2017-11-13T13:51:47-06:00 2016-12-31 910189318 Moss Adams LLP 101 Second Street Suite 900 San Francisco CA 94105 990 2016-01-01 451204321 Rock Health Inc ROCK 4158698585 455 Mission Bay Blvd S Suite 124 San Francisco CA 94158 William Evans CEO 4158698585 2017-11-13 1 Richard Croghan P00089862 4159561500 2017-10-19 12.129.7.100 2017-11-13 12:20:56 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 41F3D51277C721D7E64869098416E4BAA04E310D 2016 2017-02-10 21:41:12Z William Evans 455 Mission Bay Blvd S Suite 124 San Francisco CA 94158 1571349 0 X www.rockhealth.org X 2011 CA ROCK HEALTH'S SOLE PURPOSE IS EDUCATING, TEACHING, INSTRUCTING, TRAINING AND COACHING HEALTHCARE INNOVATORS AND ENTREPRENEURS. 6 4 10 10 0 0 1573406 1287550 728848 238564 163 190 -12023 10217 2290394 1536521 0 0 0 0 989310 781325 0 0 661 716171 850386 1705481 1631711 584913 -95190 2403390 2386250 0 0 2403390 2386250 X ROCK HEALTH'S SOLE PURPOSE IS EDUCATING, TEACHING, INSTRUCTING, TRAINING AND COACHING HEALTHCARE ENTREPRENEURS FOR THE PURPOSE OF IMPROVING AND DEVELOPING THE ENTREPRENEURS' CAPABILITIES, SKILLS AND KNOWLEDGE BASE. TO MEET THIS EDUCATIONAL PURPOSE, ROCK HEALTH IS ENGAGED IN A NUMBER OF EDUCATIONAL ACTIVITIES THAT ARE AVAILABLE TO THE GENERAL PUBLIC, THE PRIMARY ACTIVITY OF WHICH IS HOSTING THE BUSINESS INCUBATOR PROGRAM. 0 0 760898 238564 BUSINESS INCUBATOR: PROGRAMMING AND GRANTS FOR HEALTHCARE: IN KEEPINGWITH ITS MISSION TO SUPPORT INNOVATION AT THE INTERSECTION OFHEALTHCARE AND TECHNOLOGY, ROCK HEALTH SUPPORTED OVER 40 COMPANIESIN 2016, LOGGING AN AVERAGE OF 10 HOURS OF STRATEGIC SUPPORT PERCOMPANY AND HUNDREDS OF INTRODUCTIONS TO OUR EXPERT NETWORK OFINDUSTRY PROFESSIONALS AND HEALTHCARE THOUGHT LEADERS. AMONGSTOUR ENTIRE PORTFOLIO, OVER $230M IN GROWTH FUNDING WAS RAISED IN2016, CREATING HUNDREDS OF NEW JOBS. OUR LOYAL AND GROWINGCOMMUNITY OF EXPERTS AND ALUMNI CONTINUE TO GENEROUSLY OFFERSTRATEGIC GUIDANCE AND EXPERTISE TO ROCK HEALTH STARTUPS. PUBLIC EDUCATIONAL EVENTS: ROCK HEALTH HOSTED MULTIPLE EVENTS IN 2016,SERVING 1,190 PEOPLE. WE HOSTED OVER 100 DIVERSE THOUGHT LEADERS ASTEACHERS, SPEAKERS, AND DISCUSSION LEADERS. THE MAIN THEMES COVEREDINCLUDED: HEALTHCARE INNOVATION, HEALTH DATA, BUSINESS, HEALTHCAREREFORM, AND ENTREPRENEURSHIP. THE EVENTS RANGED FROM SMALLINTIMATE CLASSES WITH 20-30 ATTENDEES TO A 200+ HEALTHCARE DIVERSITYSUMMIT. RESEARCH ROCK HEALTH OFFERS AN EXTENSIVE ARRAY OF DIVERSE ONLINEEDUCATIONAL RESOURCES. THE CORE OF THESE RESOURCES IS OUR ROCKREPORTS, WHICH ARE BASED ON PRIMARY AND SECONDARY RESEARCHAND PROVIDE AN IN-DEPTH LOOK AT TRENDS IN HEALTH TECHNOLOGY.FOUR ROCK REPORTS PUBLISHED IN 2016 RECEIVED OVER 35,595 VIEWSOVER THAT YEAR, ON TOPICS INCLUDING DIGITAL BIOMARKERS, GENOMICS,CONSUMER ADOPTION OF DIGITAL HEALTH, AND FUNDING IN DIGITALHEALTH. OUR VIDEO SERIES ON YOUTUBE HIGHLIGHTS THE BEST DIGITALHEALTH CURRICULUM IN A VIDEO LECTURE SERIES, AND WAS VIEWED47,000 TIMES IN2016. WE ALSO CAREFULLY CURATE A JOBS PAGE, BLOG(WITH OVER 26 POSTS IN 2016), AND OTHER RESOURCES WHICH AREFREE TO THE PUBLIC ON OUR WEBSITE. 760898 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 14 0 1 10 1 0 0 0 0 0 0 0 0 0 0 X 6 4 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 1 0 CA X William Evans 4158698585 455 MISSION BAY BLVD S SUITE 124 San Francisco CA 94158 Nate gross DIrector 1.00 X 0 0 0 Linda Avey Director 1.00 X 0 0 0 Bridget Duffy Director 1.00 X 0 0 0 Janet Widmann CEO (thru 5/25/16) 40.00 X X 130294 0 0 William Evans CEO 40.00 X X 52310 0 390 Todd Pierce Director 1.00 X 0 0 0 Keith Muth VP Portfolio & Operations 40.00 X 117864 0 3510 300468 0 3900 2 0 1 0 0 1287550 1287550 Product Sales 900099 148870 148870 Public Event Income 900099 55694 55694 Consulting Services 900099 25000 25000 Office Visits 900099 9000 9000 238564 190 190 45045 34828 10217 10217 10217 1536521 238564 0 10407 X 182994 182994 517310 313671 203639 26743 26743 54278 54278 47136 47136 77902 77902 371462 131057 240405 3473 3473 8153 8153 45271 45271 63957 57276 6681 27148 27148 4151 4151 1656 1656 15583 15583 Educational Programming 150314 150314 Start-Up Support Costs 21400 21400 Taxes & Licenses 6282 6282 Intern Program Expenses 1955 298 1657 4543 1983 1899 661 1631711 760898 870152 661 2126310 2372988 250035 0 13102 2340 2045 10762 25000 2500 2403390 2386250 0 0 X 2403390 2386250 0 0 0 0 2403390 2386250 2403390 2386250 -95190 78050 0 X 0 0 0 X 1052404 906000 1213408 1573406 1287550 6032768 1052404 906000 1213408 1573406 1287550 6032768 2408382 3624386 11588 22465 47995 25296 45234 152578 5371 3547 599 5 9522 6194868 2381057 0.58510 0.64570 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13102 2340 10762 10762 X 0 0 0 0 0 0 0 0 0 Form 990, Part VI, Section A, line 8b There are no committees with authority to act on behalf of the governing body. Form 990, Part VI, Section B, line 11b Form 990 is prepared by an independent accounting firm. The CEO will review the tax returns for accuracy. An electronic copy of the Form 990 will be emailed to the entire board for comments prior to filing with the IRS. Form 990, Part VI, Section B, line 12c In connection with any actual or possible conflict of interest, an interested person must disclose the existence of the financial interest and be given the opportunity to disclose all material facts to the directors, who are considering the proposed transaction or arrangement. After disclosure of the financial interest and all material facts, and after any discussion with the interested person, the interested person shall leave the Board meeting while the determination of a conflict of interest is discussed and voted upon. The remaining Board members shall decide if a conflict of interest exists. In the event that the Board determines that a proposed transaction or arrangement presents a conflict of interest, the Board shall appoint a disinterested person to investigate alternatives, if appropriate, and exclude the interested person from the discussion of, and vote on, the transaction. If the Board has reasonable cause to believe an interested person has failed to disclose actual or possible conflicts of interest, it shall inform the interested person of the basis for such belief and afford the interested person an opportunity to explain the alleged failure to disclose. If the Board determines the interested person has failed to disclose an actual or possible conflict of interest, it shall take appropriate disciplinary and corrective action. Form 990, Part VI, Section B, line 15 Compensation of officers and key employees, including the top management official, is determined by the disinterested directors. The content of the discussion, including the information used to determine the reasonableness of the compensation, and a record of any votes taken in connection with the proceedings shall be maintained in the minutes of the Corporation. The determination of reasonableness shall be based upon information about compensation paid by similarly situated organizations for similar services, current compensation surveys compiled by independent firms or actual written offers from similarly situated organizations. Form 990, Part VI, Section C, line 19 THE FINANCIAL STATEMENTS, governing documents AND CONFLICT OF INTEREST POLICY ARE AVAiLABLE UPON REQUEST. Form 990, Part IX, line 11g Contractor Wages: Program service expenses 131,057. Management and general expenses 0. Fundraising expenses 0. Total expenses 131,057. Consulting: Program service expenses 0. Management and general expenses 233,277. Fundraising expenses 0. Total expenses 233,277. Graphic Design: Program service expenses 0. Management and general expenses 7,071. Fundraising expenses 0. Total expenses 7,071. Other: Program service expenses 0. Management and general expenses 57. Fundraising expenses 0. Total expenses 57. ROCK HEALTH SEED FUND II LLC 455 Mission Bay Blvd Suite 124 San Francisco CA 94158 472585488 Investment Partnership CA Rock Health Inc 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 Rock Health Seed Fund II LLC L 7800 Book Value