2017-11-13T10:02:58-06:00 2016-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2016-01-01 133173374 AMERICAN INSURANCE ASSOCIATION INC AMER 2028287100 555 12TH STREET NW NO 550 WASHINGTON DC 20004 DAVID S LAUER VP & TREASURER 2028287100 2017-11-13 1 SCOTT E HALLBERG CPA P01081188 2023319880 38.100.43.98 2017-11-13 11:01:18 ES P FCD2A2C509CB26CD28A5B328233ED7613468E81F 560B6C30AC8283AFB414BB54267C82E88C1BCB5E 2016 2017-02-10 21:41:12Z LEIGH ANN PUSEY 2101 L STREET NW WASHINGTON DC 20037 22002843 0 X AIADC.ORG X 1984 DE THE CORPORATION IS ORGANIZED TO PROMOTE THE COMMON INTEREST OF THE PROPERTY AND CASUALTY INSURANCE INDUSTRY. IN FURTHERANCE THEREOF, THE ACTIVITIES OF THE CORPORATION SHALL BE DIRECTED: (1) TO PROMOTE THE ECONOMIC, LEGISLATIVE AND PUBLIC STANDING OF ITS PARTICIPATING PROPERTY AND CASUALTY INSURERS AND THE INSURANCE INDUSTRY; (2) TO PROVIDE A FORUM FOR THE DISCUSSION OF PROBLEMS WHICH ARE OF COMMON CONCERN TO MEMBER COMPANIES; (3) TO PROMOTE THE INTERESTS OF SUCH COMPANIES IN EVERY LEGITIMATE MANNER CONSISTENT WITH THE PUBLIC WELFARE; (4) TO KEEP MEMBER COMPANIES INFORMED OF REGULATORY AND LEGISLATIVE DEVELOPMENTS; (5) TO SERVE THE PUBLIC INTEREST THROUGH APPROPRIATE ACTIVITIES, INCLUDING THE PROMOTION OF SAFETY AND SECURITY OF PERSONS AND PROPERTY; (6) TO FURNISH OTHER RELATED AND SIMILAR SERVICES; AND (7) TO ENGAGE IN ANY OTHER LAWFUL ACT OR ACTIVITY FOR WHICH A CORPORATION MAY BE ORGANIZED UNDER THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE IN FURTHERANCE OF THE FOREGOING. 19 19 43 0 0 0 0 0 19015958 20113396 194961 119707 0 0 19210919 20233103 335609 199206 0 0 9274608 10029032 0 0 0 7263587 7650678 16873804 17878916 2337115 2354187 12387926 16292915 15422884 17453499 -3034958 -1160584 X THE CORPORATION IS ORGANIZED TO PROMOTE THE COMMON INTERESTS OF THE PROPERTY AND CASUALTY INSURANCE INDUSTRY. IN FURTHERANCE THEREOF, THE ACTIVITIES OF THE CORPORATION SHALL BE DIRECTED: (1) TO PROMOTE THE ECONOMIC, LEGISLATIVE AND PUBLIC STANDING OF ITS PARTICIPATING PROPERTY AND CASUALTY INSURERS AND THE INSURANCE INDUSTRY; (2) TO PROVIDE A FORUM FOR THE DISCUSSION OF PROBLEMS WHICH ARE OF COMMON CONCERN TO MEMBER COMPANIES; (3) TO PROMOTE THE INTERESTS OF SUCH COMPANIES IN EVERY LEGITIMATE MANNER CONSISTENT WITH THE PUBLIC WELFARE; (4) TO KEEP MEMBER COMPANIES INFORMED OF REGULATORY AND LEGISLATIVE DEVELOPMENTS; (5) TO SERVE THE PUBLIC INTEREST THROUGH APPROPRIATE ACTIVITIES, INCLUDING THE PROMOTION OF SAFETY AND SECURITY OF PERSONS AND PROPERTY; (6) TO FURNISH OTHER RELATED AND SIMILAR SERVICES; AND (7) TO ENGAGE IN ANY OTHER LAWFUL ACT OR ACTIVITY FOR WHICH A CORPORATION MAY BE ORGANIZED UNDER THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE IN FURTHERANCE OF THE FOREGOING. 0 0 REPRESENTATION OF MEMBER PROPERTY & CASUALTY INSURANCE COMPANIES ON LEGISLATIVE AND ECONOMIC ISSUES AS WELL AS ENHANCEMENT OF PUBLIC KNOWLEDGE AND PERCEPTION OF THE PROPERTY-CASUALTY INDUSTRY. AIA REPRESENTS MORE THAN 400 PROPERTY-CASUALTY INSURANCE COMPANIES. AIA ALSO PRODUCES SEVERAL PUBLICATIONS AND ISSUES HUNDREDS OF BULLETINS, COMMITTEE MAILINGS, AND INFORMATION UPDATES. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 0 1 0 0 0 0 0 1 0 0 1 113 0 1 43 1 0 0 0 0 1 1 0 X 19 19 0 0 0 0 1 1 0 1 1 0 0 0 1 0 0 1 1 1 1 0 X DAVID LAUER VP & TREASURER 2028287100 555 12TH STREET NW SUITE 550 WASHINGTON DC 20004 CONSTATINE P IORDANOU DIRECTOR 1.00 X 0 0 0 MARIO VITALE DIRECTOR 1.00 X 0 0 0 JIM POWER DIRECTOR 1.00 X 0 0 0 JOE BENEDUCCI DIRECTOR 1.00 X 0 0 0 CHRISTOPHER SWIFT CHAIRMAN 1.00 X X 0 0 0 MICHAEL GRAY DIRECTOR 1.00 X 0 0 0 FREDERICK H EPPINGER JR VICE CHAIRMAN 1.00 X X 0 0 0 GREGORY MURPHY VICE CHAIRMAN 1.00 X X 0 0 0 ANTHONY J KUCZINSKI CHAIRMAN-ELECT 1.00 X X 0 0 0 T MICHAEL MILLER DIRECTOR 1.00 X 0 0 0 ROBERT S SCHIMEK DIRECTOR 1.00 X 0 0 0 ERIC SMITH DIRECTOR 1.00 X 0 0 0 WILLIAM R BERKLEY DIRECTOR 1.00 X 0 0 0 MIKE MCGAVICK IMMEDIATE PAST CHAIRMAN 1.00 X X 0 0 0 ELIZABETH HAAR DIRECTOR 1.00 X 0 0 0 ARTHUR MOOSSMANN DIRECTOR 1.00 X 0 0 0 MICHAEL FOLEY DIRECTOR 1.00 X 0 0 0 ALAN SCHNITZER VICE CHAIRMAN 1.00 X X 0 0 0 PAUL KRUMP DIRECTOR 1.00 X 0 0 0 FRED C BOSSE VICE PRESIDENT 37.50 X 242281 0 40447 ALISON COOPER VICE PRESIDENT 37.50 X 160085 0 24256 JOSEPH A DIGIOVANNI SENIOR VICE PRESIDENT 37.50 X 342999 0 15855 PETER R FOLEY VICE PRESIDENT 37.50 X 230066 0 45731 ERIC M GOLDBERG VICE PRESIDENT 37.50 X 195307 0 42353 RONALD V JACKSON VICE PRESIDENT 37.50 X 197811 0 30356 DAVID S LAUER VICE PRESIDENT & TREASURER 37.50 X 299360 0 29248 WES MCCLELLAN VICE PRESIDENT 37.50 X 262891 0 6122 DAVID PEARCE VICE PRESIDENT 37.50 X 337307 0 25339 LEIGH A PUSEY PRESIDENT 37.50 X 1447986 0 251724 THOMAS J SANTOS VICE PRESIDENT 37.50 X 237685 0 47798 STEPHEN C SCHNEIDER VICE PRESIDENT 37.50 X 203239 0 43219 BRUCE C WOOD VICE PRESIDENT 37.50 X 208316 0 30634 PAMELA M YOUNG VICE PRESIDENT 37.50 X 178306 0 41198 JOSEPH S ZIELEZIENSKI SENIOR VP & GENERAL COUNSEL 37.50 X 477393 0 32036 KATHERINE C PETTIBONE VICE PRESIDENT 37.50 X 164612 0 4185 PHILLIP L CARSON ASSISTANT GENERAL COUNSEL 37.50 X 172551 0 22984 STEVEN M SUCHIL ASSISTANT VICE PRESIDENT 37.50 X 210942 0 18717 STEVEN A BENNETT ASSISTANT GENERAL COUNSEL 37.50 X 159131 0 37399 ADAM E KERNS ASSISTANT GENERAL COUNSEL 37.50 X 147557 0 14905 PHILIPPE G MOISA DIRECTOR INFORMATION SYSTEMS 37.50 X 159001 0 13361 6034826 0 817867 21 0 1 0 ERNST & YOUNG LLP 1101 NEW YORK AVENUE NW STE 300 WASHINGTON DC 20005 CONSULTING 240000 WILEY REIN LLP 1776 K ST NW WASHINGTON DC 20006 LEGAL 161722 BGR GOVERNMENT AFFAIRS LLC PO BOX 14416 WASHINGTON DC 20044 CONSULTING 151596 GEORGE L PRIEST 350 LININGSTON ST NEW HAVEN CT 06511 LEGAL 151287 FIERCE ISAKOWITZ & BLALOCK 1155 F STREET NW STE 950 WASHINGTON DC 20004 CONSULTING 151256 10 MEMBER ASSESSMENTS 900099 19933942 19933942 PROGRAM MEMBERSHIP 900099 110000 110000 ELECTRONIC DATA 900099 36500 36500 PUBLICATION SALES 900099 23110 23110 9844 9844 20113396 107765 107765 1781682 1769740 11942 11942 11942 20233103 20113396 0 119707 199206 5727349 3016891 -188411 1137606 335597 342816 43911 1543377 76807 468219 310329 388226 963176 389458 141597 397536 118337 STATE REPRESENTATIVES 1941861 SUBSCRIPTION BOOKS & DU 405795 OTHER 119233 17878916 3352856 3868532 1080020 1293793 410671 339417 5124757 2267819 751404 2856938 6728533 7347956 64442 586279 12387926 16292915 2700125 3147816 45935 20935 12676824 14284748 15422884 17453499 X -3034958 -1160584 -3034958 -1160584 12387926 16292915 X 2354187 337034 -816847 X 0 1 X 0 0 0 0 0 AIA STATE CORPORATE PAC 2101 L STREET NW SUITE 400 WASHINGTON DC 20037 521601971 0 335000 0 0 1 20383942 4401951 71675 4473626 4459167 14459 3647664 1512676 2134988 1477093 755143 721950 2856938 ACCRUED NON-QUALIFIED PENSION EXPENSE 4279872 ACCRUED PENSION EXPENSE 3534118 ACCRUED POST-RETIREMENT BENEFIT EXPENSE 4204577 DEFERRED RENT LIABILITY 2184591 SUBLEASE DEPOSITS 81590 14284748 X 20825701 337034 335000 672034 20153667 76807 2629 79436 20233103 18153565 354085 354085 17799480 76807 2629 79436 17878916 PART X, LINE 2: THE ASSOCIATION ACCOUNTS FOR INCOME TAXES IN ACCORDANCE WITH THE ACCOUNTING STANDARDS CODIFICATION (ASC) TOPIC INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE ASSOCIATION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED DECEMBER 31, 2016 AND 2015, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. AS OF DECEMBER 31, 2016, THE STATUE OF LIMITATIONS FOR TAX YEARS 2013 THROUGH 2015 REMAINS OPEN WITH THE U.S. FEDERAL JURISDICTION AND THE VARIOUS STATES AND LOCAL JURISDICTIONS IN WHICH THE INSTITUTE FILES RETURNS. PART XI, LINE 2D - OTHER ADJUSTMENTS: PAC ACTIVITY 335,000. PART XI, LINE 4B - OTHER ADJUSTMENTS: PUBLICATIONS SALES EXPENSES NETTED AGAINST REVENUE IN FINANCIALS 2,629. PART XII, LINE 2D - OTHER ADJUSTMENTS: PAC ACTIVITY 354,085. PART XII, LINE 4B - OTHER ADJUSTMENTS: PUBLICATION SALES EXPENSES NETTED AGAINST REVENUE IN FINANCIALS 2,629. 1 INDEPENDENT INSURANCE AGENTS AND BROKERS 127 S PEYTON ST ALEXANDRIA VA 22314 135665571 501(C)(6) 10000 GENERAL SUPPORT COUNCIL OF INSURANCE AGENTS AND BROKERS 701 PENNSYLVANIA AVE NW STE 750 WASHINGTON DC 20004 131952497 501(C)(6) 10000 GENERAL SUPPORT THE CONGRESSIONAL INSTITUTE INC 1700 DIAGONAL ROAD 730 ALEXANDRIA VA 22314 521504189 501(C)(4) 27500 GENERAL SUPPORT RIPON SOCIETY 1155 15TH ST NW STE 550 WASHINGTON DC 20005 042370356 501(C)(4) 20000 GENERAL SUPPORT TEXANS FOR LAWSUIT REFORM 1701 BRUN ST STE 100 HOUSTON TX 77019 760439129 501(C)(6) 10000 GENERAL SUPPORT INSURANCE INFORMATION INSTITUTE INC 110 WILLIAM STREET 24TH FLOOR NEW YORK NY 10038 131912455 501(C)(6) 20000 GENERAL SUPPORT TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 35000 GENERAL SUPPORT CENTRAL CAROLINA COMMUNITY FOUNDATION 2711 MIDDLEBURG DRIVE 213 COLUMBIA SC 29204 570793960 501(C)(3) 10000 GENERAL SUPPORT GENERAL SUPPORT GENERAL SUPPORT 2 6 PART I, LINE 2: ALTHOUGH THE ASSOCIATION OCCASIONALLY PROVIDES FINANCIAL SUPPORT IN THE FORM OF CONTRIBUTIONS TO OTHER ORGANIZATIONS, WE ARE NOT A GRANT-MAKING ORGANIZATION. X 1 1 X X X X X 0 1 0 FRED C BOSSE VICE PRESIDENT 199920 0 40000 0 2361 0 26527 0 13920 0 282728 0 0 0 ALISON COOPER VICE PRESIDENT 130033 0 30000 0 52 0 1846 0 22410 0 184341 0 0 0 JOSEPH A DIGIOVANNI SENIOR VICE PRESIDENT 248915 0 92500 0 1584 0 15000 0 855 0 358854 0 0 0 PETER R FOLEY VICE PRESIDENT 198332 0 29500 0 2234 0 25048 0 20683 0 275797 0 0 0 ERIC M GOLDBERG VICE PRESIDENT 160472 0 34000 0 835 0 21896 0 20457 0 237660 0 0 0 RONALD V JACKSON VICE PRESIDENT 162604 0 35000 0 207 0 9900 0 20456 0 228167 0 0 0 DAVID S LAUER VICE PRESIDENT & TREASURER 216450 0 81066 0 1844 0 28401 0 847 0 328608 0 0 0 WES MCCLELLAN VICE PRESIDENT 246982 0 15675 0 234 0 1346 0 4776 0 269013 0 0 0 DAVID PEARCE VICE PRESIDENT 291451 0 45000 0 856 0 10108 0 15231 0 362646 0 0 0 LEIGH A PUSEY PRESIDENT 992460 0 450000 0 5526 0 231155 0 20569 0 1699710 0 0 0 THOMAS J SANTOS VICE PRESIDENT 195323 0 41574 0 788 0 27331 0 20467 0 285483 0 0 0 STEPHEN C SCHNEIDER VICE PRESIDENT 167591 0 35000 0 648 0 22541 0 20678 0 246458 0 0 0 BRUCE C WOOD VICE PRESIDENT 184704 0 21250 0 2362 0 21642 0 8992 0 238950 0 0 0 PAMELA M YOUNG VICE PRESIDENT 154148 0 22750 0 1408 0 20742 0 20456 0 219504 0 0 0 JOSEPH S ZIELEZIENSKI SENIOR VP & GENERAL COUNSEL 343057 0 129500 0 4836 0 31155 0 881 0 509429 0 0 0 KATHERINE C PETTIBONE VICE PRESIDENT 164100 0 0 0 512 0 2923 0 1262 0 168797 0 0 0 PHILLIP L CARSON ASSISTANT GENERAL COUNSEL 155983 0 16000 0 568 0 16929 0 6055 0 195535 0 0 0 STEVEN M SUCHIL ASSISTANT VICE PRESIDENT 197495 0 12000 0 1447 0 17889 0 828 0 229659 0 0 0 STEVEN A BENNETT ASSISTANT GENERAL COUNSEL 141626 0 17000 0 505 0 18283 0 19116 0 196530 0 0 0 ADAM E KERNS ASSISTANT GENERAL COUNSEL 135460 0 12000 0 97 0 8400 0 6505 0 162462 0 0 0 PHILIPPE G MOISA DIRECTOR INFORMATION SYSTEMS 143262 0 15000 0 739 0 12534 0 827 0 172362 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL IS AVAILABLE ONLY ON TRIPS OVER A CERTAIN DURATION AND/OR DISTANCE. IT IS SELDOM USED. PART I, LINE 4B THE AIA SERP WAS FROZEN AS OF 12/31/10 WITH NO BENEFITS EARNED AFTER THAT DATE. HOWEVER, CURRENT CEO PUSEY IS STILL A PARTICIPANT IN THE PLAN AND HAS ACCRUED/UNPAID BENEFITS UNDER THAT PLAN. CRAIG BERRINGTON FORMER OFFICER 8350 LEGAL FEES 0 ALLAN STEIN FORMER OFFICER 108206 CONSULTING FEES 0 TAYLOR COSBY FORMER OFFICER 32500 CONSULTING FEES 0 0 FORM 990, PART VI, SECTION A, LINE 6 ELIGIBILITY: ANY INSURANCE COMPANY OR GROUP OF INSURANCE COMPANIES LICENSED TO DO BUSINESS IN ANY STATE, TERRITORY OR POSSESSION OF THE UNITED STATES AND TRANSACTING THEREIN ANY OF THE LINES OF INSURANCE SERVED BY THIS CORPORATION AND ENUMERATED IN ARTICLE IX IS ELIGIBLE FOR MEMBERSHIP. A MEMBER OF THE CORPORATION (HEREINAFTER REFERRED TO AS MEMBER) SHALL MEAN ANY INSURANCE COMPANY ELECTED TO MEMBERSHIP AS HEREINAFTER PROVIDED; EXCEPT THAT IF SUCH INSURANCE COMPANY IS PART OF A GROUP OF AFFILIATED COMPANIES UNDER COMMON OWNERSHIP, MANAGEMENT OR CONTROL, ALL SUCH INSURANCE COMPANIES CONSTITUTING A GROUP WHICH ARE ELECTED TO MEMBERSHIP SHALL CONSTITUTE A SINGLE MEMBER. ELECTION OF MEMBERS. ANY COMPANY ELIGIBLE FOR MEMBERSHIP UNDER THESE BY-LAWS MAY BE ELECTED TO MEMBERSHIP UPON THE AFFIRMATIVE VOTE OF A MAJORITY OF THE MEMBERS OR DIRECTORS PRESENT AND ENTITLED TO VOTE AT ANY MEETING OF THE MEMBERS OR THE BOARD OF DIRECTORS, RESPECTIVELY. VOTING RIGHTS. EACH MEMBER SHALL AT ANY MEETING OF THE MEMBERS BE ENTITLED TO ONOE VOTE. FORM 990, PART VI, SECTION A, LINE 7A AT EACH ANNUAL MEETING OF THE MEMBERS THERE SHALL BE ELECTED A CHAIR, A CHAIR-ELECT AND NOT MORE THAN TWO VICE CHAIRS AS SET FORTH IN ARTICLE V, SECTION 2. EACH OF SAID OFFICERS SHALL BE ELECTED AND QUALIFIED FOR A TERM OF ONE YEAR AND SHALL SERVE UNTIL A SUCCESSOR IS CHOSEN, OR UNTIL HIS OR HER EARLIER DEATH, RESIGNATION OR REMOVAL. NO MORE THAN ONE PERSON WHO IS EMPLOYED BY A GIVEN MEMBER SHALL BE ELIGIBLE FOR SUCH OFFICES AT THE SAME TIME. THE PRESIDENT, VICE PRESIDENTS, CORPORATE SECRETARY AND TREASURER SHALL BE ELECTED ANNUALLY BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B COPIES OF THE FORM 990 ARE MADE AVAILABLE TO THE GOVERNING BOARD AFTER IT HAS BEEN FILED. FORM 990, PART VI, SECTION B, LINE 15 CEO COMPENSATION BEGINS WITH SEARCHES CONDUCTED BY OUTSIDE FIRMS, WITH SALARIES COMPARED TO NOT-FOR-PROFIT SURVEYS, AND APPROVAL BY AIA'S EXECUTIVE COMMITTEE. OFFICERS OR KEY EMPLOYEES COMPENSATION BEGINS WITH SALARIES COMPARED ON A REGULAR BASIS TO NOT-FOR-PROFIT SURVEYS AND ANNUAL BONUSES ARE APPROVED BY AIA'S EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATIONS WILL PROVIDE THESE DOCUMENTS UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THESE DOCUMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 9: DEFINED BENEFIT CHARGES OTHER THAN NET PERIODIC BENEFIT EXPENSE -816,847. AIA STATE CORPORATE PAC 2101 L STREET NW SUITE 400 WASHINGTON DC 20037 521601971 POLITICAL COMMITTEE DC 527 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0