2018-04-16T13:40:00-05:00 2017-06-30 390859910 Baker Tilly Virchow Krause LLP 777 E Wisconsin Avenue Milwaukee WI 53202 990 2016-07-01 951641455 Mount Saint Mary's University MOUN 3109544000 12001 Chalon Rd Los Angeles CA 90049 Ann Mcelaney-Johnson President 3109544000 2018-04-03 1 Troy Marine CPA P00187863 4147775500 38.122.82.115 2018-04-03 16:49:08 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 FC291E00EDC6CE15C22AD045E9D90E0D24B72456 2016 2021-01-29 14:40:06Z Ann Mcelaney-Johnson 12001 Chalon Rd Los Angeles CA 90049 153979596 0 0928 X WWW.MSMU.EDU X 1925 CA Mount Saint Mary's University, is a California nonprofit public benefits corporation founded by the Sisters of St. Joseph of Carondelet (Provincialate), a religious community of the Roman Catholic Church. The University was founded in 1925 by Sisters of St. Joseph and has operated continuously since that date. The objective of Mount Saint Mary's University as a nonprofit educational institution is service. The University has devoted itself to excellence in liberal arts and sciences and grants degrees in Associate, Baccalaureate, Masters and Doctor Programs, with a special focus on the education of women for leadership positions in our society. 29 28 2133 180 -269636 -283714 11542054 14289110 106038137 110667876 3073912 6703074 955927 680571 121610030 132340631 31058027 32703261 0 0 52556438 56302445 42385 30900 2323643 34082231 33143718 117739081 122180324 3870949 10160307 236854548 256071836 14600322 13764525 222254226 242307311 X Mount Saint Mary's University offers a dynamic learning experience in the liberal arts and sciences to a diverse student body. As a Catholic College primarily for women, we are dedicated to providing a superior education enhanced by an emphasis on building leadership skills and fostering a spirit to serve others. Our measure of success is graduates who are committed to using their knowledge and skills to better themselves, their environments, and the world. 0 0 97893275 32703261 100897870 INSTRUCTION: Mount Saint Mary's University provides values based traditional undergraduate education for women, as well as, innovative non-traditional undergraduate and graduate educational programs for women and men. The University's academic programs place a strong emphasis on social and ethical values consistent with a view of compassionate community involvement. Since its inception, the University has granted more than 23,800 degrees. During the fiscal year ended June 30, 2017, the University enrolled approximately 1,908 Full-time Equivalents (FTE) traditional undergraduate students; 778 FTE non-traditional undergraduate students; and 754 FTE graduate students. 6779167 8564890 AUXILIARY ENTERPRISES: Mount Saint Mary's University auxiliary enterprises are comprised of residence and dining halls, and parking facilities. During the fiscal year ended June 30, 2017, residence hall occupation was approximately 588 undergraduate students. 1523636 1205116 Mount Saint Mary's University and the Geena Davis Institute on Gender in Media (Institute) have established a long-term strategic alliance that creates new research, education and advocacy programs under Mount Saint Mary's University. Founded in 2004 by academy award winning actor and advocate Geena Davis, the institute and its programming arm, See Jane, is the only research-based organization working within the media and entertainment industry to engage, educate, and influence the need for gender balance, reducing stereotyping and creating a wide variety of female characters for entertainment targeting 11 years old and under. The Institute has amassed the largest body of research on gender prevalence in entertainment spanning 20 years. 106196078 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 294 0 2133 1 1 1 1 CJ CA HK 0 0 0 0 0 0 0 0 X 29 28 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X Andrew Loccisano 3109544000 12001 CHALON ROAD LOS ANGELES CA 90049 THOMAS J BLUMENTHAL CHAIR 2.00 0.00 X X 0 0 0 MAUREEN ARCHAMBAULT TRUSTEE 1.00 0.00 X 0 0 0 JOSEPH BURSCHINGER TRUSTEE 1.00 0.00 X 0 0 0 MONSIGNOR CLEMENT J CONNOLLY TRUSTEE 1.00 0.00 X 0 0 0 SISTER ANNETTE DEBS CSJ TRUSTEE 1.00 39.00 X 0 0 0 KATHLEEN M DUNCAN TRUSTEE 1.00 0.00 X 0 0 0 SHIREEN FATEMI TRUSTEE 1.00 0.00 X 0 0 0 JANET FEELEY TRUSTEE 1.00 0.00 X 0 0 0 KIMBERLY FREEMAN TRUSTEE 1.00 0.00 X 0 0 0 ZULEMA GARCIA TRUSTEE 1.00 0.00 X 0 0 0 KATHLEeN KENT GARVEY TRUSTEE 1.00 0.00 X 0 0 0 The Hon GABRIEL A GUTIERREZ TRUSTEE 1.00 0.00 X 0 0 0 ILEANA HERNANDEZ TRUSTEE 1.00 0.00 X 0 0 0 MONICA SPILLANE LUECHTEFELD TRUSTEE 1.00 0.00 X 0 0 0 J MARIO MOLINA TRUSTEE 1.00 0.00 X 0 0 0 MARIA GUTIERREZ OTT TRUSTEE 1.00 0.00 X 0 0 0 STEPHEN F PAGE TRUSTEE 1.00 0.00 X 0 0 0 DEBORAH E REED TRUSTEE 1.00 0.00 X 0 0 0 SISTER MARY PATRICIA ROSHOLT CSJ TRUSTEE 1.00 39.00 X 0 0 0 LINDA J SAX TRUSTEE 1.00 0.00 X 0 0 0 JANNE SHIRLEY TRUSTEE 1.00 0.00 X 0 0 0 SISTER BARBARA ANNE STOWASSER CSJ VICE CHAIR 1.00 39.00 X X 0 0 0 CAMBRIA TORTORELLI TRUSTEE 1.00 0.00 X 0 0 0 GRACE K WICKERSHAM SECRETARY/TREASURER 1.00 0.00 X X 0 0 0 SISTER SANDRA WILLIAMS CSJ TRUSTEE 1.00 39.00 X 0 0 0 JOSEPH KEARNS TRUSTEE 1.00 0.00 X 0 0 0 JUDITH MCDONALD TRUSTEE 1.00 0.00 X 0 0 0 SUSAN GEORGINO TRUSTEE 1.00 0.00 X 0 0 0 ANN MCELANEY-JOHNSON PRESIDENT 40.00 0.00 X 322732 0 141487 STEPHANIE CUBBA VP INSTITUTIONAL ADVANCEMENT 40.00 0.00 X 233328 0 29785 CHRISTOPHER MCALARY VP ADMIN AND FINANCE 40.00 0.00 X 233277 0 35749 LAWRENCE SMITH VP STRATEGIC INITIATIVES 40.00 0.00 X 215743 0 52823 JANE LINGUA VP STUDENT SERVICES 40.00 0.00 X 216701 0 32707 ROBERT J PERRINS PROVOST 40.00 0.00 X 89961 0 22132 BRIAN O'ROUKE DIR ENROLLMENT MANAGEMENT 40.00 0.00 X 184877 0 29806 HEATHER BROWN DIRECTOR OF INST RESEARCH 40.00 0.00 X 168431 0 28145 DAVID BURKITT PROFESSOR 40.00 0.00 X 154397 0 21696 RICK TORKELSON FACILITIES DIRECTOR 40.00 0.00 X 149918 0 31137 ANDREW LOCCISANO AVP FINANCIAL SERVICES 40.00 0.00 X 148891 0 26740 LORRAINE FROST CHIEF INFORMATION OFFICER 40.00 0.00 X 148867 0 16017 GEORGE ARNOLD FORMER PROVOST thru 6/30/16 40.00 0.00 X 109752 0 10925 WENDY J MCCREDIE PROFESSOR, fmr provost thru 6/30/15 40.00 0.00 X 145708 0 45923 2522583 0 525072 64 1 1 0 Bon Appetit Management Company 1200 Getty Center Tram 100 Los Angeles CA 90049 Restaurant Management 2685214 Brascia Builder Inc 2801 E Anaheim Street Long Beach CA 908043702 Construction 1712494 Ellucian company 13377 collection center dr chicago IL 60693 computer support 1406855 LPA Inc 5161 California Ave Irvine CA 92617 Architect 758885 Apple One-Employment Services 325 W Broadway Glendale CA 91204 Employment Agency 635321 37 108100 2833933 11347077 58706 14289110 TUITION AND FEES 611710 100897870 100897870 HOUSING 721310 4522468 4522468 FOOD SERVICE 721310 4437281 4437281 DA CAMERA SOCIETY 611710 602065 602065 FILM INCOME 611710 188491 188491 19701 19701 110667876 1735575 -269636 2005211 235810 297036 -61226 -61226 -61226 26309428 21341929 4967499 4967499 4967499 MISCELLANEOUS Income 611710 599626 599626 ADMIN RECOVERY 611710 142171 142171 741797 132340631 110667876 -269636 7653281 32703261 32703261 1686166 804955 642482 238729 42752392 37124243 4631206 996943 3158028 2683893 364468 109667 5607989 4766025 647219 194745 3097870 2632766 357526 107578 3512699 2291201 1081906 139592 433618 433618 173507 8300 165207 30900 30900 623639 623639 2861863 2283288 486171 92404 1492354 1430087 52047 10220 12226912 10649492 1233150 344270 2260758 1719734 540411 613 1549435 1386339 163096 720849 524430 149976 46443 226374 167958 47013 11403 11805 11097 708 135268 131768 3500 4113116 3866329 246787 476563 1204 475223 136 CANcellation costs 1262814 1262814 Building Maintenance 911205 869426 41779 Miscellaneous 150939 140282 10657 122180324 106196078 13660603 2323643 9677 21682 18718046 23567354 11692828 9951203 4071001 3817640 5272395 4710886 593009 686252 128526989 53566838 72034880 74960151 39369144 40633910 84758211 97634688 335357 88070 236854548 256071836 8346779 6962187 537881 546831 4906387 5101592 809275 1153915 14600322 13764525 X 122349090 129496303 46723734 58981153 53181402 53829855 222254226 242307311 236854548 256071836 X 10160307 9925292 -32514 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 122465254 1010272 16465765 4551374 623639 134766278 129458028 2619002 -4933158 4122045 556573 122465254 127590736 5792759 323730 3683504 565693 129458028 108548818 6733508 16109701 3341649 459642 127590736 97710678 4182061 9932531 2917312 359140 108548818 0.41640 0.34780 0.23580 1 0 10256363 10256363 101026525 39255833 61770692 14327647 12490469 1837178 2916454 1820536 1095918 74960151 Commonfund PE Investments 6827407 F Offshore Funds 43918240 F Real Estate Investment Trusts 728308 F ANNUITY CONTRACTS 829480 F Mineral Rights 660299 C Partnership Investments 44670954 F 97634688 ANNUITIES PAYABLE 643733 Asset Retirement Obligation 510182 1153915 X 108788298 9925292 264522 10189814 98598484 623639 33118508 33742147 132340631 88735213 297036 297036 88438177 623639 33118508 33742147 122180324 Part III, Line 4: The Jose Drudis-Biada's artwork is located at various locations throughout the University for public display. Part V, Line 4: THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 40 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. ITS ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE GOVERNING BOARD TO FUNCTION AS ENDOWMENTS. Part X, Line 2: The University follows the accounting standards for contingencies in evaluating uncertain tax positions. This guidance prescribes recognition threshold principles for the financial statement recognition of tax positions taken or expected to be taken on a tax return that are not certain to be realized. No liability has been recognized by the University for uncertain tax positions as of June 30, 2017 and 2016. The University's tax returns are subject to review and examination by federal and state authorities. Part XI, Line 2d - Other Adjustments: Rental Expense 297,036. Changes in Annuity Payable -32,514. Part XI, Line 4b - Other Adjustments: RECLASS OF FINANCIAL AID 32,703,261. Bad Debt Allowance Adjustment 368,124. Film Expense 47,123. Part XII, Line 2d - Other Adjustments: RENTAL EXPENSE 297,036. Part XII, Line 4b - Other Adjustments: RECLASS OF FINANCIAL AID 32,703,261. Bad Debt Allowance Adjustment 368,124. Film Expense 47,123. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 THE UNIVERSITY'S NONDISCRIMINATION POLICY IS CLEARLY STATED IN THE UNIVERSITY'S CATALOG and admission brochures, as well as the website and printed media provided to donors. Schedule E, Part I, Line 6 THE University RECEIVES SUPPORT FROM THE US GOVERNMENT IN CONNECTION WITH THE FEDERAL WORK-STUDY PROGRAM, PELL GRANT, and THE FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM. Central America and the Caribbean - 0 0 Investment Activities 43918240 0 0 0 0 0 0 43918240 0 43918240 1 0 0 1 1 0 SCHEDULE F, PART IV, LINE 4: THE UNIVERSITY INVESTS IN PARTNERSHIPS THAT HOLD DIRECT OR INDIRECT INTERESTS IN PASSIVE FOREIGN INVESTMENT COMPANIES. THE INVESTMENT PARTNERSHIPS HAVE PROPERLY FILED FORM 8621, OR THE UNDERLYING INVESTMENTS DID NOT GENERATE ANY UNRELATED BUSINESS INCOME. UNDER THESE FACTS, IT IS NOT NECESSARY FOR THE UNIVERSITY TO FILE AN ADDITIONAL 8621. Schedule F, Part IV, Line 5: THE UNIVERSITY INVESTS IN PARTNERSHIPS THAT HOLD DIRECT OR INDIRECT INTERESTS IN FOREIGN PARTNERSHIPS. HOWEVER, THE UNIVERSITY DOES NOT MEET THE FILING REQUIREMENTS OF FORM 8865 AS A RESULT. X 1 ruffalo Noel Levitz PO Box 718 Des Moines IA 503030718 phone solicitation 0 23611 30900 -7289 23611 30900 -7289 CA 1 College Funded Grants/Awards for Students 2113 27074125 College Funded Waivers/Discount for Students 344 1833710 Private Donations - Expendable for Students 362 1569407 Private Donations - Endowed for Students 310 2048948 Federal Funded Grants/Financial Aid for Students 109 177071 Part I, Line 2: The Office of Student Financing is responsible for the monitoring of all student aid. All grant aid is applied directly to the student accounts. X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 ANN MCELANEY-JOHNSON PRESIDENT 296998 0 0 0 25734 0 30193 0 111294 0 464219 0 0 0 STEPHANIE CUBBA VP INSTITUTIONAL ADVANCEMENT 230951 0 0 0 2377 0 23468 0 6317 0 263113 0 0 0 CHRISTOPHER MCALARY VP ADMIN AND FINANCE 229990 0 0 0 3287 0 23466 0 12283 0 269026 0 0 0 LAWRENCE SMITH VP STRATEGIC INITIATIVES 205494 0 0 0 10249 0 22081 0 30742 0 268566 0 0 0 JANE LINGUA VP STUDENT SERVICES 212938 0 0 0 3763 0 21545 0 11162 0 249408 0 0 0 BRIAN O'ROUKE DIR ENROLLMENT MANAGEMENT 180983 0 0 0 3894 0 18847 0 10959 0 214683 0 0 0 HEATHER BROWN DIRECTOR OF INST RESEARCH 166674 0 0 0 1757 0 16976 0 11169 0 196576 0 0 0 DAVID BURKITT PROFESSOR 152437 0 0 0 1960 0 10900 0 10796 0 176093 0 0 0 RICK TORKELSON FACILITIES DIRECTOR 145824 0 0 0 4094 0 15368 0 15769 0 181055 0 0 0 ANDREW LOCCISANO AVP FINANCIAL SERVICES 127503 0 0 0 21388 0 15204 0 11536 0 175631 0 0 0 LORRAINE FROST CHIEF INFORMATION OFFICER 147635 0 0 0 1232 0 14908 0 1109 0 164884 0 0 0 GEORGE ARNOLD FORMER PROVOST thru 6/30/16 107137 0 0 0 2615 0 10792 0 133 0 120677 0 0 0 WENDY J MCCREDIE PROFESSOR, fmr provost thru 6/30/15 118104 0 0 0 27604 0 15378 0 30545 0 191631 0 0 0 Part I, Line 1a The current fair rental value of the President's residence. The benefit is non-taxable compensation. SOCIAL CLUB DUES - USE OF FACILITIES FOR COLLEGE BUSINESS MEETINGS AND OTHER RELATED PURPOSES. X 10 58706 MARKET VALUE 0 0 1 1 Part I, Column (b): Reports the number of contributors. Part I, Line 32b: THE UNIVERSITY USES CITY NATIONAL SECURITIES TO SELL DONATIONS OF PUBLICLY TRADED SECURITIES. Form 990, Part VI, Section A, line 2 THE UNIVERSITY HAS BUSINESS RELATIONSHIPS WITH THE SISTERS OF ST. JOSEPH OF CARONDELET. FOUR OF THE UNIVERSITY BoaRD MEMBERS ARE AFFILIATED WITH THIS ORGANIZATION: SISTER ANNETTE DEBS, SISTER MARY PATRICIA ROSHOLT, SISTER BARBARA ANNE STOWASSER, AND SISTER SANDRA WILLIAMS ARE ON THE BOARD OF TRUSTEES AND BELONG TO THE SAME ORDER (SISTERS OF ST. JOSEPH OF CARONDELET). Form 990, Part VI, Section A, line 6 The membership of the Corporation shall consist of the Provincial Superior of the Los Angeles Province of the Roman Catholic Religious Congregation known as "Sisters of St. Joseph of Carondelet and four or more additional members of the Provincial Council of the Los Angeles Province of the Congregation as are appointed annually by the Provincial Council. Form 990, Part VI, Section A, line 7a The members have the right to appoint the Board of Trustees. Form 990, Part VI, Section A, line 7b The members have the right to approve the significant decisions made by the Board of Trustees at the annual meeting or special meeting. Form 990, Part VI, Section B, line 11b THE CHAIR OF THE AUDIT COMMITTEE REVIEWS THE DRAFT OF THE RETURN. AFTER THE REVIEW, THE DRAFT IS SUBMITTED TO THE FULL AUDIT COMMITTEE FOR REVIEW AND RECOMMENDATION. ONCE APPROVED, THE APPROVED DRAFT IS SUBMITTED TO THE BOARD FOR FINAL APPROVAL BEFORE FILING THE RETURN WITH THE IRS BEFORE THE DEADLINE. Form 990, Part VI, Section B, line 12c Each written conflict of interest policy is reviewed every year at the annual May Board Meeting by the Chair of the Board in conjunction with the President. Form 990, Part VI, Section B, line 15 THE BOARD CHAIR REVIEWS PUBLISHED DATA OF SIMILAR INSTITUTIONS IN TERMS OF BUDGET, ENDOWMENT, LOCATION, AND COMPLEXITY OF OPERATIONS. THE BoaRD CHAIR GIVES HIS RECOMMENDATION TO THE COMPENSATION COMMITTEE WHO DETERMINES COMPENSATION. Form 990, Part VI, Section C, line 19 Governing documents, conflict of interest policy and financial statements are available to appropriate parties upon request through reports or responses to questionnaires. Form 990, Part XI, line 9: Changes in Annuity Payable -32,514. FORM 990, PART XII, LINE 2C: THERE HAS BEEN NO CHANGE TO THE OVERSIGHT OR SELECTION PROCESS FOR THE AUDIT OF THE FINANCIAL STATEMENTS. SISTERS OF ST JOSEPH OF CARONDELET 11999 Chalon Road LOS ANGELES CA 90049 RELIGIOUS CA 501(c)(3) Line 1 N/A 0 Charitable Remainder Unitrust (34) Charitable Trust CA N/A T 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 SISTERS OF ST JOSEPH Of Carondelet M 135268 Contract SISTERS OF ST JOSEPH Of Carondelet C 108100 Cash SISTERS OF ST JOSEPH Of Carondelet P 1215 CASH