2017-11-12T08:31:13-06:00 2016-12-31 363879070 Lee H Tockman and Associates LLC 53 West Jackson Blvd Ste 1540 Chicago IL 60604 990PF 2016-01-01 366069174 I & G CHARITABLE FOUNDATION I&GC 3126210245 225 WEST WASHINGTON No 1650 CHICAGO IL 60606 OWEN BROWN PRESIDENT 3128494546 2017-11-03 1 LEE H TOCKMAN P00328154 3129871118 2017-11-03 24.14.41.75 2017-11-03 17:10:32 CD P 7259AA0071A549BF8B5B285FF39A21293088EF30 EF69A8E45BEF6239DD23AB4968C075826A184EFA 2016 2017-02-10 21:41:12Z X 9759337 X X 51445 51445 134892 134892 3066 3066 -30615 722862 840624 722862 47800 47800 960065 960065 0 0 0 3150 3150 0 4880 4880 0 3884 3884 0 12912 4912 0 138467 138331 0 163293 155157 0 783075 783075 946368 155157 783075 13697 804908 716237 576649 576649 682108 682108 2950728 5375678 5789099 6231960 6774023 7047856 9759337 0 0 X 0 0 0 0 6774023 7047856 6774023 7047856 6774023 7047856 6774023 13697 260136 7047856 0 7047856 GMG CAPITAL PARTNERS P 2016-12-31 21753 -21753 -21753 ROUNDTABLE HEALTHCARE PARTNERS II P 2016-12-31 270545 270545 270545 ROUNDTABLE HEALTHCARE PARTNERS III P 2016-12-31 190052 190052 190052 LANDMARK SECONDARY PARTNERS IX. LP P 2016-12-31 8112 -8112 -8112 LANDMARK REAL ESTATE PARTNERS P 2016-12-31 1368 -1368 -1368 LANDMARK REAL ESTATE PARTNERS P 2016-12-31 537 -537 -537 LANDMARK OPPORTUNITY FUND, L.P. P 2016-12-31 1 -1 -1 LANDMARK OPPORTUNITY FUND, L.P. P 2016-12-31 6811 -6811 -6811 LANDMARK SECONDARY PARTNERS, LP P 2016-12-31 9 -9 -9 LANDMARK SECONDARY PARTNERS, LP P 2016-12-31 11716 -11716 -11716 GEOLOGIC RESOURCE FUND LP P 2016-12-31 807 807 807 GEOLOGIC RESOURCE FUND LP P 2016-12-31 3451 -3451 -3451 MARKETABLE SECURITIES 1231 P 2016-12-31 192 -192 -192 AUTUMN RIDGE MARKETABLE SECURITIES 1231 P 2016-12-31 239188 239188 239188 HALP LANDMARK PARTNERS II P 2016-12-31 555 -555 -555 FSMP TRUST P 2016-12-31 2093 2093 2093 UNITY II P 2016-12-31 221 -221 -221 UNITY II P 2016-12-31 18523 18523 18523 UNITY II 1231 P 2016-12-31 1317 1317 1317 UNITY III P 2016-12-31 815 815 815 UNITY III P 2016-12-31 16989 16989 16989 UNITY III 1231 P 2016-12-31 78973 78973 78973 CONCORD INVESTMENTS P 2016-12-31 61476 -61476 -61476 CONCORD INVESTMENTS P 2016-12-31 9456 9456 9456 CONCORD INVESTMENTS 1231 P 2016-12-31 5642 5642 5642 MARKETABLE SECURITIES P 2016-12-31 531 -531 -531 MARKETABLE SECURITIES P 2016-12-31 1029 -1029 -1029 APPOLLO EUROPEAN FINANCE FD P 2016-12-31 4480 4480 4480 Capital Gains Dividends P 1744 1744 1744 722862 0 733767 9309071 0.078823 707864 9278544 0.076290 775500 9780996 0.079286 544924 8729256 0.062425 519400 9137257 0.056844 0.353668 0.070734 9273963 655984 8049 664033 783075 X 8049 0 8049 0 8049 18283 18283 10234 10234 0 0 0 0 0 0 0 0 0 1 1 0 1 1 IL 1 0 0 0 0 1 N/A JENNIFER DOBOSH 3123272095 BROWN AND BROWN LLC 225 W WASHINGTO CHICAGO IL CHICAGO IL 60606 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JEFFREY R BROWN 3402 ALBATROSS SAN DIEGO CA 92103 DIR 0.00 0 0 0 ANDREW W BROWN 1209 LINCOLN AVE SO HIGHLAND PARK IL 60035 DIR 0.00 0 0 0 OWEN S BROWN 1120 S 2ND ST 1206 MINNEAPOLIS MN 55415 PRESIDENT AND TREASURER 0.00 0 0 0 HENRY G BROWN 126 E 4TH STREET HINSDALE IL 60521 DIR 0.00 0 0 0 VANESSA JB MCGUIRE 4419 FREMONT AVENUE MINNEAPOLIS MN 55419 DIR 0.00 0 0 0 JOAN JENSEN 3402 ALBATROSS SAN DIEGO CA 92103 VICE PRESIDENT 0.00 0 0 0 GARY H HOLZMAN 490 CARRIAGE WAY DEERFIELD IL 60015 ASST. SECY AND TREAS. 0.00 0 0 0 JULIE VITIRITTI 19251 LANGE ST LANSING IL 60438 ASST. TREASURER 0.00 0 0 0 BARB BLACHARCZYK 5018 N LOCKWOOD CHICAGO IL 60630 ASSISTANT TREASURER 0.00 0 0 0 JENN DOBOSH 3207 N CLIFTON 202 CHICAGO IL 60657 ASSISTANT SECY AND TREAS 0.00 0 0 0 DEBBIE RAHN 239 S EDGELAWN AURORA IL 60506 ASST. TREAS 0.00 0 0 0 ROGER O BROWN 1261 CLAVEY ROAD HIGHLAND PARK IL 60035 DIRECTOR 0.00 0 0 0 BARBARA E BROWN 1261 CLAVEY ROAD HIGHLAND PARK IL 60035 DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 0 8401626 1013565 0 9415191 0 0 9415191 141228 9273963 463698 463698 8049 595 8644 455054 0 455054 0 455054 783075 0 783075 8049 775026 455054 0 0 72847 116613 297050 256151 279781 1022442 783075 0 0 0 455054 328021 0 0 1350463 0 0 0 0 0 0 72847 1277616 116613 297050 256151 279781 328021 X ACUMEN FUND 76 NINTH AVENUE 315 NEW YORK NY 10011 NONE 501 (C) (3) GENERAL 1500 ALL CHICAGO 651 WEST WASHINGTON CHICAGO IL 60661 NONE 501 (C) (3) GENERALGENERAL 33000 AVENUES FOR HOMELESS YOUTH 1708 OAK PARK AVE N MINNEAPOLIS MN 55411 NONE 501 (C) (3) GENERAL 15000 CHICAGO HOUSE AND SOCIAL SERVICE AGENCY 1925 N CLYBOURN AVE 401 CHICAGO IL 60614 NONE 501 (C) (3) GENERAL 25000 CHRYSALIS 522 S MAIN STREET LOS ANGELES CA 90013 NONE 501 (C) (3) GENERAL 17500 EWB-USA 1031 33RD STREET SUITE 210 DENVER CO 80205 NONE 501 (C) (3) GENERALGENERALGENERAL 1500 FOCUS POINTS FAMILY RESOURCE CENTER 2501 E 48TH AVENUE DENVER CO 80216 NONE 501 (C) (3) GENERAL 15000 FOOD FOR FREE COMMITTEE 11 INMAN STREET CAMBRIDGE MA 02139 NONE 501 (C) (3) GENERALGENERAL 500 FOUNDATION OF CITY COLLEGE PO BOX 40488 SAN FRANCISCO CA 94140 NONE 501 (C) (3) GENERAL 2000 HOMELESS PRENATAL PROGRAM 2500 18TH STREET SAN FRANCISCO CA 94110 NONE 501 (C) (3) GENERAL 10000 ILLINOIS ACTION FOR CHILDREN 4753 NORTH BROADWAY CHICAGO IL 60640 NONE 501 (C) (3) GENERAL 50000 JEWISH FEDERATION OF METROPOLITAN CHICAGO 909 W WILSON CHICAGO IL 60640 NONE 501 (C) (3) GENERAL 50000 KIVA MICRO FUNDS 875 HOWARD STREET STE 340 SAN FRANCISCO CA 94103 NONE 501 (C) (3) GENERAL 1500 LARKIN STREET YOUTH SERVICES 134 GOLDEN GATE AVENUE SAN FRANCISCO CA 94102 NONE 501 (C) (3) GENERAL 10000 MERIDIAN HEALTH FOUNDATION PO BOX 1273 SAN MATEO CA 94401 NONE 501 (C) (3) GENERAL 30000 MONA FOUNDATION 218 MAIN STREET STE 404 KIRKLAND WA 98033 NONE 501 (C) (3) GENERAL 8000 NEW DOOR VENTURES 3221 20TH SAN FRANCISCO CA 94110 NONE 501 (C) (3) GENERAL 10000 NORTH LAWNDALE EMPLOYMENT NETWORK 3726 W FLOURNEY CHICAGO IL 60624 NONE 501 (C) (3) GENERAL 30000 OPEN ARMS OF MINNESOTA 2500 BLOOMINGTON AVENUE MINNEAPOLIS MN 55404 NONE 501 (C) (3) GENERAL 5000 PLANNED PARENTHOOD FEDERATION 434 WEST 33RD STREET NEW YORK NY 10001 NONE 501 (C) (3) GENERAL 6000 POMONA COLLEGE 333 NORTH COLLEGE WAY CLAREMONT CA 91711 NONE 501 (C) (3) GENERAL 10000 PRISON UNIVERSITY PROJECT PO BOX 942 SAN QUENTIN CA 94964 NONE 501 (C) (3) GENERAL 85075 PROJECT AVARY PO BOX 150088 SAN RAFAEL CA 94915 NONE 501 (C) (3) GENERAL 50000 RAPHAEL HOUSE OF SAN FRANCISCO 1065 SUTTER STREET SAN FRANCISCO CA 94109 NONE 501 (C) (3) GENERAL 15000 ROOM TO GROW NATIONAL INC 142 BERKELEY STREET BOSTON MA 02116 NONE 501 (C) (3) GENERAL 15000 ST LEONARDS MINISTRIES 2100 WEST WARREN CHICAGO IL 60612 NONE 501 (C) (3) GENERAL 35000 THE ARK 6450 NORTH CALIFORNIA CHICAGO IL 60645 NONE 501 (C) (3) GENERAL 35000 THE CARA PROGRAM 703 W MONROE CHICAGO IL 60614 NONE 501 (C) (3) GENERAL 37500 THRESHOLDS 4101 NORTH RAVENSWOOD CHICAGO IL 60613 NONE 501 (C) (3) GENERAL 45000 USA FOR UNHCR 1775 K STREET NW STE 580 WASHINGTON DC 20006 NONE 501 (C) (3) GENERAL 5000 WOMENS BOARD OF THE FIELD MUSEUM 1400 S LAKE SHORE DR CHICAGO IL 60605 NONE 501 (C) (3) GENERAL 5000 ALI FORNEY CENTER 76 NINTH AVENUE 315 NEW YORK NY 10011 NONE 501 (C) (3) GENERAL 10000 AMERICAN CIVIL LIBERTIES UNION 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 NONE 501 (C) (3) GENERAL 2500 AUSTIN PARKS FOUNDATION 5107 CALLES ST SUITE 116 AUSTIN TX 787023956 NONE 501 (C) (3) GENERAL 1000 BOYS AND GIRLS CLUBS OF AMERICA 1275 PEACHTREE STREET NW ATLANTA GA 30309 NONE 501 (C) (3) GENERAL 1000 ELMHURST HOME 12010 LINWOOD DETROIT MI 48206 NONE 501 (C) (3) GENERAL 3000 ENVIRONMENT WORKING GROUP 1436 U STREET NW SUITE 100 WASHINGTON DC 20009 NONE 501 (C) (3) GENERAL 5000 LAND STEWARSHIP PROJECT 821 WAST 35TH STREETSUITE 200 MINNEAPOLIS MN 55407 NONE 501 (C) (3) GENERAL 5000 LEUKEMIA & LYMPHONA SOCIETY PO BOX 1652 BLUE HILL ME 04614 NONE 501 (C) (3) GENERAL 2000 MINNESOTA INDIAN WOMEN'S RESOURCE CENTER 2300 15TH AVENUE SOUTH MINNEAPOLIS MN 55404 NONE 501 (C) (3) GENERAL 10000 NATIONAL NETWORK OF ABORTION FUNDS PO BOX 7569 NEW YORK NY 101507569 NONE 501 (C) (3) GENERAL 5000 PROMISES 2 KIDS 9400 RUFFIN COURT SUITE A SAN DIEGO CA 92123 NONE 501 (C) (3) GENERAL 10000 SAVE THE CHILDREN - US HEADQUARTERS 501 KINGS HWY SUITE 400 FAIRFIELD CT 06825 NONE 501 (C) (3) GENERAL 2000 SCIENCE MUSEUM OF MINNESOTA 120 KELLOGG BLVD ST PAUL MN 55102 NONE 501 (C) (3) GENERAL 5000 SAN FRANCISCO CASA 2535 MISSION STREET SAN FRANCISCO CA 94110 NONE 501 (C) (3) GENERAL 60000 SOUTHERN POVERTY LAW CENTER 400 WASHINGTON AVE MONTGOMERY AL 36104 NONE 501 (C) (3) GENERAL 2500 783075 0 14 51445 14 134892 16 -30615 14 47800 18 722862 0 926384 0 926384 7 ALL INCOME IS INVESTMENT INCOME ONLY 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 3150 3150 0 9000 COMPUTER SCIENCES 12563 534780 7530 MBIA 30918 80571 7740 PEPSICO 13845 809836 6825 ARES CAP CORP 372550 112544 9299 MCDONALDS 246795 1131874 9000 CSRA INC 5437 281123 21411.28 OAKMARK AT COST 235399 486036 LANDMARK REAL ESTATE PARTNERS IV AT COST 10217 1701 ROUNDTABLE HEALTHCARE INVESTORS AT COST 34556 31793 MARKETABLE SECURITIES AT COST 264719 265215 CONCORD INVESTMENTS LLC AT COST 2056440 2063983 GEOLOGIC RESOURCE FUND AT COST 39720 32427 GMG CAPITAL PARTNERS III AT COST 11765 0 ROUNDTABLE HEALTHCARE PARTNERS II AT COST 20865 30510 UNITY II AT COST 755231 789591 UNITY III AT COST 731281 673671 NEON LIBERTY LORIKEET FUND AT COST 695576 824622 ROUNDTABLE HEALTHCARE PARTNERS III AT COST 341255 405157 APOLLO EUROPEAN PRINCIPAL FINANCE AT COST 461604 494561 ROUNDTABLE HEALTHCARE PTNRS IV AT COST 130471 132693 DEDUCTIONS - ROUNDTABLE II 1105 1105 0 DEDUCTIONS LANDMARK OPPTY FD 145 145 0 DEDUCTIONS LNDMK II 112 112 0 DEDUCTIONS-CONCORD 59E2 6616 6616 0 DEDUCTIONS GEOLOGIC 1154 1154 0 DEDUCTIONS UNITY III 16923 16923 0 MARKETABLE SECURITIES-NONDEDUCT 4 0 0 LANDMARK SECONDARY PTNR IX NON DED 1 0 0 UNITY II ROYALTY 1 1 0 UNITY II 18166 18166 0 UNITY III NONDEDUCTIBLE 79 0 0 LANDMARK REAL ESTATE PARTNERS NON DEDUCTIBLE 5 0 0 ROUNDTABLE HEALTHCARE PARTNERS III 7528 7528 0 ROUNDTABLE HEALTHCARE INVESTORS DEDUCTIONS 104 104 0 DEDUCTIONS LANDMARK SECONDARY PTNRS 286 286 0 DEDUCTIONS LREP IV 192 192 0 AUTUMN RIDGE NONDEDUCTIBLE 11 0 0 FIFTH STREET MEZZANINE DEDUCTIBLE 127 127 0 MISCELLANEOUS EXPENSE 25 25 0 UNITY II NON DEDUCTIBLE 24 0 0 ROUNDTABLE HEALTHCARE PTNRS IV 10114 10114 0 MARKETABLE SECURITIES PORT DED 1779 1779 0 UNITY II 3 3 0 CONCORD NON DEDUCTIBLE 9 0 0 DEDUCTIONS CONCORD INVESTMENTS 39740 39740 0 LANDMARK SECONDARY PTNR IX 164 164 0 HALP LANDMARK II 195 195 0 UNITY III ROYALTIES 110 110 0 UNITY III NONDEDUCTIBLE 3 0 0 CONCORD ROYALTIES 21 21 0 DEDUCTIONS MARKETABLE SECURITIES 40 40 0 UNITY III 0 0 0 AUTUMN RIDGE 33681 33681 0 LANDMARK REAL ESTATE PARTNERS IV 0 0 0 UNITY II 0 0 0 ORD INCOME FROM UNITY II 53 53 53 LANDMARK OPPORTUNITY 648 648 648 OTHER INCOME GEOLOGIC 5439 5439 5439 UNITY III OTHER INCOME 1543 1543 1543 UNITY II ROYALTIES 18 18 18 LREP IV OTHER INCOME -4 -4 -4 UNITY II OTHER INCOME 9785 9785 9785 OTHER INCOME MARKETABLE SECURITIES ROYALTY 96 96 96 ORD INCOME UNITY III -1973 -1973 -1973 UNITY II STRADDLES 268 268 268 UNITY II OTHER INCOME 1857 1857 1857 UNITY III ROYALTIES 94 94 94 UNITY III STRADDLES -146 -146 -146 UNITY III OTHER INCOME 1031 1031 1031 TAX EXEMPT INCOME CONCORD INVESTMENTS 62 62 62 ORD INCOME CONCORD INVESTMENTS -11687 -11687 -11687 CONCORD INVESTMENTS PORTFOLIO 14076 14076 14076 CONCORD INVESTMENTS STRADDLES -766 -766 -766 CONCORD INVESTMENTS OTHER INCOME -692 -692 -692 OTHER INCOME GMG CAPITAL PTNRS -4797 -4797 -4797 OTHER INCOME ROUNDTABLE HEALTHCARE PTNRS III -1264 -1264 -1264 OTHER INCOME LANDMARK SECONDARY PTNRS -46 -46 -46 OTHER INCOME LNDMK SEC PTNRS IX PORT -307 -307 -307 OTHER INCOME LAND MARK REAL ESTATE PARTNERS IV -67 -67 -67 OTHER INCOME LANDMARK SECONDARY PARTNERS IX 15 15 15 OTHER INCOME AUTUMN RIDGE 967 967 967 CONCORD ROYALTIES 47 47 47 OTHER INCOME MARKETABLE SECURITIES 23 23 23 UNITY II TAX EXEMPT INCOME 212 212 212 UNITY III NON TAXABLE INCOME 89 89 89 UNITY III TAX EXEMPT INCOME 169 169 169 APPOLO EUROPEAN FINANCE FD 33057 33057 33057 MISCELLANEOUS TIMING DIFFERENCES IN PASSTHROUGH AND UNREALIZED APPRECIATION 260136 MANAGEMENT FEE 4880 4880 0 UNITY II- FGN TAX 1241 1241 0 MARKETABLE SECURITIES-FGN TAX 213 213 0 UNITY III-FOREIGN TAX 646 646 0 PERSHING FOREIGN TAX 1224 1224 0 CONCORD FOREIGN TAX 1588 1588 0 EXCISE TAX 8000 0 0