2017-11-15T14:19:02-06:00 2016-12-31 990 2016-01-01 391442285 Aurora Health Care Inc AURO 4142991576 750 W Virginia St PO Box 341880 Milwaukee WI 532341880 Gail L Hanson CFO 4142991576 2017-11-15 198.177.95.129 2017-11-15 14:08:32 CS P 585559168EE3CC308CEFE527ACD4496EE8B16756 585559168EE3CC308CEFE527ACD4496EE8B16756 2016 2017-02-10 21:41:12Z Gail L Hanson 750 W Virginia St PO Box 341880 Milwaukee WI 532341880 1080643052 0 X www.aurorahealthcare.org X 1983 WI Aurora Health Care is an integrated health care provider. 15 13 9298 0 17786339 -2697213 1106049 887132 931420352 984687748 35836531 57920581 19844791 36843663 988207723 1080339124 0 0 0 0 606804641 676839215 0 0 0 339910946 380259753 946715587 1057098968 41492136 23240156 2120072281 2489800827 4440854382 4811837893 -2320782101 -2322037066 To promote health, prevent illness, and provide state-of-the art diagnosis and treatment, to improve the quality of health care and health outcomes, and to provide services that are affordable and accessible. 0 0 1000551906 1021531411 Provide support services to affiliated health care related organizations, including 14 acute care hospitals, one psychiatric hosptial, a network of 157 physician clinic facilities, home health services, and other health care related services. These organizations serve health care needs throughout eastern Wisconsin, the upper Pennisula of Michigan, and northern Illinois including health promotion, diagnosis, and treatment services. In 2016, the affiliated organizations furnished 446,257 days of inpatient care, 71,668 days of hospice care, 4,691,127 ambulatory care visits, 397,118 emergency care visits, 2,349,452 hospital outpatient visits, 12,655 deliveries, 116,196 surgical procedures,324,207 home care visits, and 33,972 family service visits. 1000551906 1 0 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 505 0 1 9298 1 1 1 1 CJ 0 0 0 0 0 0 0 0 X 15 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 X X Aurora Health Care Inc 4142991576 750 West Virginia Street Milwaukee WI 53204 Nick Turkal MD CEO, Ex Officio Director 55.00 0.00 X X 3930921 0 48014 John Anderson MD Director 1.00 0.00 X 64700 0 0 Joanne Bauer Director 1.00 0.00 X 64700 0 0 Thomas Bolger Director 1.00 0.00 X 60200 0 0 John Daniels Jr Director 1.00 0.00 X X 79700 0 0 Joanne Disch Director 1.00 0.00 X 57600 0 0 Nannette Gardetto Director 1.00 0.00 X 58200 0 0 Charles Harvey Director 1.00 0.00 X 61200 0 0 Daniel Minahan Director 1.00 0.00 X 50700 0 0 Timothy Sullivan Director 1.00 0.00 X 48500 0 0 Richard Weiss Director 1.00 0.00 X 52200 0 0 Christopher White Director 1.00 0.00 X 53700 0 0 Steve Dickson Director 1.00 0.00 X 40100 0 0 Chris Shimojima Director 1.00 0.00 X 47700 0 0 Tejal Gandhi MD Director 1.00 0.00 X 0 0 0 Gail Hanson CFO, Treasurer 55.00 0.00 X 1363605 0 141903 Rachelle Hart General Counsel, Assistant Secretary 55.00 0.00 X 640757 0 37937 Michael Lappin Chief Administrative Officer 55.00 0.00 X 1190788 0 132037 Gerard Colman COO 55.00 0.00 X 1385381 0 158202 Jeffrey Bailet MD Executive VP & Co-President Medical Groups 55.00 0.00 X 1266442 0 149833 Michael Brophy Chief of Staff & Communications 55.00 0.00 X 755627 0 103401 Patrick Falvey Executive VP & Chief Transformation Officer 55.00 0.00 X 794193 0 101938 Cristy Garcia-Thomas Chief Diversity & Inclusion Officer 55.00 0.00 X 613665 0 88051 Preston Simons Chief Information Officer 55.00 0.00 X 731265 0 82106 Gerald Janis Senior VP Strategic Planning 55.00 0.00 X 350618 0 35739 Rachel Roller Senior VP Goverment & Community Relations 55.00 0.00 X 353066 0 31557 Mary Beth Kingston Executive VP Chief Nursing Officer 55.00 0.00 X 706977 0 95533 Richard Klein Chief Business Strategy & Payer Relations 55.00 0.00 X 974418 0 121157 Cindy Moon-Mongush Senior VP Marketing & Communications 25.00 0.00 X 405937 0 42979 Dennis Potts Executive VP South Region 55.00 0.00 X 1076537 0 127664 Amy Rislov Chief Human Resource Officer 55.00 0.00 X 624431 0 94470 Barbara Bigler President ACL 55.00 0.00 X 618510 0 36524 Ruric Anderson MD Chief Medical Officer 55.00 0.00 X 685435 0 104077 Jeff Dalen-Bard Executive VP North Region 55.00 0.00 X 688071 0 100217 Eugene Monroe MD Executive VP & Co-President Medical Groups 0.00 55.00 X 0 1184614 143834 Carrie Killoran Executive VP Central Region 55.00 0.00 X 621968 0 66428 Nan Nelson Executive VP Finance 55.00 0.00 X 540477 0 61113 Jeff Bahr MD Executive VP President Medical Group 55.00 0.00 X 601423 0 73321 John Foley Senior VP Business Development 55.00 0.00 X 652566 0 37166 Stephen Francaviglia President - Milwaukee South 55.00 0.00 X 625106 0 42494 James Weese MD VP Cancer Clinical Programs 55.00 0.00 X 682707 0 42494 Titus Muzi Jr Senior VP Managed Care Contracting 55.00 0.00 X 632694 0 37937 Masood Wasiullah MD Senior VP Physician Strategist 55.00 0.00 X 668001 0 36149 Stephen Bablitch Former Chief of Strategic Business Affairs 0.00 0.00 X 1121092 0 34694 26041878 1184614 2408969 790 1 1 0 Crothall Services Group 9905 South 13th Street Milwaukee WI 53022 Laundry Services 9272618 Medspeed LLC 650 West Grand Avenue Suite 316 Elmhurst IL 60126 Courier Services 4671953 Great Lakes Pathologists SC 8901 West Lincoln Avenue West Allis WI 53227 Specialists Fees 4671568 Press Ganey Associates Inc One North Franklin Suite 3400 Chicago IL 60606 Professional Consulting 3018180 Deloitte & Touche LLP 555 East Wells Street Suite 1400 Milwaukee WI 53202 Professional Fees 1824800 63 885132 2000 887132 Support Services 561000 982949115 965162776 17786339 Medical Records Revenu 900099 988762 988762 Medical Services Fees 900099 465044 465044 Rental Income 900099 284827 284827 984687748 57919366 57919366 305143 303928 1215 1215 1215 Clinical Quality Incen 900099 21596791 21596791 Electronic Health Reco 900099 6746918 6746918 EAP Revenue 812900 2193555 2193555 6306399 6306399 36843663 1080339124 1003745072 17786339 57920581 25366200 25366200 1121092 1121092 492989275 492989275 24408916 24408916 102844445 102844445 30109287 30109287 3602470 3602470 1634412 1634412 365460 365460 68929960 68483044 446916 11147298 11147298 21174175 21174175 16209989 16209989 3112593 3112593 4106224 1303923 2802301 54179607 54179607 755589 755589 52044634 52044634 46363 46363 Equipment and maintenan 95579183 95579183 0 Medical and other suppl 25158487 25062435 96052 Other expenses 9244707 608934 8635773 Lab Testing 6885067 0 6885067 6083535 6083535 1057098968 1000551906 56547062 0 1445665347 1725185212 42459250 69038618 8693637 7764891 49032462 40506524 564153205 297210240 254706811 266942965 118498236 131021232 83475087 82029585 0 34167 117541451 167277633 2120072281 2489800827 417554447 473072351 54651863 47469004 1314917337 1341697288 172631504 154950678 5381713 5072676 2475717518 2789575896 4440854382 4811837893 X -2347945744 -2353615459 27163643 31578393 -2320782101 -2322037066 2120072281 2489800827 X 23240156 46055387 -70550508 X 0 1 X 1 1 1 X X 16 Visiting Nurse Association of Wisconsin Inc 390806180 10 1 14790301 0 Aurora UW Academic Medical Group 391136738 10 1 1131326 0 Aurora Health Care Metro Inc 390806181 3 1 290820064 0 Aurora Health Care Southern Lakes Inc 390806347 3 1 92815206 0 Aurora Health Care Central Inc 390930748 3 0 31659560 0 Aurora Psychiatric Hospital Inc 390872192 3 0 5980049 0 Aurora Medical Center of Washington County Inc 391150165 3 0 10945202 0 Aurora Health Care North Inc 391211629 3 1 12055665 0 West Allis Memorial Hospital Inc 391022464 3 0 52546451 0 Aurora Family Service Inc 390806174 10 1 102690 0 Aurora Medical Center of Oshkosh Inc 391027676 3 0 23971224 0 Aurora Medical Group Inc 391678306 3 1 155949586 0 Kradwell School Inc 261516765 2 0 212405 0 Aurora Advanced Healthcare Inc 391595302 10 1 66109678 0 AMG Illinois Ltd 264041287 3 0 2270831 0 Aurora Medical Center Grafton 272953799 3 0 40361693 0 16 801721931 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 X 1 1 Part IV, Section E, Line 3a: Under the organizational documents of each of the supported organizations, the organization has the right to designate the directors of each of the supported organizations. Part IV, Section E, Line 3b: In addition to the right to designate the directors of each of the supported organizations, approval of the organization is required for the amendment or restatement of any of supported organizations' governing documents. In addition, each of the supporting organizations is subject to the policies adopted by the organization's board of directors (e.g. the conflict of interest policy). 1 0 0 1 0 0 1 365460 0 0 365460 0 Part II-B, Line 1: Aurora Health Care, Inc. is involved in direct and indirect political lobbying activities related to issues impacting health care financing, health care delivery, and community health initiatives in an effort toward improvement of health care in Wisconsin. 28969237 21377 788155 1826050 27952719 29281753 10827 819341 1142684 28969237 28082424 40293 1783343 624307 29281753 73995021 28054 5450477 51391128 28082424 69984672 96566 8716693 4802910 73995021 0.67000 0.33000 0 1 1 17633415 17633415 203985708 93097828 110887880 24403571 8543160 15860411 317744682 195544319 122200363 385829 24933 360896 266942965 Due from Affiliates 106287749 Funds Held by Aurora Foundation 31578393 Other Non-Current Assets 29411491 167277633 Due to Affiliates 2459291326 Pension Liability 222257074 Self Insured Liabilities 36166681 Deferred Rent 13311024 Other Long-Term Liabilities 58549791 2789575896 X Part V, Line 4: Endowment funds are used to support programs and services offered by Aurora Health Care, Inc. and its affiliates. Part X, Line 2: Aurora evaluates its uncertain tax positions on an annual basis. A tax benefit from an uncertain tax position may be recognized when it is more likely than not that the position will be sustained upon examination, including resolutions of any related appeals or litigation processes, based on the technical merits. There have been no uncertain tax positions recorded in 2016. Central America and the Caribbean 0 0 Program Services Professional and General Liability Insurance 2731178 Central America and the Caribbean 0 0 Organizational Costs 18290 Central America and the Caribbean 0 0 Investment in Health Care Re, Ltd. 207222 0 0 0 0 0 0 2956690 0 2956690 0 0 1 0 0 0 X X 1 1 X X X X X X 1 1 0 0 0 0 0 1 0 Nick Turkal MD CEO, Ex Officio Director 1382070 0 2144426 0 404425 0 30475 0 17539 0 3978935 0 394805 0 Gail Hanson CFO, Treasurer 671950 0 582826 0 108829 0 129884 0 12019 0 1505508 0 98404 0 Rachelle Hart General Counsel, Assistant Secretary 434448 0 155574 0 50735 0 19875 0 18062 0 678694 0 0 0 Michael Lappin Chief Administrative Officer 641362 0 544724 0 4702 0 113975 0 18062 0 1322825 0 93098 0 Gerard Colman COO 801074 0 580057 0 4250 0 140140 0 18062 0 1543583 0 121006 0 Jeffrey Bailet MD Executive VP & Co-President Medical 700498 0 501737 0 64207 0 131771 0 18062 0 1416275 0 103942 0 Michael Brophy Chief of Staff & Communications 405404 0 344489 0 5734 0 91382 0 12019 0 859028 0 64196 0 Patrick Falvey Executive VP & Chief Transformation 445231 0 302180 0 46782 0 83876 0 18062 0 896131 0 61538 0 Cristy Garcia-Thomas Chief Diversity & Inclusion Officer 341675 0 249979 0 22011 0 69989 0 18062 0 701716 0 48662 0 Preston Simons Chief Information Officer 516728 0 72048 0 142489 0 70087 0 12019 0 813371 0 3485 0 Gerald Janis Senior VP Strategic Planning 252796 0 94193 0 3629 0 30230 0 5509 0 386357 0 0 0 Rachel Roller Senior VP Goverment & Community Rela 248543 0 89931 0 14592 0 19875 0 11682 0 384623 0 0 0 Mary Beth Kingston Executive VP Chief Nursing Officer 406738 0 292315 0 7924 0 83514 0 12019 0 802510 0 59123 0 Richard Klein Chief Business Strategy & Payer Rela 556915 0 367960 0 49543 0 109138 0 12019 0 1095575 0 77067 0 Cindy Moon-Mongush Senior VP Marketing & Communications 199617 0 105165 0 101155 0 30475 0 12504 0 448916 0 0 0 Dennis Potts Executive VP South Region 590842 0 411677 0 74018 0 115645 0 12019 0 1204201 0 87082 0 Amy Rislov Chief Human Resource Officer 387841 0 233219 0 3371 0 76408 0 18062 0 718901 0 55407 0 Barbara Bigler President ACL 318401 0 58567 0 241542 0 30475 0 6049 0 655034 0 0 0 Ruric Anderson MD Chief Medical Officer 485609 0 196065 0 3761 0 86015 0 18062 0 789512 0 27842 0 Jeff Dalen-Bard Executive VP North Region 445948 0 196987 0 45136 0 82155 0 18062 0 788288 0 33048 0 Eugene Monroe MD Executive VP & Co-President Medical 0 703353 0 371268 0 109993 0 131815 0 12019 0 1328448 0 98627 Carrie Killoran Executive VP Central Region 453116 0 167814 0 1038 0 66428 0 0 0 688396 0 0 0 Nan Nelson Executive VP Finance 403302 0 133509 0 3666 0 60089 0 1024 0 601590 0 0 0 Jeff Bahr MD Executive VP President Medical Group 511573 0 44110 0 45740 0 55782 0 17539 0 674744 0 0 0 John Foley Senior VP Business Development 466732 0 104110 0 81724 0 19104 0 18062 0 689732 0 0 0 Stephen Francaviglia President - Milwaukee South 446713 0 160508 0 17885 0 30475 0 12019 0 667600 0 0 0 James Weese MD VP Cancer Clinical Programs 511275 0 158437 0 12995 0 30475 0 12019 0 725201 0 0 0 Titus Muzi Jr Senior VP Managed Care Contracting 439782 0 177750 0 15162 0 19875 0 18062 0 670631 0 0 0 Masood Wasiullah MD Senior VP Physician Strategist 450854 0 209031 0 8116 0 30475 0 5674 0 704150 0 0 0 Stephen Bablitch Former Chief of Strategic Business A 135773 0 616833 0 368486 0 30475 0 4219 0 1155786 0 119605 0 Part I, Line 1a Health or social club dues are for business club memberships, which are strictly related for business use only, per company policy. Part I, Line 1b In a few, limited instances, Aurora has allowed directors and executives to fly first-class. Factors considered in making a decision to permit first-class travel include flight time, the need to complete work, and the need for some measure of privacy for such work and related communications. Part I, Lines 4a-b Aurora Health Care, Inc. established the Aurora Health Care, Inc. Supplemental Executive Retirement Plan (the "Plan") to retain and attract key personnel by providing them with additional retirement income. The following employees participated in the Plan and received contributions in 2016 as follows: Nick Turkal, MD. - $394,805 Stephen Bablitch - $119,605 Jeffrey Bailet - $103,942 Michael Brophy - $64,196 Gerard Colman - $121,006 Patrick Falvey - $61,538 Cristy Garcia-Thomas - $48,662 Gail Hanson - $98,404 Mary Beth Kingson - $59,123 Richard Klein - $77,067 Michael Lappin - $93,098 Dennis Potts - $87,082 Amy Rislov - $55,407 Preston Simons - $3,485 Andy Anderson - $27,842 Jeff Dalen-Bard - $33,048 Eugene Monroe - $98,627 Part I, Line 7 Written incentive compensation plans for certain management levels are awarded based on the organization's annual patient experience, care management, and financial performance results. A WI Health & Ed Facilities Authority 391337855 97710JAB1 2008-11-14 160000000 See Part VI, Supplemental Information 0 0 0 B WI Health & Ed Facilities Authority 391337855 97710BLE0 2009-09-10 160043815 See Part VI, Supplemental Information 0 0 0 C WI Health & Ed Facilities Authority 391337855 97710BRN4 2010-01-28 224132256 See Part VI, Supplemental Information 0 0 0 D WI Health & Ed Facilities Authority 391337855 97710BZS4 2010-12-09 153375977 See Part VI, Supplemental Information 0 0 0 A 160000000 1242380 590379 158167241 2010 0 0 1 1 B 4775000 160061116 9664148 2434487 17302 30000000 111609327 2010 1 0 1 1 C 60515000 224198102 16127755 3433256 65846 205000000 2010 0 0 1 1 D 86240000 153375977 1884882 19215263 132275832 2010 1 0 1 1 A 0 1 1 1 1 1 0.02600 0.02600 1 1 0.01500 1 1 B 0 1 1 1 1 1 0.02490 0.02490 1 0 1 C 0 1 1 1 1 1 0.02470 0.02470 1 1 0.01300 0 1 D 0 1 1 1 1 1 0.00940 0.00940 1 0 1 A 0 0 1 0 1 0 0 0 1 B 0 0 0 1 1 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 D 1 Part 1, Line A(c): CUSIP numbers include all of the following: 97710JAB1, 97710JAC9, 97710JAD7, 97710JAA3, 97710KAA0. Part I, Line A(f): To reimburse the organization for various building additions, renovations and improvements, land acquisitions and equipment acquisitions at various hospital and clinic facilities. Part I, Line B(f): To refund a portion of the Wisconsin Health and Educational Facilities Authority Revenue Bonds, Series 1997 (issued October 1, 1997) and to pay for or reimburse the organization for construction of a hospital facility. Part I, Line C(f): To reimburse the organization for various building additions, renovations and improvements, land acquisitions and equipment acquisitions at various hospital and clinic facilities. Part I, Line D(f): To refund a portion of the Wisconsin Health and Educational Facilities Authority Revenue Bonds, (Series 1996 AMG issued 1/15/1996, Series 1996 ASMC issued 9/15/1996, Series 1997 AHC issued 9/1/1997, Series 1999A AHC issued 3/15/1999, and Series 1999B AHC issued 5/1/1999) and to pay for or reimburse the organization for construction of a hospital facility. Part I Continuation, Line A(f): To refund the Wisconsin Health and Educational Facilities Authority Revenue Bonds, Series 2000 issued 12/28/2000 (Aurora Receivables SPE, LLC) Periodic Auction Reset Securities. Part 1 Continuation, Line B(c): CUSIP numbers include all of the following: 99710BM66, 97710MB82, 97710BN24, 97710BN40. Part I Continuation, Line B(f): To refund a portion of the Wisconsin Health and Educational Facilities Authority Revenue Bonds, (Series 1996 AMG issued 1/15/1996, Series 1999A AHC issued 3/15/1999, Series 1999B AHC issued 5/1/1999, and Series 2006A AHC, Series 2006B AHC and Series 2006C AHC all issued 4/6/2006) and to refund all for Series 1996 ASMC issued 9/15/1996. To reimburse the organization for construction costs, renovations and improvements, and equipment acquisitions and installations. Part I Continuation, Line C(f): To refund a portion of the Wisconsin Health and Educational Facilities Authority Revenue Bonds, Series 2003 (issued August 25, 2003) and to pay for or reimburse the organization for construction of a hospital facility. Part II, Line 3B: Differences between the total proceeds (Part II, Line 3) and the issue price (Part I, Line B(e)) are due to investment earnings on debt service reserve funds. Part II, Line 3C: Differences between the total proceeds (Part II, Line 3) and the issue price (Part I, Line C(e)) are due to investment earnings on debt service reserve funds. Part II, Line 4B: The amount shown consists of $16,046,710 in debt service reserve funds and $202,297 of debt service sinking funds. Part II, Line 4C: The amount shown consists of $15,676,639 in debt service reserve funds and $281,825 of debt service sinking funds. Part III Continuation, B: This section was completed for the refunded Series 2006A AHC, Series 2006B AHC and Series 2006C AHC all issued on 4/6/2006, Series 2012A AHC issued on 1/20/2012, and Series 2012B AHC, Series 2012C AHC, and Series 2012D AHC all issued on 2/2/2012. Part III, Line 7: Aurora monitors the private use of its bond-financed assets and routinely takes steps to limit private use. Aurora does not separately track private payments and private security; rather it assumes such tests will be met and manages compliance through this private use monitoring. Based solely on such assumption, Aurora has responded yes to this question. Part III, Line 8b: Amounts reported include routine dispositions in the ordinary course of business on or after the period of reasonably expected economic life. When there is an anticipated transfer to a non-exempt entity, Aurora has a system in place and routinely works with counsel to take the appropriate remedial action prior to transfer. In most cases, an appropriate action is taken. However, if Aurora discovers that a transfer has not been remediated, Aurora has procedures in place and works with counsel to engage in the VCAP process. Aurora has requested and obtained the following voluntary closing agreements: A voluntary closing agreement pertaining to Series 1997 issued 9/1/1997. A voluntary closing agreement pertaining to Series 1996, issued 1/15/1996, Series 1999A issued March 15, 1999, Series 1999B issued 5/1/1999, Series 2000 issued 12/28/2000 and Series 2006 issued 4/6/2006. A voluntary closing agreement pertaining to bond Series 2006A, Series 2006B and Series 2006C all issued on April 6, 2006, Series 2008A and Series 2008B issued on 11/14/2008, and Series 2012A issued 1/20/2012, Series 2012B, Series 2012C and Series 2012D all issued on 2/2/2012. Amounts reported in Part III, Line 4 and Part III, Line 8 do not include private business use and private ownership addressed in such closing agreements. Part III, Line 8c: When there is an anticipated transfer to a non-exempt entity, Aurora has a system in place and routinely works with counsel to take the appropriate remedial action prior to such transfer. In most cases, an appropriate action is taken. However, if Aurora discovers that a transfer has not been remediated, Aurora has procedures in place and works with counsel to engage in the VCAP process. We have reached agreement for each of the situations that gave rise to the voluntary disclosure under the VCAP process. Part IV, Line 2c: Rebate computation for Series 2009A and Series 2009B was prepared on September 1, 2014. Rebate computation for Series 2010A was prepared on January 1, 2015. A WI Health & Ed Facilities Authority 391337855 97712CAA6 2010-12-09 103405000 See Part VI, Supplemental Information 0 0 0 B WI Health & Ed Facilities Authority 391337855 97710BM66 2012-02-07 394216556 See Part VI, Supplemental Information 0 0 0 C WI Health & Ed Facilities Authority 391337855 97712DCY0 2013-08-15 114234129 See Part VI, Supplemental Information 0 0 0 A 715000 103405000 758880 54536 102591584 1 0 1 1 B 12430000 394216556 3320826 630325 56678968 333586437 2012 1 0 1 1 C 114234129 1539192 1200000 111494938 2013 1 0 1 1 B 0 1 1 1 1 1 0.02600 0.02600 1 1 0.04000 1 1 C 0 1 1 1 1 1 0.01250 0.01250 1 0 1 A 0 0 1 0 1 0 0 0 1 B 0 1 0 0 1 0 0 0 1 C 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 Form 990, Part VI, Section B, line 11b The 2016 Form 990 was reviewed by the senior management of AHC and the chair of the audit and compliance committee. A copy of the final return was made available to the Aurora Health Care Board of Directors. Form 990, Part VI, Section B, line 12c Officers, directors and key employees are required to complete a Conflict of Interest Statement on an annual basis. AHC Leadership reviews these statements for compliance with the established policy. When a conflict is discovered, the governing body determines if such conflict warrants a restiction on the capacity of the board member or key employee involved (e.g. recusal from decision-making or utilizing another method of non-participation in an activity). Form 990, Part VI, Section B, line 15 The following compensation review process was conducted in 2016: AHC's CEO and the CEO's executive leadership team have their compensation reviewed annually by the Compensation Committee of the AHC Board of Directors, which is vested with board-delegated powers to act on behalf of the board with respect to compensation matters in reviewing and establishing compensation for the CEO and the CEO's executive team. The Committee uses a process which is intended to create the presumption that payment of compensation to these persons constitutes reasonable compensation, defined as amounts that are within the range of compensation paid to similarly qualified persons in functionally-comparable positions at similarly-situated organizations. In this process, no member of the Committee who has a conflict of interest with respect to the compensation arrangement at issue is permitted to participate in the review and approval of that compensation arrangement. The Compensation Committee retains and consults with an independent compensation consultant who prepares a customized market-based analysis for the Committee regarding amounts paid to similarly-qualified persons in functionally-comparable positions at similarly-situated organizations. The Committee uses the market-based analysis provided by the consultant, and where appropriate, performance review and compensation recommendations, to establish market-based compensation for the CEO and the CEO's executive team. After making its compensation decisions, the Committee documents its deliberations and decisions in AHC's written or electronic books and records. Key employees and all other employees have their compensation reviewed and approved by their leader annually within market-based guidelines prescribed by the organization's Human Resources function. These market-based guidelines are established using applicable comparability data and similar compensation metrics that are based on similarly-qualified persons in functionally-comparable positions at similarly-situated organizations. Documentation and recordkeeping for these deliberations and decisions are maintained. Form 990, Part VI, Section C, line 19 The Articles of Incorporation for Aurora Health Care, Inc. are on file with the State of Wisconsin, Department of Financial Institutions. The financial statements are also on file with the State of Wisconsin, Department of Financial Institutions. The conflict of interest policy is available upon request. Form 990, Part XI, line 9: Equity transfers among affiliates & change in foundation equity interest. -70,550,508. Aurora Liability Assurance Ltd 23 Lime Tree Bay Avenue Grand Cayman CJ KY1-102 980413631 Professional Liability Insurance CJ 10774569 55180036 N/A Aurora Medical Group Inc 3031 West Montana Street Milwaukee WI 53215 391678306 Physician Services WI 501(c)(3) Line 3 Aurora Health Care Inc 1 Aurora Health Care Metro Inc 2900 West Oklahoma Avenue Milwaukee WI 53215 390806181 Hospital WI 501(c)(3) Line 3 Aurora Health Care Inc 1 Aurora Health Care Central Inc 2636 Eastern Avenue Plymouth WI 53073 390930748 Hospital WI 501(c)(3) Line 3 Aurora Health Care Metro Inc 1 Aurora Psychiatric Hospital Inc 1220 Dewey Avenue Wauwatosa WI 53213 390872192 Hospital WI 501(c)(3) Line 3 Aurora Health Care Metro Inc 1 Aurora Health Care Southern Lakes Inc 252 McHenry Street Burlington WI 53105 390806347 Hospital WI 501(c)(3) Line 3 Aurora Health Care Inc 1 Aurora Medical Center of Oshkosh Inc 855 North Westhaven Drive Oshkosh WI 54904 391027676 Hospital WI 501(c)(3) Line 3 Aurora Health Care North Inc 1 West Allis Memorial Hospital Inc 8901 West Lincoln Avenue West Allis WI 53227 391022464 Hospital WI 501(c)(3) Line 3 Aurora Health Care Metro Inc 1 Kradwell School Inc 1220 Dewey Avenue Wauwatosa WI 53213 261516765 School WI 501(c)(3) Line 2 Aurora Psychiatric Hospital Inc 1 Aurora Medical Center Washington County Inc 1032 East Sumner Street Hartford WI 53027 391150165 Hospital WI 501(c)(3) Line 3 Aurora Health Care Metro Inc 1 Aurora Advanced Healthcare Inc 3003 West Good Hope Road Glendale WI 53209 391595302 Physician Services WI 501(c)(3) Line 10 Aurora Health Care Inc 1 Aurora Health Care North Inc 5000 Memorial Drive Two Rivers WI 54241 391211629 Hospital WI 501(c)(3) Line 3 Aurora Health Care Inc 1 Visiting Nurse Association of Wisconsin Inc 11333 West National Avenue West Allis WI 53227 390806180 Home Care Services WI 501(c)(3) Line 7 Aurora Health Care Inc 1 Aurora Family Service Inc 3200 Highland Boulevard Milwaukee WI 53208 390806174 Social Services WI 501(c)(3) Line 10 Aurora Health Care Inc 1 Aurora UW Academic Medical Group Inc 1020 North 12th Street Milwaukee WI 53233 391136738 Physician Serives WI 501(c)(3) Line 10 Aurora Medical Group Inc 1 Aurora Health Care Foundation Inc 750 West Virginia Street Milwaukee WI 53204 396044569 Fund Raising WI 501(c)(3) Line 7 Aurora Health Care Inc 1 AMG Illinois Ltd 3031 West Montana Avenue Milwaukee WI 53215 264041287 Physician Services IL 501(c)(3) Line 3 Aurora Medical Group Inc 1 Aurora Medical Center Grafton LLC 975 Port Washington Road Grafton WI 53024 272953799 Hospital WI 501(c)(3) Line 3 Aurora Health Care Inc 1 Aurora Consolidated Labs A Co-Tenancy 8901 West Lincoln Avenue West Allis WI 53227 391898089 Laboratory Services WI Related -430 10686917 0 1 0.93120 North Shore Surgical Center Ltd 7007 Range Line Road Glendale WI 53209 391548024 Surgical Services WI Advanced Healthcare Inc Related 2732112 8865867 0 0 0.82350 BayCare Aurora LLC 750 West Virginia Street Milwaukee WI 53204 391947472 Hospital WI Aurora Medical Group Inc Related 70914473 263159369 0 8354 0 0.61880 Waukesha Pain Center LLC 4131 West Loomis Road Suite 300 Greenfield WI 53221 900928071 Physician Services WI N/A N/A 0 0 Aurora GI ASC LLC 2801 West KK River Parkway 1030 Milwaukee WI 53215 461848055 Physician Services WI N/A N/A 0 0 Wisconsin Surgery Center LLC 4131 West Loomis Road Suite 210 Greenfield WI 53221 383661215 Surgical Services WI N/A N/A 0 0 Aurora Health Care Ventures Inc 750 West Virginia Street Milwaukee WI 53204 391513129 For-Profit Company WI C 21449206 160652203 1.00000 1 Aurora Health Network Inc 750 West Virginia Street Milwaukee WI 53204 391817175 Inactive WI N/A C 1 Aurora Pharmacy Inc 750 West Virginia Street Milwaukee WI 53204 391733325 Retail Pharmacy WI N/A C 1 Diversified Care Inc 4811 South 76th Street Greenfield WI 53220 391609054 Temporary Staffing Agency WI N/A C 1 Aurora Retail Stores Inc 750 West Virginia Street Milwaukee WI 53204 391722937 Inactive WI N/A C 1 Advanced Healthcare Inc 3003 West Good Hope Road Glendale WI 53209 391195501 Physician Services WI N/A C 1 LMC Inc 750 West Virginia Street Milwaukee WI 53204 472374743 Health Services WI N/A C 1 Nor Door Clinic Building Condominium Association of Unit Owners 750 West Virginia Street Milwaukee WI 53204 Condo Association WI N/A C 1 St Luke's Physician Office Condominium Association Inc 750 West Virginia Street Milwaukee WI 53204 Condo Association WI N/A C 1 Aurora Health Center of Kenosha Condominium Association Inc 750 West Virginia Street Milwaukee WI 53204 Condo Association WI N/A C 1 Aurora Health Center of Oshkosh Condominium Association Inc 750 West Virginia Street Milwaukee WI 53204 Condo Association WI N/A C 1 Health Care Re Ltd 750 West Virginia Street Milwaukee WI 53204 981063814 Health Services CJ C 20 207460 1.00000 1 Aurora Health Care Medical Group Inc 750 West Virginia Street Milwaukee WI 53204 474167075 Physician Services WI C 1.00000 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 BayCare Aurora LLC A 2035425 Fair value BayCare Aurora LLC D 106287749 Fair value BayCare Aurora LLC Q 118041982 Cost