2017-11-14T14:57:08-06:00 2016-12-31 161226221 FUST CHARLES CHAMBERS LLP 5784 WIDEWATERS PARKWAY SYRACUSE NY 13214 990 2016-01-01 237221763 THE UNITY HOSPITAL OF ROCHESTER UNIT 5859221032 1555 LONG POND RD ROCHESTER NY 14626 THOMAS R CRILLY CHIEF FINANCIAL OFFICER 5859221032 2017-11-13 1 ANGELA M FRANCO P00589741 3154463600 2017-11-13 24.39.85.114 2017-11-13 18:01:50 ES P 517AEBE328CBAAA90E396C2FD1060AA56161F780 315614A2A569D91B0F4A84342C1D145A8997199D 2016 2017-02-10 21:41:12Z ERIC J BIEBER MD 1555 LONG POND RD ROCHESTER NY 14626 460762508 0 X WWW.ROCHESTERREGIONAL.ORG X 1972 NY TO MAKE A POSITIVE DIFFERENCE IN THE LIVES AND HEALTH STATUS OF INDIVIDUALS IN THE CITY OF ROCHESTER, NY AND WESTERN MONROE COUNTY. WE WILL EDUCATE OUR COMMUNITY, OUR PROVIDERS, AND FUTURE HEALTH CARE PROFESSIONALS IN ORDER TO OFFER THE HIGHEST QUALITY CARE TO ALL MEMBERS OF OUR COMMUNITY, ESPECIALLY THOSE THAT ARE UNDERSERVED AND MOST VULNERABLE. 26 22 4900 1062 0 0 4473450 4984516 440388902 451404069 676574 273016 6222545 4100907 451761471 460762508 0 0 0 0 274629707 280661181 0 0 0 175586442 178021558 450216149 458682739 1545322 2079769 416040101 400371716 413719543 395321154 2320558 5050562 X SEE SCHEDULE OTO MAKE A POSITIVE DIFFERENCE IN THE LIVES AND HEALTH STATUS OF INDIVIDUALS IN THE CITY OF ROCHESTER, NY AND WESTERN MONROE COUNTY. WE WILL EDUCATE OUR COMMUNITY, OUR PROVIDERS, AND FUTURE HEALTH CARE PROFESSIONALS IN ORDER TO OFFER THE HIGHEST QUALITY CARE TO ALL MEMBERS OF OUR COMMUNITY, ESPECIALLY THOSE THAT ARE UNDERSERVED AND MOST VULNERABLE. 0 0 364883604 455236329 SEE SCHEDULE O ROCHESTER REGIONAL HEALTH (ROCHESTER REGIONAL) (I.E. THE PARENT ORGANIZATION AND ITS RELATED AFFILIATES) HAS PROVIDED HIGH QUALITY HEALTHCARE SERVICES TO THE GREATER ROCHESTER NY AREA AND SURROUNDING REGIONS FOR MORE THAN 160 YEARS. IT IS THE SECOND LARGEST EMPLOYER IN ROCHESTER AND AN INTEGRAL PART OF THE COMMUNITY. ROCHESTER REGIONAL HAS A NATIONALLY RECOGNIZED HEART PROGRAM AND A NATIONALLY ACCREDITED CANCER CENTER, AND OFFERS PATIENTS MANY OF THE SAME LEADING EDGE TREATMENT OPTIONS FOUND AT THE COUNTRY'S FINEST MEDICAL CENTERS. FROM SURGERY TO ORTHOPEDICS, WOMEN'S HEALTH TO EMERGENCY CARE, PEOPLE ALL ACROSS WESTERN NY TURN TO ROCHESTER REGIONAL FOR THEIR EXPERIENCE, COMPASSION AND EXPERTISE IN HELPING THEM GET BACK TO LIVING THEIR LIVES. POVERTY TRENDS, COMMUNITY HEALTH RESEARCH AND NEEDS ASSESSMENTS ARE REVIEWED ON A REGULAR BASIS WHILE PLANNING COMMUNITY HEALTH PROGRAMS. ROCHESTER REGIONAL REPRESENTATIVES ARE ACTIVELY ENGAGED IN VARIOUS COMMUNITY HEALTH COLLABORATIONS WITH THE LOCAL HEALTH DEPARTMENTS, STATE HEALTH DEPARTMENT, AND LOCAL NOT-FOR-PROFIT HEALTH AND HUMAN SERVICE AGENCIES, AND ACTIVELY WORKS TO RESPOND TO COMMUNITY PRIORITIES AND DEVELOP PROGRAMS AND SERVICES THAT FILL A GAP OR SUPPLEMENT AN EXISTING PROGRAM. MOST ROCHESTER REGIONAL COMMUNITY HEALTH OUTREACH PROGRAMS ARE OFFERED IN PARTNERSHIP WITH OTHER COMMUNITY ORGANIZATIONS OR GOVERNMENTAL AGENCIES, IN ORDER TO LEVERAGE RESOURCES TO MEET COMMUNITY NEEDS. INFORMATION REGARDING THE AVAILABILITY OF COMMUNITY HEALTH PROGRAMS, ASSISTANCE WITH HEALTH INSURANCE ENROLLMENT AND FINANCIAL ASSISTANCE FOR MEDICAL CARE RECEIVED AT ROCHESTER REGIONAL HOSPITALS, EMERGENCY DEPARTMENTS, OUTPATIENT DEPARTMENTS OR LONG-TERM CARE FACILITIES ARE DISSEMINATED TO THE PUBLIC IN ELECTRONIC (WEBSITE) FORM.UNITY HOSPITAL, ONE OF THE FIVE HOSPITALS UNDER THE ROCHESTER REGIONAL UMBRELLA, IS A 287-BED RECENTLY RENOVATED HOSPITAL LOCATED IN THE TOWN OF GREECE. KEY PROGRAMS AND CENTERS INCLUDE CHEMICAL DEPENDENCY, BRAIN INJURY & REHABILITATION, JOINT REPLACEMENT CENTER, FAMILY BIRTH PLACE, SPINE CENTER, DIABETES CENTER, STROKE CENTER, AND EMERGENCY CENTER. ITS AWARDS AND DESIGNATIONS INCLUDE: EXCELLUS BLUECROSS BLUESHIELD BLUE DISTINCTION CENTER FOR KNEE AND HIP REPLACEMENT AND FOR SPINE SURGERY; EXCELLUS BLUECROSS BLUESHIELD BLUE DISTINCTION CENTER FOR MATERNITY CARE AT THE AUGUST FAMILY BIRTH PLACE AT UNITY HOSPITAL; AMERICAN ASSOCIATION OF CRITICAL CARE NURSES (AACN) SILVER-LEVEL BEACON AWARD FOR EXCELLENCE IN PROFESSIONAL PRACTICE (INTENSIVE CARE UNIT), PATIENT CARE AND OUTCOMES; COMMISSION ON THE ACCREDITATION OF REHABILITATION FACILITIES (CARF) ACCREDITATION FOR ACUTE REHABILITATION AND BRAIN INJURY REHABILITATION AT THE GOLISANO RESTORATIVE NEUROLOGY & REHABILITATION CENTER; JOINT COMMISSION GOLD SEAL OF APPROVAL DESIGNATION FOR HEALTH CARE QUALITY; JOINT COMMISSION GOLD SEAL OF APPROVAL AT THE CHARLES J. AUGUST JOINT REPLACEMENT CENTER; ADVANCED CERTIFICATION FROM THE JOINT COMMISSION FOR PALLIATIVE CARE; STAR RATING ON FACILITY COMPARE REPORTS FROM CMS ON 3 OUT OF 4 DIALYSIS UNITS; CMS 4-STAR RATING; AND AMERICAN HEART ASSOCIATION/AMERICAN STROKE ASSOCIATION'S GET WITH THE GUIDELINES -STROKE GOLD PLUS ACHIEVEMENT AWARD WITH TARGET: STROKE HONOR ROLL ELITE PLUS AWARD RECOGNITION FOR STROKE CARE.UNITY MEDICAL GROUP OPERATES AS A DIVISION OF UNITY HOSPITAL. UNITY MEDICAL GROUP HAS 28 OFFICE- AND HOSPITAL-BASED LOCATIONS IN MONROE AND GENESEE COUNTY. THE SERVICES OFFERED BY UNITY MEDICAL GROUP INCLUDE GERIATRICS, PALLIATIVE CARE, SKILLED NURSING HOME SUPPORT, ENDOCRINOLOGY, DENTAL CARE, INTERNAL MEDICINE, PEDIATRICS, FAMILY MEDICINE, OBSTETRICS, GYNECOLOGY, PULMONARY SERVICES, SLEEP SERVICES, INFECTIOUS DISEASE TREATMENT, ORTHOPEDIC SPINE TREATMENT, PROGRESSIVE NEUROVASCULAR SERVICE WITH NEUROLOGY SPECIALTY OUTPATIENT CARE AND ENDOVASCULAR SURGICAL ACUTE CARE. THERE ARE ALSO A SPECIALIZED VASCULAR SURGERY GROUP AND NEPHROLOGY WITH COMPREHENSIVE DIALYSIS SERVICES. 364883604 1 1 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 0 0 1 166 0 1 4900 1 0 0 0 0 0 0 0 0 0 0 X 26 22 0 0 0 0 1 0 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X CHRIS PETERSON 5859220089 100 KINGS HIGHWAY SOUTH ROCHESTER NY 14617 RACHEL ADONIS DIRECTOR 1.00 1.00 X 0 0 0 RALPH DESTEPHANO DIRECTOR 1.00 1.00 X 0 0 0 ROBERT HAVRILLA DIRECTOR 1.00 1.00 X 0 0 0 JAGAT MEHTA MD DIRECTOR 1.00 1.00 X 0 0 0 ELIZABETH PATTON PHD DIRECTOR 1.00 1.00 X 0 0 0 NANCY FERRIS PHD DIRECTOR 1.00 1.00 X 0 0 0 JOHN GENIER MD DIRECTOR 1.00 1.00 X 0 0 0 TARUN KOTHARI MD DIRECTOR 1.00 1.00 X 0 0 0 ANNA LYNCH DIRECTOR 1.00 1.00 X 0 0 0 LEONARD OLIVIERI DIRECTOR 1.00 1.00 X 0 0 0 THOMAS PENN MD DIRECTOR 1.00 1.00 X 0 0 0 THOMAS RILEY DIRECTOR 1.00 1.00 X 0 0 0 EFRAIN RIVERA DIRECTOR 1.00 1.00 X 0 0 0 LEON T SAWYKO DIRECTOR 1.00 1.00 X 0 0 0 JUSTIN SMITH DIRECTOR 1.00 1.00 X 0 0 0 LINDA BECKER DIRECTOR 1.00 1.00 X 0 0 0 ROBERT DOBIES CHAIR OF THE BOARD 1.00 1.00 X 0 0 0 KAREN M GALLINA DIRECTOR 1.00 1.00 X 0 0 0 JEFFREY C MAPSTONE DIRECTOR 1.00 1.00 X 0 0 0 FAHEEM AR MASOOD TREASURER 1.00 1.00 X 0 0 0 DANIEL MEYERS DIRECTOR 1.00 1.00 X 0 0 0 MICHAEL R NUCCITELLI VICE CHAIR 1.00 1.00 X 0 0 0 ROBERT SANDS SECRETARY 1.00 1.00 X 0 0 0 ERIC BIEBER MD CEO 14.00 41.00 X X 895191 2621629 1064908 TOUFIC RIZK MD MEDICAL STAFF PRESIDENT 1.00 54.00 X 477415 0 10204 WILLIAM DESTLER MD DIRECTOR 1.00 1.00 X 0 0 0 THOMAS HOUSEKNECHT DIRECTOR 1.00 1.00 X 0 0 0 THOMAS R CRILLY CFO 14.00 41.00 X 257756 754860 427250 ROBERT NESSELBUSH COO 15.00 40.00 X 438717 1169910 676261 HUGH THOMAS CAO 14.00 41.00 X 313330 917610 512645 DOUG STEWART PRESIDENT 55.00 0.00 X 741086 0 206488 PAUL MAURER PHYSICIAN 40.00 X 1367277 0 54768 BHARAT GUPTA DIVISION CHIEF, UMG 40.00 X 873475 0 93912 MICHAEL KLOTZ PHYSICIAN 40.00 X 890291 0 34921 ANTHONY PETRAGLIA PHYSICIAN 40.00 X 1025737 0 17960 DANIEL GRACE PHYSICIAN 40.00 X 896901 0 35883 MARK CLEMENT FORMER CEO 0.00 0.00 X 0 1373284 30715 8177176 6837293 3165915 11 1 1 0 WESTSIDE ANESTHESIA ASSOCIATES 1561 LONG POND ROAD ROCHESTER NY 14626 CONSULTING 862683 SCRIBE AMERICA 1200 EAST LAS OLAS BLVD SUITE 201 FORT LAUDERDALE FL 33301 CONSULTING 355974 PRECYSE SOLUTIONS 1275 DRUMMERS LN 200 WAYNE PA 19087 CONSULTING 353853 NEPHROLOGY ASSOCIATES LLP 1561 LONG POND ROAD ROCHESTER NY 14626 MEDICAL EDUCATION SERVICES 255399 CLARK CONSULTING 144 VILLAGE LANDING 336 FAIRPORT NY 14450 CONSULTING SERVICES 237442 21 831178 3230457 922881 922881 4984516 NET PROGRAM SERVICE REVENUE 900099 451065268 451065268 RENTAL REVENUE FROM RELATED PARTI 531120 338801 338801 451404069 273016 273016 268647 0 268647 268647 268647 CAFETERIA 900099 1837915 1837915 MISCELLANEOUS 900099 1063817 1063817 PHYSICIAN 621110 930528 930528 3832260 460762508 455236329 0 541663 3843455 3284171 559284 222074696 174423047 47651649 22175136 17442962 4732174 15447130 12150712 3296418 17120764 13467193 3653571 2146893 1688746 458147 36186 36186 39553995 31113172 8440823 12916 10160 2756 1269037 998225 270812 14557988 11451313 3106675 462593 363876 98717 9881947 9881947 21533475 16938231 4595244 2407797 1893973 513824 MEDICAL SUPPLIES 66181049 52058013 14123036 PROV FOR DOUBTFUL ACCOU 9218522 9218522 SUPPORT SERVICE ALLOCAT 3048124 2397654 650470 NYS REVENUE & RECEIPTS 2131537 1676667 454870 5579499 4388834 1190665 458682739 364883604 93799135 0 18704940 15763474 17019478 7632682 1104687 32334400 36242789 6573998 5963877 3344674 1442725 463998319 226417992 251273927 237580327 41606746 86788684 53034409 416040101 400371716 62205044 36540819 125803 213410757 200356883 87852 101368 12348959 9645233 125666931 148551048 413719543 395321154 X -5092494 -3455318 5706664 5942986 1706388 2562894 2320558 5050562 416040101 400371716 X 2079769 429946 220289 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 36186 36186 0 PART II-B, LINE 1: THE AMOUNT REFLECTED ON PART II-B, LINE 1I REPRESENTS THE PORTION OF MEMBERSHIP DUES PAID TO HEALTH CARE ASSOCIATION OF NYS (HANYS) AND AMERICAN HOSPITAL ASSOCIATION (AHA) ATTRIBUTABLE TO LOBBYING ACTIVITIES. 1 74473 542411 544001 72883 1 X 7413052 1476080 873957 157338 838482 261389 8505880 8536730 327109 -285158 845085 320544 7413052 10472186 1391191 79715 3321981 84381 8536730 10649897 1541942 60512 1774365 5800 10472186 10942747 3291730 62118 3646560 138 10649897 0.30130 0.69870 0 1 1 625721 625721 274860588 96843886 178016702 8869518 5683794 3185724 147682431 103141811 44540620 31960061 20748501 11211560 237580327 DEFERRED COMPENSATION 7007843 DUE FROM AFFILIATES 16200625 HCCI LTD 508475 INTEREST IN NET ASSETS OF FOUNDATION 8505880 INVESTMENT IN PHYSICIAN PRACTICE 414000 OTHER RECEIVABLES 632003 THIRD PARTY PAYOR RECEIVABLES 2415046 SELF-INSURANCE ASSET 15335955 OTHER ASSETS 2014582 53034409 ACCRUED PENSION LIABILITY 91113074 ACCRUED POST RETIREMENT BENEFITS 608000 DEFERRED COMPENSATION 6549060 ESTIMATED THIRD PARTY PAYORS 29744820 SELF-INSURED LIABILITIES 17375198 DUE TO AFFLIATES 2861669 OTHER LIABILITIES 299227 148551048 460762508 0 460762508 0 460762508 458682739 0 458682739 0 458682739 PART IV, LINE 2B: EXPLANATION OF ESCROW ACCOUNT LIABILITY UNITY LIVING CENTER IS A LONG-TERM CARE FACILITY THAT OPERATES AS A DEPARTMENT OF THE UNITY HOSPITAL OF ROCHESTER. RESIDENTS HAVE AUTHORIZED UNITY LIVING CENTER TO MANAGE THEIR PERSONAL FINANCES. THE FACILITY HOLDS, SAFEGUARDS, MANAGES, AND ACCOUNTS FOR PERSONAL FUNDS OF THE RESIDENTS DEPOSITED WITH THE FACILITY. INDIVIDUAL RESIDENT FUNDS ARE DEPOSITED IN AN INTEREST-BEARING ACCOUNT AND EACH RESIDENT HAS AN INTERNAL ACCOUNTING OF THE BALANCE OF THEIR FUND. EACH RESIDENT IS PROVIDED ON A MONTHLY BASIS AN ACCOUNTING OF THEIR FUND BALANCE. PART V, LINE 4: INTENDED USES OF ENDOWMENT FUND ENDOWMENT FUNDS HELD FOR INTENDED USE BY THE UNITY HOSPITAL OF ROCHESTER ARE IN THE POSSESSION OF THE UNITY HEALTH SYSTEM FOUNDATION. WHEN THE TERMS OF THE ENDOWMENT ARE MET, THE FOUNDATION GRANTS THE FUNDS OVER TO THE UNITY HOSPITAL OF ROCHESTER. 1 1 X 1 X 1 X 1 1 1 0 1 1 7806960 7701440 105520 0.00020 84498101 70745883 13752218 0.03060 10270106 7577716 2692390 0.00600 102575167 86025039 16550128 0.03680 99100 99100 0.00020 12475368 2901321 9574047 0.02130 134287296 114769161 19518135 0.04340 146861764 117670482 29191282 0.06490 249436931 203695521 45741410 0.10170 1 9218522 4066715 54718682 64545018 -9826336 X 1 1 1 1 THE UNITY HOSPITAL OF ROCHESTER 1555 LONG POND ROAD ROCHESTER NY 14626 X X X X THE UNITY HOSPITAL OF ROCHESTER 1 0 0 1 X X X X X X X X X 16 1 1 1 1 X WWW.ROCHESTERREGIONAL.ORG X 1 16 1 WWW.ROCHESTERREGIONAL.ORG 0 1 X 200.000000000000 400.000000000000 1 1 X X X X 1 X WWW.ROCHESTERREGIONAL.ORG X WWW.ROCHESTERREGIONAL.ORG X WWW.ROCHESTERREGIONAL.ORG X X X X X 1 X 0 X 1 X 0 0 THE UNITY HOSPITAL OF ROCHESTER PART V, SECTION B, LINE 5: THE 2016 COMMUNITY HEALTH NEEDS ASSESSMENT (CHNA) WAS CONDUCTED JOINTLY BY THE HOSPITAL SYSTEMS SERVING MONROE COUNTY, NY IN COLLABORATION WITH THE MONROE COUNTY DEPARTMENT OF PUBLIC HEALTH AND THE COMMUNITY PLANNING AGENCY, FINGER LAKES HEALTH SYSTEM AGENCY (FLHSA). REPRESENTATIVES FROM EACH OF THESE ORGANIZATIONS CONSTITUTE THE COMMUNITY HEALTH IMPROVEMENT WORKGROUP (CHIW), THE OVERSIGHT BODY FOR THE DEVELOPMENT OF THE CHNA. INFORMATION DISCUSSED BY THE CHIW IS SHARED, AS IS APPROPRIATE, WITH HOSPITAL LEADERSHIP AND TO VARIOUS COMMUNITY GROUPS FOR INPUT AND COMMENT. THE UNITY HOSPITAL OF ROCHESTER PART V, SECTION B, LINE 6A: ROCHESTER GENERAL HOSPITAL, UNITY HOSPITAL, STRONG MEMORIAL HOSPITAL AND HIGHLAND HOSPITAL THE UNITY HOSPITAL OF ROCHESTER PART V, SECTION B, LINE 6B: MONROE COUNTY DEPARTMENT OF PUBLIC HEALTH, CENTER FOR COMMUNITY HEALTH, FINGER LAKES HEALTH SYSTEM AGENCY AND FINGER LAKES PERFORMING PROVIDER SYSTEM 35 1 - UNITY DENTAL PENFIELD 2060 FAIRPORT NINE MILE PT RD PENFIELD NY 145261749 DENTAL 2 - UNITY DENTAL RIDGEWAY 2655 RIDGEWAY AVE STE 360 ROCHESTER NY 146264296 DENTAL 3 - UNITY DENTAL ST MARY'S 89 GENESEE ST 2ND FLOOR ROCHESTER NY 146113201 DENTAL 4 - UNITY DIABETES & ENDOCRINOLOGY 2655 RIDGEWAY AVE STE 220 ROCHESTER NY 146264296 ENDOCRINE-DIABETES 5 - UNITY FAMILY MEDICINE BROCKPORT 6668 FOURTH SECTION ROAD BROCKPORT NY 144202448 FAMILY MEDICINE 6 - UNITY FAMILY MEDICINE CHILI CENTER 3379 CHILI AVENUE STE 100 ROCHESTER NY 146245325 FAMILY MEDICINE 7 - UNITY FAMILY MEDICINE COUNTRY VILLAGE 1100 LONG POND ROAD SUITE 250 ROCHESTER NY 146261186 FAMILY MEDICINE 8 - UNITY FAMILY MEDICINE ORCHARD STREET 158 ORCHARD STREET ROCHESTER NY 146111361 FAMILY MEDICINE 9 - UNITY FAMILY MEDICINE PARKWAY 500 ISLAND COTTAGE ROAD ROCHESTER NY 146122308 FAMILY MEDICINE 10 - UNITY FAMILY MEDICINE SPENCERPORT 4 LAND RE WAY STE 100 SPENCERPORT NY 145591472 FAMILY MEDICINE 11 - UNITY FAMILY MEDICINE ST BERNARD'S 2260 LAKE AVE STE 1000 ROCHESTER NY 146125700 FAMILY MEDICINE 12 - UNITY FAMILY MEDICINE ST MARY'S 89 GENESEE ST BK BLDG 3RD FLOO ROCHESTER NY 146113201 FAMILY MEDICINE 13 - UNITY GERIATRICS 105 CANAL LANDING BLVD STE 1 ROCHESTER NY 146265107 GERIATRICS 14 - UNITY HEALTH REACH 89 GENESEE ST ROCHESTER NY 146113201 FAMILY MEDICINE 15 - UNITY INFECTIOUS DISEASE 89 GENESEE ST BK BLDG 3RD FLOO ROCHESTER NY 146113201 INFECTIOUS DISEASE 16 - UNITY INFECTIOUS DISEASE (INPATIENT & PR 1555 LONG POND RD ROCHESTER NY 146264122 INFECTIOUS DISEASE 17 - UNITY INTERNAL MEDICINE CORNERSTONE 2300 BUFFALO ROAD BLDG 800 C ROCHESTER NY 146241360 INTERNAL MEDICINE 18 - UNITY INTERNAL MEDICINE LONG POND 1561 LONG POND RD STE 303 ROCHESTER NY 146264135 INTERNAL MEDICINE 19 - UNITY INTERNAL MEDICINE RIDGEWAY 2655 RIDGEWAY AVE STE 340 ROCHESTER NY 14626 INTERNAL MEDICINE 20 - UNITY INTERNAL MEDICINE PARK RIDGE 1561 LONG POND RD STE 202 ROCHESTER NY 146264135 INTERNAL MEDICINE 21 - UNITY INTERNAL MEDICINE RIDGEWAY 2655 RIDGEWAY AVE STE 480 ROCHESTER NY 146264296 INTERNAL MEDICINE 22 - UNITY OBGYN BROCKPORT 6668 FOURTH SECTION ROAD BROCKPORT NY 144202448 OBSTETRICS AND GYNECOLOGY 23 - UNITY OBGYN CLINTON CROSSINGS 995 SENATOR KEATING BLVD BUILDING E SU ROCHESTER NY 146182770 OBSTETRICS AND GYNECOLOGY 24 - UNITY OBGYN PARK RIDGE 1561 LONG POND RD STE 404 ROCHESTER NY 146264135 OBSTETRICS AND GYNECOLOGY 25 - UNITY OBGYN PARKWAY 500 ISLAND COTTAGE ROAD ROCHESTER NY 146122308 OBSTETRICS AND GYNECOLOGY 26 - UNITY OBGYN RIDGEWAY 2655 RIDGEWAY AVE STE 180 ROCHESTER NY 146264296 OBSTETRICS AND GYNECOLOGY 27 - UNITY OBGYN WEST MAIN 819 WEST MAIN STREET ROCHESTER NY 146112334 OBSTETRICS AND GYNECOLOGY 28 - UNITY PALLATIVE CARE MEDICINE 1564 LONG POND ROAD ROCHESTER NY 146264122 PALLATIVE CARE 29 - UNITY PEDIATRICS 819 WEST MAIN STREET ROCHESTER NY 146112334 PEDIATRICS 30 - UNITY PERINATAL MEDICINE 1555 LONG POND ROAD ROCHESTER NY 146264122 MATERNAL FETAL MEDICINE 31 - UNITY PULMONARY MEDICINE PARK RIDGE POB - 408 1561 LONG POND RO ROCHESTER NY 146264135 PULMONOLOGY 32 - UNITY SLEEP DISORDERS CENTER EASTSIDE 919 WESTFALL RD BLDG A ROCHESTER NY 146182961 SLEEP DISORDER 33 - UNITY SLEEP DISORDERS CENTER WESTSIDE 1561 LONG POND ROAD B-408 ROCHESTER NY 146264135 SLEEP DISORDER 34 - UNITY VASCULAR SURGERY 2655 RIDGEWAY AVE STE 240 ROCHESTER NY 146264296 VASCULAR SURGERY 35 - UNITY WOUND CARE CENTER RIDGEWAY 2655 RIDGEWAY AVE STE 230 ROCHESTER NY 146264296 WOUND CARE PART I, LINE 6A: UNITY HOSPITAL'S COMMUNITY BENEFIT REPORT IS INCLUDED IN THE COMMUNITY BENEFIT REPORT FOR ROCHESTER REGIONAL HEALTH, A RELATED NOT-FOR-PROFIT ORGANIZATION, AS PART OF THE JOINT COMMUNITY BENEFIT REPORT DISTRIBUTED BY MONROE COUNTY, NY. PART I, LINE 7: THE COSTING METHODOLOGY USED FOR LINES 7A, B, C AND F WAS FROM BOTH THE HOSPITAL'S MEDICAID ICR, UTILIZING EXHIBIT 46, AND THE MEDICARE MCR, UTILIZING WORKSHEETS S-10 AND B, PART I. WORKSHEET 2 WAS USED TO CALCULATE THE RATIO OF PATIENT CARE COST-TO-CHARGES. EXHIBITS 11 AND 46 FROM THE 2016 MEDICAID ICR WERE UTILIZED TO COMPLETE THE CALCULATIONS. PART I, LINE 7G: N/A - NO PHYSICIAN CLINIC COSTS WERE INCLUDED ON LINE 7G. PART I, LN 7 COL(F): TOTAL EXPENSES ON FORM 990, PART IX, LINE 25, COLUMN (A) ARE $458,682,739. THE BAD DEBT EXPENSE INCLUDED IN THIS AMOUNT IS $9,218,522. AFTER BAD DEBT WAS DEDUCTED FROM TOTAL EXPENSES, THE AMOUNT OF TOTAL EXPENSES USED TO CALCULATE THE PERCENT IN LINE 7, COLUMN (F) WAS $449,464,217. PART I, LINE 7E: DURING 2016, UNITY HOSPITAL OF ROCHESTER (UH) SPONSORED THE FOLLOWING EVENTS AND ACTIVITIES TO PROMOTE COMMUNITY HEALTH IMPROVEMENT THAT MEET THE DEFINITION FOR DISCLOSURE ON SCHEDULE H, PART I, LINE 7E (COMMUNITY HEALTH IMPROVEMENT SERVICES AND COMMUNITY BENEFIT OPERATIONS). THE ROCHESTER INTEGRATED HEALTH NETWORK (RIHN) - UNITY HOSPITAL IS A MEMBER OF THE ROCHESTER INTEGRATED HEALTH NETWORK (RIHN) WHICH WORKS TO PROMOTE THE INTEGRATION AND COORDINATION OF QUALITY, ACCESSIBLE AND AFFORDABLE MEDICAL AND BEHAVIORAL HEALTH CARE SERVICES FOR LOW INCOME, UNINSURED, UNDER INSURED CHILDREN AND ADULTS IN THE ROCHESTER, NEW YORK REGION. RIHN COLLABORATES ON IMPROVEMENT PROJECTS WITH ITS MEMBER ORGANIZATIONS AND COMMUNITY PARTNERS.THE HEALTHY MOMS PROGRAM PROVIDES MOMS WITH THE SUPPORT THEY NEED TO BE PHYSICALLY HEALTHY, EMOTIONALLY HEALTHY, AND SELF-SUFFICIENT. THE PROGRAM HELPS PREGNANT MOMS HAVE A HEALTHY BABY THAT IS BORN FULL-TERM AT 40 WEEKS AND WEIGHT 5.5 POUNDS AND ABOVE. THE FOLLOWING SERVICES ARE OFFERED THROUGH THIS PROGRAM: PREGNANCY EDUCATION CLASSES, ON-SITE MENTAL HEALTH COUNSELING, CARE MANAGEMENT, PROJECT INDEPENDENCE JOB TRAINING, AND LEADERSHIP ACADEMY. CHILDREN'S CLOTHING CLOSET - THE CHILDREN'S CLOTHING CLOSET, RUN BY THE HEALTHY MOMS PROGRAM, PROVIDES GENTLY USED OR NEARLY NEW CHILDREN'S CLOTHING TO THE COMMUNITY. CUSTOMERS CAN ACCESS THE CLOSET ONCE EVERY THREE MONTHS. HEALTH REACH: HEALTHCARE FOR THE HOMELESS - WITHIN THE HEALTHCARE FOR THE HOMELESS PROGRAM, WE ADMINISTER QUALITY CARE BY USING A 40-FOOT MOBILE UNIT WITH EXAM ROOMS FOR HOMELESS PATIENTS IN NEED OF PRIMARY, URGENT, AND DENTAL CARE. WE ALSO OFFER A DESIGNATED CALL CENTER TO ASSIST OUR CURRENT AND PROSPECTIVE PATIENTS IN NEEDS THEY MAY HAVE, SUCH AS HELP FINDING A QUALIFIED PHYSICIAN IN THE AREA, QUESTIONS REGARDING MEDICATIONS, POST-VISITS WITH THE PATIENT TO SEE HOW THEY ARE DOING AND PATIENT SATISFACTION SURVEYS TO DETERMINE THE QUALITY OF CARE.NEW VISIONS HEALTH PROFESSIONS PROGRAM - SINCE 2002, THE NEW VISIONS HEALTH PROFESSIONS STUDENTS HAVE GRACIOUSLY BEEN HOSTED THROUGH THE VOLUNTEER DEPARTMENT AT UNITY HOSPITAL. OVER THE PAST 15 YEARS, MANY STUDENTS HAVE SUCCESSFULLY COMPLETED NEW VISION AND HAVE PURSUED CAREERS IN HEALTH CARE. THE NEW VISIONS HEALTH PROFESSIONS PROGRAM IS A CAREER EXPLORATION, THROUGH MONROE 2- ORLEANS BOCES, DESIGNED FOR HIGH SCHOOL SENIORS INTERESTED IN MEDICAL AND HEALTH-RELATED PROFESSIONS; THE GOAL IS TO PROVIDE STUDENTS WITH AN EXPOSURE TO THE VARIED CAREERS IN MEDICINE. IN THE 2016-17 SCHOOL YEAR, STUDENTS VOLUNTEERED 3,240 HOURS. NATIONAL HEALTH-RELATED HOLIDAYS - UNITY HOSPITAL STAFF PROVIDE HEALTH EDUCATION INFORMATION TO STAFF AND VISITORS ON NATIONAL HEALTH-RELATED HOLIDAYS. EDUCATION MATERIALS, GIVEAWAYS (I.E. PENS, HAND SANITIZER, ETC.), AND SNACKS ARE PROVIDED AT A TABLE NEAR THE CAFETERIA (WHICH IS OPEN TO STAFF AND PATIENTS). HOLIDAYS INCLUDE: WORLD ELDER ABUSE AWARENESS DAY, SOCIAL WORK MONTH, COLONOSCOPY DAY, HEALTHCARE OF THE HOMELESS DAY, DIABETES AWARENESS WEEK, AND MORE!ANNUAL SAFETY FAIR - THIS EDUCATIONAL EVENT PROVIDES INFORMATION ON MANY ASPECTS OF SAFETY AND SUPPORT THE HEALTH SYSTEM'S SAFETY CULTURE. SAFETY CHAMPIONS FROM VARIETY OF UNITY LOCATIONS AND DEPARTMENTS HAVE TABLES SET UP WITH INFORMATIONAL DISPLAYS, GAMES/PRIZES AND TASTY TREATS IN AN EFFORT TO SUPPORT OUR SAFETY CULTURE.LIGHTS OF LOVE - THE PARK RIDGE AUXILIARY HOSTS AN ANNUAL LIGHTS OF LOVE EVENT IN THE BEGINNING OF DECEMBER IN HONOR OF LOST LOVED ONES. STAFF AND VISITORS ARE INVITED TO PURCHASE A 'LIGHT' IN MEMORY OF A LOVED ONE AND THEY ARE PROVIDED REFRESHMENTS AND ENTERTAINMENT BY A LOCAL SINGING GROUP.BLOOD DRIVESMARCH 18, 2016 - HOSTED AT ST. MARY'S CAMPUSAUGUST 25, 2016 - HOSTED AT ST. MARY'S CAMPUSOCTOBER 21, 2016 - HOSTED AT ST. MARY'S CAMPUSHEALTH TALKS - UNITY HOSPITAL HOSTS EDUCATION FORUMS THROUGHOUT THE YEAR THAT ARE OPEN TO STAFF AND VISITORS. SOME INCLUDE: ORTHOPAEDICS PRESENTS: HIP & KNEE ARTHRITIS JOINT HEALTH SEMINAR; BEHAVIORAL HEALTH SEMINARS (THROUGHOUT THE YEAR); STROKE PREVENTION: LEARNING THE SIGNS; AND MORE!SEEDS OF CHANGE: A LOW FAT COOKING AND MEAL PLANNING COURSE - UNITY DIABETES & ENDOCRINOLOGY, LOCATED AT UNITY AT RIDGEWAY, HOSTS FOUR TWO-HOUR SESSIONS OVER FOUR WEEKS; TEACHING A LOW FAT PLANT-BASED APPROACH TO LOST WEIGHT AND MANAGE DISEASES SUCH AS DIABETES, HIGH CHOLESTEROL AND HYPERTENSION. SPONSORSHIPS - ROCHESTER REGIONAL HEALTH, AS A SYSTEM, INCLUDING UNITY HOSPITAL IS COMMITTED TO GIVING BACK TO THE COMMUNITY BY SUPPORTING THE MANY ORGANIZATIONS THAT ARE ALREADY WORKING SO HARD TO IMPROVE COMMUNITY HEALTH. AS SUCH, WE PROVIDE SERVICES AND STAFF TO LOCAL ORGANIZATIONS AND COMMUNITY EVENTS INCLUDING THE AMERICAN HEART WALK, THE AMERICAN CANCER SOCIETY, THE MARCH OF DIMES, THE JUVENILE DIABETES FOUNDATION, THE AMERICAN DIABETES ASSOCIATION, TOUR DE CURE, GREECE REGIONAL CHAMBER OF COMMERCE, AND THE UNITED WAY. PART II, COMMUNITY BUILDING ACTIVITIES: MEDICAL STAFFUH MEDICAL STAFF HAS 484 CURRENTLY ACTIVE STAFF MEMBERS. THESE PHYSICIANS REPRESENT A BROAD SPECTRUM OF PRIMARY CARE AND SPECIALTY SERVICES. AS AN AFFILIATE OF ROCHESTER REGIONAL HEALTH, OUR PATIENTS HAVE SEAMLESS ACCESS TO ADDITIONAL SPECIALISTS INCLUDING THE WORLD-CLASS PROVIDERS AT THE ROCHESTER HEART INSTITUTE AND THE LIPSON CANCER CENTER BOTH IN PENFIELD AND ROCHESTER.VOLUNTEERS/AUXILIANSMEMBERS OF COMMUNITIES FROM ACROSS MONROE AND SURROUNDING COUNTIES HAVE ALWAYS PLAYED AN IMPORTANT ROLE IN ADVOCATING FOR, AND OFFERING ASSISTANCE AT UH. IN 2016, 1,062 VOLUNTEERS PROVIDED MORE THAN 112,300 HOURS OF SERVICE AT UH.BOARD OF DIRECTORS AND COMMUNITY GUIDANCEUH ENSURES COMMUNITY CONTROL OVER THE CORPORATION THROUGH ITS BOARD OF DIRECTORS, COMPRISED OF COMMUNITY AND FAITH LEADERS, AND LEADERS IN BUSINESS AND INDUSTRY, HEALTHCARE, AND PHYSICIANS REPRESENTING THE MEDICAL STAFF OF THE ORGANIZATION. THE MAJORITY OF THE DIRECTORS RESIDE IN THE ROCHESTER AREA AND EACH DIRECTOR SERVES A THREE-YEAR TERM.USE OF SURPLUS FUNDSSURPLUS FUNDS ARE USED TO FURTHER THE MISSION AND OPERATIONS OF THE ORGANIZATION, SUCH AS REINVESTING IN COMMUNITY BENEFIT PROGRAMS, AND MAKING IMPROVEMENTS IN FACILITIES, PATIENT CARE, MEDICAL, NURSING AND ALLIED HEALTH TRAINING, EDUCATION AND RESEARCH IN SUPPORT OF THE HEALTH NEEDS OF THE COMMUNITY AS WELL AS USED FOR CHARITY CARE. PART III, LINE 4: IN 2016, THE ORGANIZATION CONTINUED ITS ENHANCED PROCESS FOR OBTAINING ADDITIONAL FINANCIAL INFORMATION FOR UNINSURED AND UNDER-INSURED PATIENTS WHO HAVE NOT SUPPLIED THE REQUISITE INFORMATION TO DETERMINE IF THEY QUALIFY FOR CHARITY CARE. THE ADDITIONAL INFORMATION OBTAINED WAS USED BY THE ORGANIZATION TO DETERMINE WHETHER TO QUALIFY PATIENTS FOR CHARITY CARE IN ACCORDANCE WITH THE ORGANIZATION'S POLICY. THE APPLICATION OF THIS ADDITIONAL INFORMATION IN 2016 RESULTED IN ADDITIONAL PATIENTS QUALIFYING FOR CHARITY CARE AND THUS RE-CLASSIFYING THIS AMOUNT FROM BAD DEBT EXPENSE. BAD DEBT EXPENSE ON PART III, LINE 2 REPRESENTS ESTIMATED UNCOLLECTIBLE CHARGES FOR THOSE PATIENTS UNWILLING, NOT UNABLE, TO PAY.BAD DEBT COSTING METHODOLOGY:THE PROVISION FOR BAD DEBTS IS BASED UPON MANAGEMENT'S ASSESSMENT OF HISTORICAL AND EXPECTED NET COLLECTIONS CONSIDERING HISTORICAL BUSINESS AND ECONOMIC CONDITIONS, TRENDS IN HEALTH CARE COVERAGE, AND OTHER COLLECTION INDICATORS. PERIODICALLY THROUGHOUT THE YEAR, MANAGEMENT ASSESSES THE ADEQUACY OF THE ALLOWANCE FOR DOUBTFUL ACCOUNTS BASED UPON HISTORICAL WRITE-OFF EXPERIENCE BY PAYOR CATEGORY. THE RESULTS OF THIS REVIEW ARE THEN USED TO MAKE ANY MODIFICATIONS TO THE PROVISION FOR BAD DEBTS TO ESTABLISH AN APPROPRIATE ALLOWANCE FOR UNCOLLECTIBLE RECEIVABLES. AFTER SATISFACTION OF AMOUNTS DUE FROM INSURANCE, THE HOSPITAL FOLLOWS ESTABLISHED GUIDELINES FOR PLACING CERTAIN PAST DUE PATIENT BALANCES WITH COLLECTION AGENCIES, SUBJECT TO THE TERMS OF CERTAIN RESTRICTIONS ON COLLECTION EFFORTS AS DETERMINED BY THE HOSPITAL. ACCOUNTS RECEIVABLE ARE WRITTEN OFF AFTER COLLECTION EFFORTS HAVE BEEN FOLLOWED IN ACCORDANCE WITH THE HOSPITAL'S POLICIES.BAD DEBT EXPENSE IS RECORDED USING THE VALUATION METHOD AS OUTLINED IN HEALTHCARE FINANCIAL MANAGEMENT ASSOCIATION (HFMA) STATEMENT 15, WHICH REQUIRES BAD DEBT EXPENSE TO BE RECORDED AT THE AMOUNT THAT THE PAYER IS EXPECTED TO PAY. THE PROVISION FOR BAD DEBTS REPRESENTS ESTIMATED UNCOLLECTIBLE CHARGES OF PATIENTS UNWILLING TO PAY. IN 2016, THE ORGANIZATION CONTINUED ITS ENHANCED PROCESS FOR OBTAINING ADDITIONAL FINANCIAL INFORMATION FOR UNINSURED AND UNDERINSURED PATIENTS WHO HAVE NOT SUPPLIED THE REQUISITE INFORMATION TO DETERMINE IF THEY QUALIFY FOR CHARITY CARE. THE APPLICATION OF THIS ADDITIONAL INFORMATION IN 2016 RESULTED IN ADDITIONAL PATIENTS QUALIFYING FOR CHARITY CARE AND A REDUCTION TO BAD DEBT EXPENSE. PART III, LINE 8: MEDICARE COSTING METHODOLOGY: THE ORGANIZATION USED THE FILED 2016 CMS COST REPORT TO DETERMINE THE MEDICARE ALLOWABLE COSTS OF CARE RELATING TO PAYMENTS RECEIVED FROM MEDICARE. MEDICARE SHORTFALLS, WHICH ARE COSTS INCURRED BY THE HOSPITAL TO PROVIDE QUALITY CARE AND TREATMENT TO ITS PATIENTS, SHOULD BE TREATED AS A COMMUNITY BENEFIT. TO NOT INCUR THESE COSTS WOULD POTENTIALLY LIMIT OR EVEN COMPROMISE THE QUALITY OF SERVICE PROVIDED. PART III, LINE 9B: AT SUCH TIME THAT A PATIENT EXPRESSES A FINANCIAL CONCERN, THE PATIENT WILL BE OFFERED THE OPPORTUNITY TO APPLY FOR CHARITY CARE. ONCE THE PATIENT SUBMITS THE COMPLETED CHARITY CARE APPLICATION, THE ACCOUNT IS PLACED ON HOLD AND ALL COLLECTION ACTIVITIES ARE SUSPENDED UNTIL AN ELIGIBILITY DETERMINATION IS MADE. IF THE PATIENT IS ELIGIBLE FOR CHARITY CARE, THEN THE PATIENT IS NOTIFIED OF THE LEVEL OF CHARITY CARE AWARDED. IF 100% CHARITY CARE IS AWARDED, THAN NO BILL IS SENT TO THE PATIENT. IF LESS THAN 100% CHARITY CARE IS AWARDED, THAN THE PATIENT WILL RECEIVE A BILL PURSUANT TO THE PRIVATE PAY COLLECTION POLICY. ONLY AFTER PATIENT'S LIABILITY HAS BEEN DETERMINED FOLLOWING PROCESSING OF APPLICATIONS FOR GOVERNMENT ASSISTANCE, CHARITY CARE, AND/OR INSURANCE CARRIER REMITTANCE WILL THE PATIENT STATEMENT BE MAILED FOR PAYMENT RECOVERY. THE HOSPITAL'S COLLECTION PRACTICES SET FORTH IN ITS WRITTEN DEBT COLLECTION POLICY APPLY TO ALL PATIENT TYPES OF THE HOSPITAL. PART VI, LINE 2: DURING 2016, A COMMUNITY HEALTH NEEDS ASSESSMENT (CHNA) WAS CONDUCTED JOINTLY BY THE HOSPITALS SERVING MONROE COUNTY, NY IN COLLABORATION WITH MONROE COUNTY DEPARTMENT OF PUBLIC HEALTH (MCDPH) AND THE COMMUNITY PLANNING AGENCY, FINGER LAKES HEALTH SYSTEM AGENCY (FLHSA). ROCHESTER REGIONAL HEALTH (THE PARENT OF UNITY HOSPITAL OF ROCHESTER) AND THE FOLLOWING OTHER HOSPITALS OF MONROE COUNTY ARE PARTNERS IN HELPING TO IDENTIFY UNMET AND EMERGING HEALTH CARE NEEDS IN THE MONROE COUNTY COMMUNITY:1) ROCHESTER GENERAL HOSPITAL2) STRONG MEMORIAL HOSPITAL3) HIGHLAND HOSPITALTHE COMMUNITY HEALTH IMPROVEMENT WORKGROUP (CHIW) IS THE OVERSIGHT BODY FOR THE ASSESSMENT PROCESS AND DEVELOPMENT OF THE CHNA REPORT. THE CHIW IS MADE UP OF REPRESENTATIVES FROM EACH HOSPITAL AS WELL AS PUBLIC HEALTH EXPERTS FROM THE MCDPH AND COMMUNITY MEMBER EXPERTS FROM FLHSA. IN ADDITION TO THE CHIW, SEVERAL OTHER ORGANIZATIONS COLLABORATED IN THE DEVELOPMENT OF THE CHNA. THESE ORGANIZATIONS AND PROGRAMS INCLUDE: THE CENTER FOR COMMUNITY HEALTH; THE GREATER ROCHESTER CHAMBER OF COMMERCE; THE SMOKING AND HEALTH ACTION COALITION; CENTER FOR TOBACCO FREE FINGER LAKES; NATIONAL CENTER FOR DEAF HEALTH RESEARCH; ROCHESTER-MONROE ANTI-POVERTY INITIATIVE; DELIVERY SYSTEM REFORM INCENTIVE PAYMENT (DSRIP) PROGRAM; AND TRANSFORMING PRIMARY CARE DELIVERY: MONROE COUNTY CMMI GRANT. THE MONROE COUNTY CHNA BEGAN WITH A REVIEW OF THE 2013 CHNA AND THE STATE-REQUIRED PROGRESS REPORT OF 2015 OF THE COMMUNITY HEALTH IMPROVEMENT PLAN BASED ON THE 2013 CHNA. THE PRIMARY CONSISTENT SOURCE OF DATA USED TO PRIORITIZE THE HEALTH NEEDS OF OUR COMMUNITY WAS THE COUNTY LEVEL DASHBOARDS OF THE NEW YORK STATE PREVENTION AGENDA. IN ADDITION, OTHER KEY SOURCES OF DATA INCLUDED:- MORTALITY AND NATALITY DATA: NEW YORK STATE BIRTH AND DEATH FILES- MORTALITY DATA FROM THE OFFICE OF THE MEDICAL EXAMINER, MONROE COUNTY- STATEWIDE PLANNING AND RESEARCH COOPERATIVE SYSTEMS (SPARCS) FILES, BASED ON HOSPITAL DISCHARGES AND EMERGENCY ROOM VISITS- MONROE COUNTY YOUTH RISK BEHAVIOR SURVEY (YRBS)- MONROE COUNTY YOUTH RISK BEHAVIOR SURVEY DATA- LOCAL MONROE COUNTY BLOOD PRESSURE REGISTRY DATA OF PATIENTS DIAGNOSED WITH HYPERTENSION AND SOME IDENTITY PROTECTED ELECTRONIC MEDICAL RECORD INFORMATION- COUNTY HEALTH RANKINGS AND ROADMAPS- NYS PREVENTION AGENDA DASHBOARD 2013-2018- ACT ROCHESTER FOR DATA RELATED TO THE SOCIAL DETERMINANTS OF HEALTH- MONROE COUNTY ADULT HEALTH SURVEY THE CHIW REVIEWED DATA FROM EACH OF THESE SOURCES TO IDENTIFY INDICATORS WHERE MONROE COUNTY SCORED WORSE THAN THE NYS AVERAGE AND/OR WHERE THEY DID NOT MEET THE PREVENTION AGENDA TARGETS. FINALLY, NEW DATA SOURCES WERE REVIEWED INCLUDING ACCIDENTAL DEATHS RELATED TO HEROIN/FENTANYL, AND ADVERSE CHILDHOOD EXPERIENCES FROM THE 2014-2015 MONROE COUNTY YOUTH RISK BEHAVIOR SURVEY. THE CHIW IDENTIFIED 44 COUNTY LEVEL COMMUNITY HEALTH INDICATORS SPANNING FIVE FOCUS AREAS WHERE MONROE COUNTY DID NOT MEET THE PREVENTION AGENDA TARGETS AND AN ADDITIONAL 13 HIGH NEED HEALTH TOPIC AREAS FROM THE FROM THE MONROE COUNTY YOUTH RISK BEHAVIOR SURVEY. ALL MEMBERS OF THE CHIW ARE CRITICALLY AWARE OF THE DISPARITIES THAT EXIST IN OUR COMMUNITY FOR VIRTUALLY EVERY HEALTH OUTCOME BASED ON RACE, ETHNICITY AND SOCIOECONOMIC STATUS INCLUDING POVERTY, INCOME AND EDUCATION. SEVERAL HEALTH DISPARITIES WERE IDENTIFIED WITHIN THE DATA REVIEWED. AS A RESULT, THE CHIW EXPLORED DISPARITY EXTENSIVELY WITH THE ASSISTANCE OF REPORTS PUBLISHED BY FLHSA THAT HIGHLIGHT SIGNIFICANT HEALTH DISPARITIES IN SOCIOECONOMICALLY DISADVANTAGED AREAS OF THE CITY OF ROCHESTER. THE CHIW CONSIDERED THIS INFORMATION IN ITS ASSESSMENT AND DETERMINATION OF PRIORITY AREAS WITHIN THE CHNA. THE PROCESS FOR PRIORITIZING COMMUNITY HEALTH NEEDS AND SERVICES WAS DETERMINED THROUGH LISTENING TO THE OPINIONS OF MEMBERS OF CHIW AS WELL AS LEADERS FROM DSRIP AND SEVERAL COMMUNITY HEALTH EXPERTS. A PRIORITIZATION TOOL WAS DEVELOPED TO ALLOW MEMBERS TO RANK IDENTIFIED HEALTH ISSUES BASED ON:- IMPORTANCE - NUMBER OF PEOPLE AFFECTED, HOW MUCH DISABILITY AND ILLNESS IS CAUSED BY THE ISSUE AND THE LONG TERM IMPACT ON HEALTH- LIKELIHOOD OF IMPACTFUL SUCCESS - WILL THIS RESULT IN SUBSTANTIAL HEALTH IMPROVEMENT IN 3 - 5 YEARS- COMMUNITY SUPPORT - HOW MUCH SUPPORT IS THERE AMONGST COMMUNITY LEADERS, PARTNER ORGANIZATIONS AND RESIDENTS- HOSPITAL SUPPORT - HOW MUCH SUPPORT IS THERE AMONGST HOSPITAL LEADERS- FILL A GAP - WILL THIS FILL A GAP IN SERVICES/INITIATIVES CURRENTLY PROVIDED IN MONROE COUNTY - LARGE HEALTH DISPARITY - DOES THIS INITIATIVE ADDRESS AN IMPORTANT DISPARITY? COMMUNITY INPUT WAS STRONGLY CONSIDERED THROUGHOUT THIS PROCESS. THE CHIW REVIEWED RESULTS FROM VARIOUS PROJECTS THAT RECENTLY GATHERED COMMUNITY INPUT RELATED TO HEALTH ISSUES AFFECTING RESIDENTS. CHIW ALSO CONSIDERED SERVICES ALREADY BEING PROVIDED IN THE COMMUNITY, AND HOW WE COULD BEST DEVELOP SYNERGY WITH EXISTING PROCESSES. ONE FINAL STEP WAS CONDUCTED TO ASSURE ADEQUATE COMMUNITY INPUT. A SURVEY WAS CONDUCTED (VIA SURVEY MONKEY) OF HOSPITAL LEADERSHIP AND ANYONE ELSE THE CHIW FELT NEEDED TO BE HEARD. THE SURVEY PROVIDED PROVIDED A DETAILED LIST OF 12 HEALTH AREAS OF NEED FOR MONROE COUNTY AND INCLUDED A LIST OF EVIDENCE BASED INTERVENTIONS FOR EACH. THE SURVEY UTILIZED THE SAME QUESTIONS AS THE PRIORITIZATION TOOL USED BY THE CHIW. THE RESULTS WERE TABULATED AND REVIEWED AS PART OF THE OVERALL ASSESSMENT PROCESS. OVERALL, AFTER CONSIDERING THE OPINIONS OF THE CHIW MEMBERS, THE COMMUNITY, THE STATE OF NEW YORK AND THE HEALTH DATA, THE FOLLOWING PRIORITIES WERE IDENTIFIED: PREVENT CHRONIC DISEASE:1. TOBACCO USE2. HEART HEALTH PROMOTE HEALTHY WOMEN, INFANTS AND CHILDREN3. UNPLANNED PREGNANCY4. FOOD INSECURITY AMONG FAMILIES PROMOTE MENTAL HEALTH AND PREVENT SUBSTANCE ABUSE5. OPIOID MISUSE AND DEATH THE 2016-2018 COMMUNITY HEALTH IMPROVEMENT PLAN OUTLINES THE PRIORITIES IDENTIFIED IN THE CHNA AND PROVIDES INTERVENTIONS TO IMPACT THE HEALTH PRIORITIES AS FOLLOWS: PRIORITY 1: PREVENT CHRONIC DISEASE: SMOKING CESSATION - EACH HOSPITAL WILL ENACT A TOBACCO CESSATION POLICY THAT INCORPORATES THE "OPT-TO-QUIT" PROGRAM AND WILL IMPLEMENT THAT POLICY THEREBY ELECTRONICALLY LINKING TOBACCO USING PATIENTS TO THE NYS QUIT LINE. ADDITIONALLY, DECREASE THE PERCENT OF WOMEN WHO SMOKE DURING PREGNANCY. PRIORITY 2: PREVENT CHRONIC DISEASE: HEART HEALTH MANAGEMENT AND PREVENTION - INCREASE ABILITY OF PATIENTS WITH CHF TO MANAGE THEIR ILLNESS. DECREASE DISPARITY AMONG HYPERTENSIVE RESIDENTS IN THE LOCAL REGISTRY WHO HAVE THEIR BLOOD PRESSURE IN CONTROL BY INCREASING THE CONTROL RATE AMONG MONROE COUNTY AFRICAN AMERICANS AND LATINOS. INCREASE THE CONTROL RATE FOR HYPERTENSIVE PATIENTS WHO ALSO HAVE DIABETES. PRIORITY 3: PROMOTE HEALTHY WOMEN, INFANTS AND CHILDREN: REDUCE UNPLANNED PREGNANCY - REDUCE SIGNIFICANT BARRIERS TO THE USE OF LONG-ACTING REVERSIBLE CONTRACEPTION, PARTICULARLY AMONG AT-RISK WOMEN OF REPRODUCTIVE AGE. INCREASE NUMBER OF YOUTH REACHED WITH EVIDENCE-BASED SEXUAL HEALTH EDUCATION. IMPROVE PRENATAL CARE THROUGH CENTERING GROUP PRENATAL CARE TO REDUCE THE PRETERM BIRTH RATE. PRIORITY 4: PROMOTE HEALTHY WOMEN, INFANTS AND CHILDREN: SCREEN FOR FOOD INSECURITY - DECREASE THE PERCENT OF CHILDREN LIVING IN FOOD INSECURE HOUSEHOLDS WHILE ALSO STRIVING TO DECREASE THE PERCENT OF ADULTS WHO EXPERIENCE FOOD INSECURITY.PRIORITY 5: PROMOTE MENTAL HEALTH AND PREVENT SUBSTANCE ABUSE: OPIOID MISUSE PREVENTION - DECREASE THE NUMBER OF DEATHS DUE TO OPIOID OVERDOSE. PART VI, LINE 3: ROCHESTER REGIONAL HEALTH (RRH) INFORMS INDIVIDUALS OF AVAILABLE FREE OR REDUCED PRICE SERVICES AT THE TIME OF REGISTRATION INTO INPATIENT, OUTPATIENT, EMERGENCY DEPARTMENT, AND LONG-TERM CARE FACILITIES. POSTERS INFORMING THE PATIENT/FAMILY OF ASSISTANCE ARE AVAILABLE THROUGHOUT THE ROCHESTER REGIONAL LOCATIONS. BROCHURES AND PAMPHLETS INFORMING THE COMMUNITY ARE WIDELY DISTRIBUTED IN THE COMMUNITY AT HEALTH FAIRS, CHURCHES, SCHOOLS AND OTHER PUBLIC LOCATIONS. INFORMATION REGARDING THE AVAILABILITY OF FINANCIAL ASSISTANCE IS ALSO AVAILABLE THROUGH ROCHESTER REGIONAL'S WEBSITE AND PATIENTS WITH A SELF-PAY BALANCE ARE NOTIFIED OF OUR FINANCIAL ASSISTANCE PROGRAM VIA THE PATIENT'S STATEMENT. ROCHESTER REGIONAL OFFERS SEVERAL INITIATIVES TO HELP INDIVIDUALS IN OUR COMMUNITY ACCESS AFFORDABLE HEALTH CARE, INCLUDING:- FACILITATED ENROLLMENT - TO ASSIST ELIGIBLE INDIVIDUALS WITH HEALTH INSURANCE ENROLLMENT BY OFFERING EDUCATION AND APPLICATION ASSISTANCE FOR MEDICAID, CHILD HEALTH PLUS, FAMILY HEALTH PLUS, PRENATAL CARE ASSISTANCE PROGRAM, AND STATE AID FOR CHILDREN WITH SPECIAL NEEDS. A DEDICATED TELEPHONE NUMBER IS AVAILABLE AND INFORMATION IS PUBLISHED IN PAMPHLETS AT RRH SITES AND AT VARIOUS LOCATIONS THROUGHOUT THE COMMUNITY.- FINANCIAL ASSISTANCE PROGRAM - THE ROCHESTER REGIONAL FINANCIAL ASSISTANCE PROGRAM OFFERS FREE OR REDUCED-PRICES FOR PATIENTS TREATED AT A ROCHESTER REGIONAL HOSPITAL, OUTPATIENT, EMERGENCY ROOM, OR LONG-TERM CARE FACILITY. DISCOUNTS ARE AWARDED BASED UPON INCOME AND ASSET VERIFICATION. INDIVIDUALS WHO DO NOT QUALIFY FOR MEDICAID, CHILD HEALTH PLUS, FAMILY HEALTH PLUS, PRENATAL CARE ASSISTANCE PROGRAM, AND/OR STATE AID FOR CHILDREN WITH SPECIAL NEEDS ARE CONSIDERED FOR FINANCIAL ASSISTANCE (CHARITY CARE). PART VI, LINE 4: UNITY HOSPITAL OF ROCHESTER SERVES A POPULATION PRIMARILY FROM THE CITY OF ROCHESTER AND SURROUNDING AREAS OF MONROE COUNTY. IN 2016, UH PROVIDED CARE TO OVER 43,600 PATIENTS WHO VISITED THE EMERGENCY DEPARTMENT, EXPERIENCED MORE THAN 21,600 INPATIENT/OBSERVATION DISCHARGES AND 758,000 OUTPATIENT ENCOUNTERS. IN MONROE COUNTY, OUR PRIMARY SERVICE AREA, THE POPULATION TOTALED OVER 749,000 PEOPLE (2014 CENSUS) AND IS 72% WHITE, 15% AFRICAN AMERICAN, 8% HISPANIC, 6% OTHER OR MULTI-RACIAL (AMERICAN COMMUNITY SURVEY 2010-2014). FROM AMERICAN COMMUNITY SURVEY 2010-2014 INFORMATION, APPROXIMATELY 15% OF HOUSEHOLDS IN MONROE COUNTY ARE LIVING AT OR BELOW THE POVERTY LEVEL. IN THE CITY OF ROCHESTER ITSELF, HOWEVER, THE POPULATION IS MUCH MORE DIVERSE: 37% ARE WHITE, 39% ARE AFRICAN AMERICAN, 17% ARE HISPANIC OR LATINO AND 7% OTHER OR MULTI-RACIAL. THE CITY OF ROCHESTER HAS A POVERTY RATE IS MORE THAN DOUBLE THAT OF THE ENTIRE COUNTY AT 34%. ROCHESTER IS CONSIDERED THE 5TH POOREST CITY IN THE UNITED STATES AMONG THE TOP 75 METROPOLITAN AREAS. MORE THAN 50% OF CHILDREN IN ROCHESTER LIVE IN POVERTY, THE HIGHEST FOR ANY COMPARABLY SIZED CITY IN THE US. ROCHESTER IS ALSO ONE OF ONLY FOURTEEN CITIES NATIONWIDE (AND ONE OF TWO IN NEW YORK STATE) THAT IS DESIGNATED BY THE FEDERAL OFFICE OF REFUGEE RESETTLEMENT FOR THE UNACCOMPANIED REFUGEE MINORS PROGRAM, AND BECAUSE OF THIS AND OTHER SIGNIFICANT PROGRAMS FOR REFUGEE RESETTLEMENT, WE HAVE AN UNUSUALLY LARGE NUMBER OF INDIVIDUALS WHO ARE FOREIGN-BORN AND SPEAK A LANGUAGE OTHER THAN ENGLISH. PART VI, LINE 7, REPORTS FILED WITH STATES NY PART VI, LINE 6: ROCHESTER REGIONAL HEALTH (ROCHESTER REGIONAL) (I.E. THE PARENT ORGANIZATION AND ITS RELATED AFFILIATES) HAS PROVIDED HIGH QUALITY HEALTHCARE SERVICES TO THE GREATER ROCHESTER NY AREA AND SURROUNDING REGIONS FOR MORE THAN 160 YEARS. IT IS THE SECOND LARGEST EMPLOYER IN ROCHESTER AND AN INTEGRAL PART OF THE COMMUNITY. ROCHESTER REGIONAL HAS A NATIONALLY RECOGNIZED HEART PROGRAM AND A NATIONALLY ACCREDITED CANCER CENTER, AND OFFERS PATIENTS MANY OF THE SAME LEADING EDGE TREATMENT OPTIONS FOUND AT THE COUNTRY'S FINEST MEDICAL CENTERS. FROM SURGERY TO ORTHOPEDICS, WOMEN'S HEALTH TO EMERGENCY CARE, PEOPLE ALL ACROSS WESTERN NY TURN TO ROCHESTER REGIONAL FOR THEIR EXPERIENCE, COMPASSION AND EXPERTISE IN HELPING THEM GET BACK TO LIVING THEIR LIVES. POVERTY TRENDS, COMMUNITY HEALTH RESEARCH AND NEEDS ASSESSMENTS ARE REVIEWED ON A REGULAR BASIS WHILE PLANNING COMMUNITY HEALTH PROGRAMS. ROCHESTER REGIONAL REPRESENTATIVES ARE ACTIVELY ENGAGED IN VARIOUS COMMUNITY HEALTH COLLABORATIONS WITH THE LOCAL HEALTH DEPARTMENTS, STATE HEALTH DEPARTMENT, AND LOCAL NOT-FOR-PROFIT HEALTH AND HUMAN SERVICE AGENCIES, AND ACTIVELY WORKS TO RESPOND TO COMMUNITY PRIORITIES AND DEVELOP PROGRAMS AND SERVICES THAT FILL A GAP OR SUPPLEMENT AN EXISTING PROGRAM. MOST ROCHESTER REGIONAL COMMUNITY HEALTH OUTREACH PROGRAMS ARE OFFERED IN PARTNERSHIP WITH OTHER COMMUNITY ORGANIZATIONS OR GOVERNMENTAL AGENCIES, IN ORDER TO LEVERAGE RESOURCES TO MEET COMMUNITY NEEDS. INFORMATION REGARDING THE AVAILABILITY OF COMMUNITY HEALTH PROGRAMS, ASSISTANCE WITH HEALTH INSURANCE ENROLLMENT AND FINANCIAL ASSISTANCE FOR MEDICAL CARE RECEIVED AT ROCHESTER REGIONAL HOSPITALS, EMERGENCY DEPARTMENTS, OUTPATIENT DEPARTMENTS OR LONG-TERM CARE FACILITIES ARE DISSEMINATED TO THE PUBLIC IN ELECTRONIC (WEBSITE) FORM.ROCHESTER GENERAL HOSPITAL (RGH), THE FLAGSHIP OF THE ROCHESTER REGIONAL HEALTH, IS A REGIONAL LEADER IN HEALTH CARE. THIS 528-BED ACUTE CARE, TEACHING HOSPITAL SERVES THE GREATER ROCHESTER, NY REGION AND BEYOND. ROCHESTER GENERAL HOSPITAL'S NATIONALLY RECOGNIZED PROGRAMS HAVE CONSISTENTLY DEMONSTRATED QUALITY OUTCOMES THAT POSITIVELY IMPACT PATIENTS, THEIR FAMILIES AND THE ENTIRE COMMUNITY. ROCHESTER GENERAL PROVIDES CARE TO MORE MONROE COUNTY RESIDENTS THAN ANY OTHER HOSPITAL IN THE REGION AND, AS A TERTIARY CARE FACILITY, HAS STRONG REFERRAL RELATIONSHIPS WITH SEVERAL REGIONAL HOSPITALS. ROCHESTER GENERAL OFFERS A FULL ARRAY OF SERVICES TO MEET THE MEDICAL NEEDS OF UPSTATE NEW YORK, INCLUDING NATIONALLY RECOGNIZED PROGRAMS IN CARDIAC, CANCER, ORTHOPEDIC, VASCULAR, SURGICAL AND DIABETES CARE. RGH IS HOME TO A NUMBER OF CENTERS OF EXCELLENCE INCLUDING THE LIPSON CANCER INSTITUTE AND THE SANDS-CONSTELLATION HEART INSTITUTE. ROCHESTER GENERAL IS A CERTIFIED QUALITY BREAST CENTER OF EXCELLENCE BY THE NATIONAL QUALITY MEASURES FOR BREAST CENTERS PROGRAM FROM THE NATIONAL CONSORTIUM OF BREAST CENTER, INC.; A NEW YORK STATE-DESIGNATED STROKE CENTER AND A BARIATRIC SURGERY CENTER OF EXCELLENCE BY THE AMERICAN SOCIETY FOR METABOLIC AND BARIATRIC SURGERY. DISTINCTIONS FOR QUALITY INCLUDE DESIGNATIONS AS ONE OF AMERICA'S 100 BEST HOSPITALS AND DISTINGUISHED HOSPITAL FOR CLINICAL EXCELLENCE BY HEALTHGRADES; THE SURGICAL INTENSIVE CARE UNIT EARNED THE GOLD-LEVEL AND BOTH THE MEDICAL INTENSIVE CARE UNIT AND CARDIOTHORACIC INTENSIVE CARE UNIT EARNED THE SILVER-LEVEL OF THE BEACON AWARD FOR EXCELLENCE FROM AMERICAN ASSOCIATION OF CRITICAL CARE NURSES. HIGH QUALITY CLINICAL CARE PROVIDED AT ROCHESTER GENERAL IS AMPLIFIED BY RELATIONSHIPS AND AFFILIATIONS WITH NATIONALLY RENOWNED INSTITUTIONS SUCH AS THE CLEVELAND CLINIC (FOR CARDIAC CARE) AND ROSWELL PARK CANCER INSTITUTE.ROCHESTER GENERAL MEDICAL GROUP (RGMG) OPERATES AS A DIVISION OF RGH. RGMG HAS MORE THAN 40 PRACTICES IN MONROE AND WAYNE COUNTIES WITH SPECIALTIES IN ALLERGY/RHEUMATOLOGY, DERMATOLOGY, DIABETES/ENDOCRINOLOGY, FAMILY MEDICINE, GERIATRICS, INTERNAL MEDICINE, NUTRITION & WEIGHT MANAGEMENT, ORTHOPEDICS, PEDIATRICS, PHYSICAL MEDICINE & REHABILITATION, VASCULAR SURGERY & VEIN CARE AND WOMEN'S HEALTH (OB/GYN). IN ADDITION TO HOSPITAL LOCATIONS, RGMG ALSO OPERATES TWO FULL-SERVICE OUTREACH CAMPUSES AT ALEXANDER PARK AND LINDEN OAKS.UNITY HOSPITAL IS A 287-BED RECENTLY RENOVATED HOSPITAL LOCATED IN THE TOWN OF GREECE. KEY PROGRAMS AND CENTERS INCLUDE CHEMICAL DEPENDENCY, BRAIN INJURY & REHABILITATION, JOINT REPLACEMENT CENTER, FAMILY BIRTH PLACE, SPINE CENTER, DIABETES CENTER, STROKE CENTER, AND EMERGENCY CENTER. ITS AWARDS AND DESIGNATIONS INCLUDE: EXCELLUS BLUECROSS BLUESHIELD BLUE DISTINCTION CENTER FOR KNEE AND HIP REPLACEMENT AND FOR SPINE SURGERY; EXCELLUS BLUECROSS BLUESHIELD BLUE DISTINCTION CENTER FOR MATERNITY CARE AT THE AUGUST FAMILY BIRTH PLACE AT UNITY HOSPITAL; AMERICAN ASSOCIATION OF CRITICAL CARE NURSES (AACN) SILVER-LEVEL BEACON AWARD FOR EXCELLENCE IN PROFESSIONAL PRACTICE (INTENSIVE CARE UNIT), PATIENT CARE AND OUTCOMES; COMMISSION ON THE ACCREDITATION OF REHABILITATION FACILITIES (CARF) ACCREDITATION FOR ACUTE REHABILITATION AND BRAIN INJURY REHABILITATION AT THE GOLISANO RESTORATIVE NEUROLOGY & REHABILITATION CENTER; JOINT COMMISSION GOLD SEAL OF APPROVAL DESIGNATION FOR HEALTH CARE QUALITY; JOINT COMMISSION GOLD SEAL OF APPROVAL AT THE CHARLES J. AUGUST JOINT REPLACEMENT CENTER; ADVANCED CERTIFICATION FROM THE JOINT COMMISSION FOR PALLIATIVE CARE; STAR RATING ON FACILITY COMPARE REPORTS FROM CMS ON 3 OUT OF 4 DIALYSIS UNITS; CMS 4-STAR RATING; AND AMERICAN HEART ASSOCIATION/AMERICAN STROKE ASSOCIATION'S GET WITH THE GUIDELINES -STROKE GOLD PLUS ACHIEVEMENT AWARD WITH TARGET: STROKE HONOR ROLL ELITE PLUS AWARD RECOGNITION FOR STROKE CARE.UNITY MEDICAL GROUP OPERATES AS A DIVISION OF UNITY HOSPITAL. UNITY MEDICAL GROUP HAS 28 OFFICE- AND HOSPITAL-BASED LOCATIONS IN MONROE AND GENESEE COUNTY. THE SERVICES OFFERED BY UNITY MEDICAL GROUP INCLUDE GERIATRICS, PALLIATIVE CARE, SKILLED NURSING HOME SUPPORT, ENDOCRINOLOGY, DENTAL CARE, INTERNAL MEDICINE, PEDIATRICS, FAMILY MEDICINE, OBSTETRICS, GYNECOLOGY, PULMONARY SERVICES, SLEEP SERVICES, INFECTIOUS DISEASE TREATMENT, ORTHOPEDIC SPINE TREATMENT, PROGRESSIVE NEUROVASCULAR SERVICE WITH NEUROLOGY SPECIALTY OUTPATIENT CARE AND ENDOVASCULAR SURGICAL ACUTE CARE. THERE ARE ALSO A SPECIALIZED VASCULAR SURGERY GROUP AND NEPHROLOGY WITH COMPREHENSIVE DIALYSIS SERVICES. NEWARK-WAYNE COMMUNITY HOSPITAL (NWCH) HAS SERVED GENERATIONS OF WAYNE COUNTY RESIDENTS SINCE 1957, AND MANY HAVE BECOME MEMBERS OF OUR GROWING HEALTHCARE FAMILY. WITH NEW, LEADING-EDGE MEDICAL TECHNOLOGY, A DIRECT PARTNERSHIP WITH ROCHESTER REGIONAL HEALTH, AND HIGHLY TRAINED STAFF, NWCH CONTINUES TO GROW IN EVERY ASPECT OF ITS HEALTHCARE DELIVERY. THE HOSPITAL IS LICENSED TO OPERATE 120 ACUTE CARE BEDS, WHICH INCLUDES 82 MEDICAL/SURGICAL BEDS, 16 ADULT MENTAL HEALTH BEDS, 8 ICU BEDS, AND 14 OBSTETRICAL BEDS. NWCH ALSO OFFERS A FULL ARRAY OF OUTPATIENT SERVICES INCLUDING AN EMERGENCY DEPARTMENT, CARDIAC REHABILITATION, LAB SERVICES, DIAGNOSTIC IMAGING, REHABILITATION SERVICES, AND LAB DRAW STATIONS AND PATIENT IMAGING UNITS IN OTHER PARTS OF WAYNE COUNTY. IN 1997, NWCH ESTABLISHED THE WAYNE COUNTY RURAL HEALTH NETWORK (WCRHN) TO ENCOURAGE GREATER COLLABORATION AMONG HEALTH AND SOCIAL SERVICE AGENCIES WITHIN WAYNE COUNTY IN ORDER TO PROVIDE GREATER ACCESS TO NEEDED SERVICES AND TO DEVELOP INNOVATIVE PROGRAMS TO BETTER MEET IDENTIFIED NEEDS. WCRHN IS ONE OF 35 SUCH NETWORKS IN NYS. NWCH WAS CHOSEN AS A BENCHMARK IN THE SOCIOECONOMIC FACTORS CATEGORY OF THE AMERICAN HOSPITAL ASSOCIATION (AHA) PUBLICATION, COMMUNITY CONNECTIONS: IDEAS & INNOVATIONS FOR HOSPITAL LEADERS: CASE EXAMPLES. DISTINCTIONS FOR QUALITY INCLUDE EARNING THE GOLD SEAL OF APPROVAL FOR KNEE AND HIP REPLACEMENTS BY THE JOINT COMMISSION AND THE SILVER-LEVEL OF THE BEACON AWARD FOR EXCELLENCE FROM AMERICAN ASSOCIATION OF CRITICAL CARE NURSES AT ITS INTENSIVE CARE UNIT. ADDITIONALLY, NEWARK-WAYNE IS A NEW YORK STATE-DESIGNATED STROKE CENTER, A NICHE (NURSES IMPROVING CARE FOR HEALTHSYSTEM ELDERS) EXEMPLAR HOSPITAL AND A RECENT RECIPIENT OF THE WHO BABY-FRIENDLY DESIGNATION. REHABILITATIVE AND LONG-TERM CARE SERVICES ARE PROVIDED THROUGH DEMAY LIVING CENTER, AN ATTACHED FACILITY. PART VI, LINE 6 (CON'T): CLIFTON SPRINGS HOSPITAL AND CLINIC (CSHC) IS A 262-BED HOSPITAL WITH A LEVEL OF TECHNOLOGY CONSISTENT WITH THAT OF LARGE URBAN HOSPITALS. THE MAIN HOSPITAL IS PHYSICALLY LOCATED IN CLIFTON SPRINGS, MIDWAY BETWEEN (BUT NORTH OF) GENEVA AND CANANDAIGUA. CSHC'S PRIMARY SERVICE AREA CONSISTS OF FOUR COUNTIES IN THE CENTRAL FINGER LAKES REGION OF UPSTATE NEW YORK: ONTARIO, WAYNE, SENECA AND YATES. CLIFTON SPRINGS HOSPITAL & CLINIC IS A NOT-FOR-PROFIT HEALTH CARE SYSTEM PROVIDING GENERAL ACUTE CARE, PRIMARY CARE, NURSING HOME CARE, CANCER CARE, PROGRAMS FOR BEHAVIORAL HEALTH AND ADDICTION RECOVERY, AND SPECIALTY CARE TO RESIDENTS OF AND VISITORS TO THE CENTRAL FINGER LAKES REGION. THE FINGER LAKES COMMUNITY CANCER CENTER (FLCCC) IS LOCATED ON THE MAIN CAMPUS AND WAS THE FIRST FULL TREATMENT CANCER CENTER IN THE FINGER LAKES REGION. FLCCC PARTICIPATES IN CLINICAL TRIALS, OFFERS MONTHLY CANCER CONFERENCES, YEARLY SYMPOSIUMS AND SUPPORT GROUPS. THE FINGER LAKES RADIATION ONCOLOGY HAS ONE OF FIVE INTENSITY MODULATED RADIATION THERAPY UNITS IN NEW YORK STATE FOR TREATING PROSTATE CANCER. THE RADIOLOGY DEPARTMENT HAS THE LATEST TECHNOLOGY AND SOPHISTICATED EQUIPMENT FOR THE EARLY DETECTION OF CANCER AND OTHER DISEASES. THE BEHAVIORAL HEALTH DEPARTMENT IS THE AREA'S LARGEST AND HAS OFFERED MENTAL HEALTH AND ADDICTION RECOVERY SERVICES LONGER THAN ANY OTHER ORGANIZATION IN THE REGION. CSHC OFFERS NUMEROUS SUBSPECIALTIES INCLUDING BLOOD DISORDERS, RENAL DISEASE, DIABETES, AND REHABILITATION. IN ADDITION, THE SPRINGS OF CLIFTON IS AN INTEGRATED HEALTH CARE PROGRAM, COMBINING BOTH CONVENTIONAL AND ALTERNATIVE/COMPLEMENTARY MEDICINE. COMPLEMENTARY THERAPIES SUPPORT THE MAINTENANCE OF HEALTH AND WELL-BEING AND THE PROCESS OF HEALING AND INCLUDE ACUPUNCTURE, CHIROPRACTIC SERVICES, HYDROTHERAPY, MASSAGE THERAPY, NATUROPATHY, CHINESE MEDICINE, QI GONG, HERBOLOGY, AND REIKI THERAPEUTIC TOUCH. UNITED MEMORIAL MEDICAL CENTER (UMMC) SERVES RESIDENTS OF GENESEE COUNTY AND SURROUNDING RURAL COMMUNITIES. THE 131-BED HOSPITAL IN BATAVIA FEATURES A NEW, STATE-OF-ART SURGICAL DEPARTMENT, A WOUND CARE CENTER, A TELEMEDICINE PROGRAM FOR INTENSIVE CARE, A JOINT REPLACEMENT CENTER OF EXCELLENCE, TWO URGENT CARE CENTERS AND A NUMBER OF PRIMARY AND SPECIALTY PHYSICIAN OFFICES. UNITED MEMORIAL IS A NICHE (NURSES IMPROVING CARE FOR HEALTHSYSTEM ELDERS) HOSPITAL AND A NEW YORK STATE-DESIGNATED STROKE CENTER. UNITED MEMORIAL IS THE SOLE MATERNITY SERVICES PROVIDER FOR GENESEE AND ORLEANS COUNTIES. IT MANAGES THE NEW YORK STATE CANCER SERVICES PARTNERSHIP GRANT FOR ORLEANS AND GENESEE COUNTIES AND PROVIDES ORTHOPEDIC SERVICES IN GENESEE, ORLEANS AND WYOMING COUNTIES.ROCHESTER MENTAL HEALTH CENTER (RMHC) HAS NINE LOCATIONS ACROSS THE COMMUNITY, INCLUDING TWO OF THE AREA'S BEST MENTAL HEALTH CENTERS, GENESEE MENTAL HEALTH CENTER AND ROCHESTER MENTAL HEALTH CENTER, AND OVER 40 YEARS OF EXPERIENCE AND TRADITION. RMHC HAS COMPREHENSIVE SERVICES AND DEDICATED MENTAL HEALTH AND SUBSTANCE ABUSE PROFESSIONALS, WORKING TO HELP PATIENTS ACHIEVE THEIR FULL POTENTIAL TO LIVE AND WORK AS PRODUCTIVE MEMBERS OF THE COMMUNITY. THEY OFFER:- A COMPREHENSIVE SYSTEM OF CLINICAL MENTAL HEALTH SERVICES- READILY-ACCESSIBLE, CULTURALLY-SENSITIVE SERVICES UNIQUELY MATCHED TO THE INDIVIDUAL NEEDS OF EACH PATIENT AND THEIR FAMILY- CONVENIENT ACCESS TO MENTAL HEALTH OUTPATIENT SERVICES WITH LOCATIONS THROUGHOUT THE GREATER ROCHESTER AREA- AN UNWAVERING COMMITMENT TO SERVE THOSE IN THE COMMUNITY WHO HAVE EMOTIONAL NEEDS.PRCD, INC. OFFERS TWO COMMUNITY RESIDENCES THAT ARE UNIQUE TO UPSTATE NEW YORK, ONE FOR ADOLESCENT MALES AND THE OTHER FOR WOMEN. THESE RESIDENTS PROVIDE A STABLE HOUSING ENVIRONMENT DURING CHEMICAL DEPENDENCY TREATMENT.INDEPENDENT LIVING FOR SENIORS, (ILS) OFFERS A PROGRAM THAT GIVES THE FRAIL ELDERLY AN ALTERNATIVE TO NURSING HOME PLACEMENT. IT IS DESIGNED TO ENABLE SENIORS TO LIVE IN THEIR OWN HOME SERVED BY A NETWORK OF SUPPORTIVE SERVICES. THE ILS PROGRAM OF ALL-INCLUSIVE CARE FOR THE ELDERLY (PACE) HAS PROVEN THAT INTEGRATING HEALTH CARE SERVICES CAN HAVE A POWERFUL AND BENEFICIAL IMPACT ON INDIVIDUAL HEALTH AND WELL-BEING. SENIORS NOW HAVE A CHOICE TO LIVE OUT THEIR LIVES IN THEIR COMMUNITY - ENJOYING FAMILY, MANAGING THEIR HEALTH, MAKING NEW FRIENDS - SIMPLIFYING HOW THEY CHOOSE AND PAY FOR NEEDED LONG-TERM CARE. ILS OFFERS ALL OF THE HEALTH, MEDICAL AND SOCIAL SERVICES NEEDED TO HELP AN AGING LOVED ONE MAINTAIN THEIR INDEPENDENCE, DIGNITY AND QUALITY OF LIFE. A RANGE OF SERVICES ARE AVAILABLE TO AN ILS PARTICIPANT, INCLUDING ADULT DAY CARE; PRIMARY CARE; LABORATORY, X-RAY AND AMBULANCE SERVICES; REHABILITATIVE AND SUPPORT SERVICES; MEDICAL SPECIALTY SERVICES; SKILLED NURSING CARE; ACUTE HOSPITAL CARE; IN-HOME SERVICES; INTERDISCIPLINARY CONSULTATION; AND NURSING HOME CARE SHOULD THE NEED ARISE.CLIFTON SPRINGS LIVING CENTER IS A 108-BED SKILLED NURSING FACILITY LOCATED IN CLIFTON SPRINGS, NY. THE 108-BED FACILITY PROVIDES SPECIALIZED SERVICES INCLUDING TRADITIONAL SNF CARE, AS WELL AS SPECIALTY UNITS FOR RESIDENTS WHO REQUIRE POST-ACUTE CARE, VENTILATOR CARE, AND DEMENTIA CARE. THE SERVICES OF REIKI AND HEALING TOUCH THERAPIES ARE OFFERED BY THE NURSING HOME, AND ADDITIONAL SERVICES INCLUDING ACUPUNCTURE, HYDROTHERAPY, MASSAGE THERAPY, AND NATUROPATHY ARE AVAILABLE THROUGH THE SPRINGS INTEGRATIVE MEDICINE CENTER AND SPA. DE MAY LIVING CENTER LOCATED IN NEWARK IS A 180-BED SKILLED NURSING RESIDENCE THAT PROVIDES BOTH CALM AND STIMULATING ATMOSPHERES FOR RESIDENTS. SERVICES INCLUDE: POST-ACUTE CARE, SHORT-TERM REHABILITATION, VENTILATOR CARE, DEMENTIA CARE, PERITONEAL DIALYSIS, WOUND CARE, TELEMEDICINE, NEUROBEHAVIORAL CARE, LONG TERM SKILLED NURSING CARE AND ADULT DAY CARE.EDNA TINA WILSON LIVING CENTER IN ROCHESTER IS A 120-BED SKILLED NURSING FACILITY THAT USES INNOVATIVE NEIGHBORHOOD DESIGN, WITH RESIDENT ROOMS CLUSTERED AROUND THE ACTIVITY CENTER AND THE LIVING AND DINING AREAS TO PROMOTE MORE SOCIAL AND INTERACTIVE LIVING. THE CENTER SPECIALIZES IN LONG-TERM CARE, REHABILITATIVE SERVICES, PAIN MANAGEMENT, RESPIRATORY THERAPY, IV THERAPY, PERITONEAL DIALYSIS SERVICES, RESPITE AND HOSPICE CARE.HILL HAVEN LIVING AND NURSING CENTER IN WEBSTER IS A 288-BED FACILITY WITH A COMPREHENSIVE RANGE OF MEDICAL AND ASSISTED LIVING SENIOR SERVICES, INCLUDING SHORT-TERM REHABILITATION, SKILLED NURSING, RESPIRATORY, IV THERAPY, CENTRAL LINE MEDICATIONS AND MAINTENANCE, POST-SURGICAL WOUND CARE, ON-SITE HEMODIALYSIS, PERITONEAL DIALYSIS, TELEMEDICINE, DEMENTIA, ALZHEIMER'S, AND HOSPICE CARE.PARK RIDGE LIVING CENTER IS LOCATED IN ROCHESTER. IT RECEIVED A FIVE-STAR RATING FROM THE CENTERS FOR MEDICARE AND MEDICAID SERVICES (CMS), A DESIGNATION GIVEN TO ONLY 10 PERCENT OF NURSING HOMES NATIONWIDE. THIS 120 BED FACILITY IS HOME TO THE 40-BED TIMOTHY R. MCCORMICK TRANSITIONAL CARE CENTER, SPECIALIZING IN JOINT REPLACEMENT AND COMPLEX FRACTURE RECOVERY, STROKE AND NEUROLOGICAL REHABILITATION, PHYSICAL, OCCUPATIONAL AND SPEECH THERAPY, IV THERAPY, AND CENTRAL LINE MEDICATIONS. THE FACILITY'S WEGMAN FAMILY COTTAGES SERVES 80 ELDERS. THE COTTAGES ALLOW ELDERS TO LIVE IN A HOME-LIKE ENVIRONMENT WHILE RECEIVING SKILLED NURSING CARE. UNITY LIVING CENTER IN ROCHESTER IS A 120-BED STATE-OF-THE-ART SKILLED NURSING FACILITY FOCUSED ON TREATMENT AND REHABILITATIVE CARE FOR PATIENTS WITH MEDICALLY COMPLEX NEEDS, DEMENTIA, AND BEHAVIORAL CHALLENGES. SPECIAL SERVICES INCLUDE SHORT-TERM REHABILITATION, PULMONOLOGY, RESPIRATORY THERAPY, TRACHEOTOMY CARE, WOUND CARE, PAIN CONTROL, AND IV THERAPY, AND PERITONEAL DIALYSIS, ACCESS TO HEMODIALYSIS, VENTILATOR BEDS, BARIATRIC CARE AND RELAXATION THERAPY TO MEET THE NEEDS OF THOSE WITH CHRONIC DISEASES.UNITY'S HOUSING GROUP OFFERS 539 INDEPENDENT LIVING, ASSISTED LIVING, MEMORY CARE, AFFORDABLE AND SUBSIDIZED APARTMENTS IN FIVE LOCATIONS. THE VILLAGE AT UNITY WAS ONE OF THE FIRST INDEPENDENT LIVING COMMUNITIES IN THE AREA AND IS ONE OF THE LARGEST AND WELL RESPECTED COMMUNITIES AND CATERS TO SENIORS LOOKING FOR SUPERIOR HOSPITALITY SERVICES. IN 2013, A $22 MILLION EXPANSION PROJECT WAS COMPLETED, ADDING 20 NEW MEMORY CARE APARTMENTS, A NEW ASSISTED LIVING COMMUNITY, COMMUNITY CENTER AND MORE DINING OPTIONS.PARK RIDGE CHILD CARE CENTER CARES FOR NEARLY 140 CHILDREN OF THE COMMUNITY PER DAY, AND IN 2016, THE CENTER WAS NAMED A HEALTHY WAY TO GROW SILVER CENTER BY THE AMERICAN HEART ASSOCIATION. ROCHESTER AMBULATORY SURGERY CENTER IS A 29,000 SQUARE-FOOT FACILITY THAT INCLUDES SIX OPERATING ROOMS AND TWO MINOR PROCEDURE ROOMS EQUIPPED WITH STATE OF THE ART EQUIPMENT AND INSTRUMENTATION. PART VI, LINE 6 (CON'T): LINDEN OAKS SURGERY CENTER IS A FREESTANDING, MULTISPECIALTY AMBULATORY SURGERY CENTER WHERE A BROAD RANGE OF OUTPATIENT SURGICAL PROCEDURES ARE PERFORMED. THE CENTER OFFERS FOUR OPERATING ROOMS AND TWO PROCEDURE ROOMS WHICH ARE FULLY EQUIPPED WITH PREOPERATIVE AND POST-ANESTHESIA CARE AREAS IN ORDER TO PROVIDE HIGH QUALITY CARE AND SAFETY IN A CONVENIENT OUTPATIENT SURGERY CENTER. ROCHESTER REGIONAL HEALTH IMMEDIATE CARE OPERATES FOUR LOCATIONS IN MONROE COUNTY, AND OFFERS FULL-SERVICE URGENT CARE WITH PHYSICIANS, DIAGNOSTIC TOOLS, AND LABS ON-SITE. ACM MEDICAL LABORATORY IS A FULL SERVICE CLINICAL AND PATHOLOGY LABORATORY CONDUCTING MORE THAN 20 MILLION TESTS EVERY YEAR FOR PHYSICIANS, NURSING HOMES AND HOSPITALS; PHARMACEUTICAL, BIOTECH AND RESEARCH ORGANIZATIONS; COLLEGES AND UNIVERSITY HEALTH CENTERS; AND OCCUPATIONAL HEALTH GROUPS. ACM HAS OPERATIONS IN THE U.S., U.K., INDIA, CHINA AND SINGAPORE. OPERATIONS EXTEND TO MORE THAN 60 COUNTRIES AND OFFER A BROAD MENU OF CLINICAL, PATHOLOGY AND MOLECULAR TESTING. ACM IS ONE OF THE LARGEST REGIONAL REFERENCE LABORATORIES IN NEW YORK STATE.ROCHESTER GENERAL HOSPITAL FOUNDATION, UNITY HEALTH SYSTEM FOUNDATION, NEWARK WAYNE COMMUNITY HOSPITAL FOUNDATION AND THE CLIFTON SPRINGS FOUNDATION: THE VITAL SERVICES THAT ROCHESTER REGIONAL PROVIDES TO THE COMMUNITY WOULD NOT BE POSSIBLE WITHOUT THE SUPPORT OF THE FOUNDATIONS. IN THE NONPROFIT ORGANIZATIONAL STRUCTURE THE FOUNDATIONS ARE CRITICAL TO THE ABILITY TO MAKE ONGOING INVESTMENTS IN STATE-OF-THE-ART MEDICAL TECHNOLOGY, CLINICAL PROGRAMS, FACILITIES, RESEARCH, AND EDUCATION THAT BENEFIT THE COMMUNITY AS A WHOLE. THE IMPACTS OF THE FOUNDATIONS' EFFORTS ARE VISIBLE THROUGHOUT THE HOSPITALS, AND IN THEIR DISTINGUISHED CENTERS OF EXCELLENCE. THE FOUNDATIONS' FUNDRAISING PROGRAMS DIRECTLY BENEFIT THE ONGOING NEEDS OF THE COMMUNITY THROUGH IMPROVED AND EXPANDED PATIENT CARE PROGRAMS, SERVICES, AND FACILITIES AND HELP PURCHASE EQUIPMENT. THIS ENHANCES THE HIGH-TOUCH AND COMPASSIONATE CARE AVAILABLE TO ALL WHO ARE SERVED IN THE COMMUNITY. 1 1 0 0 0 0 0 0 0 ERIC BIEBER MD CEO 284077 831938 611114 1789691 0 0 257561 754285 13507 39555 1166259 3415469 272444 797873 TOUFIC RIZK MD MEDICAL STAFF PRESIDENT 323485 0 153930 0 0 0 0 0 10204 0 487619 0 0 0 THOMAS R CRILLY CFO 110805 324502 146951 430358 0 0 95591 279945 13164 38550 366511 1073355 94886 277881 ROBERT NESSELBUSH COO 203989 543969 234728 625941 0 0 170259 454025 14176 37801 623152 1661736 151776 404737 HUGH THOMAS CAO 139306 407968 174024 509642 0 0 118707 347641 11785 34512 443822 1299763 112565 329656 DOUG STEWART PRESIDENT 453417 0 287669 0 0 0 161564 0 44924 0 947574 0 189880 0 PAUL MAURER PHYSICIAN 1307277 0 60000 0 0 0 47028 0 7740 0 1422045 0 0 0 BHARAT GUPTA DIVISION CHIEF, UMG 716963 0 156512 0 0 0 83072 0 10840 0 967387 0 0 0 MICHAEL KLOTZ PHYSICIAN 699194 0 191097 0 0 0 21909 0 13012 0 925212 0 0 0 ANTHONY PETRAGLIA PHYSICIAN 656893 0 368844 0 0 0 11680 0 6280 0 1043697 0 0 0 DANIEL GRACE PHYSICIAN 699224 0 197677 0 0 0 20548 0 15335 0 932784 0 0 0 MARK CLEMENT FORMER CEO 0 0 0 0 0 1373284 0 26618 0 4097 0 1403999 0 1373284 PART I, LINE 3 COMPENSATION OF THE ORGANIZATION'S TOP MANAGEMENT OFFICIALS INCLUDING: - ERIC BIEBER, M.D. (PRESIDENT & CEO) - THOMAS CRILLY (CFO) - MARK CLEMENT (CEO UNTIL 11/30/14) - HUGH THOMAS (CAO) - ROBERT NESSELBUSH (COO) USED THE FOLLOWING TO ESTABLISH THEIR COMPENSATION AND BENEFITS: - COMPENSATION COMMITTEE, - INDEPENDENT COMPENSATION CONSULTANT, - FORM 990 OF OTHER ORGANIZATIONS, - COMPENSATION SURVEYS AND STUDIES; - APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. ON AN ANNUAL BASIS, THE ORGANIZATION USES AN INDEPENDENT COMPENSATION CONSULTANT TO REVIEW THE SALARIES FOR ALL EXECUTIVES TO ENSURE SUCH SALARIES ARE CONSISTENT WITH MARKET SALARIES PAID TO SIMILARLY SITUATED EXECUTIVES. IN ADDITION, A COMPENSATION COMMITTEE REVIEWS THIS INFORMATION ANNUALLY AND IT IS THEN APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD. FINALLY, EXECUTIVES RECEIVE A WRITTEN LETTER OUTLINING THE SPECIFICS OF THE COMPENSATION AGREEMENT AND THEIR EXPECTED PERFORMANCE. PART I, LINES 4A-B SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS PROVIDE BENEFITS TO CERTAIN KEY EXECUTIVE EMPLOYEES OF THE UNITY HOSPITAL OF ROCHESTER. THE ORGANIZATION MAINTAINS A SECTION 457(F) PLAN WHICH WOULD BE CONSIDERED A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. THERE WERE NO DISTRIBUTIONS PAID IN 2016. IN 2014 AND PRIOR YEARS, THE TOTAL COMPENSATION OF THE FORMER CEO'S WAS DISCLOSED AS A COMBINATION OF CASH PAID BY THE ORGANIZATION AND DEFERRED COMPENSATION. THE CASH PAYMENTS TO THE FORMER CEO'S SHOWN ON THE 2016 TAX RETURNS REPRESENTS PAYMENT OF COMPENSATION WHICH WAS RECOGNIZED IN PREVIOUS TAX RETURNS. THERE WAS NO INCREMENTAL EXPENSE RECOGNIZED BY THE ORGANIZATION IN 2016 FOR PAYMENTS MADE TO FORMER CEO'S. A MONROE CTY INDUSTRIAL DEV 510188852 61075SAS9 2010-11-15 222416764 CONSTRUCT FACILITY & REFUND PRIOR YEAR ISSUE (1/6/05) 0 0 0 A 17820000 225550281 22661082 27288087 1922614 5102408 6622452 122034055 46384665 2014 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 1 1 0 0 1 SEE PART VI 1 1 1 A 1 PART II, LINE 3: THE TOTAL PROCEEDS DO NOT AGREE TO THE ISSUE PRICE IN PART I, COLUMN (E) DUE TO INVESTMENT EARNINGS. THE TOTAL PROCEEDS DO NOT EQUAL TO THE SUMMATION OF LINES 4-12 DUE TO TRANSFERRED OR REPLACEMENT PROCEEDS ON LINE 4. PART IV, COLUMN A, LINE 5B: PROJECT FUND, CAPITAL INTEREST FUND, AND INVESTMENT INCOME FUND - RBC CAPITAL MARKETS, RESERVE FUND - BERKSHIRE HATHAWAY, INC. PART IV, COLUMN A, LINE 5C: PROJECT FUND, CAPITAL INTEREST FUND, AND INVESTMENT INCOME FUND - 4.3 YEARS, RESERVE FUND - 29.8 YEARS. JUSTIN SMITH DIRECTOR 522893 JUSTIN SMITH IS A CO-OWNER OF BRITE COMPUTERS WHICH PROVIDES INFORMATION TECHNOLOGY SOLUTION SERVICES TO AFFILIATES OF THE SYSTEM IN THE AMOUNT OF $522,893. 0 KAREN GALLINA DIRECTOR 629384 KAREN GALLINA IS A DIRECTOR WHOSE HUSBAND IS THE PART OWNER OF SOUTH POINTE LANDING. SOUTH POINTE LANDING IS THE OWNER AND LANDLORD OF BUILDINGS IN WHICH UNITY HOSPITAL LEASES SPACE FOR MEDICAL PRACTICES. 0 ANNA LYNCH DIRECTOR 235588 ANNA LYNCH IS A MANAGING PARTNER AT UNDERBERG & KESSLER. UNDERBERG & KESSLER PROVIDES LEGAL SERVICES TO VARIOUS AFFILIATES OF THE HEALTH SYSTEM. 0 X EQUIPMENT 28 922881 FMV 1 0 1 0 FORM 990, PART VI, SECTION A, LINE 1 EACH BOARD HAS AN EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE CONSISTS OF THE OFFICERS OF THE BOARD PLUS THE CHIEF EXECUTIVE OFFICER OF THE CORPORATION AND SUCH OTHER DIRECTORS AS THE CHAIR MAY NOMINATE FROM TIME TO TIME FOR APPOINTMENT BY A MAJORITY VOTE OF THE ENTIRE BOARD. BETWEEN MEETINGS OF THE BOARD, AND TO THE EXTENT PERMITTED BY LAW, THE EXECUTIVE COMMITTEE SHALL POSSESS THE POWERS OF THE BOARD WITH RESPECT TO MANAGING AND CONDUCTING THE AFFAIRS OF THE CORPORATION, EXCEPT AS OTHERWISE PROVIDED BY LAW OR WITHIN CERTAIN BY-LAWS. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION IS A MEMBERSHIP (NOT A STOCK) CORPORATION UNDER NEW YORK STATE LAW. THE ORGANIZATION'S SOLE CORPORATE MEMBER IS ROCHESTER REGIONAL HEALTH, A RELATED NOT-FOR-PROFIT ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7B ROCHESTER REGIONAL HEALTH, AS THE SOLE CORPORATE MEMBER, ALSO HAS THE RIGHT TO APPROVE OR RATIFY SIGNIFICANT DECISIONS OF THE ORGANIZATION'S GOVERNING BODY, INCLUDING AMENDMENT OF BYLAWS AND CHARTERS, REMOVAL OF MEMBERS OF THE GOVERNING BODY, AND THE DECISION TO DISSOLVE THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, A COPY OF THE FORM 990 IS PROVIDED TO, AND REVIEWED WITH, ALL MEMBERS OF THE AUDIT AND COMPLIANCE COMMITTEE. THIS REVIEW IS PERFORMED IN CONSULTATION WITH THE ORGANIZATION'S TAX ADVISORS, AND IS BASED ON THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS AND OTHER RELEVANT INFORMATION FOR THE APPROPRIATE TIME PERIOD. FORM 990, PART VI, SECTION B, LINE 12C UPON EMPLOYMENT, ALL EMPLOYEES RECEIVE THE ETHICAL STANDARD OF CONDUCT BOOKLET FOR WHICH THEY SIGN A RECEIPT OF ACKNOWLEDGEMENT. CONFLICT OF INTEREST IS DEFINED, AS IS MANAGEMENT OF A CONFLICT OF INTEREST. EMPLOYEES ARE REQUIRED TO DISCLOSE AND SEEK RESOLUTION TO ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST BEFORE TAKING A POTENTIALLY IMPROPER ACTION AND THEREAFTER, ANNUALLY, EACH KEY EMPLOYEE AND OFFICER OF THE ORGANIZATION IS REQUIRED TO COMPLETE A CONFLICT OF INTEREST FORM, PROVIDING MANAGEMENT WITH SUFFICIENT INFORMATION ABOUT HIS/HER PERSONAL INTERESTS AND RELATIONSHIPS SO THAT MANAGEMENT CAN (1) DETERMINE WHETHER ANY ACTUAL OR PERCEIVED CONFLICT OF INTEREST EXISTS, AND (2) MONITOR WORK ASSIGNMENTS TO AVOID PLACING THE KEY EMPLOYEE OR OFFICER IN A POSITION WHERE THERE MAY BE A QUESTION AS TO HIS/HER OBJECTIVITY AS WELL AS TO AVOID ANY APPEARANCE OF IMPROPRIETY. THROUGHOUT THE YEAR, KEY EMPLOYEES AND OFFICERS OF THE ORGANIZATION ARE ALSO REQUIRED TO NOTIFY MANAGEMENT PROMPTLY IF ANY CHANGE TO THEIR DISCLOSURES OCCURS. BOARD MEMBERS LEAVE THE ROOM DURING DISCUSSIONS AND ABSTAIN FROM VOTING WHEN THEY HAVE A CONFLICT OF INTEREST. IN ADDITION, EACH MEMBER OF THE BOARD OF DIRECTORS MUST ALSO COMPLETE A CONFLICT OF INTEREST AND DISCLOSURE FORM, WHICH MUST BE SUBMITTED TO THE GENERAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION'S OFFICER AND KEY EMPLOYEE COMPENSATION ARRANGEMENTS ARE REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF ROCHESTER REGIONAL HEALTH, A RELATED NOT-FOR-PROFIT ORGANIZATION. INFORMATION REVIEWED FOR THE OFFICER/KEY EMPLOYEE INCLUDES COMPARABLE DATA FROM SIMILAR SIZE TAX EXEMPT ORGANIZATIONS IN THE WESTERN/CENTRAL NY COMMUNITY AS WELL AS COMPENSATION FOR THESE POSITIONS (AS DISCLOSED ON FORM 990) WITH OTHER ORGANIZATIONS IN THE HEALTH CARE INDUSTRY THAT ARE OF SIMILAR SIZE, DEMOGRAPHICS AND GEOGRAPHY. REVIEW AND APPROVAL OF THE COMPENSATION ARRANGEMENT BY THE COMPENSATION COMMITTEE IS DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST AT THE ADMINISTRATIVE OFFICES OF THE AFFILIATED HEALTH SYSTEM AT 100 KINGS HIGHWAY SOUTH, ROCHESTER, NY 14617 AND ADMINISTRATIVE OFFICES OF THE FILING ORGANIZATION. A NOMINAL FEE IS CHARGED IF COPIES ARE REQUESTED. FORM 990, PART XI, LINE 9: TRANSFER FROM AFFLIATE 386,438. PENSION ADJUSTMENT -1,258,977. CHANGE IN NET ASSETS OF FOUNDATION 1,092,828. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 5471 FILED ON BEHALF STATEMENT STATEMENT PURSUANT TO TREAS REG SEC 1 6038-2(J)(3) THE FOLLOWING INFORMATION IS SUBMITTED WITH RESPECT TO UNITY HOSPITAL OF ROCHESTER'S FORM 5471 (INFORMATION RETURN OF U S PERSONS WITH RESPECT TO CERTAIN FOREIGN CORPORATIONS) FILING REQUIREMENT FOR THE ENTITY BELOW NAME OF FOREIGN CORPORATION CORPORATION HEALTH CARE CASUALTY INSURANCE LIMITED BEGINNING TAX YEAR OF FOREIGN CORPORATION JANUARY 1, 2016 ENDING TAX YEAR OF FOREIGN CORPORATION DECEMBER 31, 2016 THE FORM 5471 FILING REQUIREMENT FOR THIS FOREIGN CORPORATION FOR CATEGORIES 4 AND 5 HAVE BEEN SATISFIED BY INCLUSION IN THE FOLLOWING US FILER'S TAX RETURN NAME OF US FILER UNITY HEALTH SYSTEM, INC. ADDRESS OF US FILER 1555 LONG POND ROAD ROCHESTER, NY 14626 EIN OR SSN 22-2572873 ENDING TAX YEAR OF US FILER DECEMBER 31, 2016 TYPE OF RETURN FILED 990 IRS CENTER WHERE RETURN FILED OGDEN, UTAH 84201-0027. ST MARY'S RESIDENCE FACILITY LLC 89 GENESEE ST ROCHESTER NY 14611 222572873 ADMINISTRATIVE AND MEDICAL OFFICES NY THE UNITY HOSPITAL OF ROCHESTER THE ROCHESTER GENERAL HOSPITAL 1425 PORTLAND AVENUE ROCHESTER NY 14621 160743134 HOSPITAL NY 501(C)(3) LINE 3 ROCHESTER REGIONAL HEALTH 1 GRHS FOUNDATION 100 KINGS HIGHWAY SOUTH ROCHESTER NY 14617 223378111 R/E INV MGMT NY 501(C)(3) LINE 12A, I ROCHESTER REGIONAL HEALTH 1 THE ROCHESTER GENERAL HOSPITAL FOUNDATION 100 KINGS HIGHWAY SOUTH ROCHESTER NY 14617 222229425 FUNDRAISING NY 501(C)(3) LINE 12A, I ROCHESTER REGIONAL HEALTH 1 NEWARK WAYNE COMMUNITY HOSPITAL FOUNDATION DRIVING PARK AVENUE NEWARK NY 14513 222963015 FUNDRAISING NY 501(C)(3) LINE 12A, I NWCH 1 NEWARK WAYNE COMMUNITY HOSPITAL DRIVING PARK AVENUE NEWARK NY 14513 150584188 HOSPITAL NY 501(C)(3) LINE 3 ROCHESTER REGIONAL HEALTH 1 RGHS WORKERS' COMPENSATION TRUST 1425 PORTLAND AVENUE ROCHESTER NY 14621 166429300 SEE PART VII NY 501(C)(3) LINE 12A, I ROCHESTER REGIONAL HEALTH 1 CONTINUING CARE NETWORK INC (CCN) 100 KINGS HIGHWAY SOUTH ROCHESTER NY 14617 222963016 SUPPORT RGH NY 501(C)(3) LINE 12A, I ROCHESTER REGIONAL HEALTH 1 ROCHESTER GENERAL HUDSON HOUSING 2066 HUDSON AVENUE ROCHESTER NY 14621 223210351 LOW INC HOUSING NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 VIA HEALTH HOME CARE I 100 KINGS HIGHWAY SOUTH ROCHESTER NY 14617 161504370 HOME HEALTH NY 501(C)(3) LINE 10 CCN 1 VIA HEALTH HOMECARE II 100 KINGS HIGHWAY SOUTH ROCHESTER NY 14617 161538727 HOME HEALTH NY 501(C)(3) LINE 10 CCN 1 INDEPENDENT LIVING FOR SENIORS 2066 HUDSON AVENUE ROCHESTER NY 14617 161491059 ADULT DAY HC NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 ROCHESTER GENERAL LONG TERM CARE 1550 EMPIRE BLVD WEBSTER NY 14580 223187140 NH & REHAB NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 WESTERN NEW YORK MEDICAL PRACTICE PC 1425 PORTLAND AVENUE ROCHESTER NY 14621 611654232 PHYS PRAC NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 NORTH PARK NURSING HOME INC 1555 LONG POND RD ROCHESTER NY 14626 223159644 LONG TERM CARE FACILITY NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 PARK RIDGE NURSING HOME INC 1555 LONG POND RD ROCHESTER NY 14626 160978184 LONG TERM CARE FACILITY NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 UNITY HEALTH SYSTEM FOUNDATION 1555 LONG POND RD ROCHESTER NY 14626 119627400 FOUNDATION NY 501(C)(3) LINE 7 ROCHESTER REGIONAL HEALTH 1 ROCHESTER GENERAL HEALTH SYSTEM 100 KINGS HIGHWAY SOUTH ROCHESTER NY 14617 222551509 SYSTEM SUPPORT NY 501(C)(3) LINE 12A, I ROCHESTER REGIONAL HEALTH 1 PARK RIDGE CHILD CARE CENTER INC 1555 LONG POND RD ROCHESTER NY 14626 222918126 CHILD DAY CARE SERVICES NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 PARK RIDGE HOUSING DEVELOPMENT FUND 1555 LONG POND RD ROCHESTER NY 14626 222608311 LOW INCOME HOUSING PROJECT FOR ELDERLY NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 PARK RIDGE HOUSING INC 1555 LONG POND RD ROCHESTER NY 14626 222570457 SENIOR APARTMENT COMPLEX NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 PARKWAY COMMONS HOUSING DEVELOPMENT 1555 LONG POND RD ROCHESTER NY 14626 223130818 LOW INCOME HOUSING FOR ELDERLY/HANDICAPPED NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 STBERNARD'S HOUSING DEVELOPMENT FU 1555 LONG POND RD ROCHESTER NY 14626 161492955 LOW INCOME HOUSING PROJECT NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 UNITY AGING SERVICES INC 1555 LONG POND RD ROCHESTER NY 14626 841684195 MANAGEMENT AND DEVELOPMENT CO NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 UNITY HOUSING DEVELOPMENT FUND CORP 1555 LONG POND RD ROCHESTER NY 14626 300068596 RECEIPT AND DISBURSEMENTS OF SUBSIDIES NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 WOODLAND VILLAGE INC 1555 LONG POND RD ROCHESTER NY 14626 161588242 SENIOR APARTMENT COMPLEX NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 UNITY AMBULATORY SURGERY CENTER INC 1555 LONG POND RD ROCHESTER NY 14626 383871383 OUTPATIENT SURGERY NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 UNITY HEALTH SYSTEM INC 1555 LONG POND ROAD ROCHESTER NY 14626 222572873 SYSTEM SUPPORT NY 501(C)(3) LINE 12A, I ROCHESTER REGIONAL HEALTH 1 ROCHESTER REGIONAL HEALTH 100 KINGS HIGHWAY SOUTH ROCHESTER NY 14617 471234999 SYSTEM PARENT NY 501(C)(3) LINE 12A, I N/A 1 UNITED MEMORIAL MEDICAL CENTER 127 NORTH STREET BOTAVIA NY 14020 160743029 HOSPITAL NY 501(C)(3) LINE 3 ROCHESTER REGIONAL HEALTH 1 HENRY FOSTER ASSOCIATES DBA CORPORATE CARE OF FINGER LAKES 4 COULTER ROAD CLIFTON SPRINGS NY 14432 161282294 EMPLOYEE ASSISTANCE PROGRAMS NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 CLIFTON SPRINGS HOSPITAL AND CLINIC 2 COULTER ROAD CLIFTON SPRINGS NY 14432 160743966 HOSPITAL NY 501(C)(3) LINE 3 ROCHESTER REGIONAL HEALTH 1 BEHAVIORAL HEALTH NETWORK INC 490 EAST RIDGE ROAD ROCHESTER NY 14621 166069131 MENTAL HEALTH NY 501(C)(3) LINE 10 ROCHESTER REGIONAL HEALTH 1 PRCD INC 1555 LONG POND RD ROCHESTER NY 14626 161311581 SUBSTANCE ABUSE TREATMENT & REHAB. 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