF LOUISVILLE LOUISVILLE KY 40292 MEDICAL SERVICES 695393 CPA LAB 2307 GREENE WAY LOUISVILLE KY 40220 LAB SERVICES 185221 WALKER MECHANICAL 1400 W JEFFERSON ST LOUISVILLE KY 40203 PLUMBING, HVAC 149036 ADP INC ONE ADP BOULEVARD ROSELAND NJ 07068 PAYROLL SERVICES 143254 4 425359 205644 1603885 2983683 142872 5218571 PEDIATRIC CONVALESCENT CENTER 900099 16839332 16839332 CRISIS CARE SERVICES 900099 4548780 4548780 OUTPATIENT SERVICES 900099 2883103 2883103 HOME TO HOME SERVICES 900099 2237623 2237623 THERAPEUTIC LOVING FOSTER CARE 900099 1933135 1933135 28441973 493898 493898 26555 0 26555 26555 26555 2464708 2165157 299551 299551 299551 21340 205644 71140 -49800 -49800 SCHOOL LUNCH PROGRAM 900099 173447 173447 MISCELLANEOUS INCOME 900099 136031 136031 309478 34740226 28751451 0 770204 514967 128742 386225 18698175 16875974 1456103 366098 176319 145833 25639 4847 3028121 2709665 246185 72271 1429513 1271107 126464 31942 111824 10379 101445 48762 48762 62854 62854 2623279 2493671 43643 85965 129405 62055 29021 38329 209590 140926 44440 24224 982711 961292 15954 5465 112611 105151 6830 630 115280 114480 589 211 3050718 2986843 47048 16827 441527 430136 8763 2628 SUPPLIES 2518314 2512280 2713 3321 FOSTER PARENT EXPENSE 961524 961524 BAD DEBT EXPENSE 958078 808496 149582 REPAIRS AND MAINTENANCE 726884 512557 200117 14210 2182536 1836663 299809 46064 39082992 35067774 3302186 713032 1604824 549498 92219 0 1464056 1244897 4822189 3225260 5500000 173216 150934 364330 351350 69505880 27734915 43188440 41770965 18029472 19340194 150380 150380 1295607 2062788 76684733 68846266 2733829 2198663 11519485 6147356 36597 29781 14289911 8375800 X 58230799 55576571 1371238 2073572 2792785 2820323 62394822 60470466 76684733 68846266 X -4342766 1643351 740070 34989 X 0 1 X 1 1 1 X 4638559 7664434 6623497 5233484 5218571 29378545 4638559 7664434 6623497 5233484 5218571 29378545 2867139 26511406 628811 663449 680531 506351 520453 2999595 278829 364115 233947 316864 309478 1503233 33881373 125448322 0.78250 0.78390 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 588 0 0 1 18086 18674 0 PART II-B, LINE 1: DUES PAID TO VARIOUS ORGANIZATIONS OF WHICH A PORTION IS UTILIZED FOR LOBBYING ACTIVITIES AND PROFESSIONAL FEES PAID TO A CONSULTANT FOR LOBBYING ACTIVITIES. 19812313 161676 2392668 1304045 21062612 19739970 536116 162324 626097 19812313 17205890 2132041 1386300 984261 19739970 15686017 2328141 2312970 3121238 17205890 15393069 480500 2430859 2618411 15686017 0.86610 0.13390 1 0 6321724 6321724 49973606 18783301 31190305 13210550 8951614 4258936 41770965 PATIENTS' DEPOSITS 29781 29781 X 36490706 1643351 107129 1750480 34740226 0 34740226 39154132 71140 71140 39082992 0 39082992 PART V, LINE 4: INVESTMENTS ARE HELD AS BOTH BOARD-DESIGNATED AND DONOR-DESIGNATED FOR ENDOWMENT. INVESTMENTS HELD FOR DONOR-DESIGNATED ENDOWMENT PROVIDE INCOME FOR USE IN THE OPERATIONS OF THE HOME OR FOR FUTURE NEEDS. INVESTMENTS HELD FOR BOARD-DESIGNATED ENDOWMENT ARE SET ASIDE TO PROVIDE INCOME FOR OPERATING SHORTFALLS (IF ANY) AND TO PROVIDE RESERVES FOR FUTURE OPERATING NEEDS. PART X, LINE 2: THE HOME OF THE INNOCENTS, INC. IS EXEMPT FROM FEDERAL, STATE AND LOCAL INCOME TAXES AS A NOT-FOR-PROFIT CORPORATION AS DESCRIBED UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). THE HOME OF THE INNOCENTS, INC. FILES AN INFORMATIONAL TAX RETURN IN THE U.S. FEDERAL JURISDICTION. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE HOME'S TAX EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. HOTI REALTY, LLC AND HOTI REALTY II, LLC ARE DISREGARDED ENTITIES FOR FEDERAL, STATE AND LOCAL INCOME TAX PURPOSES. THE ACTIVITIES OF HOTI REALTY, LLC AND HOTI REALTY II, LLC ARE INCLUDED IN THE HOME OF THE INNOCENTS, INC. INFORMATIONAL TAX FILINGS. AS OF JUNE 30, 2017 AND 2016, THE HOME DID NOT HAVE ANY ACCRUED INTEREST OR PENALTIES RELATED TO INCOME TAX LIABILITIES, AND NO INTEREST OR PENALTIES HAVE BEEN CHARGED TO OPERATIONS FOR THE YEARS THEN ENDED. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF FUNDRAISERS SHOWN GROSS ON AUDITED FINANCIAL STATEMENTS 71,140. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 35,989. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF FUNDRAISERS SHOWN GROSS ON AUDITED FINANCIAL STATEMENTS 71,140. BACKYARD BBQ 53540 47060 6480 100 5779 7903 7986 HEROES OF THE HOME 130604 118024 12580 1194 7302 20816 2 42840 40560 2280 2750 4978 12332 226984 205644 21340 1294 15831 33697 20318 71140 -49800 X X X 0 0 0 0 0 0 0 0 0 GORDON BROWN PRESIDENT/CEO (RETIRED) 149705 0 0 0 5409 0 0 0 5144 0 160258 0 0 0 DAVID MCDONALD CFO 146888 0 0 0 0 0 0 0 5559 0 152447 0 0 0 X 6 136172 FAIR VALUE X FOOD ITEMS 2 6700 FAIR VALUE 0 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 DIRECTORS TONY GEORGES AND DIANE GEORGES ARE MARRIED. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS CIRCULATED TO THE BOARD OF DIRECTORS PRIOR TO A REGULARLY SCHEDULED MEETING, NOTING THAT THE FORM WOULD BE REVIEWED AND APPROVED AT THE NEXT MEETING AND TO CALL IF THERE ARE ANY QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, OFFICER OR COMMITTEE MEMBER SIGNS A CONFLICT OF INTEREST STATEMENT UPON INITIAL APPOINTMENT TO THE BOARD AND ANNUALLY THEREAFTER. SIGNED STATEMENTS BY THE BOARD OF DIRECTORS ARE KEPT IN THE OFFICE OF THE PRESIDENT. FORM 990, PART VI, SECTION B, LINE 15A DEVELOPMENT OF COMPENSATION FOR THE PRESIDENT & CEO INCLUDES ALL OF THE FOLLOWING ELEMENTS: 1) REVIEW AND APPROVAL OF THE BOARD OF DIRECTORS, PROVIDED THAT PERSONS WITH CONFLICTS OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE SHALL NOT BE INVOLVED IN THIS REVIEW AND APPROVAL; 2) USING DATA DEEMED TO RELATE TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATION, AND MAY INCLUDE ADVICE FROM CONSULTANTS OR OTHER ADVISORS BECAUSE OF THIER EXPERIENCE AND EXPERTISE IN HELPING BOARDS OF DIRECTORS SET COMPENSATION; 3)CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DETERMINES WHETHER OR NOT TO MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 35,989. TRANSFER TO HOTI REALTY HOLDINGS, INC. -1,000. PART XI, LINE 8: PRIOR PERIOD ADJUSTMENT WAS MADE TO RECORD A BENEFICIAL INTEREST IN CHARITABLE REMAINDER TRUST. HOTI REALTY LLC 1100 EAST MARKET STREET LOUISVILLE KY 40206 TO HOLD REAL ESTATE KY -32758 1120735 THE HOME OF THE INNOCENTS INC HOTI REALTY II LLC 1100 EAST MARKET STREET LOUISVILLE KY 40206 TO HOLD REAL ESTATE KY -2089552 36442952 THE HOME OF THE INNOCENTS INC HOTI REALTY HOLDINGS INC 1100 EAST MARKET STREET LOUISVILLE KY 40206 263064281 INVESTMENT HOLDING COMPANY KY THE HOME OF THE INNOCENTS INC C -1000 6019485 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 HOTI REALTY HOLDINGS INC R 1000 FAIR VALUE