2017-11-10T10:40:01-06:00 2016-12-31 521231901 GORFINE SCHILLER & GARDYN PA 10045 RED RUN BLVD SUITE 250 OWINGS MILLS MD 21117 990 2016-01-01 135565128 MM&P HEALTH & BENEFIT FUND MM&P 4108508500 700 MARITIME BLVD NO A LINTHICUM HEIGHTS MD 21090 DONALD MARCUS TRUSTEE 4108595700 2017-11-06 1 SCOTT D RODGVILLE CPA P00365285 4103565900 173.67.46.202 2017-11-06 14:07:47 ES P 095943DCA95252609CECBF19EEA21DCD2E30C8C9 F21DBD4368D9C35989C3FE7D65BD1354CFEBDD87 2016 2017-02-10 21:41:12Z DONALD MARCUS 700 MARITIME BLVD NO A LINTHICUM HEIGHTS MD 21090 181623801 0 X N/A X 1950 MD TO PROVIDE HEALTH BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES OF THE MEMBERSHIP OF THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES, AND PILOTS AS SPECIFIED IN THE PLAN REGULATIONS 14 2 55 0 0 0 0 0 51724579 55159925 2414916 3281329 0 0 54139495 58441254 0 0 49940841 57952577 2227280 2204971 0 0 0 1917841 1823308 54085962 61980856 53533 -3539602 79825329 79038496 3395302 5461617 76430027 73576879 TO PROVIDE HEALTH BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES OF THE MEMBERSHIP OF THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES, AND PILOTS AS SPECIFIED IN THE PLAN REGULATIONS 0 0 EXPENSES FOR PROVIDING MEDICAL, LEGAL, HEALTH AND RELATED BENEFITS. 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 1 0 0 1 4794 0 1 55 1 0 0 0 0 0 0 X 14 2 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X PATRICK MCCULLOUGH ADMINISTRATOR 4108508500 700 MARITIME BLVD LINTHICUM MD 210901996 CAPT DONALD MARCUS TRUSTEE, CHAIRMAN 2.00 46.50 X X 0 197830 91098 CAPT KENNETH CARLSON JR TRUSTEE 1.00 2.00 X 0 0 0 MR EDWARD MORGAN TRUSTEE, SECRETARY, TREASU 2.00 8.00 X X 0 0 0 MR TIMOTHY GILL TRUSTEE 1.00 4.00 X 0 0 0 CAPT JOHN SULLIVAN TRUSTEE 1.00 4.00 X 0 0 0 MR WILLIAM CAMERON TRUSTEE 1.00 4.00 X 0 0 0 MR ROBERT STEPHENS TRUSTEE 1.00 4.00 X 0 0 0 MR JEAN HARRINGTON ALTERNATE TRUSTEE 1.00 4.00 X 0 0 0 MR C MICHAEL MURRAY TRUSTEE 1.00 41.50 X 0 181771 48076 MR JACK CRAFT TRUSTEE 1.00 5.00 X 0 0 0 MR STEPHEN WERSE TRUSTEE 1.00 42.50 X 0 249308 94258 MR DAVID BOATNER TRUSTEE 1.00 42.00 X 0 187904 79383 MR WAYNE FARTHING TRUSTEE 1.00 42.00 X 0 179011 79383 MR TIM SAFFLE ALTERNATE TRUSTEE 1.00 4.00 X 0 0 0 MR GEORGE QUICK ALTERNATE TRUSTEE 0.50 40.50 X 0 155315 0 MR JOHN SCHAEFFNER ALTERNATE TRUSTEE 0.50 1.00 X 0 122916 31095 MR TOM BELL ALTERNATE TRUSTEE 1.00 4.00 X 0 0 0 MR DONALD JOSBERGER TRUSTEE 1.00 42.50 X 0 217378 79383 MR JOHN DRAGONE ALTERNATE TRUSTEE 1.00 4.00 X 0 0 0 MR ED HANLEY TRUSTEE 1.00 4.00 X 0 0 0 MR RON TUCKER TRUSTEE 0.50 1.00 X 0 204116 37162 MR KLAUS LUHTA TRUSTEE 1.00 X 0 172661 78178 MR LARS TURNER TRUSTEE 1.00 X 0 133311 70377 MR PATRICK MCCULLOUGH ADMINISTRATOR 24.00 16.00 X 127123 85173 84716 MS PAULA PHILLIPS CONTROLLER 24.00 16.00 X 73352 49146 64700 MS ANN MARIE MCCULLOUGH MEDICAL BENEFIT MANAGER 24.00 16.00 X 81947 54905 70360 MR KEN RYAN TRUST DEPT. MANAGER 24.00 16.00 X 89024 59647 69166 371446 2250392 977335 1 0 1 0 CIGNA 10490 LITTLE PATUXENT PARKWAY 60 C COLUMBIA MD 21044 MEDICAL CLAIMS PROCESSING 987347 STEPTOE & JOHNSON 1330 CONNECTICUT AVENUE NW WASHINGTON DC 20036 LEGAL SERVICES 367892 IOMM&P 700 MARITIME BOULEVARD SUITE B LINTHICUM HEIGHTS MD 21090 ADMINISTRATIVE SERVICES 244446 DELTA DENTAL ONE DELTA DRIVE MECHANICSBURG PA 17055 DENTAL CLAIMS PROCESSING 213431 SLEVIN & HART 1625 MASSACHUSETTS AVE NW SUITE WASHINGTON DC 20036 LEGAL SERVICES 207898 7 CONTRIBUTIONS - EMPLOYERS 900099 50780288 50780288 CONTRIBUTIONS - VOLUNTARY 900099 4353617 4353617 OTHER CONTRIBUTIONS 900099 26020 26020 55159925 1489331 1489331 124974545 123182547 1791998 1791998 1791998 58441254 56951923 0 1489331 57952577 289945 1145562 220478 447371 101615 575791 57422 124764 139710 260025 208398 1498 66490 6086 40151 HIRING HALL EXPENSE 235778 BANK SERVICE CHARGES 57855 PCORI FEES 41867 PAYROLL PROCESSING SERV 5642 1831 61980856 465 454 6554439 6862496 5727979 7972889 31038173 29309212 36504273 34893445 79825329 79038496 154402 283251 3240900 5178366 3395302 5461617 X 76430027 73576879 76430027 73576879 79825329 79038496 -3539602 686454 0 X X 0 1 X 1 0 0 LOOMIS SAYLES LONG/SHORT CREDIT FUND 3408174 F PIMCO TOTAL RETURN FUND 6064665 F VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND 23469849 F WELLINGTON CTF GBL TOTAL RTN 1950757 F 34893445 DUE TO OTHER MM&P PLANS 471288 SECURITIES PURCHASED PENDING SETTLEMENT 2410540 CASH OVERDRAFT 2296538 5178366 X 59002945 686454 686454 58316491 124764 124764 58441255 61856093 0 61856093 124764 124764 61980857 PART X, LINE 2: ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY IF THE PLAN HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. X X X 0 0 0 CAPT DONALD MARCUS TRUSTEE, CHAIRMAN 0 184723 0 0 0 13107 0 66640 0 24458 0 288928 0 0 MR C MICHAEL MURRAY TRUSTEE 0 167371 0 0 0 14400 0 19864 0 28212 0 229847 0 0 MR STEPHEN WERSE TRUSTEE 0 233291 0 0 0 16017 0 69989 0 24269 0 343566 0 0 MR DAVID BOATNER TRUSTEE 0 172005 0 0 0 15899 0 54226 0 25157 0 267287 0 0 MR WAYNE FARTHING TRUSTEE 0 163311 0 0 0 15700 0 54226 0 25157 0 258394 0 0 MR GEORGE QUICK ALTERNATE TRUSTEE 0 146515 0 0 0 8800 0 0 0 0 0 155315 0 0 MR JOHN SCHAEFFNER ALTERNATE TRUSTEE 0 114516 0 0 0 8400 0 13335 0 17760 0 154011 0 0 MR DONALD JOSBERGER TRUSTEE 0 201915 0 0 0 15463 0 54226 0 25157 0 296761 0 0 MR RON TUCKER TRUSTEE 0 188261 0 0 0 15855 0 19858 0 17304 0 241278 0 0 MR KLAUS LUHTA TRUSTEE 0 159775 0 0 0 12886 0 52949 0 25229 0 250839 0 0 MR LARS TURNER TRUSTEE 0 120085 0 0 0 13226 0 44682 0 25695 0 203688 0 0 MR PATRICK MCCULLOUGH ADMINISTRATOR 127123 85173 0 0 0 0 33505 22448 17223 11540 177851 119161 0 0 MS PAULA PHILLIPS CONTROLLER 73352 49146 0 0 0 0 21519 14418 17223 11540 112094 75104 0 0 MS ANN MARIE MCCULLOUGH MEDICAL BENEFIT MANAGER 81947 54905 0 0 0 0 24908 16689 17223 11540 124078 83134 0 0 MR KEN RYAN TRUST DEPT. MANAGER 89024 59647 0 0 0 0 24193 16210 17223 11540 130440 87397 0 0 ANN MARIE MCCULLOUGH WIFE OF PATRICK MCCULLOUGH 124078 EMPLOYEE 0 MICHAEL MCCULLOUGH SON OF PATRICK MCCULLOUGH 63224 EMPLOYEE 0 MM&P PENSION PLAN COMMON BOARD MEMBERS 495317 ADMINISTRATIVE SERVICES INCURRED BY MM&P HEALTH & BENEFIT PLAN AND REIMBURSED BY MM&P PENSION PLAN 0 MM&P IRA PLAN COMMON BOARD MEMBERS 409762 ADMINISTRATIVE SERVICES INCURRED BY MM&P HEALTH & BENEFIT PLAN AND REIMBURSED BY MM&P IRA PLAN 0 MM&P ADJUSTABLE PENSION PLAN COMMON BOARD MEMBERS 196776 ADMINISTRATIVE SERVICES INCURRED BY MM&P HEALTH & BENEFIT PLAN AND REIMBURSED BY MM&P ADJUSTABLE PENSION PLAN 0 PART IV, COLUMN B RELATIONSHIP BETWEEN INTERESTED PERSONS AND THE ORGANIZATIONTHE FOLLOWING TRUSTEES OF THE MM&P HEALTH AND BENEFIT PLAN SIT AS TRUSTEES ON THE VARIOUS ENTITIES IDENTIFIED IN COLUMN A OF PART IV:EDWARD MORGANJACK CRAFTJOHN SULLIVANWILLIAM CAMERONED HANLEYJEAN HARRINGTONTIMOTHY GILLROBERT STEPHENSDONALD MARCUSSTEPHEN WERSEDONALD JOSBERGERMICHAEL MURRAYDAVID BOATNERWAYNE FARTHINGKLAUS LUHTALARS TURNERJOHN DRAGONEJOHN SCHAEFNERTIM SAFFLETOM BELL FORM 990, PART VI, SECTION A, LINE 7A EMPLOYERS APPOINT TRUSTEES BASED UPON LEVEL OF PARTICIPATION. EACH OF THE SEVEN LARGEST EMPLOYERS THAT PARTICIPATE IN ALL OF THE RELATED PLANS ARE ELIGIBLE TO APPOINT A TRUSTEE. THE REMAINING EMPLOYERS ARE ALLOWED TO APPOINT FOUR ALTERNATE TRUSTEES. IN ADDITION, THE GENERAL EXECUTIVE BOARD OF THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES, AND PILOTS, THE SPONSORING UNION, APPOINTS SEVEN REGULAR TRUSTEES AND THREE ALTERNATE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B AN ELECTRONIC COPY OF THE DRAFT FORM 990 IS DISTRIBUTED TO ALL MEMBERS OF THE GOVERNING BODY BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C QUESTIONNAIRES ARE DISTRIBUTED PERIODICALLY TO EACH TRUSTEE AND KEY EMPLOYEE FOR DISCLOSURE OF ALL POTENTIAL OR ACTUAL CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 THE PLAN CONDUCTS PERIODIC REVIEW OF COMPENSATION AND COMPARES CURRENT COMPENSATION AND COST OF LIVING ADJUSTMENTS TO SIMILAR ORGANIZATIONS IN THE SAME GEOGRAPHIC REGION BASED UPON REVIEW OF THEIR RESPECTIVE FORM 990'S. IN ADDITION, THE PLAN WILL PERIODICALLY RETAIN A CONSULTING FIRM TO PERFORM A COMPENSATION STUDY. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION MAKES ITS FORMS 990 AND 1023 AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE PLAN MAKES ITS GOVERNING DOCUMENTS, POLICIES, AND FINANCIAL STATEMENTS AVAILABLE TO PARTICIPANTS, BENEFICIARIES, THE SPONSORING UNION, AND CONTRIBUTING EMPLOYERS AS REQUIRED BY ERISA. ERISA DOES NOT REQUIRE THAT THE FUND MAKE THESE DOCUMENTS AVAILABLE TO THE PUBLIC AND THE FUND DOES NOT DO SO. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED EITHER ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE YEAR. MM&P JOINT EMPLOYMENT COMMITTEE 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 237051736 LABOR MANAGEMENT COOPERATION COMMITTEE. MD 501(C)(5) 0 MASTERS MATES & PILOTS VACATION PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 135638830 TO PROVIDE VACATION BENEFITS TO ELIGIBLE PARTICIPANTS MD 501(C)(9) 0 MARITIME ADVANCEMENT TRAINING EDUCATION AND SAFETY PROGRAM 692 MARITIME BOULEVARD LINTHICUM HEIGHTS MD 210901996 132577386 TO PROVIDE TRAINING FOR LICENSED DECK OFFICERS MD 501(C)(9) 0 MASTERS MATES & PILOTS INDIVIDUAL RETIREMENT ACCOUNT PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 133021839 TO PROVIDE DEFINED CONTR. PENSION BENEFITS TO ELIGIBLE PARTICIPANTS MD 401 0 MASTERS MATES & PILOTS PENSION PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 136372630 TO PROVIDE PENSION BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES MD 401 0 MASTERS MATES & PILOTS ADJUSTABLE PENSION PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 371719247 TO PROVIDE PENSION BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES MD 401 0 INTERNATIONAL ORGANIZATION OF MASTERS MATES AND PILOTS 700 MARITIME BLVD SUITE B LINTHICUM HEIGHTS MD 210901996 136020335 SPONSORING UNION MD 501(C)(5) 0 MM&P POLITICAL CONTRIBUTION FUND 700 MARITIME BLVD SUITE B LINTHICUM HEIGHTS MD 210901996 132903629 POLITICAL ORGANIZATION DC 527 IOMMP 0 MM&P DISASTER RELIEF FUND 700 MARITIME BLVD SUITE B LINTHICUM HEIGHTS MD 210901996 203421924 CHARITABLE MD 501(C)(3) LINE 7 IOMMP 0 COLUMBIA UNIVERSITY - LAMONT DOHERTY EARTH OBSERVATORY SUNY MARITIME STATE OF ALASKA WHATCOM COUNTY WAHKIAKUM COUNTY CANAVERAL PILOTS ASSOCIATION CRESCENT RIVER PORT PILOTS ASSOCIATION HOUSTON PILOTS KEY WEST BAR PILOTS ASSOCIATION SAN FRANCISCO BAR PILOTS SOUTHWEST ALASKA PILOTS ASSOCIATION TRINITY MANAGEMENT GROUP ASSOCIATED BRANCH PILOTS CASHMAN DREDGING & MARINE CONTRACTING CO BLUE & GOLD FLEET PATRIOT CONTRACTING SERVICES BAYDELTA MARITIME COLUMBIA RIVER BAR PILOTS PASHA HAWAII HOLDINGS LLC (SUNRISE OPERATIONSMMS) CENTRAL GULF LINES E-SHIPS MIRAID WATERMAN STEAMSHIP CORPORATION GALVESTON-TEXAS CITY PILOTS HOUSTON PILOTSBEATTY STREET PROPERTIES ST JOHNS BAR PILOT ASSOCIATION ARANSAS CORPUS CHRISTI PILOTS SULPHUR CARRIERS INC MAERSK COMPASS GROUPFLIK INTERNATIONAL GRAND RIVER NAVIGATION COMPANY INC SANDY HOOK PILOTS' ASSOCIATION CIRCLE LINE SIGHTSEEING YACHTS INC NORTH FERRY COMPANY DUTRA GROUP SHAVER TRANSPORTATION COMPANY SORTWELL INC DBA AMNAV MARITIME SERVICES ROSS ISLAND SAND & GRAVEL WESTAR MARINE SERVICES DIVISION OF CROSSLINK INC SEAWAY TOWING COMPANY INC DUNLAP TOWING COMPANY SOUND FREIGHT LINES INC BLACK BALL TRANSPORT INC FOSS INTERNATIONAL INC MATSON NAVIGATION COMPANY INC APL MARINE SERVICES CHESAPEAKE CREWING HMS FERRIES INC BISCAYNE BAY PILOTS SABINE PILOT SERVICE INC THE GREAT LAKES TOWING COMPANY T&T MARINE SERVICES INC PEP INC DR JAX MARINE INC L&E MARINE CORP GBH MARINE CETACEAN MARINE INC CRESCENT TOWING COSAVANNAH DOCKING PILOTS TERRASA & STAIR PA MARITIME PERSONNEL PROVISIONING WEEKS MARINE INC BRUSCO TUG & BARGE OSCAR NIEMETH TOWING CROWLEY MARINE SERVICES SAN FRANCISCO HARBOR CO CROWLEY MARINE SOUTHAMPTON TOWING COMPANY FRUDAKER HARBOR 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0