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NORMAN E. BORLAUG RECOGNIZING AN OUTSTANDING YOUNG FIELD RESEARCH SCIENTIST OR EXTENSION WORKER IN AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THE BORLAUG DIALOGUE INTERNATIONAL SYMPOSIUM OVER THE NEXT 10 YEARS 165000 NO PRIOR REPORTS + 02/04/13, 01/27/14, 01/26/15, 02/02/15, 02/04/16, 01/30/17 WORLD FOOD PRIZE FOUNDATION 666 GRAND AVENUE SUITE 1700 DES MOINES IA 50309 2012-03-29 250000 TO ENDOW AN ANNUAL AWARD IN HONOR OF DR. NORMAN E. BORLAUG RECOGNIZING AN OUTSTANDING YOUNG FIELD RESEARCH SCIENTIST OR EXTENSION WORKER IN AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THE BORLAUG DIALOGUE INTERNATIONAL SYMPOSIUM OVER THE NEXT 10 YEARS 0 NO 02/04/13, 01/27/14, 01/26/15, 02/02/15, 02/04/16, 01/30/17 YUNUS SOCIAL BUSINESS GMBH NIDDASTR 63 FRANKFURT AM MAIN GM 60329 2016-09-08 98047 IN SUPPORT OF PILOTING THE SOCIAL SUCCESS NOTE, AN INNOVATIVE FINANCING INSTRUMENT, TO ENABLE IMPACT WATER (OR A COMPARABLE SOCIAL ENTERPRISE) TO FUND WATER PURIFICATION SYSTEMS IN UGANDA 65543 NO 02/03/17, 04/19/17 ZERO POINT ZERO PRODUCTION INC 875 AVENUE OF THE AMERICAS NEW YORK NY 10001 2016-07-22 2192630 IN SUPPORT OF PRODUCING A FEATURE LENGTH DOCUMENTARY FILM, "WASTED, AND A CORRESPONDING AWARENESS CAMPAIGN AND EDUCATIONAL CURRICULUM TO HIGHLIGHT EFFORTS TO REDUCE FOOD WASTE 2192630 NO 08/19/16, 09/01/16, 10/17/16, 10/21/16, 02/08/17, 04/04/17 ZERO POINT ZERO PRODUCTION INC 875 AVENUE OF THE AMERICAS NEW YORK NY 10001 2016-11-02 1391635 IN SUPPORT OF PRODUCING A FEATURE LENGTH DOCUMENTARY FILM, "WASTED, AND A CORRESPONDING AWARENESS CAMPAIGN AND EDUCATIONAL CURRICULUM TO HIGHLIGHT EFFORTS TO REDUCE FOOD WASTE 856590 NO 02/08/17, 04/04/17 DISPOSITION OF FIXED ASSETS PURCHASED 902973 0 -653389 249584 990PF, PAGE 10, PART XV, LINES 2A THROUGH 2D GRANT APPLICATION SUBMISSION INFORMATION(A) WE ASK PROSPECTIVE APPLICANTS TO DETERMINE IF THEIR ORGANIZATION'S PROJECT ALIGNS WITH THE FOUNDATION'S PROGRAMMATIC GOALS BY VISITING WWW.ROCKEFELLERFOUNDATION.ORG. THE FOUNDATION INVITES INQUIRIES VIA A PORTAL ON OUR WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG. THE FOUNDATION ONLY ACCEPTS UNSOLICITED INQUIRIES VIA THE WEB SITE.(B) APPLICANTS ARE ASKED TO FILL IN THE ON-LINE INQUIRY FORM ON THE FOUNDATION'S WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, IN ORDER FOR THE FOUNDATION TO MAKE AN INITIAL ASSESSMENT OF INTEREST.APPLICANTS TO THE BELLAGIO CENTER, ITALY, ARE ASKED TO APPLY ON LINE AT WWW.ROCKEFELLERFOUNDATION.ORG.(C) IN 2016, THERE WERE NO SPECIFIC SUBMISSION DEADLINES FOR THE FOUNDATION'S PROGRAMS, OTHER THAN FOR THE BELLAGIO PROGRAM. IN ADDITION, FROM TIME TO TIME, REQUESTS FOR PROPOSALS WERE SENT OUT WITH SPECIFIC DEADLINES TO A SELECT GROUP OF PROSPECTIVE GRANTEES FOR PARTICULAR PROJECTS.(D) THE ROCKEFELLER FOUNDATION DEVELOPS ITS PROGRAMS, STRATEGIES AND APPROACHES DESIGNED TO HAVE AN IMPACT ON A PARTICULAR SET OF ISSUES OR CHALLENGES THROUGH A CONSULTATIVE AND COLLABORATIVE PROCESS. WE ENGAGE A VARIETY OF GROUPS, INCLUDING SUBJECT MATTER EXPERTS, POLICYMAKERS AND REPRESENTATIVES OF APPLICABLE COMMUNITIES TO FULLY UNDERSTAND A GIVEN CHALLENGE OR OPPORTUNITY, INCLUDING THE ECONOMIC, POLITICAL OR SOCIAL CONTEXT IN WHICH IT RESIDES. IN THE COURSE OF PROGRAM DEVELOPMENT, THE FOUNDATION IDENTIFIES AND CONSIDERS ORGANIZATIONS THAT WE BELIEVE ARE BEST POSITIONED TO IMPLEMENT DEFINED COMPONENTS OF A PROGRAM. THIS PROCESS HELPS DETERMINE THE ORGANIZATIONS THAT THE FOUNDATION WILL PROVIDE GRANTS TO, AND WE WILL THEN REQUEST PROJECT PROPOSALS FROM THOSE ORGANIZATIONS. IN ORDER TO FOCUS AND MAXIMIZE THE IMPACT OF OUR GRANTMAKING, WE RARELY PROVIDE FUNDING IN RESPONSE TO UNSOLICITED PROPOSALS. AS A MATTER OF POLICY, THE FOUNDATION DOES NOT GIVE OR LEND MONEY FOR PERSONAL AID TO INDIVIDUALS OR, EXCEPT IN RARE CASES, FUND ENDOWMENTS, OR CONTRIBUTE TO BUILDING AND OPERATING FUNDS.DURING 2016, THE ROCKEFELLER FOUNDATION PURSUED ITS 1913 MISSION OF PROMOTING THE WELL-BEING OF HUMANITY THROUGHOUT THE WORLD THROUGH DUAL GOALS: ADVANCING INCLUSIVE ECONOMIES THAT EXPAND OPPORTUNITIES FOR MORE BROADLY SHARED PROSPERITY, AND BUILDING RESILIENCE BY HELPING PEOPLE, COMMUNITIES AND INSTITUTIONS PREPARE FOR, WITHSTAND, AND EMERGE STRONGER FROM ACUTE SHOCKS AND CHRONIC STRESSES. TO ACHIEVE THESE GOALS, THE ROCKEFELLER FOUNDATION HAS BEEN WORKING AT THE INTERSECTION OF FOUR FOCUS AREAS - ADVANCE HEALTH, REVALUE ECOSYSTEMS, SECURE LIVELIHOODS, AND TRANSFORM CITIES - TO ADDRESS THE ROOT CAUSES OF EMERGING CHALLENGES AND CREATE SYSTEMIC CHANGE. CURRENT INITIATIVES, AS WELL AS AREAS BEING EXPLORED FOR FUTURE INITIATIVES, ARE DESCRIBED ON THE FOUNDATION'S WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, WHICH IS CONTINUALLY UPDATED. INITIATIVES THAT WERE ACTIVE DURING 2016 INCLUDED: 100 RESILIENT CITIES; THE GLOBAL RESILIENCE PARTNERSHIP; THE ALLIANCE FOR A GREEN REVOLUTION IN AFRICA; DIGITAL JOBS AFRICA; BUILDING CLIMATE CHANGE RESILIENCE; SMART POWER FOR RURAL DEVELOPMENT; INNOVATIVE FINANCE; AND YIELDWISE. THE FOUNDATION ALSO ACTIVELY ENGAGES IN EXPLORATIONS OF POSSIBLE NEW INITIATIVES, WHICH ARE ALSO DESCRIBED ON THE WEBSITE. THE FOUNDATION ALSO OPERATES A CONFERENCE AND STUDY PROGRAM AT ITS BELLAGIO CENTER IN ITALY. EXPENDITURE RESPONSIBILITY GRANTS AND PRIS 990PF, PART VII-B, LINE 5(C) THE FOLLOWING TEXT RELATES TO THE STATEMENT 21, THE EXPENDITURE RESPONSIBILITY STATEMENT, IN RESPONSE TO PART VII-B, LINE 5C.PROSPECTIVE GRANTEES ARE ASKED TO FURNISH INFORMATION IN ORDER TO ENABLE THE FOUNDATION TO DETERMINE WHETHER THEY HAVE RECEIVED A DETERMINATION OF 501(C)(3) STATUS FROM THE U.S. INTERNAL REVENUE SERVICE OR MAY BE CONSIDERED THE EQUIVALENT OF A TAX-EXEMPT CHARITY, IF FORMED OUTSIDE THE UNITED STATES. PROSPECTIVE GRANTEES WITH RESPECT TO WHOM THE FOUNDATION IS BELIEVED TO HAVE "EXPENDITURE RESPONSIBILITY" OBLIGATIONS ARE INFORMED BY LETTER, BEFORE PAYMENT IS MADE ON A GRANT, OF THE RESPONSIBILITIES IMPOSED UPON THE FOUNDATION AND ITS GRANTEES BY THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. EACH GRANTEE MUST AGREE IN WRITING TO THOSE TERMS AND CONDITIONS, INCLUDING THE OBLIGATION TO PROVIDE FINANCIAL AND SUBSTANTIVE REPORTS ON HOW FOUNDATION GRANT FUNDS ARE EXPENDED. THE REPORTS THAT ARE RECEIVED ARE REVIEWED FOR GENERAL ACCURACY, SUFFICIENCY AND COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT. ADDITIONAL INFORMATION IS REQUESTED FROM GRANTEES IN INSTANCES WHERE REPORTS ARE CONSIDERED INADEQUATE. WHERE THE FOUNDATION HAS NOT RECEIVED FINANCIAL OR SUBSTANTIVE REPORTS FROM A GRANTEE WHEN EXPECTED, FOUNDATION STAFF FOLLOW UP IN SEVERAL WAYS, INCLUDING REMINDERS THAT ARE SENT AT REGULAR INTERVALS AFTER REPORTS ARE EXPECTED AND PERSONAL FOLLOW-UP BY PROGRAM AND GRANTS MANAGEMENT STAFF THROUGH TELEPHONE, MAIL AND E-MAIL. STATEMENT 21 LISTS GRANT AND PROGRAM-RELATED INVESTMENT EXPENDITURES WITH RESPECT TO WHICH THE FOUNDATION HAS EXERCISED EXPENDITURE RESPONSIBILITY. WHERE THE GRANTEE'S NAME IS FOLLOWED BY AN ASTERISK (*), THE GRANTEE ORGANIZATION IS EITHER A PRIVATE FOUNDATION, A PRIVATE OPERATING FOUNDATION, OR A FOREIGN PRIVATE-FOUNDATION EQUIVALENT. ALL OTHER GRANTEES ARE NON-501(C)(3) ORGANIZATIONS OR ORGANIZATIONS FOR WHICH THE FOUNDATION HAS NOT MADE A REASONABLE DETERMINATION OF 501(C)(3) EQUIVALENCY STATUS THAT RECEIVED GRANTS FOR CHARITABLE PROJECTS AND MAINTAINED PAYMENTS IN SEGREGATED FUNDS AS REQUIRED BY TREASURY REG. 53.4945-6(C). IF A PARTICULAR GRANT EXPENDITURE IS SHOWN TO HAVE BEEN FULLY EXPENDED BY THE GRANTEE BUT THE FOUNDATION HAS NOT YET RECEIVED ONE OR MORE NARRATIVE REPORTS, THE FOUNDATION WILL REPORT ON THE STATUS OF THE EXPENDITURE ON OUR 2016 990-PF. UNLESS OTHERWISE NOTED, THE REPORTS RECEIVED WERE FOUND TO BE IN ORDER AND TO SHOW THAT THE FUNDS WERE FULLY EXPENDED FOR THE PURPOSE OF THE GRANT. REPORTING STATUS IS AS OF 10/31/17. FOUNDATION STATUS CODE "PC" 990PF, PART XV WITH REGARD TO PART XV SUPPLEMENTARY INFORMATION REFLECTING GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR AND APPROVED FOR FUTURE PAYMENT, ORGANIZATIONS GIVEN THE FOUNDATION STATUS CODE DESIGNATION "PC" (OR PUBLIC CHARITY) INCLUDE U.S. PUBLIC CHARITIES DESCRIBED IN SECTION 509(A)(1) OR (2) OF THE CODE AND ORGANIZATIONS BASED OUTSIDE THE U.S. THAT HAVE BEEN FOUND TO BE THE EQUIVALENT OF A U.S. PUBLIC CHARITY. CONTROLLED ENTITIES 990-PF, PAGE 5, PART VII-A, LINE 11 THE FOLLOWING CONTROLLED ENTITY IS NOT AN EXCESS BUSINESS HOLDING:SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATIONC/O SCORPIO CORPORATE ADVISORSS-405 (LGF), GREATER KAILASH - IINEW DELHI, INDIAEIN# N/A**TRANSACTION: $5,000,000 GRANT PAYMENT TO SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION.**THIS ENTITY IS FOREIGN AND HAS NO EIN#, HOWEVER IN ORDER FOR THE RETURN TO BE ACCEPTABLE FOR E-FILING, WE USED THE EIN# 12-3456789 SUMMARY OF DIRECT CHARITABLE ACTIVITIES 990PF, PAGE 7, PART IX-A THE ROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALYSUMMARY OF DIRECT CHARITABLE ACTIVITESFORM 990PF, PART IX-ATHE BELLAGIO CENTER HAD OPERATING EXPENSES OF $4,325,833. SINCE 1959, THE CENTER HAS SERVED AS A RESOURCE FOR FOSTERING DIALOGUE AND PROBLEM SOLVING FOR DIVERSE PARTICIPANTS AROUND THE WORLD. THE CENTER HOSTS CONFERENCES THAT FOCUS ON TOPICS OF INTERNATIONAL INTEREST, WITH PREFERENCE GIVEN TO APPLICANTS WHO PROMOTE DEVELOPMENT AND ALIGN WITH THE FOUNDATION'S AREAS OF INTEREST. IN 2016 THE BELLAGIO CENTER HOSTED 52 MEETINGS (THESE MEETINGS WERE ORIGINALLY APPROVED IN 2014, 2015, AND 2016) WITH A TOTAL OF 982 PARTICIPANTS; 33% OF WHOM WERE FROM THE UNITED STATES, 39% FROM DEVELOPED COUNTRIES OUTSIDE OF UNITED STATES, AND 28% FROM DEVELOPING COUNTRIES. IN ADDITION, THE CENTER OFFERS TWO-TO-FOUR WEEK RESIDENCIES TO SCHOLARS, ARTISTS, AND PRACTITIONERS. IN 2016, THE CENTER HOSTED 126 RESIDENTS, 60% OF WHOM WERE FROM THE UNITED STATES, 13% FROM DEVELOPED COUNTRIES OUTSIDE OF THE UNITED STATES, AND 28% FROM DEVELOPING COUNTRIES. A LISTING OF 2016 CONFERENCES, TEAMS AND INDIVIDUAL RESIDENTS IS BELOW.2016 BELLAGIO CENTER CONFERENCES2/8/2016 TO 2/12/2016 THE CONSUMER PERSPECTIVE: A CONSULTATION WITH SENIOR HEALTH OFFICIALS IN DEVELOPING COUNTRIES ON STANDARDS OF EVIDENCE FOR REPRODUCTIVE AND MATERNAL HEALTH CARE, POPULATION COUNCIL, BIRUNGI, HARRIET (KENYA)2/16/2016 TO 2/20/2016FEEDING AN EXTRA 2.4 BILLION BY 2050: DECISION FRAMEWORKS FOR RESILIENT FOOD-ENERGY-ENVIRONMENT-WATER SYSTEMS, THE AUSTRALIAN NATIONAL UNIVERSITY, GRAFTON, R. QUENTIN (AUSTRALIA)2/17/2016 TO 2/20/2016 WHITE SPACES, GUARDIAN NEWS AND MEDIA LTD., WHITE, RACHEL (UNITED STATES)2/22/2016 TO 2/26/2016PROTECTING CIVILIANS IN ARMED CONFLICTS, FIGHTING JUST WARS, AND PREVENTING STATES FAILURES: HOW AN ETHICAL APPROACH TO INTERNATIONAL AFFAIRS STRENGTHENS GLOBAL RESILIENCE. AMERICAN ACADEMY OF ARTS AND SCIENCES, FANTON, JONATHAN (UNITED STATES)2/29/2016 TO 3/4/2016 RESILIENT HEALTH SYSTEMS: FROM CONCEPT TO ACTION, DEPARTMENT OF GLOBAL HEALTH, KRUK, MARGARET (UNITED STATES)3/1/2016 TO 3/5/2016 UNSDSN THEMATIC NETWORK 09 DELIVERING URBAN SUSTAINABLE DEVELOPMENT GOAL 11 THROUGH HABITAT III, THE ECOLOGICAL SEQUESTRATION TRUST, HEAD, PETER (UNITED KINGDOM)3/8/2016 TO 3/12/2016 INTERNATIONAL STREET HARASSMENT CONVENING, HOLLABACK!, MAY, EMILY (UNITED STATES)3/14/2016 TO 3/18/2016 CSO ACCOUNTABILITY IN THE DIGITAL AGE, INTERNATIONAL CIVIL SOCIETY CENTRE, MERKELBACH, JANA (GERMANY)3/15/2016 TO 3/19/2016 THE LANCET - O'NEILL INSTITUTE, GEORGETOWN UNIVERSITY COMMISSION ON GLOBAL HEALTH AND THE LAW BELLAGIO DIRECTING MEETING, O'NEILL INSTITUTE FOR NATIONAL & GLOBAL HEALTH LAW, DEBARTOLO, MARY (UNITED STATES)3/28/2016 TO 4/1/2016 PORTFOLIO DECARBONIZATION COALITION - COP21: OUTCOMES AND PROSPECTS FOR INVESTORS, COLUMBIA UNIVERSITY, BOLTON, PATRICK (UNITED STATES)4/4/2016 TO 4/8/2016SUPPORTING AND NURTURING WELLBEING AMONGST SOCIAL CHANGE LEADERS GLOBALLY, THE WELLBEING PROJECT, PEREIRA, AARON (FRANCE)4/11/2016 TO 4/15/2016 FAIR FASHION: THE APPAREL INDUSTRY AS AN INSTRUMENT FOR SUSTAINABLE DEVELOPMENT, GLASGOW CALEDONIAN UNIVERSITY NEW YORK, SMYTH, CARA (UNITED STATES)4/18/2016 TO 4/22/2016 ASIA FLAGSHIP COURSE - THE CHALLENGE OF UNIVERSAL HEALTH COVERAGE - CURRICULUM DEVELOPMENT WORKSHOP, USAID - RONALD REAGAN BUILDING, YARROW, KRISTINA (UNITED STATES)4/25/2016 TO 4/29/2016 A WORKSHOP ON GLOBAL ACTION ON TRANSFORMING HEALTH WORKFORCE EDUCATION AND TRAINING TOWARDS UNIVERSAL HEALTH COVERAGE AND WELL-BEING OF HUMANITY IN THE DEVELOPING WORLD 2016-2030, HEALTH PROFESSIONAL EDUCATION FOUNDATION OF THAILAND, CHUENKONGKAEW, WANICHA (THAILAND)4/26/2016 TO 4/30/2016 BUILDING RESILIENT HEALTH SYSTEMS AND GLOBAL HEALTH SECURITY, WORLD BANK, CHOPRA, MICKEY, (UNITED STATES)5/2/2016 TO 5/6/2016RESILIENCE NEXTGEN: NEW LEADERS, NEW MEDIA, SKDKNICKERBOCKER, REICHIN, STEPHANIE (UNITED STATES)5/10/2016 TO 5/14/2016SUSTAINING A DIGITAL CONTENT AND KNOWLEDGE SHARING PLATFORM TO ADVANCE THE FIELD OF RESILIENCE, BLUE STATE DIGITAL, KIESA, JESSALYN (UNITED STATES)5/23/2016 TO 5/27/2016 SAFE AND INCLUSIVE CITIES BOOK PROJECT: TESTING THEORIES OF SAFER CITIES FROM THE GLOBAL SOUTH, INTERNATIONAL DEVELOPMENT RESEARCH CENTRE, SALAHUB, JENNIFER (CANADA)5/24/2016 TO 5/28/2016ANNUAL MEETING OF FUTURISTS, INTERNATIONAL CIVIL SOCIETY CENTRE, GN RIG, BURKHARD (GERMANY)5/30/2016 TO 6/3/2016LANDSCAPE APPROACHES FOR AGRICULTURAL GREEN GROWTH, ECOAGRICULTURE PARTNERS, SCHERR, SARA (UNITED STATES)6/6/2016 TO 6/10/2016 CREATING A PLATFORM FOR BUILDING SAFE AND VIBRANT STREETS AND PUBLIC SPACES IN AFRICAN CITIES, HEALTHBRIDGE FOUNDATION OF CANADA, DANIEL, KRISTIE (CANADA)6/7/2016 TO 6/11/2016 BEYOND 'POLITICS MATTERS': WHAT DOES ESID HAVE TO SAY?, THE UNIVERSITY OF MANCHESTER, HULME, DAVID (UNITED KINGDOM)6/13/2016 TO 6/17/2016 SUSTAINABILITY AND RESILIENCE CREDIT RATING, GLOBAL INFRASTUCTURE, BASEL FOUNDATION, EGLER, HANS-PETER (SWITZERLAND)6/27/2016 TO 7/1/2016 GOVERNING MULTISECTORAL COLLABORATIONS FOR HEALTH IN LOW AND MIDDLE INCOME COUNTRIES, JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH, BENNETT, SARA (UNITED STATES)7/4/2016 TO 7/8/2016 ADVANCING PLANETARY HEALTH - LINKING HEALTH AND ENVIRONMENTAL DATA, LONDON SCHOOL OF HYGIENE AND TROPICAL MEDICINE, HAINES, ANDY (UNITED KINGDOM)7/5/2016 TO 7/9/2016 TRANSFORMING KISUMU: ENABLING TECHNOLOGIES FOR SMART CITIES AND RESILIENT ECONOMIES, COUNTY GOVERNMENT OF KISUMU, OCHUGBOJU, SHEILA (UNITED KINGDOM)7/11/2016 TO 7/15/2016THE AFRICA GREENCO INITIATIVE (AFRICA GREEN REGIONAL ENERGY: EFFICIENT, NEW AND CREDITWORTHY OFFTAKER), AFRICA GREENCO, HAJDUKA SHIELDS, ANA-KATARINA (UNITED KINGDOM)7/18/2016 TO 7/22/2016 BELLAGIO CENTER STRATEGIC SELECTION PARTNERS CONVENING, MERIDIAN INSTITUTE, FOSTON, SHELLY (UNITED KINGDOM)7/25/2016 TO 7/29/2016 EMPOWERING WOMEN FOR ECONOMIC GROWTH: THE SMART CHOICE FOR THE G20, CHATHAM HOUSE (THE ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS), SUBACCHI, PAOLA (UNITED KINGDOM)8/1/2016 TO 8/5/2016 FIVE BIG BETS FOR PHILANTHROPY AND THE SHARING ECONOMY, IDEO, RHOTEN, DIANA (UNITED STATES)8/2/2016 TO 8/6/2016 INSURANCE AND CREDIT RATING CONVENING, INSTITUTE FOR SUSTAINABLE COMMUNITIES, ADAMS, STEPHEN (UNITED STATES)8/8/2016 TO 8/12/2016 GLOBAL VIROME PROJECT (GVP) FORUM, UNITED STATES AGENCY FOR INTERNATIONAL DEVELOPMENT, CARROLL, DENNIS (UNITED STATES)8/22/2016 TO 8/26/2016THE FUTURE OF INNOVATION SUMMIT 2016: ADVANCING AN INNOVATION METHODOLOGY FOR COMPLEX SYSTEMS, STANFORD CHANGELABS, BANERJEE, BANNY (UNITED STATES)8/29/2016 TO 9/2/2016 SOCIAL SERVICE WORKFORCE STRENGTHENING & AMBASSADOR TRAINING, GLOBAL SOCIAL SERVICE WORKFORCE ALLIANCE, BESS, AMY (UNITED STATES)8/30/2016 TO 9/3/2016 ACCADEMIA CONCERTANTE WORKSHOP, ACCADEMIA CONCERTANTE, FEDELI, MATTEO (ITALY)9/5/2016 TO 9/9/2016 THE PAST, PRESENT AND FUTURE OF PAYMENTS FOR ECOSYSTEM SERVICES, UNIVERSITY OF CALIFORNIA, SALZMAN, JAMES (UNITED STATES)9/13/2016 TO 9/17/2016 RESOURCES TO HELP PEOPLE MAKE WELL-INFORMED HEALTH CHOICES IN LOW-INCOME COUNTRIES, NORWEGIAN INSTITUTE OF PUBLIC HEALTH, OXMAN, ANDREW (NORWAY)9/19/2016 TO 9/23/2016 CULTURE AND RESILIENCE, ROCKEFELLER ARCHIVE CENTER, SMITH, JAMES (UNITED STATES)9/26/2016 TO 9/30/2016 CONNECTIVITY AT THE BOTTOM OF THE PYRAMID: ICT4D AND INFORMAL ECONOMIC INCLUSION IN AFRICA, LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE, MEAGHER, KATHLEEN (UNITED KINGDOM)10/10/2016 TO 10/14/2016 GCBSD WORKING SEMINAR, GLOBAL COMMISSION ON BUSINESS AND SUSTAINABLE DEVELOPMENT (GCBSD), EVANS, ALEX (UNITED KINGDOM)10/11/2016 TO 10/15/2016 ACCELERATING PRIVATE INVESTMENT TO REDUCE EMISSIONS FROM DEFORESTATION, ENVIRONMENTAL DEFENSE FUND (EDF), LUBOWSKI, RUBEN (UNITED STATES)10/17/2016 TO 10/21/2016 MARKET-BASED SOLUTIONS FOR THE EXTREME POOR, ADD INTERNATIONAL, WAINWRIGHT, TIM (UNITED KINGDOM)10/24/2016 TO 10/28/2016 BRIDGING THE HAGUE-GENEVA DIVIDE TO STRENGTHEN ACCOUNTABILITY FOR MASS ATROCITIES, UNITED STATES HOLOCAUST MEMORIAL MUSEUM, RAPP, STEPHEN (UNITED STATES)10/31/2016 TO 11/4/2016 THE PROSPECTS FOR JOB GENERATION IN THE MIDDLE EAST, THE CO-OPINION NETWORK, SINANOGLU, SEMUHI (TURKEY)11/7/2016 TO 11/11/2016 TOWARDS A SUSTAINABLE EARTH: HUMAN-ENVIRONMENT SYSTEMS AND THE UN GLOBAL GOALS, NATURAL ENVIRONMENT RESEARCH COUNCIL, LAURIE, SOPHIE (UNITED KINGDOM)11/8/2016 TO 11/12/2016 WHAT IS GLOBAL MIGRATION LAW?, TEMPLE UNIVERSITY LAW SCHOOL, SPIRO, PETER (UNITED STATES)11/14/2016 TO 11/18/2016 BUILDING THE FUTURE MARKET FOR HEALTH COVERAGE FOR THE WORKING POOR, DALBERG - GLOBAL DEVELOPMENT ADVISORS, HAUSMAN, VICKY (UNITED STATES)11/21/2016 TO 11/25/2016 PUBLIC HEALTH PRACTICE STRENGTHENING IN LOCAL DISTRICTS, JOHNS HOPKINS UNIVERSITY, BISHAI, DAVID UNITED STATES)11/22/2016 TO 11/26/2016 THE OXFORD LAW & POLICY FELLOWSHIP: IMPROVING GOVERNMENTS' RESPONSIVENESS IN SUB-SAHARAN AFRICA, OXFORD POLICY MANAGEMENT, LIPSCHUTZ, KARI (UNITED KINGDOM)11/28/2016 TO 12/2/2016 PLANT GENETIC RESOURCES AND SDGS: NEEDS RIGHTS AND OPPORTUNITIES, SRUC, POWELL, WAYNE (UNITED KINGDOM)11/29/2016 TO 12/3/2016AID ALLOCATION STRATEGIES FOR MORE HEALTH AT LESS COST, HARVARD TH CHAN SCHOOL OF PUBLIC HEALTH, BUMP, JESSE (UNITED STATES)12/5/2016 TO 12/9/2016 GETTING GOOD AT DISRUPTION: A SOUTHERN NGO-LED AGENDA FOR INNOVATIVE CHANGE, IIED, BUCKLEY, LILA (UNITED KINGDOM)TEAM RESIDENCIES2/1/2016 TO 2/29/2016"THE URGE TO FLY" INDEPENDENT ARTIST, CHILDS, MARY ELLEN, (UNITED STATES)2/1/2016 TO 2/29/2016"THE URGE TO FLY" UT AUSTIN/TOFTE LAKE CENTER" ENGELMAN, ELIZABETH, (UNITED STATES)2/1/2016 TO 2/29/2016"THE URGE TO FLY" FROST SCHOOL OF MUSIC UNIV MIAMI, JOHNSON, ALAN, (UNITED STATES)3/3/2016 TO 3/31/2016"CLEAR & SWEET", ZOE JUNIPER, SCOFIELD, ZOE, (UNITED STATES)3/3/2016 TO 3/31/2016"CLEAR & SWEET", ZOE JUNIPER, SHUEY, JUNIPER, (UNITED STATES)3/8/2016 TO 3/23/2016 "SURVIVING THE GENOCIDE" THE UNIVERSITY OF THE ARTS, VIGUERS, SUSAN, (UNITED STATES)3/8/2016 TO 3/23/2016 "SURVIVING THE GENOCIDE" BAREFOOT ARTISTS, INC., YEH, LILY, (UNITED STATES)4/14/2016 TO 5/10/2016"SURROGATE TREES: CREATIVE OUTDOORS SPACES FOR HOTTER CITIES" USC ARCHITECTURE, SUNG, DORIS, (UNITED STATES)4/14/2016 TO 5/10/2016"SURROGATE TREES: CREATIVE OUTDOORS SPACES FOR HOTTER CITIES" PRINCETON UNIVERSITY, ADRIAENSSENS, SIGRID UNITED STATES) 4/14/2016 TO 5/10/2016"SURROGATE TREES: CREATIVE OUTDOORS SPACES FOR HOTTER CITIES" ARUP, FORTMEYER, RUSSELL, (UNITED STATES) 6/7/2016 TO 7/4/2016"THE SPACES OF READING" EVERY HOUSE HAS A DOOR, GOULISH, MATTHEW, (UNITED STATES)6/7/2016 TO 7/4/2016"THE SPACES OF READING" SCHOOL OF THE ART INSTITUTE, HIXSON, LIN, (UNITED STATES) 6/7/2016 TO 7/4/2016"THE SPACES OF READING" SCHOOL OF THE ART INSTITUTE, HAMILTON, ANN, (UNITED STATES)2016 BELLAGIO CENTER RESIDENTS:ACHAVANUNTAKUL, SARINEE, (THAILAND) SAL FOREST CO. 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"CRAFTING "BUSINESS CASE" OF SUSTAINABLE BUSINESS: CASE STUDIES OF FOOD, ENERGY, AND BANKING SECTORS IN THAILAND"AHLUWALIA, MONTEK, (INDIA) INDEPENDENT RESEARCHER "THE PROCESS OF ECONOMIC REFORMS IN INDIA SINCE 1980"ALBERT ISAAC, OLAWALE, (NIGERIA) UNIVERSITY OF IBADAN, NIGERIA "RETHINKING HUMAN SECURITY AND THE MEDIA STRATEGIES OF NIGERIA'S MEND AND BOKO HARAM"ALLEN, JEFFERY, (UNITED STATES) UNIVERSITY OF VIRGINIA "THE HOUR OF THE SEEDS: A NOVEL"ALPASA, XAVIER, (PHILIPPINES) RAGS2RICHES "FINE FELLOWSANDERSEN, TRINE, (DENMARK) WRITER, POET "UNTITLED NOVEL"ANSAH, EVELYN, (GHANA) GHANA HEALTH SERVICE "EXPANDING ACCESS TO IMPROVED QUALITY OF FEVER MANAGEMENT AT COMMUNITY LEVEL THROUGH THE PRIVATE DRUG RETAIL SECTOR"APPIAH, KWAME ANTHONY, (UNITED STATES) NYU "APPIAH ON RELIGION"ARELLANO, ROBERT, (UNITED STATES) SOUTHERN OREGON UNIVERSITY "STAIRWAY TO HEAVEN: AIDS AND RESISTANCE IN CUBA'S FRIKI GENERATION"AUTOR, DAVID, (UNITED STATES) MASSACHUSETTS INSTITUTE OF TECHNOLOGY 54 OXFORD RD NEWTON MA 02459-2405 "ECONOMIC CONTRIBUTORS TO THE RISING FEMALE ADVANTAGE IN EDUCATION"BAROLSKY, VANESSA, (SOUTH AFRICA) HUMAN SCIENCES RESEARCH COUNCIL "SOCIAL COHESION: THE MISSING LINK IN 'OVERCOMING' VIOLENCE?"BAUGH, JOHN, (UNITED STATES) WASHINGTON UNIVERSITY IN ST. 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4488420 EDGBASTON ASIAN EQUITY TRUST FMV 45796177 45796177 EMERALD HILL CAP PARTNERS II LP FMV 12740604 12740604 EMERALD HILL CAP PARTNERS III LP FMV 3738612 3738612 ENCAP ENERGY CAPITAL FUND X LP FMV 5109914 5109914 FARALLON CAPITAL INST PARTNERS LP FMV 6093823 6093823 FIRELAKE STRATEGIC TECH II FMV 5710174 5710174 FIVE POINT CAPITAL MIDSTREAM II LP FMV 3331002 3331002 FLEXPOINT FUND II LP FMV 7324740 7324740 FLEXPOINT FUND III LP FMV 1654749 1654749 FLEXPOINT PPH AGGREGATOR LLC FMV 2162750 2162750 FLEXPOINT SPECIAL ASSETS FD LP FMV 630225 630225 FORESITE CAPITAL FD II LP FMV 12002899 12002899 FORESITE CAPITAL III LP FMV 8990227 8990227 FORESITE CAPITAL V-B LLC FMV 2961623 2961623 FORESITE CAPITAL V-C LLC FMV 1461161 1461161 FORESITE CAPITAL V-D LLC FMV 2087863 2087863 FORTRESS INVEST FD III (FD-B) FMV 3780742 3780742 FORTRESS INVESTMENT FUND V (COINVESTMENT FUNDS) FMV 1770755 1770755 FORTRESS INVESTMENT FUND V (FUND C) LP FMV 30845473 30845473 FORTRESS INVESTMENTS IV FMV 8260502 8260502 FORUM ASIAN REALTY INCOME II LP FMV 764773 764773 FREMONT STRATEGIC PROPERTY PARTNERS II FMV 1169804 1169804 GGV CAPITAL V FMV 9400454 9400454 GGV CAPITAL VI LP FMV 600000 600000 GGV DISCOVERY FD I LP FMV 421182 421182 GIM (GLOBAL EQUITY) INVESTMENT LP FMV 489223 489223 GLENDON OPPORTUNITIES FD LP FMV 14875403 14875403 GLOBAL MKT NEUTRAL FUND B FMV 39375497 39375497 GRAFTON DIRECT ASSETS STRATEGY LP FMV 6440812 6440812 GRAHAM PARTNERS II FMV 4476661 4476661 GRAHAM PTNRS II CO-INVEST LP FMV 1847635 1847635 GRATICULE ASIA MACRO FUND FMV 32686204 32686204 GRATICULE ASIA MACRO FUND CLASS A MAY 2015 FMV 10219047 10219047 HAMPSHIRE PARTNERS FUND VIII FMV 9197445 9197445 HARVEST SMALL CAP OFFSHORE CLASS A SER 04 2016 FMV 1569329 1569329 HARVEST SMALL CAP OFFSHORE CLASS A SER 1 FMV 14899404 14899404 HARVEST SMALL CAP OFFSHORE CLASS A SER 1 2016 FMV 1099931 1099931 HARVEST SMALL CAP OFFSHORE CLASS A SERIES 10 2016 FMV 1051163 1051163 HEMISFERIO SUL INVESTIMENTOS FD IV FMV 1897333 1897333 HEMISFERIO SUL INVESTIMENTOS FD IV (A) FMV 1897333 1897333 HEMISFERIO SUL INVESTIMENTOS FD IV (B) FMV 1897333 1897333 HIGHLAND CAPITAL PARTNERS V FMV 173087 173087 HIGHLAND CAPITAL PARTNERS VI L P FMV 1215308 1215308 HSCP STRATEGIC I FMV 6152519 6152519 HSI HIGH YIELD CREDIT I A LP FMV 4230490 4230490 HSI HIGH YIELD CREDIT I B LP FMV 4230490 4230490 HSI HIGH YIELD CREDIT I CO- INVEST PADDOCK LP FMV 678710 678710 HSI HIGH YIELD CREDIT I CO-INVEST PADDOCK A FMV 678710 678710 HSI HIGH YIELD CREDIT I CO-INVEST PADDOCK B FMV 678710 678710 HSI HIGH YIELD CREDIT I LP FMV 4230490 4230490 HUTENSKY CAPITAL REIT 1 FMV 2880000 2880000 ICG COMMUNICATIONS INC WT EXP 10/10/07 FMV 921 921 IDG ACCEL CHINA CAPITAL I FMV 12717591 12717591 IDG ACCEL CHINA GROWTH FD II FMV 44958802 44958802 IDG CHINA VENTURE CAP FD IV LP FMV 11295338 11295338 IDG-ACCEL CHINA CAPITAL FUND II L.P. FMV 11682515 11682515 IDG-ACCEL CHINA GROWTH FUND III LP FMV 12390263 12390263 IDG-ACCEL CHINA GROWTH FUND LP FMV 12247473 12247473 INSTITUTIONAL VENTURE L P IV FMV 2466608 2466608 JC FLOWERS II LP FMV 3128006 3128006 KILDARE EUROPEAN PARTNERS I LP FMV 11379374 11379374 KING STREET CAPITAL II FMV 982066 982066 LANSDOWNE UK EQUITY FUND LIMITED FMV 45693669 45693669 LASCAUX RESOURCE CAPITAL FUND I LP FMV 7200395 7200395 LATIN POWER FD III FMV 754887 754887 LC FUND V LP FMV 10507269 10507269 LIME ROCK PARTNERS III LP FMV 240222 240222 LIME ROCK PARTNERS IV LP FMV 32572082 32572082 LIME ROCK PARTNERS V LP FMV 10320097 10320097 LITTLEJOHN FUND III LP FMV 1534147 1534147 LITTLEJOHN FUND IV FMV 9664231 9664231 LJ BRODER CO-INVEST II LLC FMV 918035 918035 LJ BRODER CO-INVEST LLC FMV 3668082 3668082 LNK PARTNERS II L.P. FMV 19133235 19133235 LNK PARTNERS LP FMV 2481644 2481644 LONE CASCADE FMV 104693032 104693032 LONE PINON LTD FMV 7281747 7281747 LONE STAR FUND V (U.S.) L.P. 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FMV 6094023 6094023 VARDE FUND VIII LP FMV 2681996 2681996 VESTAR CAPITAL PARTNERS III LP FMV 102365 102365 VESTAR CAPITAL PARTNERS IV LP FMV 263947 263947 WATERSHED CAPITAL INSTL PARTNERS LP FMV 211464 211464 WELLINGTON BAY POND FMV 51007925 51007925 WELLINGTON SPINDRIFT PARTNERS FMV 422054 422054 XINOVA FMV 1615972 1615972 CONDOMINIUM INTEREST IN 420 FIFTH AVE AND IMPROVEMENTS 29716684 21239233 8477451 8477451 FURNITURE, FIXTURES AND EQUIPMENT 15257099 12410851 2846248 2846248 AZB & PARTNERS 102670 0 102670 DAVIS WRIGHT TREMAINE LLP 32239 0 32239 DAVIS POLK & WARDWELL LLP 9173 0 9173 FRAGOMEN, DEL REY, BERNSEN & LOEWY, P.C. 36327 0 36327 GOODELL, DEVRIES, LEECH & DANN, LLP 13750 0 13750 KAPLAN & STRATTON 5324 0 5324 PATTERSON, BELKNAP, WEBB & TYLER LLP 949293 28337 920956 PROSKAUER ROSE LLP 50445 50445 0 ROPES AND GRAY LLP 74593 74593 0 SIMPSON THACHER & BARTLETT LLP 205201 0 205201 PROGRAM RELATED INVESTMENTS 21564143 23084359 23084359 PREPAID PENSION COST 12652326 13902213 13902213 REDEMPTIONS, DIVIDENDS, INTEREST, AND OTHER RECEIVABLES 684391 1880180 1880180 PREPAID FEDERAL EXCISE AND UNRELATED BUSINESS INCOME TAXES 2456300 4523149 4523149 PROVISION FOR DEFERRED FEDERAL EXCISE TAX 3057000 DEFERRED COMPENSATION PLAN (457B) UNREALIZED 54994 COMPUTER/FURNITURE AND EQUIPMENT 1193013 585 1132163 OFFICE EXPENSES (SUPPLIES, POSTAGE, OTHER) 441395 1734 439969 SUNDRIES (INSURANCE, MEMBERSHIPS, TRAINING, STAFF FUNCTIONS, OTHER) 1306479 16105 1288291 CREDIT FACILITY FEES 302360 0 302360 OTHER PORTFOLIO DEDUCTIONS 0 30305797 0 BROKER COMMISSIONS 9996 9996 0 OTHER INCOME THROUGH K-1S, NET OF UBI 843086 PROGRAM RELATED INVESTMENT INCOME 217062 217062 217062 FOREIGN EXCHANGE LOSS -5516365 -5516365 -5516365 SECURITIES LITIGATION PROCEEDS 7484 7484 7484 GRANT REFUNDS 2097597 2097597 ROYALTIES 3729 3729 3729 FEDERAL EXCISE AND UBI TAX BENEFIT 466849 466849 LOSS ON DISPOSITION OF FIXED ASSETS -653389 -653389 CHANGE IN UNREALIZED GAIN ON INVESTMENTS AND PRI'S 111641874 PENSION AND POSTRETIREMENT BENEFIT LIABILITY ADJUSTMENTS 1836292 CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 131587 POSTRETIREMENT BENEFIT OBLIGATION 21900232 19013473 DEFERRED FEDERAL EXCISE TAXES 12070000 15127000 INTEREST RATE SWAP LIABILITY 266008 134421 TERM LOAN PAYABLE 13556236 11825653 LINE OF CREDIT PAYABLE 45000000 0 CONSULTANTS (ADMINISTRATIVE) 2235665 0 2235665 CONSULTANTS (DIRECT PROGRAMMATIC EXPENDITURES) 3224666 0 3224666 CUSTODIANS & INVESTMENT MANAGERS 6403190 6403190 0 FOREIGN WITHHOLDING TAXES 593574 2618338 0 STATE UBI TAXES 115156 0 0 SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION (SEE STMT 28) C/O SCORPIO CORPORATE ADVISORSS-405 LGF GREATER KAILASH - II NEW DELHI IN 110048 123456789 GRANT PAYMENT 5000000 5000000