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250000 URBAN INSTITUTE 2100 M STREET NW WASHINGTON DC 20037 PC TO HOST AND ADMINISTER A FUND TO FOSTER AND SUPPORT INNOVATIVE IDEAS AND NEW APPROACHES FROM LOCAL JURISDICTIONS TO REDUCE RELIANCE ON JAILS AS PART OF THE SAFETY AND JUSTICE CHALLENGE. 340000 VERA INSTITUTE OF JUSTICE INC 233 BROADWAY 12TH FLOOR NEW YORK NY 10279 PC TO SUPPORT COMMUNICATIONS ACTIVITIES AIMED AT EDUCATING AND INFORMING POLICYMAKERS, PRACTITIONERS AND THE PUBLIC ON THE NEED TO REDUCE OVERRELIANCE ON JAILS AS PART OF THE SAFETY AND JUSTICE CHALLENGE. 485000 VERIFIED VOTING FOUNDATION INC PO BOX 4104 CARLSBAD CA 920184104 PC IN SUPPORT OF GENERAL OPERATIONS. 150000 VICTORIA ORPHAN 815 N HOLLISTON AVENUE PASADENA CA 91104 NONE I MACARTHUR FOUNDATION FELLOW AWARD. 625000 VINCENT FECTEAU 107 SAN JUAN AVENUE SAN FRANCISCO CA 94112 NONE I MACARTHUR FOUNDATION FELLOW AWARD. 625000 VOCES MESOAMERICANAS ACCION CON PUEBLOS MIGRANTES ASOCIACION CIVIL PANTALEN DOMNGUEZ 35 SAN CRISTOBAL DE LAS CASA CHIAPAS MX 29250 NC TO 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PROVIDE GENERAL OPERATING SUPPORT FOR THE IMPLEMENTATION AND EXPANSION OF ITS SCHOOL-BASED PROGRAMS. 250000 YOUTH RADIO 1701 BROADWAY OAKLAND CA 946122105 PC IN SUPPORT OF THE YOUTH NEWS NETWORK, A NEW MODEL FOR YOUTH-DRIVEN JOURNALISM IN THE DIGITAL AGE. 200000 YOUTH SPEAKS INC 1663 MISSION STREET SAN FRANCISCO CA 94103 PC IN SUPPORT OF GENERAL OPERATIONS. 250000 174205381 INCOME FROM PROGRAM-RELATED INVESTMENTS 14 2976199 14 13527 14 19573008 200787 900099 8718191 18 131732161 ROYALTY INCOME 14 455323 OTHER INVESTMENT PORTFOLIO INCOME OR (LOSS) 900099 -4885308 16 144335528 3832883 296109547 3176986 303119416 1A PROGRAM-RELATED INVESTMENTS COMPLEMENT GRANT MAKING STRATEGIES IN 1A FURTHERANCE OF THE FOUNDATION'S EXEMPT PURPOSES. 4 TAX-EXEMPT INCOME EXCLUDED UNDER IRC SECTION 103. 1 0 0 0 0 0 0 0 1 1a(1) 863047 HARTSEL RANCH CORPORATION QUESTION 1A(1) HARTSEL RANCH CORPORATION IS A MACARTHUR FOUNDATION TITLE HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2). THE "AMOUNT INVOLVED" REFLECTS THE CHANGE IN THE INTERCOMPANY RECEIVABLE/PAYABLE ACCOUNT, REFLECTED ON THE BOOKS OF THE ENTITY FOR 2016, WHICH INCLUDES CASH TRANSFERRED TO AND FROM HARTSEL RANCH CORPORATION. 1c 0 HARTSEL RANCH CORPORATION QUESTION 1C HARTSEL RANCH CORPORATION IS A MACARTHUR FOUNDATION TITLE HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2). HARTSEL RANCH CORPORATION DOES NOT HAVE EMPLOYEES. FOUNDATION EMPLOYEES PERFORM ACCOUNTING AND OTHER SERVICES FOR HARTSEL RANCH CORPORATION. 1a(1) 0 MACARTHUR HOLDING A INC QUESTION 1A(1) MACARTHUR HOLDING A, INC., IS A MACARTHUR FOUNDATION TITLE HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2). THE "AMOUNT INVOLVED" REFLECTS THE CHANGE IN THE INTERCOMPANY RECEIVABLE/PAYABLE ACCOUNT, REFLECTED ON THE BOOKS OF THE ENTITY FOR 2016, WHICH INCLUDES CASH TRANSFERRED TO AND FROM MACARTHUR HOLDING A, INC. 1c 0 MACARTHUR HOLDING A INC QUESTION 1C MACARTHUR HOLDING A, INC., IS A MACARTHUR FOUNDATION TITLE HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2). MACARTHUR HOLDING A, INC., DOES NOT HAVE EMPLOYEES. FOUNDATION EMPLOYEES PERFORM ACCOUNTING AND OTHER SERVICES FOR MACARTHUR HOLDING A, INC. 1a(1) 5565 MACARTHUR HOLDING B INC QUESTION 1A(1) MACARTHUR HOLDING B, INC., IS A MACARTHUR FOUNDATION TITLE HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2). THE "AMOUNT INVOLVED" REFLECTS THE CHANGE IN THE INTERCOMPANY RECEIVABLE/PAYABLE ACCOUNT, REFLECTED ON THE BOOKS OF THE ENTITY FOR 2016, WHICH INCLUDES CASH TRANSFERRED TO AND FROM MACARTHUR HOLDING B, INC. 1c 0 MACARTHUR HOLDING B INC QUESTION 1C MACARTHUR HOLDING B, INC., IS A MACARTHUR FOUNDATION TITLE HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2). MACARTHUR HOLDING B, INC., DOES NOT HAVE EMPLOYEES. FOUNDATION EMPLOYEES PERFORM ACCOUNTING AND OTHER SERVICES FOR MACARTHUR HOLDING B, INC. 1 HARTSEL RANCH CORPORATION 501(C)(2) TITLE HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2)-SEE STATEMENT 29 MACARTHUR HOLDING A INC 501(C)(2) TITLE HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2)-SEE STATEMENT 29 MACARTHUR HOLDING B INC 501(C)(2) TITLE HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2)-SEE STATEMENT 29 ACCOUNTING AND AUDITING SERVICES 200825 76740 118213 TAX PREPARATION SERVICES 155716 72313 0 IN 2016 MACARTHUR FOUNDATION AND TWO OTHER CHARITABLE ORGANIZATIONS, CALVERT FOUNDATION ("CALVERT") AND THE CHICAGO COMMUNITY TRUST, COLLABORATED TO LAUNCH AN INITIATIVE KNOWN AS BENEFIT CHICAGO THAT SERVES TO AGGREGATE CRITICALLY NEEDED CAPITAL TO BENEFIT RESIDENTS AND COMMUNITIES OF CHICAGO THAT ARE DISADVANTAGED OR LOW-INCOME, OR TO CONTRIBUTE TO THE REVITALIZATION OF LOW-INCOME AND NEEDY COMMUNITIES OR TOWARD LOWERING NEIGHBORHOOD TENSIONS. IN CONNECTION WITH THE INITIATIVE, MACARTHUR FOUNDATION ESTABLISHED A LIMITED LIABILITY COMPANY, ARC CHICAGO LLC ("ARC"), OF WHICH MACARTHUR FOUNDATION IS THE SOLE MEMBER AND APPOINTS THE BOARD OF MANAGERS. THE PURPOSE OF ARC IS TO MAKE PROGRAM-RELATED OR MISSION-RELATED INVESTMENTS TO ORGANIZATIONS WHOSE ACTIVITIES WILL BENEFIT CHICAGO RESIDENTS OR COMMUNITIES AS DESCRIBED ABOVE. MACARTHUR FOUNDATION HAS MADE A COMMITMENT TO ARC OF $50 MILLION FOR THE PURPOSE OF CONTRIBUTING TO THE INVESTMENTS MADE BY ARC. IN ADDITION, ARC HAS ENTERED INTO A LOAN AGREEMENT WITH CALVERT WHEREBY CALVERT AGREES TO PROVIDE LOANS TO ARC FOR ARC TO INVEST AS DESCRIBED ABOVE. CALVERT RAISES MONEY FOR ITS LOANS THROUGH THE SALE OF REGISTERED, FIXED-INCOME NOTES. ARC IS A DISREGARDED ENTITY FOR TAX PURPOSES, AND ITS FINANCIAL ACTIVITY IS REPORTED IN THIS RETURN AS REQUIRED IN THE INSTRUCTIONS TO THE FORM 990-PF. NATIONAL HOUSING TRUST-ENTERPRISE PRESERVATION CORPORATION - TO SUPPORT THE CREATION OF NHT RENEWABLE, A NEW AFFILIATE THAT WILL FUND THE INSTALLATION OF SOLAR POWER SYSTEMS IN AFFORDABLE MULTI-FAMILY PROPERTIES. 1500000 EQUITY FOR IMPACT - TO PROVIDE CAPITAL TO CALVERT FOUNDATION FOR THE ISSUANCE OF ITS COMMUNITY INVESTMENT NOTES. 1250000 CHICAGO COMMUNITY LOAN FUND - TO WORK WITH CHICAGO TREND TO ENCOURAGE COMMERCIAL DEVELOPMENT IN LOW AND MODERATE INCOME COMMUNITIES OF CHICAGO. 1000000 NETWORK FOR OREGON AFFORDABLE HOUSING - TO SUPPORT THE EXPANSION OF AN ON-BILL REPAYMENT PROGRAM TO FINANCE ENERGY-EFFICIENCY IMPROVEMENTS TO MULTIFAMILY AFFORDABLE RENTAL HOUSING IN OREGON. 500000 NEIGHBORHOOD LENDING SERVICES, INC. - DRAWS ON GUARANTEE - TO SUPPORT FINANCIAL INNOVATIONS THAT HELP PREVENT FORECLOSURES AND REDUCE THE INVENTORY OF VACANT RESIDENTIAL PROPERTIES IN CHICAGO. 53362 DIRECTORS & OFFICERS DIRECTORS ARE PAID A $20,000 RETAINER PER ANNUM ($27,500 FOR BOARD CHAIRMAN) PLUS MEETING FEES OF $1,000 PER DAY FOR BOARD OF DIRECTORS MEETINGS. DIFFERENCES IN THE AMOUNTS PAID TO DIRECTORS REFLECT MEETINGS ATTENDED OR ADDITIONAL IMPUTED INCOME. THE AVERAGE HOURS FOR DIRECTORS IS BASED UPON FOUR BOARD MEETINGS, RELATED COMMITTEE MEETINGS, TRAVEL AND PREPARATION TIME. IN ADDITION, THE DIRECTORS ARE FREQUENTLY CONSULTED BETWEEN MEETINGS, ASKED TO REVIEW AND COMMENT ON PREPARED REPORTS AND PAPERS, MAKE ON-SITE VISITS TO NATIONAL AND INTERNATIONAL GRANTEES RELATED TO GRANT MAKING AREAS OF THE FOUNDATION, AND ASSIST ON OTHER FOUNDATION RELATED MATTERS. BROKEN DOWN ON A WEEKLY BASIS, THE AVERAGE TIME IS ROUGHLY 4 TO 5 HOURS PER WEEK PER DIRECTOR. SUSAN E MANSKE SUSAN E. MANSKE IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $723,836 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $397,059 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $104,263 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. JOSHUA J MINTZ THE AMOUNT REPORTED IN COMPENSATION INCLUDES $62,272 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. JULIA M STASCH THE AMOUNT REPORTED IN COMPENSATION INCLUDES A BONUS PAYMENT OF $24,800, AND $131,130 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. THE AMOUNT REPORTED IN CONTRIBUTIONS TO THE EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $86,904 OF DEFERRED COMPENSATION EARNED UNDER A DEFERRED COMPENSATION AGREEMENT AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE. MARC P YANCHURA THE AMOUNT REPORTED IN COMPENSATION INCLUDES $36,979 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. DIRECTORS & OFFICERS AFFILIATED ENTITIES THE MACARTHUR FOUNDATION FILES A CONSOLIDATED FORM 990-PF THAT INCLUDES HARTSEL RANCH CORPORATION, MACARTHUR HOLDING A, INC., AND MACARTHUR HOLDING B, INC. THE 990-PF ALSO INCLUDES ARC CHICAGO, LLC ("ARC"), A SOLE MEMBER LIMITED LIABILITY COMPANY CREATED IN 2016 BY THE FOUNDATION. THE FOUNDATION IS THE SOLE MEMBER OF ARC AND ARC IS THEREFORE A DISREGARDED ENTITY FOR TAX PURPOSES. JOSHUA MINTZ IS PRESIDENT AND DIRECTOR, MARC YANCHURA IS TREASURER AND DIRECTOR, AND LISA MONTEZ WAS THE SECRETARY AND DIRECTOR OF HARTSEL RANCH CORPORATION, MACARTHUR HOLDING A, INC., AND MACARTHUR HOLDING B, INC. THE DIRECTORS AND OFFICERS OF THESE ENTITIES SPEND THE AMOUNT OF TIME NECESSARY TO TRANSACT THE BUSINESS OF THE AFFILIATED ENTITIES. THEY DO NOT RECEIVE ADDITIONAL COMPENSATION FOR THEIR SERVICES IN EXCESS OF WHAT THEY ARE OTHERWISE PAID BY THE FOUNDATION FOR THEIR SERVICES TO THE FOUNDATION.JOSHUA MINTZ, DEBRA SCHWARTZ AND TRINITA LOGUE ARE MEMBERS OF THE BOARD OF MANAGERS OF ARC. JOSHUA MINTZ AND LAND 16200 0.000000000000 0 0 BUILDING 851993 248951 0.000000000000 58852 58852 IMPROVEMENTS 1826073 504783 0.000000000000 241846 241846 FURNITURE, FIXTURES & EQUIPMENT 314065 162004 0.000000000000 35542 35542 COMPUTER SOFTWARE 438337 438337 0.000000000000 0 0 COMPUTER EQUIPMENT 568244 533381 0.000000000000 15044 15044 CHICAGO CONDOMINIUM 695764 142720 0.000000000000 17840 0 NYC CONDOMINIUM 340000 278974 0.000000000000 8718 0 ARCHBOLD EXPEDITIONS/BUCK ISLAND RANCH 8966010 0.000000000000 0 0 LAND - MARQUETTE 99150 0.000000000000 0 0 BUILDING - MARQUETTE 6847888 2505082 0.000000000000 166900 0 IMPROVEMENTS 15548154 7192500 0.000000000000 549215 0 FURNITURE, FIXTURES & EQUIPMENT 2486920 1442421 0.000000000000 252993 0 COMPUTER SOFTWARE 3943616 3870020 0.000000000000 65870 0 COMPUTER EQUIPMENT 3605977 3361568 0.000000000000 98361 0 JONATHAN LEIGHT JONATHAN LEIGHT IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $358,449 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $201,234 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $22,438 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. MARK FRANKE MARK FRANKE IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $357,696 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $200,812 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $22,234 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. DAVID GREENWALD DAVID GREENWALD IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $341,856 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $190,868 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $18,504 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. ERIC VAANG ERIC VAANG IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $328,763 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $185,068 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $17,338 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. TIMOTHY HOEPPNER TIMOTHY HOEPPNER WAS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. MR. HOEPPNER SEPARATED FROM THE FOUNDATION IN 2016 AND RECEIVED A SEVERANCE PAYMENT UNDER A TRANSITION AGREEMENT. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $282,113 OF PAYMENTS MADE UNDER THE PLAN AND THE SEVERANCE PAYMENT UNDER THE AGREEMENT. AAC EDUCATIONAL FOUNDATION 300 RANGE RD PO BOX 39 WHITEHORSE YUKON CA Y1A 5X9 2012-07-30 13941 IN SUPPORT OF THE PERMANENT PARTICIPANT CAPACITY BUILDING FOR 2014 PROJECT. 13941 2015, 2016 ABOGADOS CON CAMARA YUCATAN 139 MEXICO CITY DISTRITO FEDERAL MX 06700 2015-02-05 200000 TO IMPROVE HUMAN RIGHTS COMPLIANCE WITHIN MEXICO'S NEW CRIMINAL JUSTICE SYSTEM. 125596 2016, 2017 ACCESS TO JUSTICE (AJ) 9E BADAGRY ROAD OFF MARINE ROAD APAPA LAGOS NI 2013-08-14 250000 TO PROMOTE JUSTICE AND ACCOUNTABILITY FOR VICTIMS OF EXTRAJUDICIAL KILLINGS IN NIGERIA. 226029 2014, 2015, 2016 ACTION HEALTH INCORPORATED 17 LAWAL STREET OFF OWEH STREET JIBOWU PO BOX 803 YABA LAGOS NI 2013-03-13 500000 TO ADVANCE IMPLEMENTATION OF FAMILY LIFE AND HIV EDUCATION STRATEGIC AND YOUTH-FRIENDLY SERVICE DELIVERY. 500000 2014, 2015, 2016, 2017 ACTION HEALTH INCORPORATED 17 LAWAL STREET OFF OWEH STREET JIBOWU PO BOX 803 YABA LAGOS NI 2014-06-04 50000 TO SUPPORT A STUDY TOUR FROM UGANDA TO VISIT SEXUALITY EDUCATION PROGRAMS IN NIGERIA. 50000 2015, 2016, 2016 ACTIONAID INTERNATIONAL FOUNDATION NIGERIA LTDGTE PLOT 477 41 CRESCENT OFF SA/ADU ZUNGUR AVENUE GWARINPA ABUJA ABUJA FEDERAL CAPITAL T NI PMB 1890 2015-05-07 260000 TO PROMOTE GIRL'S RETENTION AND ENROLLMENT IN SECONDARY SCHOOL. 276010 2016, 2017 ADVOCACY NIGERIA 60 LOBITO CRESCENT WUSE 2 ABUJA FEDERAL CAPITAL T NI 90003 2013-12-11 200000 TO PROMOTE ACCOUNTABILITY IN THE IMPLEMENTATION OF FREE MATERNAL HEALTH SERVICES. 194219 2014, 2015, 2016, 2017 ADVOCATES COALITION FOR DEVELOPMENT AND ENVIRONMENT PLOT 96 KANJOKYA STREET KAMPALA KAMPALA UG 2011-10-04 300000 TO SECURE THE LEGAL AND ECOLOGICAL INTEGRITY OF PROTECTED AREAS AND TO PROMOTE RURAL LIVELIHOOD SECURITY WITHIN THE CONTEXT OF OIL AND GAS EXPLOITATION IN THE ALBERTINE RIFT REGION IN UGANDA. 299993 2013, 2014, 2015, 2016 AFLUENTES SOCIEDAD CIVIL GIOTTO 58 MEXICO CITY MEXICO MX 03910 2014-03-26 300000 TO IMPROVE ACCESS TO COMPREHENSIVE SEXUALITY EDUCATION FOR YOUTH IN RURAL AND MARGINAL COMMUNITIES OF MEXICO. 300000 2015, 2016, 2017 AFRICAN MEDICAL AND RESEARCH FOUNDATION PLOT 1 OKURUT ROAD KOLOLO - PO BOX 10663 KAMPALA KAMPALA UG 2013-12-11 350000 TO SUPPORT FISTULA REPAIR AND REINTEGRATION ACTIVITIES IN UGANDA. 144792 2015, 2015 AFRICAN WOMEN'S DEVELOPMENT FUND 78 AMBASSADORIAL ENCLAVE ACCRA GREATER ACCRA GH 2015-01-21 200000 IN SUPPORT OF A PROJECT TO MAP AND HOLD A DONORS' CONVENTION ON SEXUAL AND GENDER-BASED VIOLENCE FUNDING AND PROGRAMMING TRENDS IN THE DEMOCRATIC REPUBLIC OF CONGO. 200000 2016, 2017 AFTER SPRING LLC 239 13TH STREET BROOKLYN NY 11215 2015-09-25 140000 IN SUPPORT OF THE DOCUMENTARY FILM, AFTER SPRING. 140000 2016, 2017 AGIR ENSEMBLE POUR LES DROITS DE L'HOMME 16 AVENUE BERTHELOT LYON RHONE ALPES FR 69007 2013-07-15 350000 TO ENSURE VICTIM PARTICIPATION IN THE PROSECUTION OF CORRUPT LEADERS. 350000 2014, 2015, 2016 AGORA-SOFIA FOUNDATION VASIL LEVSKI BOULEVARD 1B SOFIA SOFIYA BU 1142 2016-02-26 100000 IN SUPPORT OF A PROJECT TO ADVANCE AN OPEN INTERNET IN RUSSIA. 105257 2016, 2017 ALBERTINE RIFT CONSERVATION SOCIETY 1329 NSAMBYA ROAD KABALAGALA TOWNSHIP KAMPALA UG 2012-02-29 587931 TO BUILD NEW OFFICE SPACE AND AN INFORMATION AND TRAINING CENTER. 281939 2013, 2014, 2015, 2016 ALBERTINE RIFT CONSERVATION SOCIETY 1329 NSAMBYA ROAD KABALAGALA TOWNSHIP KAMPALA UG 2013-08-14 500000 TO SUPPORT REGIONAL COLLABORATION FOR FRESHWATER CONSERVATION IN THE GREAT LAKES REGION OF AFRICA. 500000 2014, 2015, 2016, 2017 ALLIANCE FOR CREDIBLE ELECTION LTDGTE AHMADU BELLO WAY ABUJA FEDERAL CAPITAL T NI 2012-12-12 450000 TO PROMOTE PUBLIC ENGAGEMENT IN NIGERIAN ELECTORAL REFORM PROCEDURES. 250000 2013, 2014, 2014, 2016* ALL-RUSSIA PUBLIC ORGANIZATION RUSSIAN UNION OF JOURNALISTS ZUBOVSKII B-R 4 MOSCOW MOSCOW RS 119991 2012-10-24 300000 TO RAISE THE LEGAL AWARENESS OF JOURNALISTS AND DEVELOP A NATIONAL STRATEGY TO PROTECT MEDIA WORKERS' RIGHTS. 209445 2013, 2014, 2015 ANGELS FILM LLC 5220 42ND AVE S SEATTLE WA 98118 2016-01-15 100000 IN SUPPORT OF THE DOCUMENTARY FILM, ANGELS ARE MADE OF LIGHT. 0 ANNE MAKEPEACE PRODUCTIONS INC 76 LINCOLN CITY RD SALISBURY CT 06068 2016-01-14 75000 IN SUPPORT OF THE DOCUMENTARY FILM, TRIBAL JUSTICE. 0 ANUSANDHAN TRUST SAI ASHRAYA SOCIETY ARAM SOCIETY LANE MUMBAI MAHARASHTRA IN 400 055 2014-10-08 175000 TO SUPPORT THE ENQUIRY INTO HEALTH AND ALLIED THEMES, AN INTERVENTION RESEARCH PROJECT ON VIOLENCE DURING PREGNANCY. 92183 2015, 2016 APCCC PO BOX 879 BUKOBA KAGERA TZ 2013-08-14 2001 TO SUPPORT REGIONAL COLLABORATION FOR FRESHWATER CONSERVATION IN THE GREAT LAKES REGION OF AFRICA. 2001 2016 ARTCORE 444 N WABASH AVE SUITE 500 CHICAGO IL 60611 2016-07-25 100000 TO SUPPORT SHARED BACK OFFICE STAFF AND FUNCTIONALITY FOR THREE ARTS SERVICE ORGANIZATIONS: ARTS AND BUSINESS COUNCIL OF CHICAGO, AUDIENCE ARCHITECTS, AND CHICAGO CULTURAL ALLIANCE. 0 ARTICLE 19 RESEARCH AND INFORMATION CENTRE ON CENSORSHIP FREE WORD CENTRE LONDON GREATER LONDON UK EC1R 3GA 2016-03-18 150000 SUPPORT OF THE ORGANIZATION'S EFFORTS TO STRENGTHEN HUMAN RIGHTS CONSIDERATIONS WITHIN INTERNET STANDARDS BODIES. 131259 2017 ASESORIA CAPACITACION Y ASISTENCIA EN SALUD AC CARRETERA A CHAMULA NO 10 SAN CRISTOBAL DE LAS CASAS CHIAPAS MX 29247 2015-10-02 160000 IN SUPPORT OF RESEARCH ON WOMEN'S PREFERENCES AND SATISFACTION WITH MATERNAL HEALTH CARE MODELS IN MEXICO. 79026 2016, 2017 ASESORIA CAPACITACION Y ASISTENCIA EN SALUD AC CARRETERA A CHAMULA NO 10 SAN CRISTOBAL DE LAS CASAS CHIAPAS MX 29247 2015-03-12 100000 TO DISSEMINATE LESSONS LEARNED AND EDUCATIONAL MATERIALS DEVELOPED FOR INDIGENOUS YOUTH REPRODUCTIVE AND SEXUAL HEALTH. 90557 2016, 2017 ASESORIA CAPACITACION Y ASISTENCIA EN SALUD AC CARRETERA A CHAMULA NO 10 SAN CRISTOBAL DE LAS CASAS CHIAPAS MX 29247 2014-03-26 210000 TO SUPPORT THE MATERNAL MORTALITY OBSERVATORY AND IMPROVE MATERNAL HEALTH POLICY IMPLEMENTATION IN MEXICO. 178373 2015, 2016, 2017 ASHISH GRAM RACHNA TRUST PO PACHOD PAITHAN TALUKA AURANGABAD MAHARASHTRA IN 431 121 2014-08-13 220000 TO SUPPORT A RESEARCH AND INTERVENTION PROJECT ON REPRODUCTIVE AND MATERNAL HEALTH FOR YOUNG PEOPLE IN MAHARASHTRA. 124498 2015, 2016 ASIAN-PACIFIC RESOURCE AND RESEARCH CENTRE FOR WOMEN NO 1 2 JALAN SCOTT BRICKFIELDS KUALA LUMPUR KUALA LUMPUR MY 50470 2015-04-09 250000 TO SUPPORT ADVOCACY TO STRENGTHEN SEXUAL AND REPRODUCTIVE HEALTH IN INTERNATIONAL AGREEMENTS. 95147 2016, 2017 ASISTENCIA LEGAL POR LOS DERECHOS HUMANOS ASOCIACION CIVIL PALENQUE 269 MEXICO CITY MEXICO MX 03020 2013-12-16 400000 TO IMPROVE ACCESS TO JUSTICE AND DUE PROCESS IN MEXICO THROUGH LITIGATION AND TRAINING JUSTICE SYSTEM OPERATORS. 400000 2014, 2015, 2016, 2017 ASOCIACION AMAZONICOS POR LA AMAZONIA MZA N LT 1 URB UISTA ALEGRE MOYOBAMA MOYOBAMA SAN MARTIN PE 2016-01-25 124000 IN SUPPORT OF THE DEVELOPMENT OF A REGIONAL CONSERVATION NETWORK IN NORTHERN PERU. 99296 2017 ASOCIACION CIVIL MUJERES ALIADAS AC CALLE MARA LUISA MARTNEZ NO 73 BARRIO DE SAN FRANCISCO ERONGARCUARO MICHOACAN DE OCAM MX CP 61632 2015-11-19 120000 IN SUPPORT OF STRENGTHENING THE EDUCATIONAL AND EMPLOYMENT OPPORTUNITIES FOR PROFESSIONAL MIDWIVES IN MICHOACAN STATE AND IN MEXICO. 67750 2016, 2017 ASOCIACION HISPANO MEXICANA INSTITUCION DE ASISTENCIA PRIVADA AV TLAHUAC 1004 LOMAS ESTRELLA MEXICO CITY DISTRITO FEDERAL MX 09890 2016-04-08 225000 TO INCREASE THE NUMBER OF TRAINED AND PRACTICING MIDWIVES IN MEXICO, WITH CONCENTRATION IN TLAXCALA STATE, AND TO GENERATE MEXICO-SPECIFIC EVIDENCE OF THE IMPACT OF QUALITY MIDWIFERY CARE ON MATERNAL HEALTH. 141058 2017 ASOCIACION MEXICANA DE PARTERIA AC ARTURO IBANEZ 2 OFICINA 211 MEXICO CITY MEXICO MX 04000 2014-11-05 300000 IN SUPPORT OF BUILDING PROFESSIONAL MIDWIFERY IN MEXICO. 214797 2015, 2016, 2017 ASOCIACION SERVICIOS ECOSISTEMICOS PERU AV EL SOL 627-B OFICINA 305 CUSCO CUSCO PE 2016-04-29 110000 IN SUPPORT OF INTEGRATING INDIGENOUS GOVERNANCE AND ECONOMIC INCENTIVES TO SUSTAIN BIODIVERSITY AND ECOSYSTEM SERVICES AND MAINTAIN A FLOURISHING FOREST CORRIDOR ADJACENT TO MANU NATIONAL PARK IN PERU. 109888 2017 ASOCIACION TODOS LOS DERECHOS PARA TODOS ASOCIACION CIVIL PATRICIO SANZ 449 COLONIA DEL VALLE MEXICO CITY MEXICO MX 03100 2014-07-30 400000 TO STRENGTHEN THE ADVOCACY AND DOCUMENTATION CAPACITY OF HUMAN RIGHTS ORGANIZATIONS IN MEXICO. 352510 2015, 2016, 2017 ASSOCIATION DES AGRICULTEURS SANS FRONTIERES 90 AV KIBOMBO/QNDENDERE BUKAVU SOUTH KIVU CD 2013-08-14 750 TO PROMOTE INFORMATION SHARING AND TO BRING TOGETHER ALL STAKEHOLDERS IN THE DISTRICT OF SOUTH KIVU PROVINCE. 750 2016 ASSOCIATION FANAMBY LOT 11 K 39 BIS ANKADIVATO ANTANANARIVO ANTANANARIVO MA MG-101 2015-12-11 240000 TO SUPPORT IMPROVED COMMUNITY-BASED FISHERIES MANAGEMENT IN LOKY MANAMBATO PROTECTED AREA. 7943 2016 AUTONOMOUS NON-COMM ORG OF HIGHER PROF ED ACADEMY INT'L UNIV IN MOSCOW LENINGRADSKIY PROSPECT HOUSE 17 MOSCOW MOSCOW RS 125040 2013-10-16 300000 TO ADVANCE PRACTICAL UNDERSTANDING OF HUMAN RIGHTS LAW AMONG RUSSIAN LAWYERS, HUMAN RIGHTS DEFENDERS, CIVIC ACTIVISTS, AND STUDENTS. 133869 2014, 2015, 2016*, 2016* AUTONOMOUS NON-PROFIT ORGANIZATION CENTER FOR ENERGY AND SECURITY STUDIES MOSFILMOVSKAYA 42 BLDG 1 MOSCOW MOSCOW RS 119285 2012-08-22 400000 TO PROMOTE THE MINIMIZATION OF HIGHLY ENRICHED URANIUM IN RUSSIA. 400000 2013, 2014, 2015, 2016 AUTONOMOUS NON-PROFIT ORGANIZATION MOSCOW SCHOOL OF CIVIC EDUCATION 11 STAROPIMENOVSKY LANE BUILDING 1 MOSCOW MOSCOW RS 127006 2012-12-05 300000 TO SUPPORT THE INDEPENDENCE OF MASS MEDIA IN RUSSIA. 295818 2013, 2014, 2015 AUTONOMOUS NON-PROFIT ORGZN LAWYERS FOR CONSTITUTIONAL RIGHTS & FREEDOMS KUSINOVSKAYA STR 28/19 MOSCOW MOSCOW RS 119049 2014-02-19 100000 IN SUPPORT OF A PROJECT ENTITLED, HUMAN RIGHTS LAWYERING AND THE COURTS: ENHANCING HUMAN RIGHTS. 0 2015* AVANTI FELLOWS 2ND FLOOR 212 SHAHPUR JAT NEW DELHI DELHI IN 110017 2015-05-07 330000 TO SUPPORT AN AFTER-SCHOOL SCIENCE AND MATH EDUCATION PROGRAM FOR LOW-INCOME SECONDARY STUDENTS ENROLLED IN CHENNAI, INDIA MUNICIPAL SCHOOLS. 140651 2016 AVOCATS SANS FRONTIERES RUE DE NAMUR 72 BRUSSELS BRUSSELS HOOFDSTE BE 1000 2014-02-03 300000 TO ENHANCE THE EFFECTIVENESS OF NATIONAL INSTITUTIONS IN UGANDA IN PROMOTING ACCOUNTABILITY FOR MASS ATROCITIES. 191848 2015, 2016, 2017 BAY AREA EQUITY FUND I LP ONE MONTGOMERY STREET STE 2375 SAN FRANCISCO CA 94104 2003-02-10 2000000 PROGRAM-RELATED INVESTMENT IN SUPPORT OF A COMMUNITY DEVELOPMENT VENTURE CAPITAL FUND SERVING THE BAY AREA. 0 2004, 2013, 2014, 2015, 2016*, 2017 BCLF VENTURES II LLC 56 WARREN STREET BOSTON MA 021193236 2002-08-28 2000000 PROGRAM-RELATED INVESTMENT IN SUPPORT OF A FOR-PROFIT COMMUNITY DEVELOPMENT VENTURE CAPITAL FUND. 0 2004, 2005, 2011, 2012, 2013, 2014, 2015, 2017 BREKETE FAMILY EMPOWERMENT NETWORK SUITE F9 SHERIFF PLAZA ABUJA FEDERAL CAPITAL T NI 2016-06-10 150000 TO PROMOTE ACCOUNTABILITY IN THE ELECTRICITY AND OTHER SECTORS USING RADIO, TELEVISION, AND SOCIAL MEDIA. 0 BUDGIT INFORMATION TECHNOLOGY NETWORK CO-CREATION HUB SABO YABA LAGOS NI 2014-03-26 200000 TO SUPPORT CIVIL SOCIETY ORGANIZATIONS WORKING ON ACCOUNTABILITY, HUMAN RIGHTS, AND MEDIA WITH DATA VISUALIZATION TECHNIQUES, ANALYSIS, AND PRESENTATION. 208654 2015, 2016 BUDGIT INFORMATION TECHNOLOGY NETWORK 6TH FLOOR 294 HERBERT MACAULAY WAY SABO YABA LAGOS NI 2016-08-12 150000 TO SUPPORT TRANSPARENCY AND ACCOUNTABILITY IN THE EDUCATION SECTOR IN NIGERIA. 60039 2017 CAMBODIAN INDIGENOUS YOUTH ASSOCIATION (CIYA) 392STLOM PHNOM PENH CITY PHNOM PENH CB 2013-10-02 23391 TO SECURE AND STRENGTHEN NATURAL RESOURCE USE RIGHTS FOR INDIGENOUS PEOPLES IN CAMBODIA. 19848 2016 CAMPANA GLOBAL POR LA LIBERTAD DE EXPRESION A19 ASOCIACION CIVIL JOSE VASCONCELOS 131 COL SAN MIGUEL CHAPULTEPEC DEL MIGUEL HIDALGO MEXICO CITY MEXICO MX 11850 2014-12-03 300000 IN SUPPORT OF HOLISTIC WORK TO STRENGTHEN THE PROTECTION OF JOURNALISTS IN MEXICO. 160458 2015, 2016, 2017 CAPITAL K PICTURES LLC 99 EAST 4TH STREET NEW YORK NY 10003 2015-10-14 125000 IN SUPPORT OF THE DOCUMENTARY FILM, THE INTERPRETER. 38579 2016, 2017 CAPITAL K PICTURES LLC 99 EAST 4TH STREET 4F NEW YORK NY 10003 2015-10-24 125000 IN SUPPORT OF THE DOCUMENTARY FILM, THE INTERPRETER. 106981 2016, 2017 CEDA INTERNATIONAL LTD PLOT 176 KAKUNGULU ROAD KIBULI KAMPALA KAMPALA UG 2014-05-08 300000 TO PROVIDE SOFT SKILLS DEVELOPMENT AND ENTREPRENEURSHIP TRAINING TO ADOLESCENT GIRLS IN CONFLICT-AFFECTED REGIONS IN UGANDA. 300000 2015, 2016, 2017 CEI COMMUNITY VENTURES FUND LLC 30 FEDERAL STREET PORTLAND ME 04011 2002-12-18 1000000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE CEI COMMUNITY VENTURES FUND, A NONPROFIT COMMUNITY DEVELOPMENT FINANCIAL INSTITUTION SERVING LOW-INCOME PEOPLE AND COMMUNITIES. 0 2003, 2005, 2008, 2011, 2012, 2013, 2014, 2015, 2016, 2017 CENTER FOR CHANGE AND COMMUNITY DEVELOPMENT ZD3 CELE ROAD IJAYAPI - BYAZHIN KUBWA ABUJA FEDERAL CAPITAL T NI AB9001 2014-03-05 480000 TO PRODUCE A FILM AND COMMUNITY ADVOCACY CAMPAIGN TO INCREASE DEMAND FOR GIRLS' SECONDARY EDUCATION IN NORTHERN NIGERIA. 368048 2014, 2015, 2016 CENTER FOR INFORMATION TECHNOLOGY AND DEVELOPMENT 3RD FLR NISTF BLDG NO 1A SOCIAL INSURANCE RD TRADE FAIR COMPLEX ZAR KANO KANO NI 2016-04-29 150000 IN SUPPORT OF "CURBING HATE SPEECH IN NIGERIA." 32191 2017 CENTER FOR PEOPLE AND NATURE RECONCILIATION 24 H2 KHU DO THI MOI YEN HOA CAU GIAY DISTRICT HANOI HANOI VM 2014-01-09 250000 TO STRENGTHEN BIODIVERSITY CONSERVATION AND NATURAL RESOURCE MANAGEMENT IN VIETNAM AND THE LOWER MEKONG REGION. 174492 2015, 2016 CENTRE DE LA PROTECTION INTERNATIONALE 22 RUE DE LA 1ERE ARMEE STRASBOURG ALSACE FR 67000 2015-10-15 200000 IN SUPPORT OF A PROJECT TO ENHANCE THE PROTECTION OF HUMAN RIGHTS DEFENDERS AND JOURNALISTS IN THE CONTEXT OF THE CRIMINAL JUSTICE SYSTEM IN RUSSIA. 135190 2016, 2017 CENTRE FOR BUDGET AND POLICY STUDIES MAITRI BHAVAN4 MN KRISHNA RAO RD BANGALORE KARNATAKA IN 560 004 2014-01-29 186500 TO SUPPORT RESEARCH ON OPEN AND DISTANCE LEARNING. 88001 2014, 2015, 2016 CENTRE FOR HEALTH AND SOCIAL JUSTICE BASEMENT OF YOUNG WOMENS HOSTEL NO 2 NEAR BANK OF INDIA 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2015, 2016, 2017 THE RICHARD H DRIEHAUS FOUNDATION 737 N MICHIGAN AVENUE SUITE 17C CHICAGO IL 60611 2015-03-18 125000 TO SUPPORT THE PROFESSIONAL DEVELOPMENT FUND FOR SMALL ARTS AND CULTURE ORGANIZATIONS IN CHICAGO. 125000 2016, 2017 TRANSITION MONITORING GROUP (TMG) NO 78 FIRST AVENUE GWARINPA ABUJA FEDERAL CAPITAL T NI 124 2014-07-17 200000 TO SUPPORT POLITICAL ACCOUNTABILITY THROUGH CIVIC EDUCATION AND MANDATE PROTECTION IN THE ABIA AND IMO STATES IN NIGERIA. 200000 2015, 2016 UNIVERSITY OF CANTERBURY PRIVATE BAG 4800 CHRISTCHURCH CANTERBURY REGION NZ 8140 2013-02-27 260000 TO BETTER UNDERSTAND THREATS TO RIVERINE ECOSYSTEMS, FOREST CATCHMENTS, AND ECOSYSTEMS SERVICES IN THE SEKONG, SESAN, AND SREPOK RIVER BASINS. 260000 2014, 2015, 2016, 2017 UNIVERSITY OF LEICESTER UNIVERSITY ROAD LEICESTER EAST MIDLANDS UK LE1 7RH 2014-07-10 225000 TO ESTABLISH AN ECOLOGICAL BASELINE AND METHODOLOGY FOR MONITORING THE STATUS OF LAKE TURKANA AND ASSOCIATED WETLANDS IN ORDER TO TRACK IMPACTS OF LARGE-SCALE DEVELOPMENT PROJECTS. 30047 2014, 2016, 2017 UNIVERSITY OF MELBOURNE JOHN MEDLEY BUILDING 191 PARKVILLE VICTORIA AS 3010 2015-03-19 350000 IN SUPPORT OF A PROJECT TO IDENTIFY MEASURES TO REDUCE THE RISKS OF STRATEGIC MARITIME INSTABILITY BETWEEN CHINA AND INDIA. 344919 2017, 2017 UNIVERSITY OF QUEENSLAND LEVEL 1 CUMBRAE-STEWART BUILDING BRISBANE QUEENSLAND AS 4072 2014-08-06 250000 TO SUPPORT NATURAL RESOURCE MANAGEMENT IN THE SOLOMON ISLANDS. 250000 2015, 2016, 2017 UPPER EAST FILMS LLC 49 EAST 78TH STREET NEW YORK NY 10075 2016-01-22 100000 IN SUPPORT OF THE DOCUMENTARY FILM, BEDLAM. 100000 2017 URBAN PARTNERSHIP BANK 7054 S JEFFERY BLVD CHICAGO IL 60649 2015-07-02 36856 TO SUPPORT THE CREATION OF REFINANCE MORTGAGE PRODUCTS TO ASSIST HOMEOWNERS IN CHICAGO AT RISK OF LOSING THEIR HOMES TO FORECLOSURE. 0 2016* VISHNU LAW GROUP 111E1ST398 SANGKAT BOEUNG KENG KANG1 KHAN CHAMKAMON PHNOM PENH PHNUM PENH CB 2015-12-17 31000 FOR STRENGTHENING CAMBODIA'S PROTECTED AREA SYSTEM GOVERNANCE AND MANAGEMENT. 1601 2016, 2017 VITAL PICTURES INC 1300 SOLDIERS FIELD ROAD BOSTON MA 02135 2010-02-03 350000 IN SUPPORT OF A DOCUMENTARY FILM ABOUT THE GROWING AGING POPULATION. 350000 2011, 2012, 2013, 2014, 2015, 2016, 2017 VOCES MESOAMERICANAS ACCION CON PUEBLOS MIGRANTES ASOCIACION CIVIL PANTALEN DOMNGUEZ 35 SAN CRISTOBAL DE LAS CASAS CHIAPAS MX 29250 2016-03-25 35000 TO STRENGTHEN INVESTIGATION OF DISAPPEARANCES IN CHIAPAS STATE, MEXICO. 23804 2017 VSEMIRNYI FOND PRIRODY (WWF-RUSSIA) NIKOLOYAMSKAYA ST 19 BUILDING 3 MOSCOW MOSCOW RS 109240 2014-04-22 90000 TO CREATE SUSTAINABLE MECHANISMS FOR RUSSIAN FISHERY IN THE ARCTIC SEAS. 90000 2014, 2015, 2015 WALTER & DUNCAN GORDON CHARITABLE FOUNDATION 11 CHURCH STREET TORONTO ONTARIO CA M5E 1W1 2012-07-30 50000 TO ASSESS THE CAPACITY OF THE PERMANENT PARTICIPANT ORGANIZATIONS OF THE ARCTIC COUNCIL. 49863 2013, 2014, 2015, 2016 WEOWNTV 90 MIRABEL AVENUE SAN FRANCISCO CA 94110 2016-01-14 200000 IN SUPPORT OF THE DOCUMENTARY FILM, SURVIVORS. 200000 2017 WESTERN INDIAN OCEAN MARINE SCIENCE ASSOCIATION (WIOMSA) PO BOX 3298 ZANZIBAR ZANZIBAR TZ 2014-04-02 150000 TO DESIGN A REGIONAL NETWORK FOR WESTERN INDIAN OCEAN LOCAL FISHERIES MANAGEMENT. 140055 2015, 2016, 2017 WHOSE STREETS LLC 146 NEWSTON STREET BROOKLYN NY 11222 2016-01-25 150000 IN SUPPORT OF THE DOCUMENTARY FILM, WHOSE STREETS? 0 WOMEN ADVOCATES RESEARCH AND DOCUMENTATION CENTER (LIMITED BY GUARANTEE) 9 AMORE STREET OFF TOYIN LAGOS LAGOS NI 2013-10-16 200000 TO PREVENT MATERNAL MORTALITY THROUGH PUBLIC INTEREST LITIGATION, DOCUMENTATION AND PUBLIC CAMPAIGNS. 200000 2014, 2015, 2016, 2017 WOMEN'S HEALTH AND ACTION RESEARCH CENTRE KM 11 LAGOS-BENIN EXPRESS WAY BENIN CITY EDO NI 30001 2013-10-30 300000 TO SUPPORT PREVENTION OF MATERNAL MORTALITY THROUGH IMPLEMENTING MATERNAL DEATH REVIEW. 300000 2014, 2015, 2016, 2017 WOMEN'S RIGHTS ADVANCEMENT AND PROTECTION ALTERNATIVE (WRAPA) 19 MONROVIA ST OFF AMINU CRESCENT NIGERIA-TURKISH INTL SCHOOLS WUSE 2 ABUJA FEDERAL CAPITAL T NI 2010-12-15 350000 IN SUPPORT OF A PROJECT ON ISLAMIC FAMILY LAW. 350000 2012, 2012, 2013, 2014, 2015, 2016, 2017 WOMEN'S RIGHTS ADVANCEMENT AND PROTECTION ALTERNATIVE (WRAPA) 19 MONROVIA ST OFF AMINU CRESCENT NIGERIA-TURKISH INTL SCHOOLS WUSE 2 ABUJA FEDERAL CAPITAL T NI 2015-07-30 100000 IN SUPPORT OF CITIZENS' CONTRIBUTIONS TO THE COUNTER-INSURGENCY IN NIGERIA. 44675 2017, 2017 WOMEN'S RIGHTS ADVANCEMENT AND PROTECTION ALTERNATIVE (WRAPA) 19 MONROVIA ST OFF AMINU CRESCENT NIGERIA-TURKISH INTL SCHOOLS WUSE 2 ABUJA FEDERAL CAPITAL T NI 2014-05-14 750000 TO COMPLETE THE CONSTRUCTION OF A RESOURCE CENTRE AND EQUIP AND FURNISH IT. 743009 2015, 2016, 2017 WOMEN'S RIGHTS ADVANCEMENT AND PROTECTION ALTERNATIVE (WRAPA) 19 MONROVIA ST OFF AMINU CRESCENT NIGERIA-TURKISH INTL SCHOOLS WUSE 2 ABUJA FEDERAL CAPITAL T NI 2016-08-25 100000 TO STRENGTHEN ACCESS TO JUSTICE AND PROTECTION FOR WOMEN WITHIN ISLAMIC FAMILY LAW IN NORTH WESTERN NIGERIA. 36336 2017 WONKWANG UNIVERSITY INDUSTRY-ACADEMIC COOPERATION FOUNDATION 344-2 SHINYONG-DONG JOLLABUKDO IKSAN CHOLLA-BUKTO KS 570-749 2015-12-11 84700 IN SUPPORT OF A PROJECT TO EDUCATE LOCAL POLITICAL LEADERS IN NUCLEAR POWER PLANT-HOSTING REGIONS ABOUT SPENT FUEL MANAGEMENT. 84700 2017, 2017 WOODS FUND OF CHICAGO 35 E WACKER DRIVE CHICAGO IL 60601 2016-10-03 300000 IN SUPPORT OF THE COMMUNITY ENGAGEMENT PROJECT FOR POLICE ACCOUNTABILITY. 300000 2017 WORLD WIDE FUND FOR NATURE WWF SOUTH PACIFIC PROGRAMME 4 MAAFU STREET THE DOMAIN PRIVATE MAIL BAG GPO SUVA SUVA SUVA FJ 2008-03-03 350000 TO ENHANCE THE ABILITY OF LOCALLY-MANAGED MARINE AREAS IN FIJI AND THE SOLOMON ISLANDS TO DEVELOP AND OPERATE EFFICIENTLY AND INDEPENDENTLY AS A MODEL FOR GREATER CONSERVATION IMPACT ACROSS MELANESIA. 278494 2009, 2010, 2012, 2011, 2013*, 2016* WWF-FOR NATURE-MADAGASCAR AND WEST INDIAN OCEAN PROGRAMME OFFICE BP 738 ANTANANARIVO ANTANANARIVO MA 101 2011-02-09 210000 TO DEVELOP AND IMPLEMENT CLIMATE CHANGE ADAPTATION 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FLOOR OTTAWA ONTARIO CA K1P 5N2 2015-12-17 100000 IN SUPPORT OF ADVOCACY TO STRENGTHEN SEXUAL AND REPRODUCTIVE HEALTH AND RIGHTS IN INTERNATIONAL AGREEMENTS. 100023 2016, 2017 YOUTHS INITIATIVE FOR ADVOCACY GROWTH AND ADVANCEMENT FLAT 1 35 SO WILLIAMS CRESCENT ABUJA FEDERAL CAPITAL T NI 2014-07-10 200000 TO IMPROVE POLITICAL ACCOUNTABILITY THROUGH THE MOBILIZATION OF YOUNG PEOPLE TO EFFECTIVELY PARTICIPATE IN THE ELECTORAL PROCESS. 200000 2016, 2017 EXPENDITURE RESPONSIBILITY STATEMENTS PAGE 6, PART VII-B, LINE 5(C) IT IS THE FOUNDATION'S POLICY THAT NO FURTHER PAYMENTS WILL BE MADE TO ANY GRANTEE UNTIL ALL OUTSTANDING REPORTS ARE RECEIVED. THE FOUNDATION HAS DETERMINED THAT FOR THOSE GRANTEES NO LONGER IN EXISTENCE AND WHO HAVE NOT PROVIDED TIMELY REPORTS, FURTHER ACTION WITH RESPECT TO THE GRANTS WOULD BE FUTILE. IN OTHER CASES, THE FOUNDATION HAS MADE REASONABLE EFFORTS TO NOTIFY THE GRANTEES THAT THEY ARE IN VIOLATION OF THEIR GRANT AGREEMENTS AND THAT GRANT FUNDS ARE REQUIRED TO BE RETURNED TO THE FOUNDATION. IN THOSE CASES, THE FOUNDATION HAS ALSO MADE REASONABLE ADDITIONAL INQUIRIES WITH RESPECT TO RETURN OF THE GRANT FUNDS AND HAS BEEN UNABLE AS OF YET TO SECURE SUCH RETURN. THE FOUNDATION HAS DETERMINED THAT LEGAL ACTION WITH RESPECT TO THESE GRANT FUNDS WOULD IN ALL PROBABILITY NOT RESULT IN THE SATISFACTION OF EXECUTION ON A JUDGMENT, AND THAT THE EXPENSE OF LEGAL ACTION WOULD NOT BE JUSTIFIED BY THE LIKELY RESULTS.FOR EACH GRANTEE WITH DELINQUENT REPORTS, EXPENDITURE RESPONSIBILITY STATEMENTS ARE INCLUDED IN THE FOUNDATION'S FORM 990-PF FOR THE YEAR OF EACH INITIAL GRANT PAYMENT THROUGH THE LAST YEAR IN WHICH ANY REPORT IS RECEIVED AND THREE SUBSEQUENT YEARS. THEREAFTER, SUCH GRANTEES ARE NO LONGER LISTED ON THE FORM 990-PF BUT FURTHER PAYMENTS WILL NOT BE MADE TO SUCH GRANTEES. THE FOLLOWING GRANTEES HAVE BEEN LISTED IN THE 990-PF FOR THE PERIOD DESCRIBED HEREIN AND WILL BE ADDED TO THOSE NO LONGER INCLUDED IN THE 990-PF:CENTRE FOR CITIZENS' PARTICIPATION ON THE AFRICAN UNIONGRADUATE SCHOOL OF INTERNATIONAL STUDIES, YONSEI UNIVERSITYINSTITUTE OF INTERNATIONAL RELATIONS, NATIONAL CHENGCHI UNIVERSITYTHE EIE PROJECT LTD/GTEDEFINITIONS OF TERMS USED IN THE EXPENDITURE RESPONSIBILITY STATEMENTS:GRANT AMOUNT: TOTAL PAYMENTS MADE ON THE GRANT TO THE GRANTEE THROUGH THE END OF THE REPORTING DATE OF THE FORM 990-PF.DATE OF GRANT: THE DATE OF THE INITIAL GRANT PAYMENT.VERIFICATION DATE: THE DATE OF ANY INDEPENDENT VERIFICATION OF A GRANT REPORT. THE FIELD IS BLANK IF NO VERIFICATION WAS PERFORMED.DATES OF REPORTS BY GRANTEE: THE DATES THE REPORTS ARE RECEIVED BY THE FOUNDATION. THERE IS AN ASTERISK BY THE DATE IF A REPORT HAS BEEN RECEIVED BUT NOT YET APPROVED BY THE FOUNDATION. AN EXPENDITURE RESPONSIBILITY STATEMENT FOR A GRANT CONTINUES TO BE INCLUDED UNTIL ALL REPORTS HAVE BEEN APPROVED BY THE FOUNDATION, SUBJECT TO THE STATEMENT ABOVE AS TO GRANTEES WITH DELINQUENT REPORTS. AFFILIATION SCHEDULE FEDERAL FORM 990-PF PERIOD ENDED DECEMBER 31,2016 SUBSTITUTED FEDERAL FORM 851COMMON PARENT CORPORATION:JOHN D. AND CATHERINE T. MACARTHUR FOUNDATION140 SOUTH DEARBORN STREET, SUITE 1200, CHICAGO, IL 60603-5285EMPLOYER IDENTIFICATION NUMBER 23-7093598PART I - OVERPAYMENT CREDITS, ESTIMATED TAX PAYMENTS AND TAX DEPOSITSCOMMON PARENT CORPORATION, EIN 23-7093598PORTION OF OVERPAYMENT CREDITS AND ESTIMATED TAX PAYMENT -- $11,057,119HARTSEL RANCH CORPORATION EIN-59-1010067MACARTHUR HOLDING A, INC. EIN-36-3884255MACARTHUR HOLDING B, INC. EIN-36-3950409 TOTAL TAX $11,057,119PART II - PRINCIPAL BUSINESS ACTIVITY - TITLE HOLDING COMPANY, VOTING STOCK INFORMATION, ETC.COMMON PARENT CORPORATION, JOHN D. AND CATHERINE T. MACARTHUR FOUNDATION, PBA CODE 813000SUBSIDIARY CORPORATION: HARTSEL RANCH CORPORATION, PBA CODE 531390, NO NONDIVIDEND DISTRIBUTIONS, 15 SHARES, 100% OF VOTING POWER, 100% OF VALUE OWNED BY COMMON PARENT CORP, JOHN D. AND CATHERINE T. MACARTHUR FOUNDATION. 2016 - DISTRIBUTION TO A DONOR ADVISED FUND PAGE 5, PART VII-A, LINE 12 IN 2016, THE FOUNDATION CONTRIBUTED $300,000 TO A DONOR-ADVISED FUND AT THE CHICAGO COMMUNITY FOUNDATION TO ALIGN CITYWIDE LEADERSHIP TO COORDINATE, ACTIVATE AND EXPAND DIGITAL ACCESS AND SKILLS DEVELOPMENT PROGRAMS THAT AIM TO ENABLE EVERY CHICAGOAN TO FULLY PARTICIPATE IN SOCIETY.THIS GRANT WAS TREATED AS A QUALIFYING DISTRIBUTION. SECTION 1.263(A)-1(F) DE MINIMIS SAFE HARBOR ELECTION TANGIBLE PERSONAL PROPERTY JOHN D. AND CATHERINE T. MACARTHUR FOUNDATIONEIN: 23-7093598HARTSEL RANCH CORPORATIONEIN: 59-1010067MACARTHUR HOLDING A, INC.EIN: 36-3884255MACARTHUR HOLDING B, INC.EIN: 36-3950409FOR THE TAXABLE YEAR BEGINNING JANUARY 1, 2016, THE ABOVE-LISTED TAXPAYERS HEREBY MAKE THE DE MINIMUS SAFE HARBOR ELECTION UNDER TREASURY REGULATION SECTION 1.263(A)-1(F). SUMMARY OF DIRECT CHARITABLE ACTIVITIES FORM 990-PF, PART IX-A, LINE 1 IN ADDITION TO MAKING GRANTS, THE FOUNDATION ENGAGES IN A VARIETY OF OTHER CHARITABLE ACTIVITIES USING DIFFERENT TOOLS, STRATEGIES AND APPROACHES TO ACHIEVE ITS PHILANTHROPIC MISSION. THESE TOOLS, ACTIVITIES AND STRATEGIES INCLUDE: CONTRACTS, IMPACT INVESTMENTS, CONVENING MEETINGS AND CONFERENCES WITH A VARIETY OF PARTICIPANTS, COMMUNICATING WHAT IT AND ITS GRANTEES HAVE LEARNED THROUGH EVALUATIONS AND ASSESSMENTS AND OTHER RESEARCH, PROVIDING ADVICE TO OTHER DONORS AND CHARITABLE ORGANIZATIONS, ORGANIZING A PRO BONO LEGAL NETWORK TO PROVIDE FREE LEGAL SERVICES TO ITS GRANTEES AND SERVING ON THE BOARDS, ADVISORY COMMITTEES OR TASK FORCES OF OTHER CHARITABLE ORGANIZATIONS TO ADVANCE THEIR MISSION.FOR EXAMPLE, IN AREAS SUCH AS ITS SAFETY AND JUSTICE CHALLENGE IN ITS CRIMINAL JUSTICE PROGRAM, NUCLEAR CHALLENGES PROGRAM, ITS PROGRAM WORK IN CHICAGO, AND JOURNALISM AND MEDIA, THE FOUNDATION CONVENES MEETINGS FOR ITS GRANTEES AND OTHERS IN THE FIELD TO SHARE KNOWLEDGE AND RESEARCH ON WHAT IT AND ITS GRANTEES HAVE LEARNED.THROUGH ITS MACARTHUR ADVISORY SERVICES INITIATIVE, THE FOUNDATION PROVIDES COUNSEL AND ADVICE, FREE OF CHARGE, TO OTHER DONORS REGARDING A WIDE VARIETY OF ISSUES TO HELP THESE DONORS BE MORE EFFECTIVE IN ACCOMPLISHING THEIR CHARITABLE PURPOSES. MACARTHUR STAFF ALSO SERVE ON THE BOARDS, ADVISORY COMMITTEES AND TASK FORCES OF A HOST OF CHARITABLE ORGANIZATIONS TO FURTHER CHARITABLE PURPOSES. REPRESENTATIVE ORGANIZATIONS INCLUDE: THE COUNCIL ON FOUNDATIONS, FOREFRONT, FOUNDATION FINANCIAL OFFICERS GROUP, THE TECHNICAL ASSISTANCE GROUP, AND GRANTEES SUCH AS SECURITY COUNCIL REPORT, COALITION FOR PUBLIC SAFETY, THE UGANDA FUND, ASIAN AMERICANS IN PHILANTHROPY, HISPANICS IN PHILANTHROPY, COMMUNICATIONS NETWORK, AND CHICAGO AFRICAN AMERICANS IN PHILANTHROPY.IN ADDITION, THROUGH ITS 100&CHANGE INITIATIVE, THE FOUNDATION IS ACTIVELY SEEKING TO CONNECT DONORS TO CHARITABLE ORGANIZATIONS IN A VARIETY OF FIELDS WHO HAVE IDENTIFIED POTENTIAL SOLUTIONS TO SOCIAL PROBLEMS IN THE UNITED STATES AND THROUGHOUT THE WORLD AND WHO NEED ADDITIONAL PHILANTHROPIC CAPITAL TO BRING THE SOLUTIONS TO SCALE.FOUNDATION STAFF ALSO REGULARLY SPEAK AT CONFERENCES AND PUBLISH PAPERS ON A WIDE RANGE OF ISSUES IMPORTANT TO THE FIELD OF PHILANTHROPY AND TO SHARE THEIR KNOWLEDGE IN AREAS OF IMPACT INVESTING, LEGAL ISSUES, CRIMINAL JUSTICE, AND MANY OF THE OTHER AREAS IN WHICH THE FOUNDATION WORKS. THE COSTS OF THESE ACTIVITIES CONSTITUTE CHARITABLE NON-GRANT EXPENDITURES RELATED TO THE FOUNDATION'S EXEMPT PURPOSE AND ARE REPORTED IN PART I. ATRIUM IX 0% DUE 02-28-2024 547500 547500 CARLYLE HI YIELD SR 2006-8A CL N 0 DUE 05-21-2021 24000 24000 CMO FNMA PREASSIGN 00726 7% DUE 02-25-2044 REG 589948 589948 CMO VENDEE MTG TR 2008-1 GTD REMIC VAR RT CL B DUE 03-15-2025 REG 160033 160033 ING IM CLO 2013-2 0% DUE 04-25-2025 953485 953485 MADISON PK FDG XII 0% DUE 07-20-2026 790000 790000 PVTPL AIMCO CLO SER 2014-A SR SECD NT CLE FLTG 144A 3C7 VAR RT DUE 07-20-202 889998 889998 PVTPL ATLAS SR LN FD V LTD SR SECD DEFERNT CL E FLTG RATE DUE 07-16-2026 884256 884256 PVTPL ATLAS SR LN FD VI LTD SER 2014-6A CLS E FLTG 10-15-2026 715220 715220 PVTPL ATRIUM XI SR SECD DEFERRABLE NT CLE 3C7 VAR RT DUE 10-23-2025 786689 786689 PVTPL AVERY PT IV CLO LTD SR 2014-1A CL E VAR RT 04-25-2026 BEO 860037 860037 PVTPL BABSON CLO LTD 2013-II SR SECD DEFERRABLE NT CL D 144A 3C7 01-18-2025 1857678 1857678 PVTPL BABSON MID-MARKET CLO LTD SER 2007-2A CL INC FLTG RT 04-15-2021 55250 55250 PVTPL BLUEMOUNTAIN CLO 2013-1 LTD CL D-R FLTG RATE DUE 01-20-2029 BEO 1059944 1059944 PVTPL CARLYLE GLOBAL MKT STRA CLO 2013-4SR SECD NT CL E VAR RT DUE 10-15-202 940290 940290 PVTPL CARLYLE GLOBAL MKT STRATEGIES CLO 2015-5 SECD NT CL D FLTG DUE 01-20-2 1477513 1477513 PVTPL CARLYLE GLOBAL MKT STRATEGIES SER 2014-3 CL D-1 FLTG 07-27-2026 953123 953123 PVTPL CENT CLO 23 LTD SECD DEFERRABLE NTCL D FLTG 144A VAR RT DUE 04-17-2026 458808 458808 PVTPL CENTURION CDO 8 LTD SUB NT 144A 3C7 VAR RT DUE 03-08-2017 REG 11646 11646 PVTPL CENTURION CDO 9 LTD SER 2005-9A CL NOTE 0 00 DUE 07-17-2019 6000 6000 PVTPL CMO CARLYLE GLOBAL MKT STRATEGIES CLO 15-4A CL D FLTG 10-20-2027 486782 486782 PVTPL CMO CENT CLO 24 LTD SER 15-24A CL D2 FLTG RT DUE 10-15-2026 495247 495247 PVTPL CMO PINNACLE PARK CLO LTD SER 2014-1A CLASS E VAR RT DUE 04-15-26 BEO 925580 925580 PVTPL DRYDEN 30 SR LN FD/DRYDEN 30 SR LN FD JR SECD DEFERRABLE NT 11-15-2025 1189927 1189927 PVTPL DRYDEN 31 SR LN FD SR 2014-31A CL E VAR RT 04-18-2026 BEO 890595 890595 PVTPL DRYDEN SENIOR LOAN FUND SER 14-36A CL ER FLTG DUE 01-15-2028 BEO 634224 634224 PVTPL EATON VANCE CDO LTD SR 2014-1A CL INC 0 07-15-2026 BEO 510000 510000 PVTPL GOLDENTREE LN OPPORTUNITIES VIII LTD MEZZANINE DEFERRABLE NT 04-19-202 1381173 1381173 PVTPL HILLMARK FDG LTD SUB NT 3C7 0 DUE 05-21-2021 BEO 30000 30000 PVTPL ING IM CLO 2013-3 LTD DEFERRABLE NT CL D 144A VAR RT DUE 01-18-2026 BE 463876 463876 PVTPL ING INVT MGMT CLO IV LTD NT CL D FLTG RT 2007-4A 06-14-2022 250727 250727 PVTPL LCM XIII LTD INC NT 3C7 FLT VAR RT DUE 01-19-2023 BEO 561290 561290 PVTPL LCM XVI L P / LCM XVI LLC FLTG RT SER 16A CL E DUE 07-15-2026 455909 455909 PVTPL MADISON PK FDG XVIII LTD SR SECD NT DEFERRABLE NT E-1 144A10-21-2026 469512 469512 PVTPL MADISON PK FDG XXI LTD SUB NT 144A3C7 VAR RT DUE 07-25-2029 BEO 980000 980000 PVTPL MAGNETITE XII LTD DEFERRABLE MEZZ NT CL E FLTG 144A VAR RT DUE 04-15-2 456687 456687 PVTPL MAGNETITE XV LTD SER 2015-15A CL E 144A FLTG R 10-25-2027 502292 502292 PVTPL OHA CR PARTNERS LTD SER 12-7A CLS ER FLTG RT 11-20-2027 1195715 1195715 PVTPL OHA CR PARTNERS X LTD JR SR 2014-10A CL E 3C7 FLTG RATE 07-20-2026 1365084 1365084 PVTPL OHA CR PARTNERS X LTD SUB NT 144A 3C7 0% DUE 07-20-2026 BEO 300000 300000 PVTPL OHA CR PARTNERS XIII LTD JR SECD SER 16-13A CL E 144A FLTG 01-21-2030 613018 613018 PVTPL OHA CR PARTNERS XIII LTD SUB NT 144A 3C7 VAR RT DUE 01-21-2030 BEO 250000 250000 PVTPL SCOF-2 LTD DEFERRABLE MEZZANINE NTCL E 144A VAR RT DUE 01-15-2028 BEO 753063 753063 PVTPL SILVERADO CLO 2006-II LTD SECD CL D FLTG RT DUE 10-16-2020 BEO 341298 341298 PVTPL THACHER PK CLO LTD SR SECD DEFERRABLE NT CL E-1 144A 3C7 10-20-2026 461284 461284 PVTPL THL CR WIND RIV 2015-1 CLO LTD SER 15-1A CL E-2 FLTG 07-20-2027 489793 489793 PVTPL TRYON PK CLO LTD SER 2013-1A CL D FLTG RT 07-15-2025 458300 458300 PVTPL VOYA CLO 2014-2 LTD DEFERRABLE NT CL D FLTG 144A VAR RT DUE 07-17-2026 1133523 1133523 PVTPL VOYA CLO 2015-3 LTD JR SECD DEFER NT CL D-2 VAR RT DUE 10-20-2027 BEO 916542 916542 RACE PT VIII CLO VAR RT 5.07859992981 DUE 02-20-2025 443900 443900 VALE S.A. VAR DEB SUB PERP BRL1000 15900 15900 2U INC COM 178970 178970 ABBVIE INC COM USD0.01 1210946 1210946 ACCELERON PHARMA INC COM 106418 106418 ADR JD COM INC SPONSORED ADR REPSTG COM CL A 192810 192810 ADR VIPSHOP HLDGS LTD SPONSORED ADR 267433 267433 ALEUTIAN FUND, LTD. 49946141 49946141 AQR ABSOLUTE RETURN OFFSHORE FUND 63257721 63257721 AQR RISK BALANCED REINSURANCE FUND LTD. 9226981 9226981 AQR STYLE PREMIA FUND, L.P. 31700972 31700972 ASHOKA OFFSHORE FUND 43810244 43810244 ASIA NO. 1 PROPERTY FUND LIMITED 116878 116878 BARRACUDA NETWORKS INC COM 401084 401084 BIL LTD 60246000 60246000 BLACKROCK (EX-BGI) FIXED INCOME GLOBAL ALPHA FUND 55693121 55693121 BLACKROCK EMERGING MARKETS ALPHA ADVANTAGE FUND LTD. 41157683 41157683 BLACKSTONE DISTRESSED SECURITIES OFFSHORE FUND LTD 19211 19211 BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. 48220070 48220070 BRIDGEWATER PURE ALPHA FUND II, LTD. 232762266 232762266 CAPEVIEW STRATEGIC FUND 41418120 41418120 CAPSTONE VOL. OFFSHORE, LTD. 43338792 43338792 CHAPELGATE CREDIT OPPORTUNITY FUND LIMITED 53253525 53253525 CITADEL KENSINGTON GLOBAL STRAT FUND LTD 73244868 73244868 CLEARANCE RE EQUITY FUND 33879538 33879538 DAIMLER AG COM 32522 32522 DYNEGY INC NEW DEL COM 8 8 ELEMENT CAPITAL FEEDER FUND LIMITED 87695504 87695504 ELLIS LAKE OFFSHORE FUND, LTD. 1148280 1148280 ENCOMPASS CAPITAL FUND OFFSHORE LTD. 62458697 62458697 ENGIE COMMON STOCK 7 7 EPL1 UNIT TRUST 69571575 69571575 FACEBOOK INC CL A CL A 2329302 2329302 GAOLING FEEDER, LTD. 98741960 98741960 GLAUKOS CORP COM 668987 668987 GLG CRAVE 32467882 32467882 GOLDENTREE CREDIT OPPORTUNITIES, LTD. 32892485 32892485 GOLDENTREE OFFSHORE FUND II, LTD. 1020114 1020114 GRATICULE ASIA MACRO FUND LTD. 27615356 27615356 HAMPSHIRE PARTNERS REIT VI, INC. 1047437 1047437 HAMPSHIRE PARTNERS REIT VII, INC. 5623381 5623381 HAMPSHIRE PARTNERS REIT VIII, INC. 3832269 3832269 HARBOURVEST GLOBAL PRIVATE EQUITY ORD NPV 5926290 5926290 HITCHWOOD CAPITAL FUND 54022669 54022669 HUBSPOT INC COM 1333531 1333531 HUTENSKY CAPITAL REIT I, LP 2884531 2884531 KINTBURY EQUITY FUND 20626783 20626783 LANDMARK REAL ESTATE FUND 2297183 2297183 LIBERTY HARBOR NATURAL RESOURCES FUND OFFSHORE, L.P. 443226 443226 LSV U.S. LARGE CAP LONG / SHORT FUND, LP 67739072 67739072 MARATHON EUROPEAN EQUITY FUND 88526409 88526409 MILLENNIUM INTERNATIONAL, LTD. 186577229 186577229 MINDBODY INC COM CL A COM CL A 117917 117917 NAPIER PARK EUROPEAN CREDIT GLOBAL FEEDER LTD 29025129 29025129 NEW HORIZON OPPORTUNITIES FUND 20861806 20861806 NIMBLE STORAGE INC COM 46451 46451 NIPUN ASIA TOTAL RETURN OFFSHORE FUND 26280606 26280606 OI SA PRF NPV 64 64 ORCHARD LANDMARK LIMITED 34133788 34133788 OZ OVERSEAS FUND, LTD. 957947 957947 PALO ALTO NETWORKS INC COM USD0.0001 699030 699030 PAYCOM SOFTWARE INC COM 166857 166857 PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. 36471313 36471313 PVTPL CENTURION CDO VII LTD PREF SHS 144A 3C7 3375 3375 RADCLIFFE BDC DEBT FUND 32811000 32811000 RADCLIFFE INTERNATIONAL ULTRA SHORT DURATION FUND 110465847 110465847 SANDSTONE CAPITAL INDIA OFFSHORE FUND LIMITED 2587153 2587153 SANSAR CAPITAL, LTD. 112542 112542 SCHF USTE, L.P. 75595351 75595351 SECURE PROPERTY DEVELOPMENT & INVESTMENT LTD. 103806 103806 SECURIS I FUND 62066569 62066569 SEER CAPITAL PARTNERS OFFSHORE FUND LTD. 26391721 26391721 SGAM/4D GLOBAL ENERGY DEVELOP. CAPITAL FD II PLC 3586353 3586353 SHOPIFY INC 796653 796653 SHUTTERSTOCK INC COM 432480 432480 SIT ALPHA III BOND FUND, LTD. 24065561 24065561 SKI TIME SQUARE LIMITED 61911878 61911878 SPINNAKER CAPITAL PACNET 5311 5311 SYMPHONY CLO XI PREF SHS 144A 3C7 612503 612503 TENNENBAUM SPECIAL VALUE OPPORTUNITIES FUND, LLC 4206144 4206144 THE CHILDREN'S INVESTMENT FUND 65505000 65505000 THIRD POINT OFFSHORE FUND, LTD. 32227772 32227772 THS KINGSWAY- FRONTIER 26647219 26647219 TOPWATER PARTNERS FUND 30584492 30584492 TOR ASIA CREDIT FUND 43075794 43075794 TT LONG/SHORT FOCUS FUND FEEDER SEGREGATED PORTFOLIO 46342594 46342594 TWITTER INC COM 306424 306424 TWO SIGMA ABSOLUTE RETURN ENHANCED CAYMAN FUND, LTD. 75889307 75889307 TWO SIGMA RISK PREMIUM ENHANCED, LTD. 52762637 52762637 TWO SIGMA SPECTRUM CAYMAN FUND, LTD. 54791860 54791860 VANGUARD INTL SEMI TWD10 14107 14107 VARADERO INTERNATIONAL, LTD. 26401783 26401783 VISIUM GLOBAL OFFSHORE FUND, LTD. 186783 186783 VR GLOBAL OFFSHORE FUND LTD 44855114 44855114 WATERFRONT CP OFFSHORE 57656454 57656454 WINTON FUTURES FUND LTD 74664234 74664234 WORKDAY INC CL A COM USD0.001 2251158 2251158 ZENDESK INC COM 228833 228833 ZP OFFSHORE ENERGY FUND LTD 25094918 25094918 ZP OFFSHORE UTILITY FUND LTD 25320362 25320362 105089747 105089747 0 0 LAND 16200 0 16200 16200 BUILDING 851993 307803 544190 544190 IMPROVEMENTS 1826073 746629 1079444 1079444 FURNITURE, FIXTURES & EQUIPMENT 314065 197546 116519 116519 COMPUTER SOFTWARE 438337 438337 0 0 COMPUTER EQUIPMENT 568244 548425 19819 19819 83NORTH III LIMITED PARTNERSHIP FMV 3644010 3644010 ABRIS CEE MID-MARKET FUND, L.P. FMV 2630922 2630922 ACADIAN ALL COUNTRY WORLD EX US LONG-SHORT FUND FMV 47388788 47388788 ADVENT LATIN AMERICAN PRIVATE EQUITY FUND IV-F, LP FMV 4183250 4183250 AETOS CAPITAL ASIA T.E. II, LTD. FMV 1157003 1157003 AG ASIA REALTY HOLDINGS, LP FMV 8015144 8015144 AG CORE PLUS REALTY FUND, L.P. FMV 48812 48812 AG EUROPE REALTY HOLDINGS, L.P. FMV 9731802 9731802 AG PRIVATE EQUITY PARTNERS III, L.P. FMV 300095 300095 AG REALTY FUND IX, L.P. FMV 7285852 7285852 AG REALTY FUND VI, L.P. FMV 240161 240161 AG REALTY FUND VII (TE), L.P. FMV 2927912 2927912 AG REALTY FUND VIII, L.P. FMV 3312142 3312142 AMERICAN INDUSTRIAL PARTNERS CAPITAL FUND II, LP FMV 74247 74247 APAX EUROPE V - A, LP FMV 34966 34966 APAX EUROPE VI - A, L.P. FMV 2003908 2003908 ARC CANADIAN ENERGY VENTURE FUND 3 FMV 201297 201297 ARC CANADIAN ENERGY VENTURE FUND 4 FMV 1131164 1131164 ARC ENERGY FUND 5 UNITED STATES L.P. FMV 17823850 17823850 ARC ENERGY FUND 7 UNITED STATES L.P. FMV 5275702 5275702 ARC ENERGY FUND 8 FMV 7757534 7757534 ASHMORE GLOBAL SPECIAL SITUATIONS FUND 2 L.P. FMV 1232171 1232171 ASHMORE GLOBAL SPECIAL SITUATIONS FUND 3 L.P. FMV 1194302 1194302 ASHMORE GLOBAL SPECIAL SITUATIONS FUND 4 L.P. FMV 1134114 1134114 AUDAX PRIVATE EQUITY FUND II, L.P. FMV 407635 407635 AUDAX PRIVATE EQUITY FUND III, L.P. FMV 5069577 5069577 AUDAX PRIVATE EQUITY FUND IV, L.P. FMV 5588802 5588802 AUDAX PRIVATE EQUITY V, L.P. FMV 1619471 1619471 AUGUST CAPITAL III, LP FMV 1280613 1280613 AUGUST CAPITAL IV, L.P. FMV 2443457 2443457 AVENUE ASIA SPECIAL SITUATIONS FUND IV, L.P. FMV 1832440 1832440 AVENUE EUROPE SPECIAL SITUATIONS FUND II (U.S.),L.P. FMV 3981181 3981181 AVENUE SPECIAL SITUATIONS FUND IV, L.P. FMV 198380 198380 AVENUE SPECIAL SITUATIONS FUND V, L.P. FMV 65287 65287 BALMORAL SPECIAL SITUATIONS FUND II L.P. FMV 6612225 6612225 BARING VOSTOK PRIVATE EQUITY FUND IV FMV 8968814 8968814 BARING VOSTOK PRIVATE EQUITY FUND V FMV 3692472 3692472 BERTRAM GROWTH CAPITAL I, L.P. FMV 7507876 7507876 BERTRAM GROWTH CAPITAL II, L.P. FMV 2994959 2994959 BESSEMER VENTURE PARTNERS VII INSTITUTIONAL L.P. FMV 13947029 13947029 BESSEMER VENTURE PARTNERS VIII INSTITUTIONAL L.P. FMV 8928386 8928386 BLACKROCK MULTI-ALTERNATIVE OPPORTUNITIES FUND (B), L.P. FMV 807709 807709 BLUE VISTA REAL ESTATE PARTNERS IV, L.P. FMV 6175071 6175071 BLUE WATERENERGY FUND I-A, L.P. FMV 8768233 8768233 BPG - BERWIND PROPERTY GROUP INVESTMENT PTN V, LP FMV 515000 515000 BPG - BERWIND PROPERTY GROUP INVESTMENT PTN VI, LP FMV 1101000 1101000 BRICKMAN REAL ESTATE FUND I, L.P. FMV 554936 554936 BRICKMAN REAL ESTATE FUND III, L.P. FMV 36554 36554 BRIDGEPOINT EUROPE II "G", L.P. FMV 189010 189010 BRUCKMANN, ROSSER, SHERRILL & CO., II, LP FMV 1011916 1011916 CAMCOR ENERGY FUND VI-C LP FMV 2106783 2106783 CAMCOR ENERGY FUND VII-B LP FMV 4047695 4047695 CANAAN EQUITY II, LP FMV 715066 715066 CANAAN EQUITY III, LP FMV 667216 667216 CATALYST FUND II L.P. FMV 44649097 44649097 CATALYST FUND II PARALLEL L.P. FMV 12792381 12792381 CATALYST FUND III L.P. FMV 11844124 11844124 CATALYST FUND LIMITED PARTNERSHIP IV FMV 10784967 10784967 CATALYST FUND LIMITED PARTNERSHIP V FMV 6068229 6068229 CB HEALTHCARE FUND II, LP FMV 88361 88361 CCG INVESTMENTS, LLC FMV 2173687 2173687 CDH CHINA FUND III FEEDER, L.P. FMV 7736882 7736882 CDH CHINA GROWTH CAPITAL FUND II, L.P. FMV 4556160 4556160 CDH SUPPLEMENTARY FUND III FEEDER, L.P. FMV 2884625 2884625 CDH VENTURE PARTNERS II, L.P. FMV 9211693 9211693 CDH VENTURE PARTNERS, L.P. FMV 3864024 3864024 CDS/STS ICE_MSCSUS SELL PROTECTION ON CDX NAHYS27V1 5Y 12-20-2021 2I65BRNE6 FMV 17491666 17491666 CDS/STS ICE_MSCSUS SELL PROTECTION ON CDX NAIGS27V1 5Y 12-20-2021 2I65BYDL6 FMV 3056110 3056110 CENTERBRIDGE CAPITAL PARTNERS III, LP FMV 4576295 4576295 CENTERBRIDGE CAPITAL PARTNERS, L.P. FMV 7359356 7359356 CENTERBRIDGE CREDIT PARTNERS TE, L.P. FMV 25071768 25071768 CENTURY BRIDGE CAYMAN CRE FUND, L.P. FMV 3796639 3796639 CHANNEL MEDICAL PARTNERS, LP FMV 686413 686413 CHICAGO GROWTH PARTNERS II, LP FMV 4471869 4471869 CHICAGO GROWTH PARTNERS, LP FMV 1071914 1071914 CHINA CAR PARKS INVESTMENT FUND FMV 7794670 7794670 CHRYSCAPITAL MANAGEMENT COMPANY IV, LLC FMV 2596 2596 CHRYSCAPITAL MANAGEMENT COMPANY V, LLC FMV 3019548 3019548 CHRYSCAPITAL MANAGEMENT COMPANY VI, LLC FMV 8872996 8872996 CLOUD APPS CAPITAL PARTNERS, L.P. FMV 3189929 3189929 COMMONFUND CAPITAL INTERNATIONAL PTNS IV, LP FMV 1319567 1319567 COMMONFUND CAPITAL INTERNATIONAL PTNS V, LP FMV 2619870 2619870 COMMONFUND CAPITAL INTERNATIONAL PTNS VI, LP FMV 5182960 5182960 COMMONFUND CAPITAL NEW LEADERS II, LP FMV 1585888 1585888 COMPASS CHICAGO PARTNERS, LP FMV 336554 336554 CRIMSON ASIA CAPITAL LTD, L.P. FMV 425092 425092 CROW HOLDINGS REALTY PARTNERS IV-A, L.P. FMV 1609025 1609025 CROW HOLDINGS REALTY PARTNERS VI-A, L.P. FMV 8495388 8495388 DELPHI VENTURES VI, L.P. FMV 1168937 1168937 DELPHI VENTURES VII, L.P. FMV 4677061 4677061 DELPHI VENTURES VIII, L.P. FMV 7120223 7120223 DRA GROWTH AND INCOME FUND V CO-INVEST, LLC FMV 18974 18974 DRA GROWTH AND INCOME FUND V, LLC FMV 1351100 1351100 ENCAP ENERGY CAPITAL FUND IX, L.P. FMV 13094356 13094356 ENCAP ENERGY CAPITAL FUND V, L.P. FMV 269403 269403 ENCAP ENERGY CAPITAL FUND VI, L.P. FMV 1770435 1770435 ENCAP ENERGY CAPITAL FUND VII-B, L.P. FMV 3774831 3774831 ENCAP ENERGY CAPITAL FUND VIII CO-INVESTORS B, L.P FMV 3084987 3084987 ENCAP ENERGY CAPITAL FUND VIII-B, L.P. FMV 7041264 7041264 ENCAP ENERGY CAPITAL FUND X, L.P. FMV 7570243 7570243 ENCAP FLATROCK MIDSTREAM FUND II, L.P. FMV 3832697 3832697 ENCAP FLATROCK MIDSTREAM FUND III, L.P. FMV 5242276 5242276 ENDLESS FUND IV, L.P. FMV 5911439 5911439 ENDOWMENT VENTURE PARTNERS V, LP FMV 1722288 1722288 ENERGY & MINERALS GROUP FUND II, L.P. FMV 20237056 20237056 ENERVEST ENERGY INSTITUTIONAL FUND IX & NPI, L.P. FMV 29907510 29907510 ENERVEST ENERGY INSTITUTIONAL FUND X-B, L.P. FMV 7466676 7466676 ENERVEST ENERGY INSTITUTIONAL FUND XI-B, L.P. FMV 14505854 14505854 ENERVEST ENERGY INSTITUTIONAL FUND XII-C, L.P. FMV 1114962 1114962 ENERVEST ENERGY INSTITUTIONAL FUND XIII-C, L.P. FMV 1686722 1686722 ENR PARTNERS LP FMV 8875370 8875370 EUROPA EMERGING EUROPE FUND, L.P. FMV 4016619 4016619 EUROPA FUND II LIMITED PARTNERSHIP FMV 2358131 2358131 EUROPA FUND III LIMITED PARTNERSHIP FMV 4567729 4567729 EXCEL MEDICAL FUND, L.P. FMV 4044062 4044062 FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P. FMV 6784972 6784972 FIRST RESERVE FUND X, L.P. FMV 86411 86411 FIRST RESERVE FUND XI, L.P. FMV 3390861 3390861 FIVE MILE CAPITAL PARTNERS II LP FMV 5901075 5901075 FIVE MILE CAPITAL STRUCTURED INCOME FUND LP FMV 2513784 2513784 FLEXPOINT FUND II, L.P. FMV 7324740 7324740 FLEXPOINT FUND III, L.P. FMV 1418356 1418356 FLEXPOINT SPECIAL ASSET FUND, L.P. FMV 540192 540192 FORTRESS CREDIT OPPORTUNITIES FUND (B), L.P. FMV 10656489 10656489 FORTRESS CREDIT OPPORTUNITIES FUND II (B), L.P. FMV 2591386 2591386 FORTRESS CREDIT OPPORTUNITIES FUND III (B), L.P. FMV 16905885 16905885 FORTRESS CREDIT OPPORTUNITIES FUND IV (B), L.P. FMV 8615608 8615608 FOUNDATION CAPITAL III, LP FMV 36987 36987 FOUNDATION CAPITAL IV, LP FMV 2888438 2888438 FOUNDATION CAPITAL LEADERSHIP FUND, LP FMV 121946 121946 FOUNDATION CAPITAL V, L.P. FMV 4723827 4723827 FOUNDATION CAPITAL VI, L.P. FMV 3329290 3329290 FOURTH CINVEN FUND (UBTI) LIMITED PARTNERSHIP FMV 1668893 1668893 FRANCISCO PARTNERS, LP FMV 291634 291634 FRAZIER HEALTHCARE IV, LP FMV 472504 472504 FRAZIER HEALTHCARE V, L.P. FMV 2768298 2768298 FRAZIER HEALTHCARE VI, L.P. FMV 4969012 4969012 FRAZIER LIFE SCIENCES VIII, L.P. FMV 987363 987363 FRIEDMAN, FLEISCHER & LOWE CAPITAL PARTNERS IV, L.P. FMV 5346504 5346504 FRIEDMAN, FLEISCHER & LOWE CAPITAL PTNS II, LP FMV 4561045 4561045 FRIEDMAN, FLEISCHER & LOWE CAPITAL PTNS III, LP FMV 7696851 7696851 FRIEDMAN, FLEISCHER & LOWE CAPITAL PTNS, LP FMV 3571976 3571976 FUT PUT FEB 17 US 2YR T-NOTE 1082 FMV 6875 6875 GABRIEL VENTURE PARTNERS II, LP FMV 2760335 2760335 GGV CAPITAL VI, L.P. FMV 600000 600000 GGV DISCOVERY I, L.P. FMV 526478 526478 GKC CREDIT OPPORTUNITIES FUND LP FMV 11252614 11252614 GLOBAL EMERGING MARKETS FORESTRY PARTNERS, L.P. FMV 205267 205267 GOF FEEDER A, LP FMV 14832844 14832844 GOLDEN GATE CAPITAL INVESTMENT ANNEX FUND II, L.P. FMV 156700 156700 GOLDEN GATE CAPITAL INVESTMENT FUND II A, L.P. FMV 1706481 1706481 GOLDEN GATE CAPITAL INVESTMENT FUND II, L.P. FMV 4054524 4054524 GOLDEN GATE CAPITAL OPPORTUNITY FUND, L.P. FMV 27711811 27711811 GOLDENTREE DISTRESSED DEBT FUND (CAYMAN) LP FMV 11749368 11749368 GOLDENTREE DISTRESSED FUND 2014 (CAYMAN) LP FMV 7434847 7434847 GREAT HILL EQUITY PARTNERS III, L.P. FMV 955411 955411 GREENFIELD ACQUISITION PARTNERS II, LP FMV 12853 12853 GREYLOCK ISRAEL II LIMITED PARTNERSHIP FMV 2679968 2679968 GREYLOCK ISRAEL LIMITED PARTNERSHIP FMV 13729598 13729598 GREYLOCK XI, LP FMV 787701 787701 GREYLOCK XII, LP FMV 17444406 17444406 GREYLOCK XIII, LP FMV 14558426 14558426 GREYLOCK XIV, LP FMV 7516587 7516587 GTCR FUND IX / A, L.P. FMV 785388 785388 GTCR FUND VIII, L.P. FMV 538140 538140 GTCR FUND XI, L.P. FMV 5684545 5684545 GTIS BRAZIL FUND II (CAYMAN), LP FMV 2666268 2666268 HARBOURVEST INTERNATIONAL PE PTNS III - DIR FD, LP FMV 130720 130720 HARBOURVEST INTERNATIONAL PE PTNS III - PTN FD, LP FMV 170608 170608 HELLMAN & FRIEDMAN CAPITAL PTNS V, LP FMV 101673 101673 HELLMAN & FRIEDMAN CAPITAL PTNS VI, L.P. FMV 3529136 3529136 HEMISFERIO SUL INVESTIMENTOS FUND IV, L.P. FMV 1897335 1897335 HILLHOUSE FUND II FMV 9676878 9676878 HILLHOUSE FUND III, L.P. FMV 780053 780053 HOUSATONIC EQUITY INVESTORS IV, L.P. FMV 13858457 13858457 HOUSATONIC EQUITY INVESTORS V, L.P. FMV 5042933 5042933 HRI FUND, L.L.C FMV 209824 209824 HSI HIGH YIELD CREDIT I FMV 13308060 13308060 HUTENSKY CAPITAL PARTNERS III, L.P. FMV 5506571 5506571 INDEX VENTURES GROWTH I (JERSEY), L.P. FMV 12912642 12912642 INDEX VENTURES GROWTH II (JERSEY), L.P. FMV 3265495 3265495 INDEX VENTURES GROWTH III, L.P. FMV 2274875 2274875 INDEX VENTURES III (DELAWARE), L.P. FMV 4825308 4825308 INDEX VENTURES IV (JERSEY), L.P. FMV 5728624 5728624 INDEX VENTURES V (JERSEY), L.P. FMV 1892368 1892368 INDEX VENTURES VII (JERSEY), L.P. FMV 4033374 4033374 INDEX VENTURES VIII, L.P. FMV 832031 832031 INDUSTRIAL GROWTH PARTNERS III, L.P. FMV 161897 161897 INDUSTRIAL GROWTH PARTNERS IV, L.P. FMV 8806167 8806167 INDUSTRIAL GROWTH PARTNERS V, L.P. FMV 1185682 1185682 INFLEXION BUYOUT FUND IV, L.P. FMV 3395904 3395904 INFLEXION ENTERPRISE FUND IV, L.P. FMV 18435 18435 INFLEXION PARTNERSHIP CAPITAL FUND I, L.P. FMV 1865384 1865384 INFLEXION SUPPLEMENTAL FUND IV, L.P. FMV 623356 623356 INSIGHT VENTURE PARTNERS IV, L.P. FMV 561724 561724 INSIGHT VENTURE PARTNERS V, L.P. FMV 4772953 4772953 INSIGHT VENTURE PARTNERS VI, L.P. FMV 9333981 9333981 INTERNATIONAL PRIVATE EQUITY PARTNERS III, LP FMV 879114 879114 JENSEN RUSSIAN REAL ESTATE FUND II, L.P. FMV 4696458 4696458 KEROGEN ENERGY FUND B, L.P. FMV 19295820 19295820 KEROGEN ENERGY FUND II B, L.P. FMV 8615767 8615767 KLA / MERVYNS REALTY ASSOCIATES FMV 51053 51053 KPCB CHINA FUND, L.P. FMV 3967309 3967309 LASALLE ASIA OPPORTUNITY INVESTORS II L.P. FMV 258682 258682 LBA REALTY FUND II, INC. FMV 17007221 17007221 LBA REALTY FUND, INC. FMV 1019867 1019867 LOWE HOSPITALITY INVESTMENT PARTNERS, LLC FMV 56659 56659 LUBERT ADLER REAL ESTATE FUND III, L.P. FMV 118612 118612 MADISON DEARBORN CAPITAL PTNS IV, L.P. FMV 931255 931255 MADISON DEARBORN CAPITAL PTNS V-A, L.P. FMV 1966799 1966799 MALACHITE CAPITAL PARTNERS LP FMV 30979708 30979708 MAP 2003, L.P. FMV 10812712 10812712 MAP 2004, L.P. FMV 9075262 9075262 MAP 2012, L.P. FMV 6180605 6180605 MAP 2015, L.P. FMV 4411359 4411359 MARLIN EQUITY II, L.P. FMV 5243899 5243899 MARLIN EQUITY IV, L.P. FMV 3020931 3020931 MARLIN EQUITY, L.P. FMV 1395652 1395652 MARLIN HERITAGE, L.P. FMV 4699745 4699745 MARQUETTE BUILDING FMV 25523593 25523593 MATRIX CHINA IV, L.P. FMV 1041550 1041550 MATRIX PARTNERS IX, L.P. FMV 6219969 6219969 MATRIX PARTNERS VII, L.P. FMV 670518 670518 MATRIX PARTNERS VIII, L.P. FMV 10872818 10872818 MATRIX PARTNERS X, L.P. FMV 3110453 3110453 MAVERON EQUITY PARTNERS III, L.P. FMV 6367379 6367379 MAVERON EQUITY PARTNERS IV, L.P. FMV 4003975 4003975 MAVERON EQUITY PARTNERS V, L.P. FMV 3849266 3849266 MAVERON EQUITY PARTNERS VI, L.P. FMV 477043 477043 MERCED PARTNERS IV, L.P. FMV 28380510 28380510 MERIT ENERGY PARTNERS - D II, LLP FMV 10935509 10935509 MHR INSTITUTIONAL PARTNERS II - A, L.P. FMV 12990719 12990719 MHR INSTITUTIONAL PARTNERS III, L.P. FMV 13741492 13741492 MHRM, L.P. FMV 10491079 10491079 MOHR DAVIDOW VENTURES VI, LP FMV 553884 553884 MOHR DAVIDOW VENTURES VII, LP FMV 1786582 1786582 MOHR DAVIDOW VENTURES VIII, LP FMV 2629148 2629148 MOSAIC VENTURES I LP FMV 1297266 1297266 MOUNT KELLETT CAPITAL PARTNERS (CAYMAN) II, L.P. FMV 5985732 5985732 NATURAL GAS PARTNERS IX, L.P. FMV 2981135 2981135 NATURAL GAS PARTNERS VIII, L.P. FMV 511457 511457 NEUBERGER BERMAN PRINCIPAL STRATEGIES FMV 50771983 50771983 NGP MIDSTREAM & RESOURCES, L.P. FMV 16594696 16594696 NGP NATURAL RESOURCES X, L.P. FMV 4568650 4568650 NGP NATURAL RESOURCES XI, L.P. FMV 7385928 7385928 NIAM NORDIC INVESTMENT FUND V, L.P. FMV 4333918 4333918 NIAM NORDIC INVESTMENT FUND VI, L.P. FMV 4454245 4454245 NORTHERN LIGHT VENTURE FUND II, L.P. FMV 18313036 18313036 NORTHERN LIGHT VENTURE FUND III, L.P. FMV 9202585 9202585 NORTHERN LIGHT VENTURE FUND IV, L.P. FMV 3468551 3468551 NORTHERN LIGHT VENTURE FUND, L.P. FMV 9587349 9587349 NUMERIC EMERGING MARKETS ALPHA FUND LP FMV 49539162 49539162 OCM MEZZANINE FUND, LP FMV 1300 1300 OCM OPPORTUNITIES FUND III, LP FMV 306836 306836 OCM PRINCIPAL OPPORTUNITIES FUND II, LP FMV 24340 24340 OCM PRINCIPAL OPPORTUNITIES FUND III, LP FMV 445659 445659 OF III INVESTORS LIMITED PARTNERSHIP FMV 851661 851661 OF IV INVESTORS LP FMV 2887808 2887808 OHA EUROPEAN STRATEGIC CREDIT FUND (OFFSHORE), L.P FMV 4934819 4934819 ORION FUND II INVESTORS, L.P. FMV 390781 390781 PAG ASIA SPECIAL SITUATIONS II FEEDER FUND L.P. FMV 3967399 3967399 PALADIN REALTY BRAZIL INVESTORS III (US-A), L.P. FMV 3724367 3724367 PALADIN REALTY LATIN AMERICA INVESTORS II, L.P. FMV 5804291 5804291 PARTHENON INVESTORS II, L.P. FMV 345728 345728 PARTHENON INVESTORS III, L.P. FMV 8088802 8088802 PARTHENON INVESTORS IV, L.P. FMV 6764416 6764416 PHOENIX ASIA REAL ESTATE INVESTMENTS V(A), L.P. FMV 4391061 4391061 POST CAPITAL EQUITY PARTNERS III, L.P. FMV 514566 514566 PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND II, LP FMV 1934061 1934061 PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND III, LP FMV 6196933 6196933 PROQUEST INVESTMENTS II, L.P. FMV 8815 8815 PROQUEST INVESTMENTS III, L.P. FMV 1632449 1632449 PROQUEST INVESTMENTS IV, L.P. FMV 10648685 10648685 PROSPERITAS REAL ESTATE PARTNERS II, L.P. FMV 7318602 7318602 PROSPERITAS REAL ESTATE PARTNERS III, L.P. FMV 1098550 1098550 RCG LONGVIEW II, L.P. FMV 3546434 3546434 REAL ESTATE CAPITAL ASIA PARTNERS II TE L.P. FMV 29196 29196 REAL ESTATE CAPITAL ASIA PARTNERS III TE, L.P. FMV 3287121 3287121 REAL ESTATE CAPITAL ASIA PARTNERS IV T.E. L.P. FMV 5984996 5984996 REALTY ASSOCIATES FUND VII CORPORATION, LP FMV 63919 63919 REALTY ASSOCIATES FUND VIII CORPORATION, LP FMV 7620762 7620762 REALTY FINANCIAL PARTNERS V, LP FMV 217154 217154 RED FORT INDIA REAL ESTATE II, LLC FMV 2981115 2981115 RESOURCE CAPITAL FUND IV L.P. FMV 4036574 4036574 RESOURCE CAPITAL FUND V L.P. FMV 2627497 2627497 RESOURCE CAPITAL FUND VI L.P. FMV 14127195 14127195 RESOURCE LAND FUND III, LLC FMV 9192488 9192488 RIDGEWOOD ENERGY BLUEWATER OIL FUND II, LLC FMV 6994944 6994944 RIDGEWOOD ENERGY GULF OF MEXICO OIL & GAS FUND, L.P. FMV 15523973 15523973 RIDGEWOOD ENERGY OIL & GAS FUND II, L.P. FMV 9904023 9904023 RIDGEWOOD ENERGY OIL & GAS FUND III, L.P. FMV 1513775 1513775 ROCKBRIDGE FUND II BLOCKER, INC. FMV 251781 251781 ROCKBRIDGE HOSPITALITY FUND VI, L.P. FMV 9597868 9597868 ROCKBRIDGE REAL ESTATE FUND III, LLC FMV 12894039 12894039 ROCKBRIDGE REAL ESTATE FUND, L.L.C. FMV 154301 154301 ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND V, LP FMV 406748 406748 ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND VI, LP FMV 1410956 1410956 ROSEWOOD CAPITAL FUND IV, LP FMV 208203 208203 SAIF PARTNERS III L.P. FMV 24800194 24800194 SAWHF (CAYMAN) I L.P. FMV 11143206 11143206 SB ASIA INVESTMENT FUND II L.P. FMV 11233925 11233925 SCHF CIF, L.P. CIF 2014-A FMV 5924975 5924975 SCHF CIF, LP 2016-A SERIES FMV 4341295 4341295 SCM DFW LAKES SIDECAR, LLC FMV 2473027 2473027 SEACREST ENERGY PARTNERS II LP FMV 6283495 6283495 SEQUEL LIMITED PARTNERSHIP III, LP FMV 492427 492427 SEQUOIA CAPITAL CHINA GROWTH 2010 FMV 1837565 1837565 SEQUOIA CAPITAL CHINA GROWTH FUND I, L.P. FMV 4705598 4705598 SEQUOIA CAPITAL CHINA GROWTH FUND III, L.P. FMV 8759482 8759482 SEQUOIA CAPITAL CHINA GROWTH IV, L.P. FMV 1653781 1653781 SEQUOIA CAPITAL CHINA I, L.P. FMV 5917734 5917734 SEQUOIA CAPITAL CHINA II, L.P. FMV 6399833 6399833 SEQUOIA CAPITAL CHINA VENTURE 2010, L.P. FMV 2093106 2093106 SEQUOIA CAPITAL CHINA VENTURE FUND IV, L.P. FMV 2831882 2831882 SEQUOIA CAPITAL CHINA VENTURE FUND V, L.P. FMV 4295334 4295334 SEQUOIA CAPITAL CHINA VENTURE VI, L.P. FMV 387154 387154 SEQUOIA CAPITAL GLOBAL GROWTH FUND, L.P. FMV 4377945 4377945 SEQUOIA CAPITAL GLOBAL GROWTH II, L.P. FMV 975102 975102 SEQUOIA CAPITAL GROWTH FUND III, L.P. FMV 2538083 2538083 SEQUOIA CAPITAL HERITAGE FUND 2015 CO-INVESTMENT FUND FMV 5211726 5211726 SEQUOIA CAPITAL INDIA GROWTH FUND I, L.P. FMV 2231244 2231244 SEQUOIA CAPITAL INDIA GROWTH FUND II, L.P. FMV 7323329 7323329 SEQUOIA CAPITAL INDIA III, LTD. FMV 2971411 2971411 SEQUOIA CAPITAL INDIA IV, LTD. FMV 7655422 7655422 SEQUOIA CAPITAL INDIA V, LTD. FMV 1687865 1687865 SEQUOIA CAPITAL U.S. GROWTH FUND IV, L.P. FMV 9099949 9099949 SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. FMV 6939680 6939680 SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. FMV 6367572 6367572 SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. FMV 1131050 1131050 SEQUOIA CAPITAL U.S. VENTURE 2010, L.P. FMV 4839336 4839336 SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. FMV 6861730 6861730 SEQUOIA CAPITAL U.S. VENTURE XV, L.P. FMV 1081026 1081026 SEQUOIA CAPITAL XII, A DELAWARE, L.P. FMV 24117717 24117717 SHORELINE CHINA VALUE I, L.P. FMV 338664 338664 SHORELINE CHINA VALUE II, L.P. FMV 17103280 17103280 SHORELINE CHINA VALUE III, L.P. FMV 13943617 13943617 SHORELINE III CO-INVESTMENT, L.P. FMV 7111622 7111622 SIERRA VENTURES IX, L.P. FMV 2786364 2786364 SIERRA VENTURES VIII -A, L.P. FMV 788983 788983 SK CAPITAL PARTNERS IV, L.P. FMV 2680378 2680378 SOVEREIGN CAPITAL I 'B' FMV 37146 37146 STAR ASIA JAPAN SPECIAL SITUATIONS II, L.P. FMV 10857946 10857946 STAR ASIA JAPAN SPECIAL SITUATIONS III, L.P. FMV 5345950 5345950 TCI REAL ESTATE PARTNERS FUND II LP FMV 2339365 2339365 TENNENBAUM OPPORTUNITIES FUND V, LLC FMV 4945126 4945126 THE ENERGY & MINERALS GROUP FUND III, LP FMV 10919306 10919306 THE FIFTH CINVEN FUND US (NO.5) LP FMV 5241447 5241447 THE THIRD CINVEN FUND US (NO.5) LP FMV 106264 106264 THIRD ROCK VENTURES, L.P. FMV 5846127 5846127 THREE ARCH CAPITAL LP FMV 702945 702945 THREE ARCH PARTNERS III, L.P. FMV 189844 189844 THREE ARCH PARTNERS IV, L.P. FMV 2579285 2579285 TIMBERVEST PARTNERS II, L.P. FMV 9167193 9167193 TIMBERVEST PARTNERS, L.P. FMV 5670353 5670353 TOTAL RTN 10-31-2017 EUK527233 FMV 154554 154554 TOTAL RTN USD 1M/ BARCGB33 10-31-2017 EDR00899300NY FMV 179197 179197 TOTAL RTN USD 1M/ CHASUS33 10-31-2017 105602995 FMV 1632219 1632219 TOTAL RTN USD 1M/ DEUTGB2L 06-30-2017 EUK524664 FMV 3794746 3794746 TOTAL RTN USD 1M/ DEUTGB2L 10-31-2017 EUK527231 FMV 1713211 1713211 TOTAL RTN USD 1M/ DEUTGB2L 10-31-2017 EUK527234 FMV 4018365 4018365 TOTAL RTN USD 1M/ DEUTGB2L 11-30-2017 EUK527875 FMV 7571 7571 TOTAL RTN USD 1M/ DEUTUS33 12-30-2016 EUK518041 FMV 2570706 2570706 TOTAL RTN USD 1M/ DEUTZAJX 08-31-2017 EUK526030 FMV 839974 839974 TOTAL RTN USD 1M/ GSILGB2X 10-31-2017 SDB3293570231 FMV 639080 639080 TOTAL RTN USD CHASUS33 05-31-2017 104067110 FMV 375720 375720 TOTAL RTN USD CHASUS33 09-29-2017 105365553 FMV 66341 66341 TOTAL RTN USD DEUTCATT 09-29-2017 EUK526738 FMV 3172330 3172330 TOTAL RTN USD DEUTCATT 09-29-2017 EUK526739 FMV 578233 578233 TOTAL RTN USD DEUTCATT 09-29-2017 EUS619088 FMV 345143 345143 TOTAL RTN USD DEUTGB2L 04-28-2017 EUK522543 FMV 1232844 1232844 TOTAL RTN USD DEUTGB2L 05-31-2017 EUK523766 FMV 8862274 8862274 TOTAL RTN USD DEUTUS33 12-30-2016 EUK518040 FMV 1530025 1530025 TOTALRTN 02-28-2017 SDB3219936805 FMV 283443 283443 TOTALRTN 11-30-2017 SDB3765276230 FMV 1970323 1970323 TOTALRTN EUR 3M PRGSGB21 31/03/2017 EA31985KIM FMV 1343134 1343134 TOTALRTN USD 1M BARCGB5G 12-30-2016 EDR611111EU FMV 3109269 3109269 TOTALRTN USD 1M BNPADEFF 10-31-2017 EA33695KIM FMV 2914136 2914136 TOTALRTN USD 1M BNPADEFF 11-30-2017 EA37953KIM FMV 177648 177648 TOTALRTN USD 1M BNPAUS3CINT 08-31-2017 EA33344KIM FMV 511124 511124 TOTALRTN USD 1M DEUTZAJX 08-31-2017 EUS618815 FMV 21329 21329 TOTALRTN USD 1M GSILGB2X 02-28-2017 SDB4182344717 FMV 121318 121318 TOTALRTN USD 1M GSILGB2X 06-30-2017 SDB4184134773 FMV 993144 993144 TOTALRTN USD 1M GSILGB2X 08-31-2017 SDB3292510358 FMV 268896 268896 TOTALRTN USD 1M GSILGB2X 11-30-2017 SDB3294168551 FMV 140233 140233 TOTALRTN USD 3M BNPAFRPP 01-31-2017 EA31112KIM FMV 6381285 6381285 TOTALRTN USD 3M BNPAUS3N 02-28-2017 EA31671KIM FMV 3818174 3818174 TOTALRTN USD 3M DEUTUS33 01-31-2017 EUK519256 FMV 1040202 1040202 TOTALRTN USD 3M GSCMUS33 01-31-2017 SDB4181888022 FMV 8612585 8612585 TOTALRTN USD 3M GSILGB2X 01-31-2017 SDB4181891248 FMV 2191249 2191249 TOTALRTN USD 3M GSILGB2X 01-31-2017 SDB4181891295 FMV 18207 18207 TOTALRTN USD 3M GSILGB2X 02-28-2017 SDB4182337535 FMV 4957661 4957661 TOTALRTN USD BARCGB33 08-31-2017 EDR00851102EU FMV 43588 43588 TOTALRTN USD CHASUS33 04-28-2017 201907710 FMV 230945 230945 TOTALRTN USD DEUTGB2L 05-31-2017 990351520 FMV 214711 214711 TOTALRTN USD DEUTUS33 06-02-2017 1021710744-1 FMV 301939 301939 TRIDENT CAPITAL FUND V, L.P. FMV 1143752 1143752 TRIDENT CAPITAL FUND VI, L.P. FMV 4197178 4197178 TWIN HAVEN SPECIAL OPPORTUNITIES FUND II, L.P. FMV 453260 453260 TWIN HAVEN SPECIAL OPPORTUNITIES FUND III, L.P. FMV 1878960 1878960 TWIN HAVEN SPECIAL OPPORTUNITIES FUND IV, L.P. FMV 11383675 11383675 UNICORN PARTNERS FUND I, L.P. FMV 621415 621415 VALUE ACT CAPITAL PARTNERS, L.P. FMV 3123883 3123883 VAR SWP EUR DEUTGB2L 15/12/2017 FMV 1226752 1226752 VAR SWP EUR PAAEGB21 15/12/2017 FMV 1934324 1934324 VECTOR CAPITAL II, L.P. FMV 2381518 2381518 VECTOR CAPITAL III, L.P. FMV 4222125 4222125 VECTOR CAPITAL IV, L.P. FMV 5983325 5983325 VENROCK ASSOCIATES III, L.P. FMV 2297167 2297167 VENROCK ASSOCIATES IV, L.P. FMV 4400850 4400850 VENTURE LENDING AND LEASING III, LLC FMV 160524 160524 VENTURE LENDING AND LEASING IV, LLC FMV 686000 686000 VENTURE LENDING AND LEASING V, LLC FMV 2190450 2190450 VIP I A L.P. FMV 12891153 12891153 VIP II A L.P. FMV 10475122 10475122 WALTON STREET REAL ESTATE FUND III, L.P. FMV 92066 92066 WALTON STREET REAL ESTATE FUND IV, L.P. FMV 1046721 1046721 WALTON STREET REAL ESTATE FUND V, L.P. FMV 7629154 7629154 WATERTON RESIDENTIAL PROPERTY VENTURE XII, L.P. FMV 12982672 12982672 WELSH, CARSON, ANDERSON & STOWE IV, L.P. FMV 1160413 1160413 WELSH, CARSON, ANDERSON & STOWE X, L.P. FMV 1902814 1902814 WILLIAM BLAIR CAPITAL PARTNERS VII, Q.P. LP FMV 5961 5961 WILLIAM E. SIMON & SONS REALTY PARTNERS, L.P. FMV 1134846 1134846 WLR RECOVERY FUND III, L.P. FMV 3156670 3156670 CHICAGO CONDOMINIUM 695764 160560 535204 NYC CONDOMINIUM 340000 287692 52308 ARCHBOLD EXPEDITIONS/BUCK ISLAND RANCH 8966010 0 8966010 LAND - MARQUETTE 99150 0 99150 BUILDING - MARQUETTE 6847888 2671982 4175906 IMPROVEMENTS 15548154 7741715 7806439 FURNITURE, FIXTURES & EQUIPMENT 2486920 1695414 791506 COMPUTER SOFTWARE 3943616 3935890 7726 COMPUTER EQUIPMENT 3605977 3459929 146048 INVESTMENT RELATED 300234 90302 0 PROGRAM RELATED 130909 0 106469 GENERAL LEGAL 39215 0 26159 H.I.G. BRAZIL & LATIN AMERICA PARTNERS, L.P. 0 -14768 -14768 KKR REVOLVING CREDIT PARTNERS L.P. -341768 -1568202 -1568202 LIABILITY FOR FUTURE PARTNERSHIP SALE -1800000 0 0 OTHER DEPOSITS 39214 PROGRAM RELATED INVESTMENTS 141032335 139770387 139770387 RECEIVABLE FROM PARTNERSHIP SALE 0 4342913 4342913 SOVEREIGN CAPITAL LIMITED PARTNERSHIP II 0 -27865 -27865 THE SIXTH CINVEN FUND 0 -61162 -61162 TOTAL RETURN SWAPS -45943015 -1566556 -1566556 COMMUNICATIONS 253266 28915 214338 INFORMATION TECHNOLOGY 1562293 372716 1133475 INSURANCE 248143 48485 199658 OTHER EXPENSES 591570 44507 541377 OUTSIDE SERVICES 461034 44619 407963 POSTAGE AND DELIVERY 61335 6858 50961 PROFESSIONAL DUES 145368 14090 131278 PUBLIC INFORMATION AND DISSEMINATION 375798 0 367166 SUPPLIES 184061 22958 160578 INCOME FROM PROGRAM-RELATED INVESTMENTS 2976199 2976199 2976199 ROYALTY INCOME 455323 455323 455323 OTHER INVESTMENT PORTFOLIO INCOME OR (LOSS) 139450220 137300544 139450220 CHANGE IN UNREALIZED GAIN / LOSS 117881629 ACCRUED POST-RETIREMENT BENEFITS 46136964 53291391 FEDERAL EXCISE TAXES ON INVESTMENT INCOME - DEFERRED PAYABLE 7407577 10571220 SECURITY DEPOSITS - MARQUETTE 355377 347123 INVESTMENT RESEARCH SERVICES 433700 433700 0 PROFESSIONAL SERVICES - OTHER CONSULTANTS 1267139 301055 895420 PROFESSIONAL SERVICES - INFORMATION TECHNOLOGY 3061244 789683 2130107 PROFESSIONAL SERVICES - PROGRAM EVALUATION 3586138 0 3385906 PROFESSIONAL SERVICES - PROGRAM SUPPORT 4989496 0 4853656 REAL ESTATE TAXES 37632 0 37632 AFFORDABLE CARE ACT TAXES 1159 232 927 CURRENT STATE INCOME TAX PROVISION 709406 0 0 CURRENT FEDERAL EXCISE TAX PROVISION 2655541 0 0 CURRENT FEDERAL INCOME TAX PROVISION 191000 0 0 HOUSING PARTNERSHIP EQUITY TRUST LLC ONE WASHINGTON MALL 12TH FLOOR BOSTON MA 02108 800870654 DISTRIBUTIONS OF INCOME AND RETURN OF CAPITAL FROM OUR PASSIVE INVESTMENT IN THIS ENTITY. 0 HRI FUND LLC 100 CONSTITUTION PLAZA 7TH FLOOR HARTFORD CT 061031703 010818590 DISTRIBUTIONS OF INCOME AND RETURN OF CAPITAL FROM OUR PASSIVE INVESTMENT IN THIS ENTITY. 0 1224231 CAPEVIEW AZRI STRATEGIC FUND 78 SIR JOHN ROGERSONS QUAY DUBLIN EI 000000000 CAPITAL CONTRIBUTION TO OUR PASSIVE INVESTMENT IN THIS ENTITY. 40000000 LANDMARK REAL ESTATE FUND 645 MADISON NEW YORK NY 10022 980562180 CAPITAL CONTRIBUTION TO OUR PASSIVE INVESTMENT IN THIS ENTITY. 408684 NEUBERGER BERMAN PRINCIPAL STRATEGIES UGLAND HOUSE SOUTH CHURCH ST GRAND CAYMAN CJ KY1-1104 981305029 CAPITAL CONTRIBUTION TO OUR PASSIVE INVESTMENT IN THIS ENTITY. 50000000 90408684