2018-02-03T09:16:00-06:00 2017-09-30 721396621 CARR RIGGS & INGRAM LLC 215 BAYTREE DRIVE MELBOURNE FL 329402195 990 2016-10-01 275410763 CENTER FOR THE ADVANCEMENT OF SCIENCE IN SPACE INC CENT 3217576118 6905 N WICKHAM ROAD NO 500 MELBOURNE FL 32940 JORGE FERNANDEZ TREASURER AND CFO 3217576118 2018-02-02 1 BARBARA J OSWALT CPA P00124238 3212550088 2018-02-02 67.9.82.218 2018-02-02 15:30:38 ES P 52F8A0890E6DEC1B6EE0EFE94A0E5D2F6EA3B25C F50BC8D0E391728C4F1EB46004F67724879D7C8D 2016 2021-01-29 14:40:06Z GREGORY H JOHNSON 6905 N WICKHAM ROAD SUITE 500 MELBOURNE FL 32940 17692770 0 X HTTPS://WWW.ISS-CASIS.ORG/ X 2011 FL CASIS MANAGES, PROMOTES, AND BROKERS RESEARCH FOR THE ISS U.S. NATIONAL LABORATORY. 10 10 52 20 0 0 16261299 17425607 0 250000 4940 17163 0 0 16266239 17692770 6475821 6530431 0 0 5752514 6556936 0 0 0 4283604 4643095 16511939 17730462 -245700 -37692 2086293 2073619 390828 415846 1695465 1657773 ESTABLISHED THROUGH CONGRESSIONAL AUTHORITY AND SUPPORTED BY NASA VIA COOPERATIVE AGREEMENT NO. NNH11CD70A, THE CASIS MISSION IS TO FOSTER SCIENTIFIC DISCOVERY AND TECHNOLOGICAL INNOVATION IN SPACE, EXPAND U.S. LEADERSHIP IN COMMERCIAL SPACE, AND INSPIRE THE NEXT GENERATION. 0 0 15468926 6530431 250000 CASIS FOCUSES ON GENERATING DEMAND AND STREAMLINING ACCESS TO THE INTERNATIONAL SPACE STATION U.S. NATIONAL LABORATORY FOR CUTTING-EDGE RESEARCH AND DEVELOPMENT. THE CASIS RESEARCH PORTFOLIO INCLUDES A DIVERSE RANGE OF RESEARCH ENTITIES SPANNING ICONIC FORTUNE 500 COMPANIES, INNOVATIVE STARTUPS, AND TOP-TEN RESEARCH UNIVERSITIES. THE ISS NATIONAL LABORATORY, POWERED BY THE UNIQUE PARTNERSHIP OF CASIS, NASA, AND COMMERCIAL SERVICES PROVIDERS, DELIVERS BOTH VALUE AND IMPACT BACK TO THE AMERICAN TAXPAYER AND THE U.S. ECONOMY. CASIS, AS A COMPONENT OF ITS EFFORTS HAS DEVELOPED METHODS OF ASSESSING THE VALUE CREATION OF THE PROJECTS IN ITS PORTFOLIO. 15468926 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 122 0 1 52 1 0 0 0 0 0 0 0 0 0 0 0 0 X 10 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X JOSEPH H HASTINGS 3217576118 6905 N WICKHAM ROAD SUITE 500 MELBOURNE FL 32940 X ANDREI RUCKENSTEIN DIRECTOR 8.00 X 40500 0 0 CAROLYN M TICKNOR DIRECTOR 8.00 X 39500 0 0 BESS DAWSON-HUGHES DIRECTOR 8.00 X 29250 0 0 GORDANA VUNJAK-NOVAKOVIC DIRECTOR 8.00 X 40500 0 0 HOWARD ZUCKER DIRECTOR 8.00 X 40500 0 0 IOANNIS MIAOULIS DIRECTOR 8.00 X 40500 0 0 JOSEPH FORMICHELLI DIRECTOR 8.00 X 39500 0 0 LEROY E HOOD DIRECTOR 8.00 X 32250 0 0 LEWIS M DUNCAN DIRECTOR 8.00 X 40500 0 0 LT GEN JAMES ABRAHAMSON CHAIRMAN 8.00 X 40500 0 0 PHILIP S SCHEIN DIRECTOR 8.00 X 40500 0 0 JOSEPH JACOBUS VAN DOKKUM DIRECTOR 0.00 X 0 0 0 GREGORY H JOHNSON PRESIDENT & EXECUTIVE DIRE 60.00 X 294819 0 19155 JORGE FERNANDEZ TREASURER & CHIEF FINANCIA 60.00 X 207507 0 27364 MELODY KUEHNER SECRETARY & DIRECTOR OF HR 60.00 X 159275 0 30884 WARREN BATES DIRECTOR OF PORTFOLIO MANA 50.00 X 191182 0 32591 CYNTHIA TOCCO DIRECTOR OF BUSINESS DEVEL 50.00 X 175227 0 24835 BRIAN TALBOT DIRECTOR OF MARKETING 50.00 X 157590 0 10794 KENNETH SHIELDS DIRECTOR OF OPERATIONS 50.00 X 142270 0 26296 MICHAEL ROBERTS DEPUTY CHIEF SCIENTIST 50.00 X 157293 0 30489 1909163 0 202408 21 0 1 0 MARKETING TALENT NETWORK INC 1355 S PATRICK DRIVE SUITE 100 SATELLITE BEACH FL 32937 ADVERTISING AGENCY 317016 THE BIONETICS CORPORATION 101 PRODUCTION DRIVE SUITE 100 YORKTOWN VA 23693 PROJECT MANAGEMENT CONSULTANT 256408 THE TRADE GROUP INC 1414 PATTON PLACE SUITE 190 CARROLTON TX 75007 SUPPORT SERVICES FOR TRADE SHOWS AND CON 161983 NAVIGANT CONSULTING INC 30 SOUTH WACKER DRIVE SUITE 3100 CHICAGO IL 60606 VALUE ADDED CONSULTANTS 153419 4 16664322 761285 17425607 VIDEO PRODUCTION AND DISTRIBUTION 519130 250000 250000 250000 17163 17163 17692770 250000 0 17163 6530431 6530431 1968711 1660090 308621 3594526 2833296 761230 644865 508299 136566 348834 274960 73874 628603 507202 121401 469609 50001 419608 73613 73613 232889 191817 41072 925369 845600 79769 1096389 1050064 46325 82324 63012 19312 80317 68162 12155 MISSION RELATED COSTS 712842 712842 0 EQUIPMENT RENTAL AND MA 118734 8268 110466 TELEPHONE 93561 74263 19298 SUPPLIES 71893 56054 15839 56952 34565 22387 17730462 15468926 2261536 0 2822 2403 892496 1244789 15000 0 923932 569254 133927 170830 786161 704979 114434 81182 253 0 3429 5161 2086293 2073619 390828 415846 390828 415846 X 142301 756532 1553164 901241 1695465 1657773 2086293 2073619 -37692 0 X 0 1 X 1 1 1 X 15279936 15232863 15644040 16261299 17425607 79843745 75750 75750 111195 111192 45410 419297 15355686 15308613 15755235 16372491 17471017 80263042 80263042 2414 2525 5351 4940 17163 32393 80295435 250000 0.99960 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 786161 704979 81182 81182 X 17738180 45410 45410 17692770 0 17692770 17775872 45410 45410 17730462 0 17730462 PART X, LINE 2: CASIS IS EXEMPT FROM FEDERAL AND STATE INCOME TAX UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3). THEREFORE, ONLY INCOME FROM BUSINESS UNRELATED TO THE ORGANIZATION'S CHARITABLE PURPOSE IS SUBJECT TO FEDERAL OR STATE INCOME TAX. CASIS FOLLOWS THE ACCOUNTING GUIDANCE FOR UNCERTAINTY IN INCOME TAXES USING THE PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ASC 740, INCOME TAXES. USING THAT GUIDANCE, TAX POSITIONS INITIALLY NEED TO BE RECOGNIZED IN THE FINANCIAL STATEMENTS WHEN IT IS MORE-LIKELY-THAN-NOT THE POSITION WILL NOT BE SUSTAINED UPON EXAMINATION BY THE TAX AUTHORITIES. AS OF SEPTEMBER 30, 2017, CASIS HAD NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. ADDITIONALLY, CASIS HAD NO INTEREST AND PENALTIES RELATED TO INCOME TAXES. WITH FEW EXCEPTIONS, CASIS IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE SEPTEMBER 30, 2014. 0 LIFE SCIENCE GRANTS LIFE SCIENCES 490 BIO TECH INC 2450 EJ CHAPMAN DRIVE KNOXVILLE TN 37996 452763399 292926 EXAMINING ANTI-CANCER THERAPEUTICS WITH DOWNSTREAM APPLICATIONS TO OTHER DRUGS. AXOSIM TECHNOLOGIES LLC 928 TAFT PLACE NEW ORLEANS LA 70119 471049140 105000 DEMONSTRATE UTILITY OF A HUMAN NERVE-ON-A-CHIP AS PHYSIOLOGICAL MODEL OF MYELINATION. BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON TX 770303411 741613878 501(C)(3) 156536 DEVELOPING A HIGH-THROUGHPUT OMICS-BASED RESEARCH MODEL SUPPORTING PERSONALIZED MEDICINE. BRIGHAM AND WOMEN'S HOSPITAL RESEARCH PO BOX 3887 BOSTON MA 022413887 042312909 501(C)(3) 24614 CLARIFYING MICROGRAVITY'S EFFECTS ON THE GROWTH AND DIFFERENTIATION OF HUMAN CRANIAL MESENCHYMAL STROMAL STEM CELLS. H NU PHOTONICS LLC 350 HOOHANA STREET KAHULUI HI 96732 208838710 200000 THE BCSL WILL AUTOMATE CELL CULTURE EXPERIMENTS, INCLUDING MICROFLUIDICS AND MICROSCOPY. LAUNCHPAD MEDICAL LLC CO MASSCHALLENGE 21 DRYDOCK AVENUE SUITE 610E BOSTON MA 02210 471922810 88126 EVALUATING BONE HEALING AND THE RESPONSE OF OSTEOBLASTS TO TETRANITE IN MICROGRAVITY. LOMA LINDA UNIVERSITY SPONSORED PROJECTS MANAGEMENT 24880 PROSPECT AVENUE LOMA LINDA CA 92350 951816009 501(C)(3) 180000 INVESTIGATING AGING OF NEONATAL AND ADULT CARDIAC STEM CELLS IN MICROGRAVITY. MAYO CLINIC PO BOX 860334 MINNEAPOLIS MN 554860334 593337028 150000 UTILIZING MICROGRAVITY FOR CULTIVATION OF CLINICAL GRADE STEM CELLS FOR THERAPEUTIC APPS. MICRO-GRX INCORPORATED 8564 NORTHLAKE PARKWAY ORLANDO FL 32837 473309856 70000 VALIDATING LAB-ON-A-CHIP BY MONITORING CHANGES IN SPHEROID DIAMETER AND MEASURING GLUCOSE UPTAKE. NANOBIOSYM ADVISORY SERVICES LLC 245 FIRST STREET 18TH FLOOR CAMBRIDGE MA 02142 462735849 80000 PERFORM A PROOF-OF-CONCEPT STUDY TO COMPUTATIONALLY PREDICT BACTERIAL MUTATIONS. REGENTS OF THE UNIVERSITY OF COLORADO PO BOX 910220 DENVER CO 80291 846000555 501(C)(3) 805795 STUDY THE MOLECULAR BASIS OF MICROGRAVITY-INDUCED REDUCTIONS IN ANTIBIOTIC EFFICACY REGENTS OF THE UNIVERSITY OF MINNESOTA PO BOX 1450 MINNEAPOLIS MN 554855957 416007513 501(C)(3) 59900 EXAMINING CHANGES IN A TRANSCRIPTION FACTOR IMPORTANT TO DIFFERENTIATION IN MOUSE PLURIPOTENT STEM CELLS UNDER MAGNETIC LEVITATION. SPACE TECHNOLOGY AND ADVANCED RESEARCH SYSTEMS INC 1100 NASA PARKWAY SUITE 410 HOUSTON TX 77058 475163184 219325 DETERMINING THE METABOLIC IMPACT OF SPACE FLIGHT ON FUNGAL SPECIES. 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TECHSHOT INC 7200 HIGHWAY 150 GREENVILLE NC 47124 351784668 601094 IMPLEMENTATION PARTNER TO SUPPORT PRINCIPAL INVESTIGATOR IN MISSION INTEGRATIONS & OPS TEXAS A&M HEALTH SCIENCE CENTER SPONSORED RESEARCH SERVICES 400 HARVEY MITCHELL PKWY S SUITE 300 COLLEGE STATION TX 77845 742907553 501(C)(3) -88466 REIMBURSED: STUDY OF BONE STEM CELLS CO-CULTURED WITH TUMOR CELLS IN SIMULATED MICROGRAVITY THE METHODIST HOSPITAL RESEARCH INSTITUTE 6670 BERTNER AVE HOUSTON TX 77030 870721923 501(C)(3) 273793 NANOFLUIDICS STUDY TO DEVELOP A REMOTELY CONTROLLED, TUNABLE DRUG DELIVERY IMPLANT TYMPANOGEN INC 409 CONNECTICUT AVENUE NORFOLK VA 23508 364821323 59520 IMPROVING THE PROCESS OF ANTIBIOTIC RELEASE TO ADDRESS IMMEDIATE AND LONG-TERM PREVENTION OF INFECTION. UNIVERSITY OF ALABAMA AT BIRMINGHAM 1025 18TH STREET SOUTH BIRMINGHAM AL 352944400 636005396 501(C)(3) 13852 DETERMINING THE STRUCTURE OF HUMAN MEMBRANE PROTEINS. UNIVERSITY OF PITTSBURGH PO BOX 371220 PITTSBURGH PA 152517220 250965591 501(C)(3) 100000 ESTABLISHING 3D MICRO PHYSIOLOGICAL SYSTEM TO TEST EFFECTS OF MICROGRAVITY BONE LOSS. PHYSICAL SCIENCE GRANTS PHYSICAL SCIENCES CEMISCA LLC 2800 KIRBY DR APT A601 HOUSTON TX 77098 821935338 34404 DEVELOPING LOWER COST MEMBRANES WITH IMPROVED FLUX AND HIGH-TEMPERATURE STABILITY. ILLINOIS INSTITUTE OF TECHNOLOGY 7562 SOLUTION CENTER CHICAGO IL 60677 362170136 501(C)(3) 85617 DEMONSTRATE THAT INDIUM IODIDE CAN COMPETE WITH OTHER SEMICONDUCTOR MATERIALS. UNIVERSITY OF FLORIDA BOARD OF TRUSTEES PO BOX 113001 GAINESVILLE FL 62611 596002052 501(C)(3) 94609 IMPROVE MICROFLUIDIC PROCESSING BY STUDYING THE INSTABILITY OF LIQUID INTERFACES IN SPACE ZAIPUT FLOW TECHNOLOGIES LLC 4 GORDON PLACE CAMBRIDGE MA 02139 461455101 12000 EXPLORING EFFECTS OF GRAVITY ON ZAIPUT'S DEVICE FOR CONTINUOUS SEP. IMMISCIBLE LIQUIDS. REMOTE SENSING GRANTS REMOTE SENSING BIOPTOSENSE LLC 3030 8TH STREET METARIE LA 70002 473341745 30000 VALIDATING PRELIMINARY RESULTS FROM RAW DIGITAL COUNTS AT SENSOR'S ALT WITHOUT ANY CORRECTION. TELEDYNE BROWN ENGINEERING INC PO BOX 360467 PITTSBURGH PA 152516467 522195609 71348 SUPPORTING A FLIGHT REMOTE SENSING PROJECT. UNIVERSITY OF TOLEDO PO BOX 72327 CLEVELAND OH 44192 346401483 501(C)(3) 112626 DEVELOPING ALGORITHMS FOR MONITORING WATER QUALITY AND ALGAL SPECIES IN THE GREAT LAKES. VISIDYNE INC 111 SOUTH BEDFORD STREET SUITE 103 BURLINGTON MA 01803 042453227 169400 TECHNOLOGY DEVELOPMENT TO MEASURE WIND SPEEDS WITHIN MATURE TROPICAL CYCLONES FROM ISS. TECHNOLOGY DEVELOPMENT GRANTS TECHNOLOGY DEVELOPMENT ACME ADVANCED MATERIALS INC 5620 SAN FRANCISCO RD SUITE E ALBUQUERQUE NM 87109 464261413 15000 PERFORMING EXPERIMENTS USING SIC MATERIAL & DETERMINING MAX LIMITS OF HEALING PROCESS. AIRBUS DS SPACE SYSTEMS INC 555 FORGED RIVER RD SUITE 115 WEBSTER TX 77598 540990744 27000 DEMO AND TECHNICAL READINESS LEVEL FOR NET CAPTURE SYSTEM ON ISS ASTRILEUX CORPORATION 4225 EXECUTIVE SQUARE SUITE 490 LAJOLLA CA 92037 474071638 20000 UNIVERSAL MANUFACTURE OF NEXT GENERATION ELECTRONICS. AUDACY CORPORATION 340 S LEMON AVENUE SUITE8787 WALNUT CA 91789 474007562 50000 PROVIDING LEO SATELLITE MISSIONS WITH A DOWNLINK CAPABILITY CURRENTLY NOT AVAILABLE. CONTROLLED DYNAMICS INC 1841 BEACH BLVD SUITE 170 HUNTINGTON BEACH CA 92648 202469847 40000 ENABLING TECHNOLOGY TO CONTROL EFFECTS OF GRAVITY FLUCTUATIONS ON IN-ORBIT EXPERIMENTS. CRAIG TECHNOLOGIES 8550 ASTRONAUT BLVD CAPE CANAVERAL FL 32920 541935688 592923 FLIGHT HARDWARE DEVELOPMENT UTILIZING ADDITIVE MFG. TECH & FLIGHT TEST PLATFORM. FOMS INC 3525 DEL MAR HEIGHTS RD NO 236 SAN DIEGO CA 92130 264219599 140000 DEMONSTRATING TECHNICAL AND COMMERCIAL FEASIBILITY OF IN-ORBIT MFG. OF OPTICAL FIBERS. JAMSS AMERICA INC 16055 SPACE CENTER BLVD SUITE 240 HOUSTON TX 77062 760552143 100000 DEMONSTRATE COMMERCIAL VIABILITY OF USING ISS AS A PLATFORM FOR MARITIME TRACKING MOREHEAD STATE UNIVERSITY 207 HOWELL MCDOWELL ADMINISTRATION BUILDING MOREHEAD KY 40351 611014029 501(C)(3) 40000 DESIGNING A LIGHTWEIGHT, INEXPENSIVE, LOW-POWER, HIGH-PERFORMANCE DEPENDABLE MULTIPROCESSOR PAYLOAD PROCESSOR. NANO3D BIOSCIENCES INC 7000 FANNIN STREET SUITE 2140 HOUSTON TX 77030 263022209 20000 INCORPORATE MAGNETIC LEVITATION CELL CULTURE TECHNOLOGY INTO EXISTING FLIGHT HARDWARE SCHAFER AEROSPACE INC 2309 RENARD PL SE SUITE 300 ALBUQUERQUE NM 871064267 473508937 105736 PRODUCING A FORM FIT UNIT AND EXTERNAL SYSTEM INTERFACES TO SUPPORT GROUND AND AIR TESTING. SPACE TANGO INC 333 E SHORT STREET LEXINGTON KY 40507 611336389 255150 MULTILAB EXPRESS RACK LOCKER FACILITY TO BE PERMANENTLY INSTALLED ON THE ISS STEMEDUCATION GRANTS STEM/EDUCATION AMPLYUS LLC 1770 MASSACHUSETTS AVENUE SUITE 167 167 CAMBRIDGE MA 02140 463133085 59400 STUDENTS DESIGN A PIONEERING DNA EXPERIMENT FOR THE ISS. IMAGEBEAM INC 235 MAY AVE MONROVIA CA 91016 421565312 52800 CONNECTING STUDENTS TO THE ISS THROUGH REAL-TIME DATA AND LIVE STREAMS. MAGNITUDEIO INC 2150 ALLISON WAY SUITE 400 BERKLEY CA 94704 463245335 30000 RUNNING EXPERIMENTS ONBOARD THE ISS WHILE CLASSROOMS RUN EARTH-BASED VERSIONS OF THE SAME EXPERIMENT. MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 042103594 501(C)(3) 100000 ZERO ROBOTICS, A CO-SPONSORED EDUCATION PROGRAM ORION'S QUEST 1034 W ANN ARBOR TRAIL PLYMOUTH MI 48170 061666146 72895 ESTABLISHING PROGRAMS TO CHALLENGE STUDENTS TO EXCEL IN MATH AND SCIENCE. THE ALAMO COLLEGES FOUNDATION INC 1819 N MAIN AVE SAN ANTONIO TX 78212 742242589 12000 STEM SPONSORSHIP PROJECT THE ASTRONAUTS MEMORIAL FOUNDATION MAIL CODE AMF KENNEDY SPACE CENTER FL 32899 592637266 501(C)(3) 8000 SPONSORSHIP THE RADIO AMATEUR SATELLITE CORPORATION 10605 CONCORD STREET 304 KENSINGTON MD 20895 520888529 75317 SPONSORSHIP OF EDUCATION DEMONSTRATIONS OF THE HAM RADIO. THINK SPACE CONSULTING 1018 E 5TH STREET ROYALOAK MI 48067 810899032 94000 COLLECTING FULL 360 DEGREE IMAGERY WITHIN THE ISS SPONSORSHIP GRANTS SPONSORSHIPS MASSCHALLENGE INC 1 MARINE PARK DRIVE BOSTON MA 02210 270382989 501(C)(3) 415000 SELECTION AND AWARDING OF PROJECTS THROUGH THE MASSCHALLENGE BUSINESS ACCELERATOR PROGRAM IMPLEMENTATION PARTNER GRANTS IMPLEMENTATION PARTNER NANORACKS LLC 2437 BAY AREA BLVD 392 HOUSTON TX 77058 271127667 93100 IMPLEMENTATION PARTNER SUPPORT OF THE NANORACKS EXTERNAL PLATFORM AND FLIGHT PROJECTS. NATIONAL CENTER FOR EARTH AND SPACE SCIENCE EDUCATION 1914 TORREY AVENUE PO BOX 29907 SAN FRANCISCO CA 941290907 943213100 501(C)(3) 69900 STUDENT SPACEFLIGHT EXPERIMENT PROGRAMS 18 35 SCHEDULE I, PART I, LINE 2 GRANTS ARE DETERMINED FOLLOWING A DEFINED PROPOSAL REVIEW, GUIDED BY AN ASSESSMENT OF POTENTIAL PROJECT IMPACT. VARIOUS EXTERNAL AND INTERNAL CONSTITUENTS UNDER CONTRACT WITH CASIS AND WITH RELEVANT EXPERTISE CONDUCT THIS REVIEW, WHICH INCLUDES THE FOLLOWING STEPS: (1) OPERATIONS EVALUATION TO DETERMINE FEASIBILITY AND ACHIEVABILITY WITHIN THE ESTIMATED BUDGET AND TIMELINE. (2) SCIENTIFIC EVALUATION BY SUBJECT MATTER EXPERTS TO SCORE SCIENTIFIC MERIT AND POTENTIAL IMPACT. (3) VALUE ASSESSMENT TO SCORE POTENTIAL ECONOMIC, INNOVATION AND SOCIAL BENEFITS RELATIVE TO TECHNICAL AND COMMERCIAL RISK. (4) EDUCATION EVALUATION TO CONFIRM ALIGNMENT WITH CASIS EDUCATION GOALS. (5) RISK AND COMPLIANCE REVIEW TO EVALUATE REGULATORY AND LEGAL RISKS. FOLLOWING THESE STEPS, THE EXECUTIVE DIRECTOR AND CHIEF SCIENTIST PERFORM THE FINAL PRIORITIZATION AND AWARD DETERMINATION. X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 GREGORY H JOHNSON PRESIDENT & EXECUTIVE DIRE 294819 0 0 0 0 0 0 0 19155 0 313974 0 0 0 JORGE FERNANDEZ TREASURER & CHIEF FINANCIA 207507 0 0 0 0 0 0 0 27364 0 234871 0 0 0 MELODY KUEHNER SECRETARY & DIRECTOR OF HR 159275 0 0 0 0 0 0 0 30884 0 190159 0 0 0 WARREN BATES DIRECTOR OF PORTFOLIO MANA 191182 0 0 0 0 0 0 0 32591 0 223773 0 0 0 CYNTHIA TOCCO DIRECTOR OF BUSINESS DEVEL 175227 0 0 0 0 0 0 0 24835 0 200062 0 0 0 BRIAN TALBOT DIRECTOR OF MARKETING 157590 0 0 0 0 0 0 0 10794 0 168384 0 0 0 KENNETH SHIELDS DIRECTOR OF OPERATIONS 142270 0 0 0 0 0 0 0 26296 0 168566 0 0 0 MICHAEL ROBERTS DEPUTY CHIEF SCIENTIST 157293 0 0 0 0 0 0 0 30489 0 187782 0 0 0 PART I, LINE 1A GREGORY H. JOHNSON, PRESIDENT AND EXECUTIVE DIRECTOR OF CASIS, RESIDES IN HOUSTON, TX. MR. JOHNSON MAINTAINED AN APARTMENT IN FLORIDA, FOR NINE MONTHS, DURING HIS BUSINESS TRAVEL TO MELBOURNE, FL. IN LIEU OF INCURRING HOTEL COSTS WHILE ON OFFICIAL TRAVEL IN FLORIDA, MR. JOHNSON WAS REIMBURSED 65% OF THE GOVERNMENT PER DIEM RATE FOR LODGING IN MELBOURNE, FL. MR. JOHNSON AVERAGED APPROXIMATELY 4 OFFICIAL DAYS PER MONTH IN MELBOURNE, FL. THE PAYMENT WAS TREATED AS A REIMBURSABLE EXPENSE. THIS POLICY IS ALIGNED WITH THE GOVERNMENT'S DETAIL TRAVEL POLICIES AND COSTS CASIS LESS THAN LODGING IN A FLORIDA HOTEL. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE BOARD OF DIRECTORS BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL CERTIFICATIONS ARE MADE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE USED THIRD PARTY DATA FOR COMPARABLES FOR CASIS'S CEO AND EXECUTIVE DIRECTOR, CHIEF FINANCIAL OFFICER, SECRETARY, AND DIRECTOR OF HUMAN RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VII, SECTION A: (1) IN ADDITION TO GOVERNANCE RESPONSIBILITIES, BOARD MEMBERS CONTRIBUTE SUBJECT MATTER AND PROCESS EXPERTISE AND PROFESSIONAL NETWORKS NEEDED BY AND UNAVAILABLE WITHIN THE MANAGEMENT TEAM TO ACCOMPLISH THE MISSION OF CASIS. (2) JOSEPH JACOBUS VAN DOKKUM WAS ELECTED TO THE BOARD IN JANUARY OF 2017. (3) IN OCTOBER 2016, BESS DAWSON-HUGHES AND LEROY E. HOOD ELECTED NOT TO STAND AS DIRECTORS FOR A THIRD TERM.