2017-11-06T10:20:03-06:00 2016-12-31 131578842 BUCHBINDER TUNICK & CO LLP ONE PENN PLAZA - SUITE 3500 NEW YORK NY 101193601 990 2016-01-01 237255573 DIVISION 1181 ATU - NEW YORK WELFARE FUND DIVI 7188455800 20 NORTH CENTRAL AVENUE VALLEY STREAM NY 11580 MICHAEL CORDIELLO TRUSTEE 7188455800 2017-11-03 1 GREG AUTERI CPA P01366109 2126955003 38.142.119.26 2017-11-03 13:43:07 ED P 3A2B8B797FD37C267BC8ECF42AC5B2135500A5E4 3A2B8B797FD37C267BC8ECF42AC5B2135500A5E4 2016 2017-02-10 21:41:12Z MICHAEL CORDIELLO 20 NORTH CENTRAL AVENUE VALLEY STREAM NY 11580 79414137 0 X ATU1181.ORG/NWFUND.ASP X 1983 NY TO PROVIDE FUND'S PARTICIPANTS WITH HEALTH & WELFARE BENEFITS. 8 4 31 0 0 0 0 0 74424532 78331283 101035 2363 5684212 1080491 80209779 79414137 0 0 73073371 71510074 2691177 2741930 0 0 0 1870682 1398014 77635230 75650018 2574549 3764119 24805295 30970714 459159 2860459 24346136 28110255 THE ORGANIZATION'S PRIMARY EXEMPT PURPOSE IS TO PROVIDE LIFE, ACCIDENT, DISABILITY, HOSPITALIZATION, MAJOR MEDICAL, DENTAL,PRESCRIPTION DRUG AND OPTICAL BENEFITS TO ELIGIBLE PARTICIPANTSAND THEIR DEPENDENTS. 0 0 THE FUND PROVIDES HEALTH AND WELFARE BENEFITS TO ELIGIBLE PARTICIPANTS. THE NUMBER OF PARTICIPANTS WAS APPROXIMATELY 8,900. 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 995 0 1 31 1 0 0 0 0 0 0 X 8 4 0 0 0 0 1 0 0 1 0 0 0 1 1 1 1 1 1 0 0 0 X ROBERT D'ULISSE 7188455800 20 NORTH CENTRAL AVENUE VALLEY STREAM NY 11580 MICHAEL CORDIELLO UNION TRUSTEE - CHAIRMAN 3.00 X 0 207043 18441 NEIL STRAHL EMPLOYER TRUSTEE-SECRETARY 4.00 X 0 0 0 JEAN-CLAUDE CALIXTE UNION TRUSTEE 3.00 X 0 158908 18441 JAMES P HEDGE UNION TRUSTEE 2.00 X 0 141663 18441 NEIL MANCUSO EMPLOYER TRUSTEE 5.00 X 0 0 0 COREY MUIRHEAD EMPLOYER TRUSTEE 2.00 X 0 0 0 STANLEY BRETTSCHNEIDER EMPLOYER TRUSTEE 2.00 X 0 0 0 TOMAS FRET JR UNION TRUSTEE 3.00 X 0 124661 18441 ROBERT D'ULISSE FUND DIRECTOR 33.00 X 176254 0 18441 VINCENT ZITO CONTROLLER 27.00 X 140812 0 18441 317066 632275 110646 4 0 1 0 EMPIRE HEALTHCHOICE ASSURANCE INC ONE LIBERTY PLAZA - 165 BROADWAY NEW YORK NY 10006 THIRD PARTY BENEFIT ADMINISTRATOR 2619615 SLEVIN & HART PC 1625 MASSACHUSETTS AVENUE NW S WASHINGTON DC 20036 ATTORNEY AND LEGAL SERVICES 205375 VISION SCREENING 1919 MIDDLE COUNTRY ROAD CENTEREACH NY 11720 PREFERRED VISION PROVIDER 199184 EXPRESS SCRIPTS 19-00 POLLITT DR FAIR LAWN NJ 07410 PHARMACEUTICAL BENEFIT MANAGEMENT 197774 BUCHBINDER TUNICK & COMPANY LLP ONE PENNSYLVANIA PLAZA NEW YORK NY 10119 AUDIT AND PAYROLL AUDIT SERVICES. 114138 5 EMPLOYER CONTRIBUTIONS 900099 72641816 72641816 EMPLOYEE CONTRIBUTIONS 900099 5645256 5645256 COBRA 900099 44211 44211 78331283 2363 2363 REIMBURSEMENTS FOR SHARED SERVICE 900099 1184772 1184772 OTHER INCOME 900099 192098 192098 (LOSS) INCOME ON EQUITY INVESTMEN 900099 -296379 -296379 1080491 79414137 79411774 0 2363 71510074 318986 1712122 98784 444832 167206 265820 104108 400232 309548 48397 182039 21502 54840 AUTOMOBILE EXPENSE 7357 BAD DEBT EXPENSE 4171 75650018 7511859 514512 46731 24112968 16631270 6003183 9529 11757 1495209 1429525 47737 65684 478378 181999 79791 80611 24805295 30970714 459159 2860459 459159 2860459 X 0 0 0 0 24346136 28110255 24346136 28110255 24805295 30970714 3764119 0 X X 0 1 X 1 0 1495209 1429525 65684 65684 X 78229365 0 78229365 1184772 1184772 79414137 74465246 0 74465246 1184772 1184772 75650018 PART X, LINE 2: ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE PLAN HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. THE PLAN ADMINISTRATOR HAS ANALYZED THE TAX POSITIONS TAKEN BY THE PLAN, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2016, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. EMPLOYEE BENEFIT PLANS ARE SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS FOR THE PLAN. THE PLAN ADMINISTRATOR BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2013. PART XI, LINE 4B - OTHER ADJUSTMENTS: REIMBURSEMENTS FOR SHARED SERVICES PART XII, LINE 4B - OTHER ADJUSTMENTS: REIMBURSEMENTS FOR SHARED SERVICES FORM 990; PART XI, LINE 4B & PART XII, LINE 4B THESE ARE REIMBURSEMENTS FOR SHARED SERVICES THAT WERE REFLECTED ON THE FINANCIAL STATEMENTS AS A REDUCTION OF THE RELATED EXPENSES. X 0 0 0 MICHAEL CORDIELLO UNION TRUSTEE - CHAIRMAN 0 207043 0 0 0 0 0 3136 0 15305 0 225484 0 0 JEAN-CLAUDE CALIXTE UNION TRUSTEE 0 158908 0 0 0 0 0 3136 0 15305 0 177349 0 0 JAMES P HEDGE UNION TRUSTEE 0 141663 0 0 0 0 0 3136 0 15305 0 160104 0 0 ROBERT D'ULISSE FUND DIRECTOR 176254 0 0 0 0 0 3136 0 15305 0 194695 0 0 0 VINCENT ZITO CONTROLLER 140812 0 0 0 0 0 3136 0 15305 0 159253 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS PARTICIPANTS. FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION DID HAVE COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BOARD DURING 2016. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S BOARD OF TRUSTEES AND THE FUND DIRECTOR REVIEW THE FORM 990 PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE FUND IS MAINTAINED AND ADMINISTERED IN ACCORDANCE WITH ERISA SECTIONS 404 AND 406 AND THE FUND'S CONFLICT OF INTEREST POLICY IS SET FORTH IN ERISA SECTIONS 404 AND 406. THE BOARD OF TRUSTEES MONITORS AND ENFORCES THE FUND'S COMPLIANCE WITH ERISA, WITH THE ASSISTANCE OF THE FUND'S PROFESSIONALS. FORM 990, PART VI, SECTION C, LINE 19 THE DIVISION 1181 ATU NEW YORK WELFARE FUND MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST AND THEY CAN BE EXAMINED AT THE ORGANIZATION'S OFFICE. FORM 990, PART XII, LINE 2C: THE BOARD OF TRUSTEES ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE FINANCIAL STATEMENT AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. DIVISION 1181 AMALGAMATED TRANSIT UNION AFL-CIO MEDICAL CENTER INC 20 NORTH CENTRAL AVENUE VALLEY STREAM NY 11580 112334181 TO HOLD AND OPERATE REAL ESTATE FOR THE SOLE BENEFIT OF WELFARE FUND & PLAN NY 501(C)(2) 0 DIVISION 1181 AMALGAMATED TRANSIT UNION NEW YORK EMPLOYEES PENSION FUND 20 NORTH CENTRAL AVENUE VALLEY STREAM NY 11580 116183515 TO PROVIDE PENSION BENEFITS TO PARTICIPANTS NY 401A 0 AMALGAMATED TRANSIT UNION LOCAL 1181-1061 20 NORTH CENTRAL AVENUE VALLEY STREAM NY 11580 111554402 TO REPRESENT MEMBERS IN LABOR RELATED ISSUES, CONTRACT NEGOTIATIONS NY 501(C)(5) 0 DIVISION 1181 AMALGAMATED TRANSIT FEDERAL CREDIT UNION 20 NORTH CENTRAL AVENUE VALLEY STREAM NY 11580 CREDIT UNION NY 0 ALL AMERICAN ANJ SERVICES INC B-ALERT BAY PARKWAY MAINTENANCE BOBBY'S BUS CO INC BORO TRANSIT CEREBRAL PALSY TRANSPORTATION (UCP) GRANDPAS BUS HOYT TRANSPORTATION IC ESCORTS LOGAN TRANSPORTATION LORISSA BUS PIONEER SCHOOL BUS RENTALINC PIONEER TRANSPORTATION RELIANT TRANSPORTATION INC SNT BUS INC IC BUS INC 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 DIVISION 1181 MEDICAL CENTER INC O 40808 DIVISION 1181 ATU NEW YORK EMPLOYEES PENSION FUND O 962391 DIVISION 1181 MEDICAL CENTER N 3582 DIVISION 1181 ATU NEW YORK EMPLOYEES PENSION FUND N 131485