2017-11-15T11:25:23-06:00 2016-12-31 990 2016-01-01 135459420 United States Tennis Association Incorporated % USTA ACCOUNTING DEPT UNIT 9146967000 70 West Red Oak Lane White Plains NY 10604 GORDON SMITH Exec. Dir. & COO 9146967000 2017-11-14 173.251.58.103 13558720173195000000 2017-11-15 P B87AC78FAE0C058A730B07BC5C4CA9D56F44DEF5 B87AC78FAE0C058A730B07BC5C4CA9D56F44DEF5 2016 2017-02-10 21:41:12Z Katrina Adams 70 W Red Oak Lane White Plains NY 10604 271005325 false X www.usta.com X 1973 NY To Promote & Develop the Growth of Tennis. 14 14 779 50 0 222943 16947522 18277530 237109265 235525821 8259788 4262236 2887559 1646074 265204134 259711661 70486345 72843928 0 0 43664913 47092132 0 0 0 116861586 132925365 231012844 252861425 34191290 6850236 337498808 370133774 64250667 82414829 273248141 287718945 USTA IS THE NATIONAL GOVERNING BODY FOR THE SPORT OF TENNIS AND THE RECOGNIZED LEADER IN PROMOTING AND DEVELOPING THE SPORT'S GROWTH ON EVERY LEVEL IN THE UNITED STATES, FROM LOCAL COMMUNITIES TO THE CROWN JEWEL OF THE PROFESSIONAL GAME, THE US OPEN. THE USTA IS A PROGRESSIVE AND DIVERSE NOT-FOR-PROFIT ORGANIZATION WHOSE VOLUNTEERS, PROFESSIONAL STAFF AND FINANCIAL RESOURCES SUPPORT A SINGLE MISSION: TO PROMOTE AND DEVELOP THE GROWTH OF TENNIS. THE USTA HAS OVER 693,000 INDIVIDUAL MEMBERS, 8,600 ORGANIZATIONAL MEMBERS AND A PROFESSIONAL STAFF AND VOLUNTEERS DEDICATED TO GROWING THE GAME. false false US Open - See Schedule O Community Tennis Division - See Schedule O Professional Tennis Division - See Schedule O false true false true false false false false false true true false false true true false true false false false false false false false false false true true true false false false false false true false false false false true true false false true 982 0 true 779 true true true false false false false false X 14 14 false false false false true true true true true false false true true true true true true true true true true X USTA ACCOUNTING DEPT 9146967000 70 WEST RED OAK LANE White Plains NY 10604 Katrina Adams Director, President, CEO 19.0 4.0 X X 38522 0 0 Alexander Andrews IV Director, 1st VP 5.0 3.0 X X 25000 0 0 Thomas Ho Director, VP 7.0 4.0 X X 20000 0 0 Donald Tisdel Director, VP 7.0 4.0 X X 20000 0 0 Patrick Galbraith Director, Sec/Treas 7.0 4.0 X X 20000 0 0 Fabrizio Alcobe-Fierro Director 5.0 3.0 X 10000 0 0 Joan Baker Director 5.0 3.0 X 10000 0 0 Lauren Barnikow Director 5.0 3.0 X 10000 0 0 Mark Ein Director 5.0 3.0 X 10000 0 0 Michael J McNulty III Director 5.0 3.0 X 10000 0 0 Todd Martin Director 5.0 3.0 X 14000 0 0 Chanda Rubin-Hollier Director 5.0 3.0 X 17900 0 0 Andrew Valdez Director 5.0 3.0 X 10000 0 0 Kathleen Wu Director 5.0 3.0 X 0 0 0 Gordon Smith Executive Director, COO 35.0 20.0 X 1168889 0 140124 Andrea Hirsch Chief Administrative Officer 40.0 0.0 X 810822 0 29874 Ed Neppl Chief Financial Officer 40.0 0.0 X 621409 0 41848 Lew Sherr Chief Revenue Officer 40.0 0.0 X 980894 0 46930 Kurt Kamperman CEO, Community Tennis 40.0 0.0 X 796085 0 46930 David Brewer Chief Prof. Tennis Officer 40.0 0.0 X 518805 0 46930 Stacey Milkovich Chief Executive, Pro Tennis 40.0 0.0 X 397441 0 26310 Deanne Pownall Managing Dr.Partnership Mrktg 40.0 0.0 X 374333 0 46293 Lawrence Bonfante Chief Information Officer 40.0 0.0 X 379197 0 44225 Christian Widmaier Managing Dir. Corp. Communicat 40.0 0.0 X 383037 0 45811 Staciellen Mischel Associate General Counsel 40.0 0.0 X 350966 0 42882 Daniel Malasky General Counsel 40.0 0.0 X 372671 0 45356 Mary S Hunt Chief Marketing Officer 40.0 0.0 X 445940 0 5961 7815911 0 609474 131 true true false The Tennis Media Company PO BOX 220 PACIFIC PALISADES CA 90272 Publishing 2090590 Alorica Inc 8151 Peters Road PLANTATION FL 33324 Member Call Center 1487275 Deloitte Consulting LLP 4022 Sells Drive HERMITAGE TN 37076 Digital Consulting 4979812 Wunderman LLC 3 Columbus Circle NEW YORK NY 10019 Marketing 2800517 Horizon Media Inc 75 Varick Street NEW YORK NY 10013 DIGITAL Media 1366595 106 18174530 103000 18277530 TOURNAMENT RELATED 234263019 234263019 TENNIS PROGRAM FEES 1247942 1247942 BALL TEST FEES 14860 14860 235525821 1506481 1506481 0 1646074 0 0 0 9426804 4622615 7922109 3371555 1504695 1251060 2755755 0 0 0 0 0 0 0 0 0 0 259711661 237032302 72237635 606293 0 0 5673291 0 34310640 1271785 3489697 2346719 0 1973466 245000 0 0 0 13802192 2849568 2204426 1721069 0 4015337 14184576 0 456989 0 0 4481820 4109019 EVENT PRIZE MONEY/OTHER 46722272 PRINTING & PUBLICATIONS 3895547 TENNIS EVENT PRODUCTIONS 11678107 MEMBERSHIP OUTSOURCED SERVICES 3309568 17276409 252861425 294031 475902 120173586 88119334 0 0 15193419 10837087 0 0 0 0 7286649 6677046 408618 281195 6054070 6761436 109480767 27813470 23636908 81667297 48600416 52791984 99053278 102169476 13635996 16179145 0 0 3161837 4173872 337498808 370133774 33327999 35736271 0 0 29667025 45429415 0 0 0 0 0 0 0 0 0 0 1255643 1249143 64250667 82414829 X 273248141 287718945 0 0 0 0 273248141 287718945 337498808 370133774 6850236 7620568 X false true X true false RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true false 64489492 2678271 61811221 28919756 19277813 9641943 16071519 5857386 10214133 81667297 COMMON TRUST & PVT MUTUAL FUND 45222888 F ALTERNATIVE INVESTMENTS 56946588 F 102169476 0 POST RETIREMENT BENEFITS 1131143 LONG TERM SCHOLARSHIPS PAYABLE 118000 1249143 X FIN 48 Disclosure The Organization has not taken an unsubstantiated tax position that would require provision of a liability under ASC 740, "Income Taxes." The Organzation believes it is no longer subject to income tax examinations for the years prior to 2013. true La Jolla Beach & Tennis Club 2000 Spindrift Dr La Jolla CA 92037 330265921 501c3 7800 Adult Senior Championship Grant Longwood Cricket Club 564 Hammond St Chestnut Hill MA 02167 041554270 501c7 7000 Adult Senior Championship Grant Germantown Cricket Club 411 WMainheim St Philadelphia PA 19144 230620930 501c7 6200 Adult Senior Championship Grant United States Professional Tennis Association Inc 3535 Briarpark Dr Houston TX 77042 741818176 501c6 56250 Allied Partner Grant Professional Tennis Registry (PTR) PO Box 4739 Hilton Head SC 29938 570795565 501c6 28125 Allied Partner Grant Phit America 8505 Fenton St Silver Spring MD 20910 461432776 501c4 12500 Allied Partner Grant The Vanderbilt University 2301 Vanderbilt Pl Nashville TN 37240 620476822 501c3 24000 College Competition Grant Pac-12 Conference 360 Third St San Francisco CA 94107 941459048 501c3 6000 College Competition Grant University of Illinois 506 S Wright St Urbana IL 61801 376000511 501c3 7500 Community Involvement Grant Miami Township Hamilton Co 3780 Shady La North Bend OH 45052 316000589 Government 15000 Court Line Grant Tennessee Tennis Association 1029 17th Ave S Nashville TN 37212 620992696 501c4 10000 Court Line Grant Quincy University 1800 College Ave Quincy IL 62301 370661231 501c3 7000 Court Line Grant York Adams Community Tennis Association PO Box 1551 Hanover PA 17331 202952274 501c3 6500 Court Line Grant Kentucky Tennis Association Inc 8900 Greenway Cmn Pl Louisville KY 40220 610916485 501c4 5375 Court Line Grant National Public Parks Tennis Assoc 8500 Windfield Ave Kansas City MO 64153 846000580 Government 6000 Events Grant Flathead Valley Community College 777 Grandview Dr Kalispell MT 59901 810299199 501c6 28000 Facility Assistance Program Grant Mach Academy Inc 4360 Quail Creek Rd Martinez GA 30907 582013645 501c3 22500 Facility Assistance Program Grant Van Der Meer Tennis University PO Box 5902 Hilton Head Island SC 29938 942290118 22500 Facility Assistance Program Grant City Of Grand Island PO Box 1968 Grand Island NE 68802 476006205 Municipality 20000 Facility Assistance Program Grant City Of Jacksonville 117 W Duval St Jacksonville FL 32202 596000344 Municipality 20000 Facility Assistance Program Grant First Serve OKC Foundation 7301 Broadway Ext Oklahoma City OK 73116 463499004 501c3 20000 Facility Assistance Program Grant Kalamazoo College 1200 Academy St Kalamazoo MI 49006 381358014 501c3 20000 Facility Assistance Program Grant Shaker Heights City School District 15600 Parkland Dr Shaker Heights OH 44120 341083568 Government 20000 Facility Assistance Program Grant Kokosing Valley Community Tennis Association 111 North Concord St Mount Vernon OH 43050 264838508 18000 Facility Assistance Program Grant West Holmes Local School District 28 West Jackson St Millersburg OH 44654 346005088 School District 18000 Facility Assistance Program Grant Town Of Holly Springs PO Box 8 Holly Springs NC 27540 561143973 Government 17000 Facility Assistance Program Grant Independent School District 877 214 First Ave NE Buffalo MN 55313 416004776 School District 15000 Facility Assistance Program Grant Town Of Apex PO Box 250 Apex NC 27502 566001166 501c3 15000 Facility Assistance Program Grant Penn-Harris-Madison Education Foundation 55900 Bittersweet Rd Mishawaka IN 46545 351996785 501c3 13000 Facility Assistance Program Grant Town Of Thomaston 158 Main St Thomaston CT 06787 066002105 Government 13000 Facility Assistance Program Grant Ellsworth Community School District 300 Hillcrest St Ellsworth WI 54011 396001902 School District 12000 Facility Assistance Program Grant BOT of The Leland Stanford Junior Univ 3145 Porter Dr Palo Alto CA 94304 941156365 501c3 10000 Facility Assistance Program Grant Murraywood Swim & Racquet Club PO Box 336 Irmo SC 29063 570618538 10000 Facility Assistance Program Grant Raritan Valley YMCA 144 Tices La East Brunswick NJ 08816 221494457 501c3 10000 Facility Assistance Program Grant Rockingham Community College PO Box 38 Wentworth NC 27375 560812577 Educational Ins 10000 Facility Assistance Program Grant San Antonio Tennis Association 1503 San Pedro Ave San Antonio TX 78212 384014370 501c3 10000 Facility Assistance Program Grant Spearfish School District 40-2 525 E Illinois Spearfish SD 57783 460278406 School District 10000 Facility Assistance Program Grant United Way of Long Island 819 Grand Blvd Deer Park NY 11729 116042392 501c3 10000 Facility Assistance Program Grant Virginia Commonwealth University PO Box 843035 Richmond VA 23284 546001758 Educational Ins 10000 Facility Assistance Program Grant YMCA of Central Florida 433 North Mills Ave Orlando FL 32803 590624430 501c3 10000 Facility Assistance Program Grant Harrisburg School District 200 Willow St Harrisburg SD 57032 466002218 School District 9000 Facility Assistance Program Grant Village of Little Chute 108 W Main St Little Chute WI 54140 396006304 Government 8500 Facility Assistance Program Grant City Of Cedar Rapids PO Box 2148 Cedar Rapids IA 52406 426004336 Municipality 8000 Facility Assistance Program Grant City Of Fort Smith PO Box 1908 Fort Smith AR 72902 716003637 8000 Facility Assistance Program Grant Schoolcraft College 18600 Haggerty Rd Livonia MI 48152 381685740 Educational Ins 8000 Facility Assistance Program Grant Town Of Cornelius PO Box 399 Cornelius NC 28031 566001209 Municipality 8000 Facility Assistance Program Grant Town Of Salem 33 Geremonty Dr Salem NH 03079 026000817 Municipality 8000 Facility Assistance Program Grant City Of La Crescent 315 Main St La Crescent MN 55947 416005291 Government 7500 Facility Assistance Program Grant Topeka Tennis Association 1974 E 300 Rd Lecompton KS 66050 480938061 501c3 7500 Facility Assistance Program Grant Cook County Tennis Association PO Box 34 Grand Marais MN 55604 411735196 501c3 7000 Facility Assistance Program Grant Montgomery County Family YMCA 101 E Cherry St Red Oak IA 51566 421433436 501c3 7000 Facility Assistance Program Grant Worcester Township PO Box 767 Worcester PA 19490 236000610 Government 7000 Facility Assistance Program Grant Jackson West-Tn Tennis Association PO Box 10601 Jackson TN 38308 461755820 6250 Facility Assistance Program Grant Boone County Tennis Center Inc 2691 Deer Run Zionsville IN 46077 455321042 501c7 6000 Facility Assistance Program Grant City Of Watertown 309 Lewis Ave S Watertown MN 55388 416005622 Government 6000 Facility Assistance Program Grant Fairfield Bay Community Club PO Box 1370 Fairfield Bay AR 72031 710410502 6000 Facility Assistance Program Grant Wilmington City Schools 341 South Nelson Ave Wilmington OH 45177 316001014 School District 6000 Facility Assistance Program Grant USTA Foundation Inc 70 West Red Oak La White Plains NY 10604 133782331 501c3 510443 Grant to Serves International Tennis Hall of Fame 194 Bellevue Ave Newport RI 02840 136144356 501c3 40000 Hall of Fame Grant Junior Tennis Champions Center 5200 Paint Branch Pky College Park MD 20740 522114223 501c3 25000 Junior ITF Event City Of Surprise (Surprise Tennis&Racquet) 14469 W Paradise La Surprise AZ 85374 866007796 Government 6796 Leagues Grant USTA Foundation Inc 70 West Red Oak La White Plains NY 10604 133782331 501c3 25000 Multicultural Grant Dallas Tennis Association 14679 Midway Rd Addison TX 75001 756020581 501c3 10000 Multicultural Grant Legacy Youth Tennis and Education 4842 Ridge Ave Philapelphia PA 19129 231747032 501c3 10000 Multicultural Grant Sportsmen's Tennis Club & Enrichment Center 950 Blue Hill Ave Dorchester MA 02124 237037183 501c3 10000 Multicultural Grant USTA South Carolina 18 Woodcross Dr Columbia SC 29212 570665261 501c4 10000 Multicultural Grant Greensboro Tennis Foundation 3802 Jaycee Park Dr Greensboro NC 27455 562040723 501c3 8000 Multicultural Grant Mach Academy Inc 4360 Quail Creek Rd Martinez GA 30907 582013645 501c3 8000 Multicultural Grant Mountain View SportsRacquet Club PO Box 152738 San Diego CA 92110 752971369 501c3 8000 Multicultural Grant RBR Sports Management LLC 18400 S Avalon Blvd Carson CA 90746 461850378 8000 Multicultural Grant United States Professional Tennis Assoc Inc 3535 Briarpark Dr Houston TX 77042 741818176 501c6 7750 Multicultural Grant South Atlanta CTA 2881 Wright Dr Atlanta GA 30311 581885686 501c3 6000 Multicultural Grant USTASouthern Section 5685 Spalding Peachtree Corns GA 30092 581190935 501c4 10774243 Section Grant USTAMidwest Section 1310 East 96th St Indianapolis IN 46240 237417933 501c4 5228543 Section Grant USTATexas Tennis Association 8105 Exchange Dr Austin TX 78754 742182392 501c4 3387339 Section Grant USTAEastern Section 70 West Red Oak La White Plains NY 10604 135042070 501c4 3289345 Section Grant USTANorthern California Section 1920 North Loop Rd Alameda CA 94502 941057590 501c3 3102418 Section Grant USTAFlorida Section 1 Deuce Ct Daytona Beach FL 32124 237161642 501c4 2992164 Section Grant USTASouthern California Section PO Box 240015 Los Angeles CA 90024 951243600 501c4 2897340 Section Grant USTAIntermountain Tennis Section 9145 E Kenyon Ave Denver CO 80237 840726651 501c4 2702364 Section Grant USTAMid-Atlantic Section 11410 Isaac Newton Sq N Reston VA 20190 541472806 501c3 2488331 Section Grant USTAMiddle States Section PO Box 987 Valley Forge PA 19482 231688212 501c4 2239685 Section Grant USTATennis New England 110 Turnpike Rd Westborough MA 01581 046006570 501c4 2165038 Section Grant USTAMissouri Valley Section 6400 W 95th St Overland Park KS 66212 237416298 501c4 1915458 Section Grant USTAPacific Northwest Section 4840 SW Western Ave Beaverton OR 97005 930853818 501c3 1804138 Section Grant USTANorthern Section 1001 W 98th St Bloomington MN 55431 411675510 501c3 1259269 Section Grant USTASouthwest Section 7010 E Acoma Dr Scottsdale AZ 85254 850254477 501c4 1169080 Section Grant USTAHawaii Pacific Section 1888 Kalakaua Ave Honolulu HI 96815 237297012 501c4 827700 Section Grant USTACaribbean Section PO Box 40439 San Juan PR 00940 660413224 688926 Section Grant Tennis Industry Association 117 Executive Ctr Hilton Head Is SC 29928 540162283 501c6 400000 Tennis on Campus Nirsa Services Corporation 4185 SW Research Way Corvallis OR 97333 931090612 501c3 85660 Tennis on Campus Professional Tennis Registry (PTR) PO Box 4739 Hilton Head SC 29938 570795565 501c6 28125 Tennis on Campus Gateway Confluence Wheelchair Sports Fdn 1806 East D St Belleville IL 62221 371380800 501c3 42000 Wheelchair Grant City Of Mission Viejo 200 Civic Center Mission Viejo CA 92691 330283448 501c3 22500 Wheelchair Grant Tennis 4 Everyone Inc 3710 Mendendez Dr Pensacola FL 32503 593697411 501c3 22500 Wheelchair Grant West Coast Wheelchair Tennis Association 7825 Ethel Ave North Hollywood CA 91605 271100973 501c3 22500 Wheelchair Grant Baton Rouge Wheelchair Tennis Assoc 19037 Epernay Ct Baton Rouge LA 70817 581934935 501c3 15225 Wheelchair Grant Baseline Wheelchair Tennis Foundation 7290 Millbrook Oaks Dr Lakeland FL 33813 030578203 501c3 10000 Wheelchair Grant Guam National Tennis Federation PO Box 2312 Hagatna GU 96932 660514446 10000 Wheelchair Grant Professional Tennis Registry (PTR) PO Box 4739 Hilton Head SC 29938 570795565 501c6 10000 Wheelchair Grant Wheelchair Tennis Of Indiana 4717 Boulevard Pl Indianapolis IN 46208 474187695 501c3 10000 Wheelchair Grant 2 Bounce Tennis Inc 36915 Cook St Palm Desert CA 92211 462662957 501c3 6000 Wheelchair Grant Adaptive Athletics Univ of Arizona Club Sport 1224 E Lowell St Tucson AZ 85721 320295267 Educational Ins 6000 Wheelchair Grant Mary Free Bed Hospital & Rehab Center 235 Wealthy St SE Grand Rapids MI 49503 381359265 501c3 6000 Wheelchair Grant Recreational Team Tennis 1776 Broadway Suite 600 New York NY 10019 363764354 305000 World Team Tennis Manhattanville College Ctr Career Development 2900 Purchase St Purchase NY 10577 131740469 501c3 17000 Youth Team Tennis USTA PLAYER DEVELOPMENT INCORPORATED 70 West Red Oak Lane White Plains NY 10604 271368195 501c3 20248021 Operating Support Grant 61 46 Adult Senior Championship Grant 6 15400 Court Line Grant-Youth 2 604 Junior ITF Event Grant 72 40187 Multicultural Grant 148 85250 NJTL Grant 3 600 Parent Training Grant 1 250 Program Excellence Grant 107 57250 Senior International Play Grant 79 158057 Wheelchair Grant 14 234550 Youth Team Tennis Grant 16 10145 Zonal Competition Grant 2 4000 Grant Monitoring Process The Association monitors the use of grant funds paid to the Sections by requiring the Sections to submit their annual audited financial statements and Form 990. The Sections also must file a Section Funding Accountability report annually. Organizations receiving Public Facility Funding grants must complete an extensive application for funding and must receive permission in writing to deviate from the proposed spending plan. Each Organization is also required to submit a written report semi-annually on their project and receives a site visit by an Association representative twice per year. Other grantees are also required to submit grant applications and if awarded, prior to receiving their funds, a budget and detailed spending plan. They are required to submit fiscal and narrative end-of-project reports detailing the results of their projects. Recipients of Tournament/Championship grants are required to submit reports following the completion of their events detailing the results of the events and all expenditures. X X true true X X X X X X true false false Gordon Smith Executive Director, COO 791378 0 362217 0 15294 0 117005 0 23119 0 1309013 0 103561 0 Andrea Hirsch Chief Administrative Officer 541240 258412 11170 18503 11371 840696 Ed Neppl Chief Financial Officer 408042 213056 311 18503 23345 663257 Lew Sherr Chief Revenue Officer 413398 555625 11871 18503 28427 1027824 Kurt Kamperman CEO, Community Tennis 561079 225932 9074 18503 28427 843015 David Brewer Chief Prof. Tennis Officer 388683 128751 1371 18503 28427 565735 Mary S Hunt Chief Marketing Officer 8608 120000 317332 5961 451901 Deanne Pownall Managing Dr.Partnership Mrktg 245342 128711 280 17935 28358 420626 Lawrence Bonfante Chief Information Officer 289732 88661 804 18503 25722 423422 Christian Widmaier Managing Dir. Corp. Communicat 288145 94088 804 18503 27308 428848 Staciellen Mischel Associate General Counsel 265917 84619 430 18503 24379 393848 Stacey Milkovich Chief Executive, Pro Tennis 391528 5913 26310 423751 Daniel Malasky General Counsel 274706 97785 180 18503 26853 418027 Employee Expenses First Class Travel: In accordance with the travel policy, Board Members and employees above Director level are entitled to business class airfares for flights greater than five hours. The President and First VP are entitled to business class airfares for all flights. In the event business class airfare is not available, the above individuals are entitled to first class under the Association's accountable expense reimbursement plan. Travel for Companions: Under the Association's accountable expense reimbursement policy, travel for companions is allowed in very limited circumstances. Severance payment - Mary Sue Hunt received a payment pursuant to a contract $317,308. J Williams Key Empl Ten Media C Former Director Publish Membership Magazine Part III, Lines 4A, 4B and 4C Line 4(a) US Open. United States Tennis Association Incorporated("USTAthe "Association") organizes and conducts the United States Open Tennis Championships--the US Open--which is the one of the world's highest-attended annual sporting events and one of its premier sporting attractions. The US Open is held each year at the USTA Billie Jean King National Tennis Center. Staging the US Open requires the dedication and talents of numerous USTA volunteers, USTA staff, and seasonal help to run this tennis tournament efficiently and effectively. The US Open helps fulfill several of the USTA's major purposes, including: to promote the development of tennis as a means of healthful recreation and physical fitness; to organize tennis tournaments and competitions for all tennis athletes without regard to gender, race, creed, color, or national origin, and under the best conditions possible; and to promote the game of tennis to the general public. It is a major expectation of the US Open that the fans enthusiasm and excitement for the event will encourage their interest in tennis and drive participation in the sport. As the premier showcase for tennis in the United States, the US Open uses its world-wide stage to help grow the game. The 2016 US Open kicked off with the 21st annual Arthur Ashe Kids Day, the worlds largest single-day, grass-roots tennis and entertainment event; held in honor of Arthur Ashe, the event continues Ashes mission of using tennis as a means to instill in children the values of humanitarianism, leadership, and excellence. The morning Grounds Festival of the 2016 Arthur Ashe Kids Day featured kid-friendly tennis programming throughout the grounds and was free to the public, and was followed by a stadium show featuring a lineup of tennis greats and musical guests. A new chapter in tournament history got underway as the 2016 US Open unveiled a series of physical improvements and upgrades throughout the grounds of the USTA Billie Jean King National Tennis Center, including a retractable roof operational over Arthur Ashe Stadium, an 8,125-seat Grandstand stadium, and enhanced southern field court seating. The 2016 US Open drew 688,542 fans, with single-day attendance records established on three consecutive days. ESPN served for the second year as the US Open's exclusive domestic media partner. ESPN/ESPN2 averaged 881,000 million viewers and achieved a total audience reach of nearly 42 million viewers in the U.S. The mens singles final afternoon window ranked as the highest-rated and most-viewed tennis telecast from the 2016 US Open, drawing 1.6 million viewers. Worldwide, the tournament was broadcast in 201 countries and territories, generating 75,227 hours of coverage, including 61,906 live hours. For the seventh consecutive season, the US Open National Playoffs helped make the US Open truly "open" by providing the opportunity for all players 14 years of age and older to earn a berth into the US Open. The 2016 US Open also expanded on the tournament's comprehensive "green" initiatives and continued to make the US Open one of the easiest places to be eco-friendly and environmentally sensitive, from recycling to energy management. Line (4b) Community Tennis Development. Community Tennis strives to grow tennis at every level with a goal of making the game accessible to everyone. It supports a wide range of tennis programs designed to help people learn the game, play the game, and take advantage of its many health, fitness, and social benefits. Youth Tennis, Junior Tennis, and Adult Tennis are all managed within Community Tennis, which covers every step along the play pathway--from starting out with youth tennis, no-cut high school programs, local junior tournaments and junior competition, college tennis (collegiate varsity tennis and USTA Tennis On Campus), USTA league, and USTA sanctioned tournaments for all ages up to 90 and over. Community Tennis works with the USTA's 17 independently governed geographical sections across the U.S., along with more than two dozen national USTA committees(made up of leading volunteers and staff) as well as with thousands of local volunteers nationwide and with tennis industry partners on numerous grass-roots efforts to grow the game. This includes the largest initiative ever to strengthen the tennis infrastructure in public parks and schools, including the building and/or renovation of more than 30,000 public tennis courts. Other initiatives include developing, strengthening, and growing a nationwide network of self-sufficient Community Tennis Associations to increase tennis participation at the local level; promoting and providing development and play opportunities for people in wheelchairs to be involved in the sport of tennis as both players and volunteers; introducing tennis to youth through in school physical education classes and after-school tennis programs; and promoting and providing recreational and competitive league team opportunities for players age 18 to 90+ in the country's largest recreational tennis league, USTA League. In 2016 the USTA completed the building of a new home for American tennis--the USTA National Campus at Lake Nona in Orlando, Fla.--to serve the sport at every level of play and to deliver an unparalleled tennis experience for players of all ages and ability levels. The facility has 100 tennis courts and is divided into dedicated areas that focus on the complete tennis pathway. With more than 100,000 people expected to make use of the facility each year, the USTA National Campus provides players, coaches, tennis officials, tennis providers, and spectators with an unprecedented playing, training, and educational experience by incorporating the latest technology and serving as an epicenter of tennis innovation. Community Tennis is housed on the site, along with USTA Player Development and USTA Pro Circuit and Officiating departments. This proximity helps maximize the staffs ability to collaborate and innovate, which enables the USTA to have a greater impact on programming for the sport and growing the game at all levels. Part III, Lines 4A, 4B and 4C Cont'd. Line (4c) Professional Tennis Operations Division. The USTA Professional Tennis Operations Division consists of the US Open Series, Pro Tournaments, and Team Events and includes the Olympics, Davis Cup and Fed Cup, professional competitions, the USTA Pro Circuit, and the Officiating department. Together, they manage the game at the highest levels in the United States, with an eye toward providing a manageable pathway to the elite levels of tennis competition for aspiring pro tennis players and officials. The activities managed by the Professional Tennis Operations Division represent tennis competition for athletes at its ultimate level. The events staged by the division are leveraged to showcase the fun, excitement, and athletic excellence of the sport and to encourage participation at all levels. As the recognized National Governing Body of the sport of tennis, the USTA is a member of the U.S. Olympic Committee. The USTA coordinates the United States tennis participation in the Olympic Games and the Paralympic Games, as well as the Pan-American Games. In the 2016 Summer Olympics in Rio, the United States won three medals in tennis, led by Jack Sock, who was the only player to capture more than one medal at the 2016 Olympics. --bringing the United States' total of Olympic medals in tennis to 23, including 14 gold, since the sport was reinstated in the Olympics in 1988. This is the highest total of any nation. The United States also posted a solid showing in 2016 at the Paralympic Games, capturing two medals. The United States has now won 17 medals (six gold) since the Paralympic Games began in 1992. Davis Cup and Fed Cup are the elite international team competitions in professional tennis for men and women, respectively, with more than 130 nations competing in these events annually. The United States has won the Davis Cup championship on 32 occasions, more than any other nation, while the United States Fed Cup team has won the Fed Cup title more than any other nation, a record 17 times. The US Open Series links seven ATP World Tour and WTA hard-court tournaments in North America to the US Open. The Series was launched in 2004 and makes it easier for fans to connect with the game by forming a true regular season of hard-court tennis, with ESPN offering more than 70 hours of live national Series coverage in 2016. Meanwhile, the USTA provided support in 2016 (via prize money, grants, and other means) to the approximately 90 sanctioned professional tournaments that comprise the USTA Pro Circuit, the worlds largest professional tour for tennis development. The USTA Pro Circuit provides the next generation of American champions with year-round opportunities to develop their game and play against world-class competition without having to travel abroad. The USTAs Officiating department oversees the recruitment, certification, and evaluation of tennis officials at all levels of the sport in the United States, from grass-roots tournaments to the upper echelons of Professional Tennis. By training and certifying quality officials who know the rules and regulations for their on-court and off-court tournament responsibilities, the USTA seeks to ensure smooth-running tournaments which are essential to growing the game. Each year, the USTA certifies approximately 3,500 tennis officials, with the majority of them serving in a volunteer capacity. Part VI, Lines 6, 7A & 7B The voting members of the Association are the Sectional Associations and Direct Member Clubs & Organizations who have a weighted vote based on actual members in their geographic area. The voting members approve the slate of Officers and Board Members as submitted by the Nominating Committee. In addition, their rights include approving amendments to the By-laws and other voting rights pursuant to New York State not-for-profit corporation law. Part VI, Section A, Line 11 Upon completion by the staff, the Form 990 is reviewed by internal and external counsel. The Form 990 is reviewed by USTA's Audit Committee. The Form 990 is also distributed to the full Board of Directors in advance of filing. Part VI, Section B, Line 12C USTA has a Conflict of Interest and Disclosure Policy that applies to all employees, National volunteers and Board Members. The Conflict of Interest and Disclosure Policy requires an employee, National volunteer and Board Member to report interests or relationships that could present a potential conflict of interest. The USTA obtains annual certifications from employees, National volunteers and Board Members. The Ethics Officer reviews the completed disclosure statements for employees and the Audit Committee reviews the completed disclosure statements for the volunteers at the National Governing Body level and Board Members. The Ethics Officer and the Chair of the Audit Committee have the discretion to share the disclosure statements with the Board of Directors and/or The Executive Director & Chief Operating Officer. The Ethics Officer and the Audit Committee determine whether a conflict exists and so mark their decision on the disclosure statement, also indicating the required corrective action should they determine that a conflict exists (which may include, but is not limited to, prohibition in participating, deliberating and deciding issues and/or in transactions). Part VI, Section B, Line 15 The Compensation Committee has responsibility for establishing a compensation strategy and setting the compensation of the Executive Director, his/her direct reports, and any other highly compensated individuals designated by the Compensation Committee, part of which includes the Executive Director and Chief Operating Officer; Chief Administrative Officer and General Counsel; the Chief Financial Officer; Chief Officer of Pro Tenis; the Chief Executive Officer, Community Tennis & USTA National Campus; the Chief Revenue Officer; the Chief Marketing Officer; the Chief Professional Tennis Officer, US Open Tournament Director; and the Chief Diversity and Inclusion Officer. The Compensation Committee meets a minimum of four times per year and contemporaneously maintains minutes of its meetings. Compensation and incentive plan levels are set by the Committee following review of appropriate comparability data. Appropriate comparability data includes, but is not limited to, (i) information regarding compensation paid by similar organizations for similar services, (ii) the availability of similar services in the organization's geographic area, and (iii) compensation surveys compiled by independent firms. The review described above was conducted, with respect to compensation for the above-noted individuals, in 2016. Part VI, Section C, Line 19 The Association's Bylaws are located on its website (USTA.com). Upon request the public is provided copies of the Association's Information return on Form 990. Lastly, the conflict of interest policy can be found at www.ethicspoint.com under the website designed for the Association and is also available upon request from the Association's legal department. Part XI, Lines 5 and 9 The amount on line 5 represents the net change in unrealized loss on investments which is included in the Association's audited consolidated financial statments but not in the Form 990. The amount on line 9 represents the USTA's noncontrolling interest in a tennis tournament that was sold in 2015. US Open Series LLC 70 W Red Oak Lane White Plains NY 10604 200984914 Tennis DE 3018362 186766 USTA Tennis Rendezvous LLC 70 W Red Oak Lane White Plains NY 10604 465566771 Tennis DE 0 10290 USTA USTA National Tennis Center Inc 70 W Red Oak Lane White Plains NY 10604 132946690 Tennis NY 501(c)(3) 10 USTA false USTA Foundation Inc 70 W Red Oak Lane White Plains NY 10604 133782331 Grant Giving NY 501(c)(3) 7 USTA false USTA Player Development Incorporated 70 W Red Oak Lane White Plains NY 10604 271368195 Youth Develop NY 501(c)(3) 12a USTA false Cincinnati Tennis LLC 70 W Red Oak Lane White Plains NY 10604 264273680 Tennis Tourna DE USTA 80 80 false 0.80000 false true false true false false false false false true false false true true false true false false USTA Player Development Incorporated (PD) B 20248021 CASH Cincinnati Tennis LLC D 6677046 CASH USTA National Tennis Center Inc (NTC) K 1854816 CASH USTA Foundation Incorporated Foundation N 452118 CASH Foundation O 1629252 CASH Foundation B 535443 CASH Foundation Q 593780 CASH NTC - See Schedule R - Part VII N/O PD - See Schedule R - Part VII O Transactions with Related Organizations Line 1n - Pursuant to the NTC Certificate of Incorporation, City of New York Lease and US Open Agreement, NTC makes the Facility available to USTA for holding the US Open. Under the US Open agreement, NTC has the right to collect ticket and other US Open related revenue. Line 1o - Executive and Administrative staff of USTA provide assistance to USTA National Tennis Center Inc. at no charge. Line 1o - Executive and Administrative staff of USTA provide assistance to USTA Player Development Inc. at no charge.