2017-11-13T11:12:44-06:00 2016-12-31 Kundinger Corder & Engle PC 475 Lincoln Street Suite 200 Denver CO 80203 990 2016-01-01 840813462 CHILDREN'S HOSPITAL COLORADO FOUNDATION CHIL 7207771700 13123 E 16TH AVENUE BOX 045 AURORA CO 80045 STEVE WINESETT PRESIDENT AND CEO 7207771700 2017-11-13 1 P01416697 3035345953 2017-11-02 50.78.203.69 2017-11-13 10:12:23 MS P 6C9B1A35775087DBDB8A6D25ECA509C7F6C27838 4C6F90D5B18D9A11C6848E517D2975E4AD7741AE 2016 2017-02-10 21:41:12Z STEVE WINESETT 13123 E 16TH AVENUE BOX 045 AURORA CO 80045 65758302 0 X WWW.CHILDRENSHOSPITALCOLORADOFOUNDATION.ORG X 1978 CO SEE PART III, LINE 1 48 45 92 1000 0 0 45255945 53560229 0 0 272799 521053 128159 1063628 45656903 55144910 33060316 34415948 0 0 7081146 7821438 0 0 9955251 2830164 2669462 42971626 44906848 2685277 10238062 41964546 63918412 9275620 22915858 32688926 41002554 X CHILDREN'S HOSPITAL COLORADO FOUNDATION EXISTS SOLELY TO SUPPORT CHILDREN'S HOSPITAL COLORADO. ITS MISSION IS TO IMPROVE THE HEALTH OF CHILDREN THROUGH THE PROVISION OF HIGH-QUALITY COORDINATED PROGRAMS OF PATIENT CARE, EDUCATION, RESEARCH AND ADVOCACY. WHEN IT WAS FOUNDED IN 1908 IN DENVER, COLORADO, CHILDREN'S HOSPITAL COLORADO SET OUT TO BE A LEADER IN PROVIDING THE BEST HEALTHCARE OUTCOMES FOR CHILDREN. THAT CALLING HAS CONSISTENTLY MADE US ONE OF THE TOP CHILDREN'S HOSPITALS IN THE NATION. IN ADDITION TO PROVIDING THE BEST POSSIBLE CARE FOR KIDS WHO NEED IT, WE ALSO WORK HARD TO KEEP KIDS OUT OF THE HOSPITAL. THROUGH MEDICAL RESEARCH AND ADVOCACY EFFORTS, WE ARE WORKING TOWARDS A WORLD WHERE KIDS ARE SAFER AND HEALTHIER AND WILL ONE DAY HAVE LESS NEED FOR A HOSPITAL. 0 0 23745306 23745306 THE FOUNDATION'S FUNCTION IS TO RAISE, MANAGE AND DISBURSE DONATED FUNDS ON BEHALF OF CHILDREN'S HOSPITAL COLORADO. DISTRIBUTIONS WERE MADE TO PROVIDE FUNDS FOR NUMEROUS SPECIFIC AND GENERAL PROGRAMS BENEFITTING PATIENT CARE, RESEARCH AND EDUCATION AS WELL AS PREVENTATIVE PROGRAMS. 10670642 10670642 AS PART OF THE FOUNDATION'S FUNCTION IS TO RAISE AND DISBURSE DONATED FUNDS ON BEHALF OF CHILDREN'S HOSPITAL COLORADO, ENDOWMENT DISTRIBUTIONS WERE MADE TO CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM, AN AFFILIATED ENTITY THAT INVESTS ENDOWMNETS TO PROVIDE A PERPETUAL SOURCE OF FUNDS FOR PROGRAMS BENEFITTING PATIENT CARE, RESEARCH AND EDUCATION, AS WELL AS PREVENTATIVE PROGRAMS. 34415948 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 1 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 97 17 1 92 1 0 0 0 0 0 1 1 0 0 0 0 X 48 45 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AL AR CA CO CT FL GA HI KS KY MA MD ME MI MN MO MS PA NC NJ ND NH NV NM NY OR OK OH RI SC TN UT VA WI WV X X ALEXANDER GIGUERE 7207771700 13123 E 16TH AVENUE BOX 045 AURORA CO 80045 TED ANTENUCCI TRUSTEE 3.00 X 0 0 0 JOSESPH E WAGNER TRUSTEE 3.00 X 0 0 0 ROXANNE ANDERSON TRUSTEE 3.00 X 0 0 0 RONALD W WILLIAMS TRUSTEE 3.00 X 0 0 0 LAURA BARTON IMMEDIATE PAST CHAIR 3.00 X 0 0 0 MIKE ASHER TRUSTEE 3.00 X 0 0 0 MARCY BENSON TRUSTEE 3.00 X 0 0 0 ED KERR TRUSTEE 3.00 X 0 0 0 BUCK BLESSING TRUSTEE 3.00 X 0 0 0 ROBYN ROGGENSACK TRUSTEE THROUGH 4/19/16 3.00 X 0 0 0 CELIA DIETRICH WATTLES TRUSTEE 3.00 X 0 0 0 DUNCAN WILCOX TRUSTEE 3.00 X 0 0 0 PETER CALAMARI TRUSTEE 3.00 X 0 0 0 BOB CLARK TRUSTEE 3.00 X 0 0 0 JAN CORTEZ TRUSTEE 3.00 X 0 0 0 PETER CULSHAW TRUSTEE 3.00 X 0 0 0 PHIL DOTY TRUSTEE 3.00 X 0 0 0 KATEY DRISCOLL TRUSTEE 3.00 X 0 0 0 SHANE FEIMAN TRUSTEE 3.00 X 0 0 0 JOHN FENLEY TRUSTEE 3.00 X 0 0 0 JIM FREIN THROUGH 52416 TRUSTEE 3.00 X 0 0 0 JOHN FREYER JR TRUSTEE 3.00 X 0 0 0 CALEB F GATES TRUSTEE 3.00 X 0 0 0 CANNON HARVEY TRUSTEE 3.00 X 0 0 0 SALLY HYBL TRUSTEE 3.00 X 0 0 0 JOHN IKARD THROUGH 81616 TRUSTEE 3.00 X 0 0 0 WALTER ISENBERG TRUSTEE 3.00 X 0 0 0 THERESE IVANCOVICH TRUSTEE 3.00 X 0 0 0 BRANDON JOHNSON TRUSTEE 3.00 X 0 0 0 DAVID P KAPLAN TRUSTEE 3.00 X 0 0 0 STEVE KRIS TRUSTEE 3.00 X 0 0 0 KELLY G KENNEDY TRUSTEE 3.00 X 0 0 0 EVI MAKOVSKY TRUSTEE 3.00 X 0 0 0 TOM MCGONAGLE TRUSTEE 3.00 X 0 0 0 SUSAN NOBLE TRUSTEE 3.00 X 0 0 0 KEVIN REIDY TRUSTEE 3.00 X 0 0 0 KRISTIN RICHARDSON TRUSTEE 3.00 X 0 0 0 BETSY SEARLE TRUSTEE 3.00 X 0 0 0 WAYNE BERGER FROM 121316 TRUSTEE 3.00 X 0 0 0 ARLEN HELLER FROM 41916 TRUSTEE 3.00 X 0 0 0 BILL LINDSAY FROM 42816 TRUSTEE 3.00 X 0 0 0 JENA HAUSMANN TRUSTEE (PRES/CEO CHILDREN 3.00 40.00 X 0 1145808 305037 RICHARD E STODDARD CHAIR 3.00 X X 0 0 0 FREDERICK B TAYLOR TREASURER 3.00 X X 0 0 0 MOLLY BROEREN SECRETARY 3.00 X X 0 0 0 LAURA WRIGHT VICE CHAIR 3.00 X X 0 0 0 JEFFREY HARRINGTON TRUSTEE (SR. VP/CFO CHILDR 3.00 40.00 X X 0 664093 123781 STEVE WINESETT PRESIDENT AND CEO 50.00 X X 438636 0 124420 STEVE WARNECKE SR. VICE PRESIDENT 25.00 X 89370 0 52423 AMBER BILISOLI ASSISTANT SECRETARY 40.00 X 72183 0 21766 ALEXANDER GIGUERE VICE PRESIDENT, FINANCE FROM 8/16/16 50.00 X 53103 0 3346 JENNIFER DARLING SR. VICE PRESIDENT 50.00 X 243000 0 56090 CARY LARGER SR. VICE PRESIDENT 50.00 X 185953 0 56369 PEGGY WARNER SR. VICE PRESIDENT 50.00 X 188400 0 28747 MARYLOU HOUSTON DIRECTOR, MAJOR GIFTS 50.00 X 131197 0 24987 FRANK DEAN DIRECTOR, DEVELOPMENT SYST 50.00 X 137311 0 32523 BRIDGET RICHARDS SR. VICE PRESIDENT 50.00 X 128418 0 21569 SHARON MCMEEL VICE PRESIDENT PHILANTHROP 50.00 X 153144 0 24490 JAMES E SHMERLING DHA TRUSTEE (FORMER PRESIDENT 0.00 X 0 882000 80775 1820715 2691901 956323 20 1 1 0 STERLING RICE GROUP INC 1801 13TH STREET STE 400 BOULDER CO 80302 ADVERTISING AND MEDIA 1249812 SO ASHER CONSULTANTS 706 VICTORIA AVENUE SASKATOON SK CA S7N 0Z2 CONSULTING SERVICES 628956 SUNCRAFT TECHNOLOGIES INC 1301 FRONTENAC ROAD NAPERVILLE IL 60563 PRINTING AND COMPUTER SERVICES 214723 CASY ST JOHN INTERIORS PO BOX 40 VAIL CO 81658 DESIGN AND CONSULTING SERVICES 204035 ONETOUCHPOINT MOUNTAIN STATES PO BOX 88532 MILWAUKEE WI 53288 PRINTING AND COMPUTER SERVICES 143204 17 7271184 6000000 40289045 9282082 53560229 523824 523824 2218879 2221650 -2771 -2771 -2771 1416400 7271184 1416400 0 8038970 6975342 1063628 1063628 55144910 0 0 1584681 34415948 34415948 1082246 223544 858702 5278666 116131 5162535 435753 46420 389333 599537 32494 567043 425236 22708 402528 3538 1769 1769 1809 1809 276391 26257 250134 4995 4995 100945 2322 98623 472616 10870 461746 211224 422 210802 319421 47913 271508 DONOR COMMUNICATION, PU 603734 604 603130 FUNDRAISING CULTIVATION 295923 296 295627 MISCELLANEOUS AND OTHER 230858 462 230396 PROCESSING FEES AND REL 148008 1628 146380 44906848 34415948 535649 9955251 4895233 14903877 16949842 20634273 2415518 787454 1866310 1628064 8344697 18347361 834246 774403 9074218 7630434 41964546 63918412 2877756 3225404 6397864 19690454 9275620 22915858 X 5643687 8030574 12328802 22012327 14716437 10959653 32688926 41002554 41964546 63918412 X 10238062 -1928746 4312 X 0 1 X 1 0 X 22019153 34960094 35221516 45255945 53560229 191016937 22019153 34960094 35221516 45255945 53560229 191016937 3814119 187202818 626561 482462 645644 141353 523824 2419844 90379 90379 128159 1063628 1191787 194718947 0.96140 0.98070 X SCHEDULE A, PART II, SECTION B, LINE 10 DURING THE YEAR THE ORGANIZATION CONDUCTED A RAFFLE GAMING EVENT GENERATING NET PROCEEDS OF $1,063,628. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8247000 8911000 18000 10705000 6471000 6304000 13882000 -1000 11938000 8247000 10151000 5883000 30000 9760000 6304000 7582000 12782000 194000 10407000 10151000 105099000 2462000 7907000 107886000 7582000 0.00800 0.96300 0.02900 0 1 1 2411718 787454 1624264 3800 3800 1628064 TRUST INTERESTS 6653044 457F PLAN ASSETS 376303 ASSETS RELATED TO RAFFLE EVENT 601087 7630434 PAYABLE TO AFFILIATES 19260451 ANNUITY OBLIGATIONS 430003 19690454 X Part V, Line 4: THE ORGANIZATION'S ENDOWED FUNDS PROVIDE AN IMPORTANT SOURCE OF FUNDING FOR CRUCIAL PROGRAMS THAT COUNT ON ENDOWMENT DISTRIBUTIONS TO PROVIDE A CONTINUAL SOURCE OF SUPPORT. Part X, Line 2: MANAGEMENT REVIEWS ITS TAX POSITIONS ANNUALLY AND HAS DETERMINED THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. GALA 1969623 1349009 620614 6360 253248 78800 282206 COURAGE CLASSIC 2620008 1992607 627401 110120 251866 1400 264015 105 4097953 3929568 168385 109526 11796 2950 44113 8687584 7271184 1416400 226006 516910 83150 590334 1416400 0 8038970 925451 2680084 3369807 0 0.10000 8038970 925451 2680084 3369807 6975342 1063628 CO 1 0 1 0 1.00000 ALEXANDER GIGUERE 13123 E COLFAX AVENUE BOX 045 AURORA CO 80045 0 PETER CULSHAW THE GAMING MANAGER IS REQUIRED TO BE CONTINUOUSLY PRESENT DURING AND FOR AT LEAST 30 MINUTES AFTER THE RAFFLE DRAWING. X 1 1063628 1 CHILDREN'S HOSPITAL COLORADO 13123 EAST 16TH AVENUE AURORA CO 80045 840166760 501(C)(3) 23745306 THIS IS THE TOTAL OF ALL FUNDS DISTRIBUTED TO AND FOR THE SUPPORT OF CHILDREN'S HOSPITAL COLORADO DURING THE YEAR. THE FUNDS SUPPORT MANY DIFFERENT PROGRAMS, AND INCLUDE UNRESTRICTED AND TEMPORARILY RESTRICTED CONTRIBUTIONS TO BE HELD AS SUCH BY THE HOSPITAL UNTIL DONOR RESTRICTIONS HAVE BEEN MET. CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM 13123 EAST 16TH AVENUE AURORA CO 80045 454182666 501(C)(3) 10670642 THIS REPRESENTS THE TOTAL OF ALL ENDOWMENT RELATED FUNDS DISTRIBUTED TO THE HEALTH SYSTEM TO BE INVESTED FOR THE BENEFIT OF CHILDREN'S HOSPITAL COLORADO. THESE CONTRIBUTIONS ARE PREDOMINANTLY PERMANENTLY RESTRICTED, ALTHOUGH SOME ARE TEMPORARILY RESTRICTED. THE FUNDS ARE ADMINISTERED BY THE HEALTH SYSTEM IN ACCORDANCE WITH THE ORGANIZATION'S RELATED ENDOWMENT AGREEMENTS. 2 0 Part I, Line 2: THE ORGANIZATION ONLY MAKES DISTRIBUTIONS TO TWO RELATED 501(C)(3) ORGANIZATIONS, CHILDREN'S HOSPITAL COLORADO AND CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM. X X X X X 1 1 0 0 0 0 0 1 0 JENA HAUSMANN TRUSTEE (PRES/CEO CHILDREN 0 743857 0 336875 0 65076 0 282771 0 22266 0 1450845 0 62736 JEFFREY HARRINGTON TRUSTEE (SR. VP/CFO CHILDR 0 511809 0 147882 0 4402 0 103957 0 19824 0 787874 0 338 STEVE WINESETT PRESIDENT AND CEO 328452 0 80207 0 29977 0 96094 0 28326 0 563056 0 0 0 JENNIFER DARLING SR. VICE PRESIDENT 212433 0 30294 0 273 0 37250 0 18840 0 299090 0 0 0 CARY LARGER SR. VICE PRESIDENT 160894 0 24360 0 699 0 34992 0 21377 0 242322 0 0 0 PEGGY WARNER SR. VICE PRESIDENT 163295 0 24180 0 925 0 25000 0 3747 0 217147 0 0 0 MARYLOU HOUSTON DIRECTOR, MAJOR GIFTS 118387 0 12186 0 624 0 0 0 24987 0 156184 0 0 0 FRANK DEAN DIRECTOR, DEVELOPMENT SYST 137311 0 0 0 0 0 32523 0 0 0 169834 0 0 0 SHARON MCMEEL VICE PRESIDENT PHILANTHROP 133416 0 19500 0 228 0 9300 0 15190 0 177634 0 0 0 JAMES E SHMERLING DHA TRUSTEE (FORMER PRESIDENT 0 0 0 0 0 882000 0 80775 0 0 0 962775 0 0 SCHEDULE J, PART I, LINE 4 JAMES SCMERLING RECEIVED SEVERANCE COMPENSATION AS PART OF HIS RETIREMENT. STEVE WINESETT, STEVE WARNECKE, JENNIFER DARLING, CARY LARGER AND PEGGY WARNER PARTICIPATED N A 457F PLAN SPONSORED BY THE ORGANIZATION, AND DURING THE YEAR ENDED DECEMBER 31, 2016, RECEIVED NON-VESTED CONTRIBUITONS INTO THE PLAN IN THE AMOUNTS OF $80,194, $25,000, $25,000, $25,000 AND $25,000, RESPECTIVELY. SCHEDULE J, PART I, LINE 7 DISCRETIONARY BONUSES AND INCENTIVES ARE DETERMINED BY THE COMPENSATION COMMITTEE AND THE BOARD OF TRUSTEES FOR OFFICERS AND OTHER EMPLOYEES OF THE ORGANIZATION BASED ON BUDGET AVAILABILITY AND ACHIEVEMENT OF OVERALL OBJECTIVES FOR THE ORGANIZATION. X 42 9282082 FMV 2 0 1 0 Form 990, Part VI, Section A, line 6 THE ORGANIZATION'S SOLE MEMBER IS AN AFFILIATED NONPROFIT ORGANIZATION, CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM. Form 990, Part VI, Section A, line 7a THE ORGANIZATION'S SOLE MEMBER, AN AFFILIATED NONPROFIT ORGANIZATION, CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM, HAS FINAL AUTHORITY TO ACCEPT OR REJECT BOARD OF TRUSTEES NOMINEES. Form 990, Part VI, Section A, line 7b THE ORGANIZATION'S SOLE MEMBER, AN AFFILIATED NONPROFIT ORGANIZATION - CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM, APPROVES SIGNIFICANT UNUSUAL TRANSACTIONS OUTSDIE THE SCOPE OF THE ORGANIZATION'S OPERATING ACTIVITIES AS OUTLINED IN THE ORGANIZATION'S BYLAWS. Form 990, Part VI, Section B, line 11b THE ORGANIZATION'S 990 IS PREPARED BY THE ORGANIZATION'S ACCOUNTING STAFF, REVIEWED BY THE VICE PRESIDENT, ACCOUNTING AND FINANCE. THE 990 IS SUBSEQUENTLY REVIEWED BY THE CEO AND PRESENTED TO AND REVIEWED BY THE ORGANIZATION'S PRIMARY OPERATIONAL GOVERNING COMMITTEE, THE EXECUTIVE COMMITTEE. Form 990, Part VI, Section B, line 12c THE ORGANIZATION QUESTIONS ITS BOARD MEMBERS ANNUALLY TO ASCERTAIN COMPLIANCE WITH ITS POLICIES. Form 990, Part VI, Section B, line 15 THE ORGANIZATION HAS AN INDEPENDENT COMPENSATION COMMITTEE THAT REVIEWS AND APPROVES THE COMPENSATION OF ITS OFFICERS. Form 990, Part VI, Section C, line 19 THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AND ARE ALSO AVAILABLE, ALONG WITH ITS CONFLICT OF INTEREST POLICY AND OTHER RELEVANT GOVERNING DOCUMENTS, UPON REQUEST. Form 990, Part XI, line 9: UNREALIZED GAIN ON CALCULATION OF ANNUITY OBLIGATIONS 4,312. CHILDREN'S HOSPITAL COLORADO 13123 E 16TH AVE AURORA CO 80401 840166760 CHILDREN'S HEALTH CO 501(C)(3) 3 CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM 0 CHILDREN'S HOSPITAL COLORADO HEALTH SYSTEM 13123 E 16TH AVE AURORA CO 80401 454182666 HEALTHCARE CO 501(C)(3) 11, III INTEGRATED N/A 0 0 1 1 1 0 0 0 0 1 0 1 1 1 1 1 1 1 0 0