2017-11-15T18:59:24-06:00 2016-12-31 680000424 BFBA LLP 83 SCRIPPS DRIVE STE 210 SACRAMENTO CA 95825 990 2016-01-01 951461050 CALIFORNIA MANUFACTURERS AND TECHNOLOGY ASSOCIATION CALI 9164983350 1115 ELEVENTH STREET SACRAMENTO CA 95814 JOHN DICARO VICE PRESIDENT 9164983350 2017-11-15 1 PATRICIA A FAITH P00294123 9169240800 66.60.157.181 2017-11-15 13:53:39 PS P 575F7E523F09C6C89390B235E9E632164F73187F 1AA28666A4DBAB456E5C12F89D677486F13BFFF5 2016 2018-03-14 21:41:22Z DOROTHY ROTHROCK 1115 ELEVENTH STREET SACRAMENTO CA 95814 2248417 0 X WWW.CMTA.NET X 1918 CA SEE SCHEDULE O 37 37 11 0 41400 0 329300 351168 1674639 1498440 4383 4923 281282 285306 2289604 2139837 0 0 0 0 1201173 1100257 0 0 0 1033615 1229517 2234788 2329774 54816 -189937 1838132 1528883 628710 517871 1209422 1011012 X TO MAKE IT POSSIBLE FOR MANUFACTURERS AND TECHNOLOGY-BASED INDUSTRIES IN CALIFORNIA, WITHIN THE FRAMEWORK OF THE REASONABLE AND EQUITABLE LAWS, REGULATIONS, AND ENVIRONMENTAL RESTRAINTS, TO PROSPER AND EXPAND BY PROMOTING AND MAINTAINING A FAVORABLE, COMPETITIVE BUSINESS CLIMATE. 0 0 GOVERNMENT RELATIONS: THE ORGANIZATION UTILIZES EXPERTS TO REVIEW, ANALYZE, COMMENT AND INTERPRET REASONABLE AND EQUITABLE LAWS, REGULATIONS, AND ENVIRONMENTAL RESTRAINTS TO PROMOTE AND MAINTAIN A FAVORABLE, COMPETITIVE BUSINESS CLIMATE FOR THEIR MEMBERS IN THE STATE OF CALIFORNIA. RESTRICTED FUNDS: THE ORGANIZATION MAINTAINS A NUMBER OF RESTRICTED FUNDS INCLUDING:1.) ENERGY FUND: FOR PROFESSIONAL SERVICES RENDERED IN CONNECTION WITH UTILITY RATE NEGOTIATIONS.2.) AB32 IMPLEMENTATION GROUP: OVERSEE IMPLEMENTATION OF THE REGULATIONS REQUIRED UNDER ASSEMBLY BILL 32 TO CONTROL GREENHOUSE EMISSIONS.3.) RELEVANCE IN EDUCATION AND LEARNING GROUP: PROVIDE A MORE WELL-ROUNDED EDUCATION FOR STUDENTS THROUGH RIGOROUS ACADEMIC AND VOCATIONAL AND TECHNICAL COURSES.4.) SOUTHERN CALIFORNIA AIR QUALITY ALLIANCE (SCAQA): PROMOTE AND LOBBY FOR AIR QUALITY.5.) HEXAVALENT CHROMIUM (CHROME VI) FUND: TO LOBBY AND PRESENT EXPERT TESTIMONY AGAINST ONEROUS AND UNATTAINABLE DRINKING WATER STANDARDS.6.) WORKER'S COMPENSATION (WC) AND HUMAN RESOURCES (HR) LEGAL FUNDS: FOR LEGAL ANALYSIS, AMICUS CURIAE BRIEFS, AND OTHER LEGAL SERVICES DEEMED APPROPRIATE BY THE FUNDS STEERING COMMITTEES.7.) SOUTHERN CALIFORNIA EDISON (SCE) GRANT: FOR CONSULTING SERVICES RELATED TO THE COLLECTION AND DISSEMINATION OF SUCCESSFUL EMISSION CONTROL PROJECTS RESEARCHED BY THE AEROSPACE INDUSTRY.8.) LEGAL ACTION FUND: TO INVESTIGATE JUDICIAL DECISIONS OF CONCERN TO MANUFACTURERS. MEETINGS: THE ORGANIZATION SPONSORS AND CONDUCTS NUMEROUS MEETINGS, CONFERENCES, AND SEMINARS WHICH COVERED ISSUES OF INTEREST TO MEMBERS. APPROXIMATELY 800 MEMBERS SERVED. 0 1 0 1 0 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 10 0 1 11 1 1 1 0 0 0 1 1 0 X 37 37 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X DIANA STURM 9164415420 1115 ELEVENTH STREET SACRAMENTO CA 95814 MELISSA AMELUZEN BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES HALLORAN BOARD MEMBER 1.00 0.00 X 0 0 0 CALLI DALY BOARD MEMBER 1.00 0.00 X 0 0 0 ALLISON BARNETT BOARD MEMBER 1.00 0.00 X 0 0 0 CHRISTOPHER BOLLINGER BOARD MEMBER 1.00 0.00 X 0 0 0 CRAIG BROWN BOARD MEMBER 1.00 0.00 X 0 0 0 BILL DEVINE BOARD MEMBER 1.00 0.00 X 0 0 0 LARA DIAZ DUNBAR BOARD MEMBER 1.00 0.00 X 0 0 0 DENNIS DUBARD BOARD MEMBER 1.00 0.00 X 0 0 0 SCOTT FOLWARKOW BOARD MEMBER 1.00 0.00 X 0 0 0 DONNA GEHLHAART BOARD MEMBER 1.00 0.00 X 0 0 0 ROSS GOOD BOARD MEMBER 1.00 0.00 X 0 0 0 BRETT GUGE BOARD MEMBER 1.00 0.00 X 0 0 0 JOERG HEIDRICH BOARD MEMBER 1.00 0.00 X 0 0 0 DAN HOWLE BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL JACKSON BOARD MEMBER 1.00 0.00 X 0 0 0 PAMELA KAN BOARD MEMBER 1.00 0.00 X 0 0 0 DONNA KAYLOR BOARD MEMBER 1.00 0.00 X 0 0 0 STEPHEN KONIG BOARD MEMBER 1.00 0.00 X 0 0 0 GEORGE KUNST BOARD MEMBER 1.00 0.00 X 0 0 0 HAL LENOX BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID LIGH BOARD MEMBER 1.00 0.00 X 0 0 0 ERIC MCAFEE BOARD MEMBER 1.00 0.00 X 0 0 0 RALPH MORAN BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID MORRIS BOARD MEMBER 1.00 0.00 X 0 0 0 SARA O'NEIL-BOUTON BOARD MEMBER 1.00 0.00 X 0 0 0 KATHY PROCIDA BOARD MEMBER 1.00 0.00 X 0 0 0 STEVEN REGIS BOARD MEMBER 1.00 0.00 X 0 0 0 KC BISHOP BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID SPROSS BOARD MEMBER 1.00 0.00 X 0 0 0 DANIEL STEEN BOARD MEMBER 1.00 0.00 X 0 0 0 JENNIFER STOLL BOARD MEMBER 1.00 0.00 X 0 0 0 NEIL BEUP BOARD MEMBER 1.00 0.00 X 0 0 0 RICK VAN NIEUWBURG BOARD MEMBER 1.00 0.00 X 0 0 0 BALAJI VENKATARAMAN BOARD MEMBER 1.00 0.00 X 0 0 0 JONATHAN WILLIAMS BOARD MEMBER 1.00 0.00 X 0 0 0 CHRIS VLAUTIN BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL SHAW VICE PRESIDENT 40.00 0.00 X 154008 0 22161 DOROTHY ROTHROCK PRESIDENT 40.00 0.00 X 260000 0 21449 JOHN DICARO VICE PRESIDENT 20.00 20.00 X 0 137001 16178 NICOLE S RICE LEAD LOBBYIST 40.00 0.00 X 102285 0 4991 516293 137001 64779 3 0 1 0 0 322800 28368 351168 MEMBERSHIP SUPPORT 561000 1176231 1176231 RESTRICTED FUNDS SUPPO 561000 312223 312223 MEETINGS & EVENTS 561000 9986 9986 1498440 8503 8503 279641 0 279641 279641 41400 238241 50000 55000 53156 55424 -3156 -424 -3580 -3580 WEBSITE REVENUE 561000 5665 5665 5665 2139837 1493377 41400 253892 457617 482758 27814 71166 60902 15000 301294 13706 142020 55591 7788 446763 16033 11386 20438 18130 CHROME PROGAM EXPENSES 160793 DUES & SUBSCRIPTIONS 12133 FOOD & ENTERTAINMENT 4314 PERSONAL PROPERTY TAXES 2393 1735 2329774 409515 204957 88666 61528 14746 2261 141507 85392 67623 56115 246509 287600 -223526 -243461 1234599 1159883 1838132 1528883 42763 21832 473263 402655 112684 93384 628710 517871 X 944158 757968 265264 253044 1209422 1011012 1838132 1528883 X -189937 9031 -17504 X 0 1 X 1 1 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 1821240 1001803 1001803 1001803 123937 68937 55000 17570 16455 1115 56115 DUE FROM AFFILIATES 1089772 PREPAID EXPENSES 66951 CONSTRUCTION IN PROGRESS 3160 1159883 ACCRUED VACATION 93384 93384 1968141 9031 -19935 -10904 1979045 160793 160793 2139838 2166551 0 2166551 163224 163224 2329775 PART XI, LINE 2D - OTHER ADJUSTMENTS: EQUITY INCOME OF SUBSIDIARY -19,935. PART XI, LINE 4B - OTHER ADJUSTMENTS: CHROME REVENUE 160,793. PART XII, LINE 4B - OTHER ADJUSTMENTS: CHROME EXPENSES 160,793. DEPRECIATION ADJUSTMENT 2,431. X X X 0 0 0 MICHAEL SHAW VICE PRESIDENT 134008 0 20000 0 0 0 7750 0 14411 0 176169 0 0 0 DOROTHY ROTHROCK PRESIDENT 200000 0 60000 0 0 0 10000 0 11449 0 281449 0 0 60000 JOHN DICARO VICE PRESIDENT 0 107001 0 30000 0 0 0 7000 0 9178 0 153179 0 0 FORM 990, PART I LINE 1 - ORGANIZATION MISSION TO MAKE IT POSSIBLE FOR MANUFACTURERS AND TECHNOLOGY-BASED INDUSTRIES IN CALIFORNIA, WITHIN THE FRAMEWORK OF THE REASONABLE AND EQUITABLE LAWS, REGULATIONS, AND ENVIRONMENTAL RESTRAINTS, TO PROSPER AND EXPAND, BY PROMOTING AND MAINTAINING A FAVORABLE, COMPETITIVE BUSINESS CLIMATE. FORM 990, PART VI, SECTION A, LINE 6 LINE 6 EXPLANATION - STATUTORY MEMBERSHIP WITH VOTING RIGHTS AVAILABLE TO MANUFACTURERS, PROCESSORS AND TECHNOLOGY BASED ON INDUSTRIES WHO SUBSCRIBE TO THE PRINCIPLES OF THE ASSOCIATION AND WHO CARRY ON OPERATIONS WITHIN THE STATE, AND RESEARCH AND DEVELOPMENT COMPANIES HAVING FACILITIES WITHIN THE STATE, WHO LIKEWISE SUBSCRIBE TO ALL PRINCIPLES OF THE ASSOCIATION AND WHOSE INTERESTS ARE COMPATIBLE WITH CALIFORNIA MANUFACTUERES. ANY ELIGIBLE PARTY SHALL BECOME A MEMBER ON APPROVAL OF THE MEMBERSHIP APPLICATION BY PRESIDENT OR THE EXECUTIVE COMMITTEE AND PAYMENT OF DUES UNDER SECTION 5 OF THIS ARTICLE. NON-VOTING HONORARY LIFE AND ASSOCIATE MEMBERSHIP IS AVAILABLE TO ORGANIZATIONS NOT QUALIFYING FOR STATUTORY MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7A LINE 7A EXPLANATION - SUBJECT TO THE BYLAWS, THE MEMBERS SHALL HAVE THE RIGHT TO VOTE, AS SET FORTH IN THESE BYLAWS, ON THE ELECTION OF DIRECTORS. THE ANNUAL ELECTION OF DIRECTORS SHALL BE CONDUCTED BY WRITTEN BALLOT. FORM 990, PART VI, SECTION A, LINE 7B LINE 7B EXPLANATION - CHANGES TO ARTICLES OF INCORPORATION AND BYLAWS ARE SUBJECT TO APPROVAL. FORM 990, PART VI, SECTION B, LINE 11B LINE 11B EXPLANATION - FORM 990 PROVIDED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS PRIOR TO FILING FOR REVIEW AND APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES MUST AVOID SITUATIONS INVOLVING ACTUAL OR POTENTIAL CONFLICTS OF INTEREST. PERSONAL OR ROMANTIC INVOLVEMENT WITH A COMPETITOR, SUPPLIER, OR SUBORDINATE EMPLOYEE OF CMTA, CAN IMPAIR AN EMPLOYEE'S ABILITY TO EXERCISE GOOD JUDGMENT ON BEHALF OF THE COMPANY AND CAN CREATE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST. SUPERVISOR-SUBORDINATE ROMANTIC OR PERSONAL RELATIONS CAN ALSO LEAD TO SUPERVISORY PROBLEMS, POSSIBLE CLAIMS OF SEXUAL HARASSMENT, AND MORALE PROBLEMS. AN EMPLOYEE INVOLVED IN ANY OF THE TYPES OF RELATIONSHIPS OR SITUATIONS DESCRIBED IN THIS POLICY SHOULD IMMEDIATELY AND FULLY DISCLOSE THE RELEVANT CIRCUMSTANCES TO HIS OR HER IMMEDIATE SUPERVISOR, OR ANY OTHER APPROPRIATE SUPERVISOR, FOR A DETERMINATION ABOUT WHETHER A POTENTIAL OR ACTUAL CONFLICT EXISTS. IF AN ACTUAL OR POTENTIAL CONFLICT IS DETERMINED, CMTA MAY TAKE WHATEVER CORRECTIVE ACTION APPEARS APPROPRIATE ACCORDING TO THE CIRCUMSTANCES. FAILURE TO DISCLOSE FACTS SHALL CONSTITUTE GROUNDS FOR DISCIPLINARY ACTION. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS INCLUDES THE USE OF COMPARABILITY DATA AND BOARD DELIBERATION AND APPROVAL (WITHOUT CONTEMPORANEOUS DOCUMENTATION - EXECUTIVE SESSION ONLY). SALARY SURVEY PERFORMED WITH INDEPENDENT INPUT; ANNUAL PARTICIPATION IN SURVEYS OF COUNCIL OF STATE MANUFACTURERS (COSMA). ANNUALLY, THE DIRECTOR AND THE PRESIDENT MAKE BONUS AND RAISE RECOMMENDATIONS TO THE BOARD, WHICH THEY DISCUSS. ANY INCREASES OR BONUS APPROVALS ARE IN WRITING AND DELIVERED BY THE CHAIRMAN OF THE BOARD. DECISIONS FOR THE TOP POSITIONS ARE DEALT WITH INDIVIDUALLY. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THEY ARE ALSO AVAILABLE AT THE MAIN OFFICE LOCATION DURING NORMAL BUSINESS HOURS. FORM 990, PART XI, LINE 9: EQUITY INCOME OF SUBSIDARY -19,935. DEPRECIATION ADJUSTMENT 2,431. SCH R, PART V,1K PERFORMANCE OF ADMINISTRATIVE DUTIES FOR CMTA SERVICE CORP: AS PART OF THE ADMINISTRATIVE FEE FUNCTION PROVIDED TO ITS SUBSIDIARY, CMTA ACCOUNTING STAFF PROCESSES ACCOUNTS PAYABLE FOR BOTH ENTITIES AND WHEN POSSIBLE CONSOLIDATES PAYMENTS TO VENDORS, CHARGING BACK THE SUBSIDIARY'S SHARE THROUGH AN INTER-FUND ACCOUNT. ALLOCATIONS OF EXPENSE TO THE SUBSIDIARY ARE VERIFIED PERIODICALLY BASED UPON ACTUAL EXPENSES (I.E. SQUARE FOOTAGE OCCUPIED, HOURS EXPENDED, ETC.) THE CHARGES/EXPENSES ARE ACTUAL COSTS; NO PROFIT FROM THESE TRANSACTIONS IS RECOGNIZED. CMTA SERVICE CORPORATION 1115 ELEVENTH STREET SACRAMENTO CA 95814 680088749 ADMINISTRATIVE SERVICES CA CA MANUF & TECH C 1049212 1013557 1.00000 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 CMTA SERVICE CORPORATION A 41400 ACTUAL AMOUNT CMTA SERVICE CORPORATION O 76590 ACTUAL AMOUNT