2017-11-15T12:14:11-06:00 2016-12-31 141555429 UHY ADVISORS NY INC 4 TOWER PLACE EXECUTIVE PARK 7TH FLOOR ALBANY NY 12203 990 2016-01-01 223250064 BALDWIN RESEARCH INSTITUTE INC BALD 5188422204 9 MARKET ST STE 4 AMSTERDAM NY 12010 RYAN SCHWANTES PRESIDENT 5188422204 2017-11-06 1 XIAOQIANG ZHANG P01577994 5184493166 209.99.101.4 2017-11-06 10:21:33 ES P 69E6C8BDC6A2D250775C651D43A2616646AEEB2E B2006F24262E52DA3BA4A4C22F6C26EF487F16DC 2016 2017-02-10 21:41:12Z RYAN SCHWANTES 9 MARKET ST STE 4 AMSTERDAM NY 12010 4824913 0 X WWW.BALDWINRESEARCH.COM X 1993 NY BALDWIN RESEARCH INSTITUTE'S MISSION IS TO RESEARCH AND DEVELOP PROGRAMS FOR RECOVERY FROM DRUG AND ALCOHOL PROBLEMS, TO GUIDE THE DRUG AND ALCOHOL TREATMENT INDUSTRY AND TO BE A FORCE FOR CHANGE, TO RESEARCH AND DEVELOP DRUG AND ALCOHOL ABUSE PREVENTION PROGRAMS, AND TO HONESTLY AND OBJECTIVELY EDUCATE THE PUBLIC AS TO THE EFFECTIVENESS OF TREATMENT AND PREVENTION PROGRAMS WITH RESPECT TO DRUG AND ALCOHOL ABUSE. 6 4 112 0 -121728 -63899 20167 12875 5238102 4730617 250 180 -79790 -121728 5178729 4621944 0 0 0 0 2926996 2725475 0 0 0 2348572 2327601 5275568 5053076 -96839 -431132 3538943 3024730 3206433 3123352 332510 -98622 X PLEASE SEE DESCRIPTION OF ORGANIZATION'S MISSION ON SCHEDULE O. 0 0 3324211 4730617 THE ST. JUDE RESEARCH AND EDUCATION PROGRAM OF BALDWIN RESEARCH INSTITUTE IS A CONSTANTLY EVOLVING CURRICULUM OFFERED THROUGH CLASSES OVER SIX WEEKS AT TWIN RIVERS RETREAT AND 4 WEEKS AT THE EXECUTIVE RETREAT. CLASSES ARE FOR THE PURPOSE OF TEACHING GUESTS AN ALTERNATIVE, NON-MEDICAL BASED WAY IN WHICH THEY CAN MOVE BEYOND SUBSTANCE USE PROBLEMS. INDIVIDUALS ENROLLED ATTEND CLASSES WITH TRAINED PRESENTERS 2 TIMES PER DAY, 5 DAYS PER WEEK. ADDITIONAL CLASSES THROUGHOUT THE WEEK TEACH FOCUS ELECTIVES, WHICH ARE CLASSES AIMED TOWARDS HELPING GUESTS DEAL WITH SPECIFIC EDUCATIONAL, EMPLOYMENT, AND LIFESTYLE CHALLENGES. SOCIAL ACTIVITIES ARE COORDINATED DURING THE EVENING HOURS. A DAY CLASS OPTION IS AVAILABLE TO INDIVIDUALS IN THE NEW YORK CITY AREA AS WELL AS A HOME STUDY PROGRAM WHICH IS A SELF-PACED OPTION INDIVIDUALS CAN PURCHASE ONLINE. BALDWIN RESEARCH INSTITUTE CONTINUALLY RESEARCHES THE INDUSTRY IN WHICH THEY SERVE AND PRESENT THIS INFORMATION TO THE PUBLIC THROUGH VARIOUS PUBLICATIONS AND BOOKS ACCORDINGLY. 3324211 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 6 0 1 112 1 1 1 0 0 0 0 0 0 0 0 0 X 6 4 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X RYAN SCHWANTES 5188422204 9 MARKET ST STE 4 AMSTERDAM NY 12010 MR RYAN SCHWANTES PRESIDENT/CFO 45.00 X X 94267 0 20037 MR MARK SCHEEREN BOARD CHAIRMAN 45.00 X X 133882 0 20037 MR KIRKHAM CORNWELL SECRETARY 1.00 X X 0 0 0 MR LAWRENCE DUDA BOARD MEMBER 1.00 X 0 0 0 MR DANIEL LAGINESS BOARD MEMBER 1.00 X 0 0 0 DR PETER VENTURELLI BOARD MEMBER 1.00 X 0 0 0 MRS MICHELLE DUNBAR EXECUTIVE DIRECTOR 45.00 X 95298 0 20037 MR GERALD BROWN SENIOR CONSULTANT 40.00 X 144526 0 7031 467973 0 67142 2 0 1 0 0 12875 12875 PROGRAM SERVICE REVENUE 611710 4893750 4893750 RETURNS AND ALLOWANCES 611710 -163133 -163133 4730617 180 180 81241 202969 -121728 -121728 -121728 4621944 4730617 -121728 180 383558 301323 82235 2105432 1673677 431755 43800 26232 17568 192685 153614 39071 5960 5960 12668 12668 918313 918313 82120 64520 17600 141168 137756 3412 31032 30731 301 17231 1692 15539 60288 46000 14288 187518 105379 82139 154346 107623 46723 GUEST HOUSE OPERATIONS 440941 439001 1940 BANK SERVICE CHARGES 104091 98273 5818 AUTOMOBILE EXPENSE 49399 30682 18717 OUTSIDE SERVICES 45131 40699 4432 77395 67009 10386 5053076 3324211 1728865 0 455494 143836 2447 1384 60785 6244 28255 25736 1487 1381 5228859 2382710 2973178 2846149 0 0 17297 0 3538943 3024730 402082 463120 263461 273198 27462 21277 2513428 2365757 3206433 3123352 X 332510 -98622 332510 -98622 3538943 3024730 -431132 0 X 0 1 X 1 0 X 10950 22836 37170 20167 12875 103998 5130188 5509955 5368044 5237902 4730617 25976706 5141138 5532791 5405214 5258069 4743492 26080704 0 0 0 26080704 1137 656 542 250 180 2765 1137 656 542 250 180 2765 250 180 430 5142275 5533447 5405756 5258569 4743852 26083899 0.99990 0.99990 0.00010 0.00010 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6468 6468 1720773 553309 1167464 2088568 505802 1582766 611757 577883 33874 801293 745716 55577 2846149 X 4824913 202969 202969 4621944 0 4621944 5256045 202969 202969 5053076 0 5053076 PART X, LINE 2: TEXT OF FINANCIAL STATEMENTS FOOTNOTE RELATED TO UNCERTAIN TAX POSITIONS (FIN 48/ASC 740): THE PRIMARY INCOME TAX POSITION TAKEN BY THE ORGANIZATION FOR ANY YEARS OPEN UNDER THE VARIOUS STATUTES OF LIMITATIONS IS THAT THE ORGANIZATION CONTINUES TO BE EXEMPT FROM INCOME TAXES EXCEPT FOR UNRELATED BUSINESS INCOME. THE ORGANIZATION BELIEVES THAT THERE ARE NO UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES AND DEPRECIATION 202,969. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES AND DEPRECIATION 202,969. X 1 1 X X 0 0 0 0 0 0 0 0 0 MR MARK SCHEEREN BOARD CHAIRMAN 133882 0 0 0 0 0 0 0 20037 0 153919 0 0 0 MR GERALD BROWN SENIOR CONSULTANT 144526 0 0 0 0 0 0 0 7031 0 151557 0 0 0 PART I, LINE 1A EXPLANATION OF SPECIFIC BENEFITS OR AMENITIES: THE ORGANIZATION PAYS FOR HEALTH CLUB DUES FOR ALL EMPLOYEES, INCLUDING THOSE IN MANAGEMENT POSITIONS, TO PROMOTE GOOD HEALTH. TRI-KEY GROUP INC ENTITY 86% OWNED BY MARK SCHEEREN, DIRECTOR/OFFICER CASH FLOW X 66745 21277 0 1 1 21277 FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCEDURE: A COPY OF THE FORM 990 IS PROVIDED TO BOARD MEMBERS FOR REVIEW PRIOR TO FILING. ORGANIZATION MANAGEMENT ALSO REVIEWS AND SIGNS THE FORM 990 PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY PROCEDURES: THE ORGANIZATION'S GOVERNING BODY AND MANAGEMENT EMPHASIZE COMMUNICATION WITHIN THE ORGANIZATION. DUE TO THE CLOSE-KNIT STRUCTURE OF THE GOVERNING BODY, ANY CONFLICTS OF INTEREST ARE DEALT WITH QUICKLY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION PROCEDURES: OFFICER, EXECUTIVE DIRECTOR, AND TOP MANAGEMENT COMPENSATION IS REVIEWED ANNUALLY BY INDEPENDENT BOARD MEMBERS. INDEPENDENT BOARD MEMBERS' APPROVAL IS OBTAINED FOR ANY CHANGES IN COMPENSATION. IN 2015 COMPARABLE INDUSTRY COMPENSATION DATA (FOR COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS)WAS UTILIZED FOR THIS REVIEW. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY TO PUBLIC OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS: THESE ARE AVAILABLE UPON REQUEST.