2017-11-15T15:38:56-06:00 2016-12-31 910189318 Moss Adams LLP 4747 Executive Drive Suite 1300 San Diego CA 92121 990 2016-01-01 208009370 Sanford Consortium For Regenerative Medicine SANF 8582461074 2880 Torrey Pines Scenic Dr La Jolla CA 92037 JEFFREY A STEINDORF COO/VP 8582461074 2017-11-14 1 Patricia J Mayer P00188643 8586271400 12.129.7.100 2017-11-14 20:59:10 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 5AA2B9289D373ED9AECE1682C470BAAD2873C4EE 2016 2017-02-10 21:41:12Z Edward W Holmes 2880 Torrey Pines Scenic Dr La Jolla CA 92037 8578381 0 X www.sanfordconsortium.org X 2006 CA Applying the power of collaborative stem cell research to advance breakthrough therapies. 11 10 2 12 9200 7866 50000 0 8077505 8429762 26531 73143 31528 75476 8185564 8578381 0 0 0 0 270249 277651 0 0 0 12245296 19554805 12515545 19832456 -4329981 -11254075 110695383 105509446 58645345 64713483 52050038 40795963 THE SANFORD CONSORTIUM, A COLLABORATION OF FIVE PREEMINENT, LIFE SCIENCE RESEARCH INSTITUTIONS, COMPRISES RENOWNED SCIENTISTS WITH EXPERTISE IN STEM CELL AND REGENERATIVE MEDICINE RESEARCH WHO ARE SEEKING TRANSFORMATIVE DISCOVERIES AND BREAKTHROUGH MEDICAL ADVANCES. 0 0 11917052 8359231 THE SANFORD CONSORTIUM SUCCESSFULLY ADVANCED OPERATIONS AND STEM CELL RESEARCH COLLABORATIONS IN 2016. SCIENTISTS FROM THE CONSORTIUM'S FIVE MEMBER INSTITUTIONS - LA JOLLA INSTITUTE FOR ALLERGY AND IMMUNOLOGY, SALK INSTITUTE FOR BIOLOGICAL STUDIES, SANFORD-BURNHAM MEDICAL RESEARCH INSTITUTE, THE SCRIPPS RESEARCH INSTITUTE, AND THE UNIVERSITY OF CALIFORNIA, SAN DIEGO - CONTINUED SCIENTIFIC RESEARCH TO DEFINE METHODS FOR HARNESSING THE REGENERATIVE POWERS OF STEM CELLS TO TREAT SOME OF THE WORLD'S MOST CHALLENGING DISEASES. MAJOR AREAS OF FOCUS INCLUDE ALZHEIMER'S DISEASE, CANCER, DIABETES, HEART DISEASE, PARKINSON'S DISEASE, AND SPINAL CORD INJURIES. SCIENTIFIC PAPERS BY CONSORTIUM RESEARCHERS HAVE ENHANCED THE BASE OF KNOWLEDGE AVAILABLE TO THOUSANDS OF STEM CELL SCIENTISTS WORLDWIDE. 9200 THE CONSORTIUM SPONSORED THE 2016 INTERNATIONAL GATHERING OF STEM CELL MEETING ON THE MESA. 11926252 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 5 0 1 2 1 1 1 0 0 0 0 0 0 0 0 0 X 11 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X Jeffrey A Steindorf 8582461101 2880 Torrey Pines Scenic Dr la jolla CA 92037 ATKINSON Richard Director 1.00 X 0 0 0 Blackburn Elizabeth director 1.00 X 0 0 0 Brenner David director 1.00 X 0 0 0 BURNHAM Malin board chair 1.00 X 0 0 0 Holmes Edward PRESIDENT & DIRECTOR 20.00 X X 44627 0 18898 Keadle Elizabeth Director 1.00 X 0 0 0 KHOSLA Pradeep director 1.00 X 0 0 0 KRONENBERG Mitchell director 1.00 X 0 0 0 Sanford Denny board vice chair 1.00 X 0 0 0 Schultz Peter director 1.00 X 0 0 0 VUORI Kristina director 1.00 X 0 0 0 Samit Robin VICE PRESIDENT & SECRETARY 1.00 X 0 0 0 STEINDORF Jeffrey VICE PRESIDENT & COO 40.00 X 200000 0 0 WITMER Kim Vice President & CFO 1.00 X 0 0 0 244627 0 18898 1 0 1 0 kavanagh associates llc 5830 Oberline Drive Suite 302 san diego CA 92121 facilities management 422651 SECURITAS SECURITY SERVICES USA INC 1550 HOTEL CIRCLE NORTH SAN diego CA 92108 SECURITY SERVICES 261188 Sol Pacific LLC 6336 Greenwich Drive Ste B San diego CA 92122 Janitorial Services 230935 3 LICENSE FEES 900099 7884141 7884141 CONTRACT RESEARCH 900099 310163 310163 MISCELLANEOUS REVENUE 900099 235458 164927 70531 8429762 73143 73143 PARKING REVENUE 812930 75476 9200 66276 75476 8578381 8359231 9200 209950 263525 113316 150209 14126 6074 8052 366696 366696 1825 1825 37912 37912 123164 123164 44576 44576 1506982 1506982 1379 1379 26428 26428 2476217 2476217 5709830 5709830 140446 140446 Bond Extinguishment 7255576 7255576 Building Support 836723 836723 Science Support 309852 309852 Security Services 261188 261188 456011 312946 143065 19832456 11926252 7906204 0 1601987 1961709 158991 129087 106014 103409 123244077 26017581 102812061 97226496 6016330 6088745 110695383 105509446 516576 832528 60625 58068144 63880955 58645345 64713483 X 52050038 40795963 52050038 40795963 110695383 105509446 -11254075 0 X 0 1 X 1 0 X 12319710 140115 92850 50000 0 12602675 12319710 140115 92850 50000 12602675 12602675 21963 59220 84162 119705 209949 494999 5420 7750 7708 4189 8866 33933 13131607 38803894 0.95970 0.98820 X 107951815 13789318 94162497 15292262 12228263 3063999 97226496 The Regents STIP 6088745 F 6088745 X 8578381 0 8578381 0 8578381 19832456 0 19832456 0 19832456 Part X, Line 2: Sanford has no unrecognized tax benefits or liabilities as of December 31, 2016 or 2015. Sanford files an exempt organization return in the United States federal jurisdiction and with the Franchise Tax Board in the state of California. For each of the years ended December 31, 2016 and 2015, taxes on unrelated business income are recorded when paid and no provision for income tax has been made. X 0 0 0 0 0 0 0 1 0 STEINDORF Jeffrey VICE PRESIDENT & COO 195000 0 5000 0 0 0 0 0 0 0 200000 0 0 0 Part I, Line 7 A discretionary bonus was paid to the COO for achieving goals approved by the Board of Directors. A CA Infrastructure & Econ Dev Bank 630304652 13034APJ3 2016-10-01 64485972 Refunding Bonds 0 0 0 A 64485972 450275 64035697 1 0 1 1 A 0 0 0 1 1 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 Form 990, Part VI, Section B, line 11b The return is reviewed by management, and a copy is provided to all voting board members prior to filing. Form 990, Part VI, Section B, line 12c per sanford's conflict of interest policy, all officers, directors, trustees and/or key employees ("covered persons") are required to promptly and fully disclose all material facts of every actual or potential conflict of interest (a) existing at the time he/she becomes a covered person; (b) that arises while he/she is a covered person, at the time such actual or potential conflict arises; and (c) annually, every covered person must complete a conflict of interest survey. any person with a conflict with respect to any matter must recuse him/herself from any discussion or vote with respect to such matter. Form 990, Part VI, Section B, line 15 Compensation of all officers and key employees was reviewed by the Board in consultation with the council of administrative leaders. Form 990, Part VI, Section C, line 19 the organization makes its governing documents, financial statements and conflict of interest policy available to the public upon request.