2017-11-06T13:52:00-06:00 2016-12-31 042571780 ALEXANDER ARONSON FINNING & CO PC 50 WASHINGTON STREET WESTBOROUGH MA 01581 990 2016-01-14 811226244 KANTARA INITIATIVE INC KANT 7818768914 401 EDGEWATER PLACE NO 600 WAKEFIELD MA 01880 ROBIN WILTON TREASURER 7818768914 2017-11-06 1 THOMAS F MULDOON CPA P01561688 5083669100 2017-11-06 64.238.141.162 2017-11-06 09:50:07 ES P A41C22E49F3662F41C161EC2A09466C92AFD8034 A41C22E49F3662F41C161EC2A09466C92AFD8034 2016 2017-02-10 21:41:12Z X ROBIN WILTON 401 EDGEWATER PLACE NO 600 WAKEFIELD MA 01880 570071 0 X KANTARAINITIATIVE.ORG X 2016 DE SEE SCHEDULE O FOR MISSION STATEMENT.KANTARA INITIATIVE, INC. PROVIDES REAL-WORLD INNOVATION AND DEVELOPMENT OF SPECIFICATIONS AND CONFORMITY ASSESSMENT PROGRAMS FOR THE DIGITAL IDENTITY AND PERSONAL DATA ECOSYSTEMS. BEYOND ITS FLAGSHIP EID-ASSISTING IDENTITY ASSURANCE TRUST FRAMEWORK, DEVELOPING INITIATIVES INCLUDING IDENTITY RELATIONSHIP MANAGEMENT, GROUND-BREAKING USER MANAGED ACCESS (EIC AWARD WINNER FOR INNOVATION IN INFORMATION SECURITY 2014) BASELINED FOR GDPR, IDENTITIES OF THINGS, AND THE GDPR-READY CONSENT RECEIPT SPECIFICATION, KANTARA INITIATIVE CONNECTS A GLOBAL, OPEN, AND TRANSPARENT LEADERSHIP COMMUNITY, INCLUDING CA TECHNOLOGIES, EXPERIAN, FORGEROCK, DIGI.ME, INTERNET SOCIETY, NOMURA RESEARCH INSTITUTE AND SECUREKEY.OUR MISSION: KANTARA IS THE GLOBAL CONSORTIUM IMPROVING TRUSTWORTHY USE OF IDENTITY AND PERSONAL DATA THROUGH INNOVATION, STANDARDIZATION, AND GOOD 6 6 0 45 0 0 0 570070 1 0 570071 0 0 125005 0 0 549815 674820 -104749 382209 231573 150636 X SEE SCHEDULE O. 0 0 THE KANTARA INITIATIVE TRUST FRAMEWORK PROVIDER PROGRAM IS THE INDUSTRY LEADING PROGRAM THAT APPROVES CREDENTIAL SERVICE PROVIDERS (CSPS) AND ACCREDITS ASSESSORS.WE FORMALIZE TRUST IN KEY COMPONENTS OF THE IDENTITY INFRASTRUCTURE, AS THE PREMIER TRUST FRAMEWORK PROVIDER ALIGNED WITH THE US NSTIC PROGRAM AND THROUGH SIMILAR INITIATIVES OUTSIDE THE US. THIS GROWS MARKETS BY MAKING TRUST, ASSURANCE AND COMPLIANCE MORE MANAGEABLE, IMPROVING ITS QUALITY AND REPEATABILITY. KANTARA INITIATIVE APPROVES CREDENTIAL SERVICE PROVIDERS (CSPS) AND ACCREDITS ASSESSORS.(CONTINUED ON SCHEDULE O)THIS PROGRAM IS BASED UPON THE IDENTITY ASSURANCE FRAMEWORK (IAF), WHICH WAS DEVELOPED WITH INPUT FROM MEMBERS OF THE GLOBAL FINANCIAL SERVICES, GOVERNMENT, HEALTHCARE, IT AND TELECOM SECTORS. THE IDENTITY ASSURANCE FRAMEWORK DESCRIBES THE 4 ASSURANCE LEVELS AND SERVICE ASSESSMENT CRITERIA WHICH A CREDENTIAL SERVICE PROVIDER (CSP OR IDP) WOULD BE ASSESSED AGAINST TO BECOME KANTARA INITIATIVE SERVICE APPROVED.KIPI (KANTARA IDENTITY AND PRIVACY INCUBATOR) R&D FUNDING FROM KANTARA INITIATIVE AND PARTNER, RUTGERS UNIVERSITY'S CCICADA PROGRAM KANTARA INITIATIVE (KANTARA) AND THE RUTGERS UNIVERSITY COMMAND, CONTROL, AND INTEROPERABILITY CENTER FOR ADVANCED DATA ANALYSIS (CCICADA) PROGRAM, ARE COLLABORATING ON A SERIES OF APPLIED RESEARCH AND ADVANCED DEVELOPMENT PILOTS TO IMPROVE CYBER IDENTITY MANAGEMENT IN REAL-WORLD SITUATIONS.SPECIFIC AREAS OF INTEREST AND CURRENT R&D NEEDS INCLUDE:- AUTHENTICATION OF PEOPLE AND NON-PERSON ENTITIES- RISK BASED CONFIRMATION OF IDENTITY THAT LEADS TO TRUST- DATA AND APPLICATION SECURITY AT REST AND IN TRANSIT- ACCESS CONTROL AT THE POINT OF NEED- USER EXPERIENCE INCORPORATING SECURITY, PRIVACY, AND INFORMED CONSENT- PRIVACY RESPECTING ANOMALY DETECTION AND COUNTER-FRAUD TECHNOLOGIES WITH POPULATION SCALE APPLICABILITY.- ADDITIONAL AREAS AS MAY BE DEFINED AS INTERESTS EMERGETHE RESEARCH PILOTS WILL DEVELOP PROTOTYPE SOLUTIONS IN CYBER IDENTITY MANAGEMENT THAT CAN BE USED BY GOVERNMENT AND BUSINESS TO DELIVER TRUSTED SERVICES TO CITIZENS AND CUSTOMERS, THAT IN DUE COURSE COULD POTENTIALLY BE COMMERCIALIZED.THE PROJECTS ARE SUPPORTED VIA AN AWARD PROVIDED BY THE DEPARTMENT OF HOMELAND SECURITY SCIENCE & TECHNOLOGY (S & T) DIRECTORATE, THOUGH MATCHING FUNDS FROM OTHER SOURCES IS WELCOMED.TARGET PROJECTS: THOSE THAT CAN DELIVER A SUCCESSFUL TECHNOLOGY TRANSITION.WHAT IS A SUCCESSFUL OUTCOME FOR A PROJECT?: A SOLUTION THAT ADDRESSES THE CUSTOMER NEED IS DEVELOPED AND SUCCESSFULLY TRANSITIONED SUCH THAT CUSTOMER HAS ACCESS TO IT.- SUCCESSFUL TECHNOLOGY TRANSITION COULD BE ANY ONE OR MORE OF THE FOLLOWING:1. DEPLOYMENT INTO AN OPERATIONAL ENVIRONMENT.2. FORMATION OF A COMPANY THAT IS INTERESTED IN COMMERCIALIZING THE DEVELOPED TECHNOLOGY. 3. ADOPTION OF THE DEVELOPED TECHNOLOGY INTO THE PRODUCT ROADMAP OF AN EXISTING COMPANY.4. INCORPORATION OF THE DEVELOPED TECHNOLOGY INTO ANOTHER PROJECT.USER-MANAGED ACCESS (UMA) IS AN AWARD-WINNINGOAUTH-BASED PROTOCOL DESIGNED TO GIVE AN INDIVIDUAL A UNIFIED CONTROL POINT FOR AUTHORIZING WHO AND WHAT CAN GET ACCESS TO THEIR DIGITAL DATA, CONTENT, AND SERVICES, NO MATTER WHERE ALL THOSE THINGS LIVE.CONSENT & INFORMATION SHARING WORK GROUP (CISWG)THIS WORKING GROUP HAS BEEN EVOLVING SINCE 2009, STARTING WITH AN INITIAL PHASE WHICH IDENTIFIED AND DOCUMENTED USE CASES, SCENARIOS, BEST PRACTICES AND WORK PRODUCT TO ILLUSTRATE THE VARIOUS SUB-SETS OF USER DRIVEN INFORMATION, THE BENEFITS THEREIN. IN THE SECONDPHASEWE SPECIFIED POLICY AND TECHNOLOGY ENABLERS NEEDED TO ENABLE CONSENT BASED INFORMATION FLOW AND PRODUCE THE CONSENT RECEIPT ASWGUSE CASE.FOR REVIEW BY INDUSTRY, PUBLIC SECTOR, REGULATORS, AND COMMUNITY PARTNERS; LIKE PROJECT VRM, WHO HAVE SUPPORTED THELONG TERMDEVELOPMENT OF TOOLS FOR INDIVIDUAL AUTONOMY OVER PERSONAL INFORMATION AND THE OPEN NOTICE INITIATIVE WHO GESTATED AND CONTRIBUTED THE CONSENT RECEIPT PROJECT. IN THIS NEXTPHASEWE AIM TO START TO DEVELOP FURTHER EMERGING CROSS DOMAIN FRAMEWORKS AND TOOLS FOR OUR COMMUNITY TO ENABLE GREATER CONTROL OVER PERSONAL DATA FLOWS. FOR EXAMPLE: WHEN INDIVIDUALS ARE FORCED TO SIGN ORGANISATION-CENTRIC PRIVACYPOLICIES / TERMSOF USE, LIMITATIONS ARE NATURALLY PLACED ON PERSONAL INFORMATION ON BOTH SIDES OF THE INFORMATION-SHARING-TRANSACTION. IF PEOPLE WERE ENABLED WITH OPEN STANDARDS, THESE CONSTRAINTS WOULD BE ABLE TO BE REBALANCED AS TO ENABLE PEOPLE TO HAVE MORE AND MORE AUTONOMOUS PERSONAL DATA CONTROL CAPABILITIES.CATALYSINGA RICH FLOW OF CONSENT BASED PERSONAL INFORMATION - FROM A CRM PERSPECTIVE - ACTUAL DEMAND DATA (AS OPPOSED TODERIVED / PREDICTEDDEMAND) AS PURSUED IN CRM PRODUCTS AND DEPARTMENTS TODAY. 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 4 0 1 0 0 0 0 0 0 0 0 0 X 6 6 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 X TOM PAPPAS 7818768914 401 EDGEWATER PLACE SUITE 600 WAKEFIELD MA 01880 ALLAN FOSTER PRESIDENT 1.00 X X 0 0 0 ROBIN WILTON TREASURER 1.00 X X 0 0 0 KEN CROWL DIRECTOR 1.00 X 0 0 0 LINA LIBERTI DIRECTOR 1.00 X 0 0 0 JULIAN RANGER DIRECTOR 1.00 X 0 0 0 NAT SAKIMURA DIRECTOR 1.00 X 0 0 0 COLIN WALLIS EXECUTIVE DIRECTOR 32.00 X 125005 0 0 125005 0 0 1 0 0 0 VIRTUAL INC 401 EDGEWATER PLACE SUITE 600 WAKEFIELD MA 01880 MANAGEMENT CONSULTANT 230868 1 MEMBERSHIP DUES 519100 407624 407624 KIPI SUBAWARD PROJECT 900099 162446 162446 570070 1 1 570071 570070 0 1 125005 141217 14235 30000 9600 68029 11355 31962 21991 14782 3667 PROJECT EXPENSE 119494 MISCELLANEOUS 28085 STARTUP COSTS 19957 BAD DEBT EXPENSE 18441 17000 674820 276434 105775 0 382209 76019 155554 0 231573 X 150636 0 150636 0 382209 X -104749 255385 X 0 0 0 1 1 0 FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION DELEGATED CONTROL OVER MANAGEMENT DUTIES TO VIRTUAL, INC. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE TREASURER PRIOR TO FILING. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: TRANSFER OF CASH FROM IEEE UPON INCORPORATION 255,385.