2025-02-11T14:41:52-06:00 2024-06-30 141555429 UHY ADVISORS NORTHEAST INC 4 TOWER PLACE EXECUTIVE PARK 7TH FLOOR ALBANY NY 12203 990 2023-07-01 141423161 ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES ALBA 5186947216 106 NEW SCOTLAND AVE ALBANY NY 12208 MICHELE VIEN SVP FINANCE/ADMIN & CFO 5186947216 2025-02-10 1 1 XIAOQIANG ZHANG P01577994 5184493166 2025-02-10 2023 2025-03-06 01:10:19Z MICHELE VIEN 106 NEW SCOTLAND AVE ALBANY NY 12208 78943715 0 X ACPHS.EDU X 1881 NY WE EDUCATE THE NEXT GENERATION OF LEADERS TO IMPROVE THE HEALTH OF OUR SOCIETY. 22 21 682 22 0 0 822937 572261 52493953 52418572 9085198 6538317 2742095 2266730 65144183 61795880 14202810 12900624 0 0 26486726 23765381 0 0 1184501 25217267 29150753 65906803 65816758 -762620 -4020878 144542300 140195206 41056788 37739949 103485512 102455257 X WE EDUCATE THE NEXT GENERATION OF LEADERS TO IMPROVE THE HEALTH OF OUR SOCIETY. 0 0 53001506 12890536 50853505 LOCATED IN ALBANY, NEW YORK, ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES EDUCATES STUDENTS FOR CAREERS IN HEALTH CARE AND THE LIFE SCIENCES.THE COLLEGE OFFERS THE PROFESSIONAL DOCTOR OF PHARMACY PROGRAM AND BACHELOR'S PROGRAMS IN BIOLOGY, BIOMEDICAL TECHNOLOGY, CLINICAL LABORATORY SCIENCES, FORENSIC PSYCHOLOGY, FORENSIC SCIENCE, HEALTH SCIENCES, MICROBIOLOGY, PHARMACEUTICAL SCIENCES, PSYCHOLOGY AND PUBLIC HEALTH. STUDENTS PURSUING THE DOCTOR OF PHARMACY DEGREE ALSO RECEIVE A BACHELOR'S DEGREE AFTER THEIR FOURTH YEAR.IN ADDITION, ACPHS HAS MASTER'S PROGRAMS IN BIOTECHNOLOGY (IN-PERSON AND HYBRID), BIOMEDICAL SCIENCES POST-BAC (IN-PERSON AND ONLINE), CLINICAL LABORATORY SCIENCES, CYTOTECHNOLOGY & MOLECULAR CYTOLOGY (IN-PERSON AND HYBRID), MOLECULAR BIOSCIENCES, AND PHARMACEUTICAL SCIENCES. IN ADDITION, STUDENTS MAY PURSUE JOINT DEGREES IN FIELDS THAT INCLUDE MEDICINE, LAW AND BUSINESS THROUGH COOPERATIVE AGREEMENTS WITH PARTNER INSTITUTIONS. - GRADUATES OF THE HEALTH SCIENCES PROGRAMS OFTEN PURSUE CAREERS IN THE BIOTECH, PHARMACEUTICAL, AND MEDICAL DIAGNOSTIC INDUSTRIES OR SEEK OUT OPPORTUNITIES WITH GOVERNMENT AGENCIES AND NON-PROFIT ORGANIZATIONS. - HEALTH SCIENCES GRADUATES ARE ALSO WELL POSITIONED TO CONTINUE THEIR EDUCATION IN GRADUATE PROGRAMS (MASTER'S OR PHD) AS WELL AS PROFESSIONAL PROGRAMS (E.G., MEDICINE AND PHYSICIAN ASSISTANT STUDIES). - PHARMACY GRADUATES ENJOY CAREERS IN COMMUNITY, CLINICAL, HOSPITAL, LONG-TERM CARE AND SPECIALTY PHARMACY, AS WELL AS THE PHARMACEUTICAL INDUSTRY, HEALTH CARE MANAGEMENT AND HEALTH CARE INFORMATION TECHNOLOGY.THE STACK FAMILY CENTER FOR BIOPHARMACEUTICAL EDUCATION AND TRAINING (CBET) LEVERAGES PARTNERSHIPS WITH INDUSTRY, ACADEMIA, AND GOVERNMENT TO ADVANCE THE INDUSTRY. IT WAS DESIGNED IN 2020 TO ADDRESS THE RAPIDLY GROWING NEED FOR AN EDUCATED WORKFORCE IN THE BIOPHARMACEUTICAL FIELD. THE CENTER, WHICH RELOCATED TO ALBANY'S MEDICAL CORRIDOR ADJACENT TO CAMPUS IN 2022, PROVIDES STUDENTS WITH THE KNOWLEDGE AND HANDS-ON EXPERIENCE TO BRING INNOVATIVE BIOPHARMACEUTICALS TO PATIENTS. A PURPOSE-BUILT BIOPROCESSING CENTER, CBET OFFERS A PIPELINE INTO INDUSTRY FOR MIDDLE SCHOOL THROUGH POST-GRADUATE LEVELS, INCLUDING SUMMER CAMPS, THE NATIONAL NIIMBL EXPERIENCE FOR UNDERSERVED STUDENTS, AND COMMUNITY SESSIONS FOR THOSE SEEKING TO EXPLORE INDUSTRY.CBET SECURED A $1.9M CONTRACT WITH THE FOOD AND DRUG ADMINISTRATION (FDA) TO DEVELOP AND DELIVER A CUSTOMIZED MESSENGER RIBONUCLEIC ACID (MRNA)-BASED VACCINE TRAINING PROGRAM FOR FDA EMPLOYEES, THE LARGEST CONTRACT ATTAINED BY THE COLLEGE IN ITS HISTORY. 2935960 10088 2708467 RESEARCH: RESEARCH IS A KEY COMPONENT OF THE ACADEMIC LIFE AT ACPHS. THE COLLEGE IS AN ACTIVE RESEARCH ENVIRONMENT WITH $5.3 MILLION IN RESEARCH AND SPONSORED PROJECTS.FACULTY AND STUDENTS AT THE COLLEGE ARE INVOLVED IN A WIDE RANGE OF RESEARCH PROJECTS, ACROSS CLINICAL, POPULATION HEALTH AND BASIC LIFE SCIENCES. THE COLLEGE OFFERS SPECIFIC PROGRAMS AND ACTIVITIES DESIGNED TO ENCOURAGE STUDENT RESEARCH, OFTEN AS EARLY AS THEIR FIRST YEAR. THE COLLEGE HAS APPROXIMATELY 81,000 SQUARE FEET OF BENCH RESEARCH SPACE. ACPHS INVESTIGATORS BENEFIT FROM THE COLLEGE'S PROXIMITY TO OTHER RESEARCH-BASED INSTITUTIONS WHERE EXISTING RELATIONSHIPS ALLOW ACCESS TO ADDITIONAL EQUIPMENT, LABORATORY SPACE, AND POTENTIAL COLLABORATORS.ACPHS ALSO HOSTS A RESEARCH COMMONS WHICH ENCOMPASSES DIGITIZED RESEARCH AND SCHOLARSHIP GENERATED BY THE COLLEGE'S FACULTY, STUDENTS, AND STAFF. 55937466 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 1 0 0 0 1 1016 0 1 682 1 0 0 0 0 0 0 0 0 0 0 0 0 X 22 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 0 X MICHELE VIEN 5186947216 106 NEW SCOTLAND AVE ALBANY NY 12208 HELEN ASHUNTANTANG TRUSTEE 1.00 X 0 0 0 MATTHEW BETTE TRUSTEE 1.00 X 0 0 0 HOLLY BONSIGNORE TRUSTEE 1.00 X 0 0 0 PAUL DEROHANNESSIAN TRUSTEE 1.00 X 0 0 0 CHRISTOPHER J DILASCIA TRUSTEE 1.00 X 0 0 0 EDWARD ENOS TRUSTEE 1.00 X 0 0 0 DONNA FRENCH TRUSTEE 1.00 X 0 0 0 HUGH A JOHNSON TRUSTEE 1.00 X 0 0 0 ROSE LANG TRUSTEE 1.00 X 0 0 0 SUSAN LEARNED TRUSTEE 1.00 X 0 0 0 SHANE MCGANN TRUSTEE 1.00 X 0 0 0 JAMES NOTARO TRUSTEE 1.00 X 0 0 0 WALLACE PICKWORTH TRUSTEE 1.00 X 0 0 0 KIMBERLY A PHELAN TRUSTEE 1.00 X 0 0 0 GREGORY SCIARRA TRUSTEE 1.00 X 0 0 0 DAVID M STACK TRUSTEE 1.00 X 0 0 0 DAWN THOMPSON TRUSTEE 1.00 X 0 0 0 MARC WATROUS TRUSTEE 1.00 X 0 0 0 PAMELA WILLIAMSON TRUSTEE 1.00 X 0 0 0 WALTER S BORISENOK CHAIR 1.00 X X 0 0 0 WILLIAM G SHIELDS TREASURER 1.00 X X 0 0 0 RICHARD H DAFFNER SECRETARY 1.00 X X 0 0 0 OLUWATOYIN TOFADE PRESIDENT 40.00 X 494616 0 45468 MICHELE VIEN SVP FINANCE / ADMIN, CFO 40.00 X 208756 0 35339 ANUJA GHORPADE DEAN 40.00 X 276300 0 37797 MICHELLE LEWIS EXECUTIVE DIRECTOR CBET 40.00 X 244792 0 38752 THOMAS LODISE PROFESSOR 40.00 X 173931 0 24647 DARREN GRABE CHAIR - PHARMACY PRACTICE 40.00 X 169670 0 26569 DAVID CLARKE CHAIR - LIFE SCIENCES 40.00 X 168739 0 33116 RICHARD DEARBORN DEPARTMENT CHAIR / ASSOC PROF 40.00 X 164984 0 29455 1901788 0 271143 60 0 1 0 CHARTWELLS PO BOX 417632 BOSTON MA 02241 FOOD SERVICE 1481337 BETTE & CRING LLC 26 CENTURY HILL DR STE 1 LATHAM NY 12110 CONSTRUCTION 1454778 UNIVERSITY HEIGHTS ASSOCIATION INC 130 NEW SCOTLAND AVE ALBANY NY 12208 SECURITY 1127259 TECTA AMERICA WEATHERGUARD LLC 2003 CHRISLER AVE SCHENECTADY NY 12303 CONSTRUCTION 766506 DJB BUILDS LLC 280 E BROAD ST STE 200 ROCHESTER NY 14604 CONSTRUCTION 586232 15 10782 561479 67500 572261 EDUCATION 611600 49710105 49710105 RESEARCH 611600 2708467 2708467 52418572 1883147 1883147 2961888 1838558 1123330 1123330 1123330 19959389 14969513 334706 4989876 -334706 4655170 4655170 5058 10782 5058 0 OTHER INCOME 900099 1143400 1143400 1143400 61795880 53561972 0 7661647 10088 10088 12890536 12890536 1098660 318543 533925 246192 17586049 14348755 2786367 450927 1344244 1097787 209706 36751 2424663 1905127 421557 97979 1311765 1032175 228555 51035 163757 6398 157359 97468 97468 55000 55000 224375 224375 1183956 747852 395444 40660 171707 110439 36988 24280 1244717 980095 226254 38368 751790 121964 629826 5260032 4139403 1111294 9335 233258 190729 30082 12447 1287081 1230346 45714 11021 4226854 3497602 702722 26530 540608 159443 380996 169 COST OF OPERATIONS 9537509 9537509 OTHER EXPENSES 3350084 2790118 421159 138807 BOOKS/PERIODICALS/AV 499293 499293 STUDENT RECRUITMENT 323264 323264 65816758 55937466 8694791 1184501 9756967 10439090 4659252 3191411 701885 1172583 3294456 2830514 654654 1212285 117981015 75834118 45805639 42146897 71349075 71901891 566547 0 7753825 7300535 144542300 140195206 3095250 2465492 1623775 1462258 2888737 3177215 25651304 24573452 7797722 6061532 41056788 37739949 X 82783067 79440318 20702445 23014939 103485512 102455257 144542300 140195206 X -4020878 2843628 146995 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 55000 55000 0 PART II-B, LINE 1: THE COLLEGE HAS RETAINED REID MCNALLY & SAVAGE, LLC FOR CONTINUED LEGISLATIVE AND GOVERNMENTAL RELATIONS, AND FOR REPRESENTATION BEFORE THE U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE AND EXECUTIVE BRANCH. THEY ALSO REPRESENT THE COLLEGE BEFORE THE NEW YORK STATE LEGILSATURE, EXECUTIVE BRANCH AND VARIOUS REGULATORY AGENCIES ON MATTERS OF INTEREST TO THE COLLEGE. 67814570 160846 8862063 8807877 68029602 63658295 4120905 7583759 7548389 67814570 74115354 221164 -8782591 1895632 63658295 58523378 760040 16594641 1762705 74115354 55402537 482347 2975436 336942 58523378 0.68209 0.16901 0.14890 0 0 5913706 5913706 77034267 46085855 30948412 550056 533311 16745 21717505 19441639 2275866 12765481 9773313 2992168 42146897 ACCRUED INTEREST 187973 RESTRICTED CASH 612836 AGENCY FUNDS 86804 OTHER ASSETS 579931 RIGHT OF USE OPERATING LEASED ASSETS 107057 RIGHT OF USE FINANCING LEASED ASSETS 4136797 ASSET HELD FOR SALE 1589137 7300535 POST RETIREMENT HEALTH CARE BENEFIT OBLIGATION 1592423 DEPOSIT HELD IN CUSTODY FOR OTHERS 86804 OPERATING LEASE LIABILITIES 106925 FINANCING LEASE LIABILITIES 4275380 6061532 X 53677520 2843628 1916102 4759730 48917790 224375 12653715 12878090 61795880 54707775 1737 1916102 1917839 52789936 224375 12802447 13026822 65816758 PART V, LINE 4: INTENDED USES OF ENDOWMENT FUNDS: THE COLLEGE'S POLICY FOR DISTRIBUTING ENDOWMENT FUND EARNINGS IS TO SUPPORT ITS VARIOUS PROGRAMS AND MAINTENANCE OF FACILITIES. ANNUAL DISTRIBUTIONS FROM ENDOWMENT FUNDS ARE DECIDED BY THE BOARD OF TRUSTEES TO SUPPLEMENT THE COLLEGE'S ANNUAL OPERATING BUDGET. THE COLLEGE EXPECTS THE CURRENT SPENDING POLICY TO ALLOW ITS ENDOWMENT TO GROW AT A RATE THAT EXCEEDS THE RATE OF INFLATION. THE COLLEGE'S OBJECTIVE IS TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS HELD IN PERPETUITY OR FOR A SPECIFIED TERM AS WELL AS TO PROVIDE ADDITIONAL REAL GROWTH THROUGH NEW GIFTS AND INVESTMENT RETURN. THE COLLEGE HAS A SPENDING POLICY OF 4% PER ANNUM, BASED ON AN HISTORICAL FIVE-YEAR MOVING AVERAGE OF THE DONOR-RESTRICTED ENDOWMENT FUND MARKET VALUE ON JUNE 30. NO DISTRIBUTIONS WILL BE MADE WHICH RESULT IN THE MARKET VALUE OF THE DONOR RESTRICTED ENDOWMENT TO FALL BELOW THE ORIGINAL CORPUS. PART X, LINE 2: FASB ASC 740 TEXT OF FINANCIAL STATEMENTS FOOTNOTE REGARDING UNCERTAIN TAX POSITIONS: THE COLLEGE IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL INCOME TAXES. THE COLLEGE HAS BEEN CLASSIFIED AS A PUBLICLY-SUPPORTED ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE. THE COLLEGE FILES A FORM 990 ANNUALLY WITH THE INTERNAL REVENUE SERVICE. WHEN ANNUAL RETURNS ARE FILED, SOME TAX POSITIONS TAKEN ARE HIGHLY CERTAIN TO BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHER TAX POSITIONS ARE SUBJECT TO UNCERTAINTY ABOUT THE TECHNICAL MERITS OF THE POSITION OR AMOUNT OF THE POSITIONS TAX BENEFIT THAT WOULD ULTIMATELY BE SUSTAINED. MANAGEMENT EVALUATED THE COLLEGE'S TAX POSITIONS, INCLUDING INTEREST AND PENALTIES ATTRIBUTABLE THERETO, AND CONCLUDED THAT THERE ARE NO TAX POSITIONS THAT REQUIRED ADJUSTMENT IN ITS FINANCIAL STATEMENTS AS OF JUNE 30, 2024 AND 2023. THE COLLEGE HAS NO FEDERAL OR STATE INFORMATIONAL RETURNS THAT ARE CURRENTLY UNDER EXAMINATION BY THE INTERNAL REVENUE SERVICE OR STATE AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: SEOG INSTRUCTIONAL CONTRIBUTION 72,486. RENT EXPENSES NETTED AGAINS RENT INCOME 1,838,558. FUNDRAISING EVENT EXPENSES 5,058. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 12,802,447. APPLICATION OF FAS158 -148,732. PART XII, LINE 2D - OTHER ADJUSTMENTS: SEOG INSTRUCTIONAL CONTRIBUTION 72,486. RENT EXPENSES NETTED AGAINS RENT INCOME 1,838,558. FUNDRAISING EVENTS EXPENSES 5,058. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 12,802,447. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 PUBLICIZING RACIAL NON-DISCRIMINATION POLICY - ACPHS ANNUALLY PUBLISHES IN THE TIMES UNION, A NEWSPAPER SERVING THE CAPITAL DISTRICT OF NEW YORK STATE, A STATEMENT TO THE EFFECT THAT IT ADMITS STUDENTS OF ANY RACE, COLOR, NATIONAL OR ETHNIC ORIGIN TO ALL THE RIGHTS, PRIVILEGES, PROGRAMS AND ACTIVITIES GENERALLY ACCORDED OR MADE AVAILABLE TO STUDENTS AT THE SCHOOL, AND THAT THE COLLEGE DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, NATIONAL OR ETHNIC ORIGIN IN ADMINISTRATION OF ITS EDUCATIONAL POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, AND ATHLETIC AND OTHER SCHOOL ADMINISTERED PROGRAMS. THE COLLEGE'S NON-DISCRIMINATION POLICY IS ALSO PROMINENTLY DISPLAYED ON ITS WEBSITE AND IN ALL PRINTED CATALOGS. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES ASSITANCE FROM THE GOVERNMENT FOR BOTH RESEARCH AND DEVELOPMENT AS WELL AS SUPPORTING FINANCIAL AID. ALUMNI MEMORIAL GOLF TOURNAMENT 15840 10782 5058 5058 15840 10782 5058 5058 5058 0 1 GEORGE WASHINGTON UNIVERSITY 1922 F STREET NW - 4TH FLOOR WASHINGTON DC 200520042 530196584 501(C)(3) 10088 0 RESEARCH-INVESTIGATING RNA POLYMERASE III DRIVEN MECHANISMS IN REGULATING HIV LATENCY 1 SCHOLARSHIPS AND FINANCIAL AID FOR STUDENTS ATTENDING THE COLLEGE. 1641 12890536 PART I, LINE 2: PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS: USE OF GRANT FUNDING MUST COMPLY WITH THE INSTITUTION'S PURCHASING POLICY AND FEDERAL GUIDELINES. PRIMARY INVESTIGATORS ARE ULTIMATELY RESPONSIBLE FOR THE USE OF THOSE FUNDS UNDER THE REVIEW OF THE CONTRACT AND GRANTS ACCOUNTING MANAGER THAT MONITORS THEIR COMPLIANCE. IN ADDITION, THE COLLEGE IS SUBJECT TO AN ANNUAL AUDIT (UNIFORM GUIDANCE) ENSURING AN OUTSIDE OPINION ON THE INSTITUTION'S POLICIES AND PROCEDURES. X 1 1 X X 1 0 0 0 0 0 0 0 0 OLUWATOYIN TOFADE PRESIDENT 494616 0 0 0 0 0 33000 0 12468 0 540084 0 0 0 ANUJA GHORPADE DEAN 276300 0 0 0 0 0 28366 0 9431 0 314097 0 0 0 MICHELLE LEWIS EXECUTIVE DIRECTOR CBET 244792 0 0 0 0 0 25639 0 13113 0 283544 0 0 0 MICHELE VIEN SVP FINANCE / ADMIN, CFO 208756 0 0 0 0 0 22057 0 13282 0 244095 0 0 0 DAVID CLARKE CHAIR - LIFE SCIENCES 168739 0 0 0 0 0 18166 0 14950 0 201855 0 0 0 THOMAS LODISE PROFESSOR 173931 0 0 0 0 0 17726 0 6921 0 198578 0 0 0 DARREN GRABE CHAIR - PHARMACY PRACTICE 169670 0 0 0 0 0 11027 0 15542 0 196239 0 0 0 RICHARD DEARBORN DEPARTMENT CHAIR / ASSOC PROF 164984 0 0 0 0 0 17503 0 11952 0 194439 0 0 0 PART I, LINE 1A THE COLLEGE PROVIDES THE PRESIDENT MEMBERSHIP IN ONE CLUB WHICH ENABLES THE PRESIDENT TO HAVE OFF-CAMPUS MEETINGS, INCLUDING LUNCH AND DINNER MEETINGS WHERE APPROPRIATE, OR TO HOST OTHER COLLEGE RELATED EVENTS. THE FUNDS PROVIDED BY THE COLLEGE DO NOT PROVIDE ANY PERSONAL BENEFIT TO THE PRESIDENT AND THE USE OF THE CLUB IS SUBSTANTIALLY RESTRICTED TO COLLEGE RELATED MATTERS. THE PRESIDENT IS REQUIRED TO PAY FOR ANY INCIDENTAL PERSONAL USE FOR NON-COLLEGE RELATED ACTIVITIES. PART I, LINE 3 THE EXECUTIVE COMMITTEE REVIEWS THE PRESIDENT'S SALARY AT TIME OF CONTRACT RENEWAL AND COMPARES THE PRESIDENT'S SALARY TO THE SALARIES OF PRESIDENTS AT SIMILARLY SITUATED INSTITUTIONS. ALL SALARY RECOMMENDATIONS EXIST AS PART OF THE BUDGET AND ARE AVAILABLE FOR REVIEW BY THE FINANCE COMMITTEE AND BOARD OF TRUSTEES AND THE BUDGET IS ULTIMATELY ADOPTED BY THE BOARD OF TRUSTEES. A CITY OF ALBANY CAPITAL RESOURCE CORPORATION 273467899 012432BW9 2014-10-23 17804994 REFINANCING OF THE 2004A BONDS 0 0 0 B CITY OF ALBANY CAPITAL RESOURCE CORPORATION 273467899 2014-10-23 7330000 REFINANCING OF THE 2008A BOND 0 0 0 C CITY OF ALBANY CAPITAL RESOURCE CORPORATION 273467899 012432DW7 2022-11-30 6505000 REFINANCING OF THE 2004A BONDS 0 0 0 D CITY OF ALBANY CAPITAL RESOURCE CORPORATION 273467899 012432DX5 2022-11-30 2810000 REFINANCING OF THE 2004A BONDS 0 0 0 A 4365000 17804994 321122 17483872 2014 1 0 1 1 B 2085000 7330000 146600 7183400 2014 1 0 1 1 C 6505000 159923 6362577 2022 1 0 1 1 D 135000 2810000 266660 2575840 2022 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 1 0 0 0 1 C 0 1 0 0 0 0 0 0 1 D 0 1 0 0 1 0 0 0 1 A 1 B 1 C 1 D 1 BETTE & CRING LLC TRUSTEE MR. BETTE HAS OWNERSHIP INTEREST 1454778 RENOVATION PROJECT PAYMENTS 0 FIRST COLUMBIA INTERNATIONAL GROUP LLC TRUSTEE MR. BETTE IS A BROTHER OF THE OWNER OF THE FIRST COLUMBIA COMPANIES 77347 MANAGEMENT OF LIFE SCIENCE BUILDING 0 FIRST COLUMBIA PROPERTY SERVICES LLC TRUSTEE MR. BETTE IS A BROTHER OF THE OWNER OF THE FIRST COLUMBIA COMPANIES 219622 MANAGEMENT OF LIFE SCIENCE BUILDING 0 X 5 65763 DAY'S HIGH/LOW AVG X OTHER EQUIPMENT 1 1737 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B ANNUAL FORM 990 REVIEW PROCESS: THE PROCESS INCLUDES A DETAILED REVIEW AND APPROVAL BY BOTH THE AUDIT AND FINANCE COMMITTEES. THE FORM 990 IS THEN FORWARDED TO THE FULL BOARD FOR ITS REVIEW. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY PROCEDURES: THE CONFLICT-OF-INTEREST POLICY REQUIRES THAT ALL TRUSTEES AND THE PRESIDENT DISCLOSE TO THE BOARD ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICABLE TIME. AT LEAST ANNUALLY, EACH TRUSTEE AND THE PRESIDENT SHALL COMPLETE A DISCLOSURE FORM AND FILE THE SAME WITH THE SECRETARY OF THE BOARD. NO TRUSTEE SHALL VOTE ON ANY MATTER UNDER CONSIDERATION AT A BOARD OR COMMITTEE MEETING IN WHICH SUCH TRUSTEE HAS A CONFLICT OF INTEREST. ALL KEY EMPLOYEES SHALL DISCLOSE TO THE PRESIDENT ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICABLE TIME. AT LEAST ANNUALLY EACH KEY EMPLOYEE SHALL COMPLETE A DISCLOSURE FORM AND FILE THE SAME WITH THE PRESIDENT. THE PRESIDENT SHALL, IN THE PRESIDENT'S DISCRETION, TAKE SUCH ACTIONS AS APPROPRIATE TO PREVENT SUCH CONFLICTS OF INTEREST AFFECTING THE COURSE AND DETERMINATION OF THE COLLEGE. FORM 990, PART VI, SECTION B, LINE 15 OFFICERS' COMPENSATION PROCEDURE: THE EXECUTIVE COMMITTEE REVIEWS THE PRESIDENT'S SALARY AT TIME OF CONTRACT RENEWAL AND COMPARES THE PRESIDENT'S SALARY TO THE SALARIES OF PRESIDENTS AT SIMILARLY SITUATED INSTITUTIONS. ALL SALARY RECOMMENDATIONS EXIST AS PART OF THE BUDGET AND ARE AVAILABLE FOR REVIEW BY THE FINANCE COMMITTEE AND BOARD OF TRUSTEES AND THE BUDGET IS ULTIMATELY ADOPTED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC AVAILABILITY OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS: THE COLLEGE MAKES THESE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN POST-RETIREMENT ACCRUAL 148,732. DONATED LEASE -1,737. UNIVERSITY HEIGHTS ASSOCIATION INC 130 NEW SCOTLAND AVE ALBANY NY 12208 141781912 SHARED SERVICES (SECURITY, TRANSPORTATION, ETC.) NY 501(C)(3) LINE 12A, I 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 1 0 0