2017-11-29T09:27:48-06:00 2017-06-30 420714325 RSM US LLP 227 W FIRST ST STE 700 DULUTH MN 558021926 990 2016-07-01 411554455 NORTHLAND FOUNDATION NORT 2187234040 202 WEST SUPERIOR STREET NO 610 DULUTH MN 55802 TONY SERTICH PRESIDENT 2187234040 2017-11-21 1 JULIE BOYER P01278549 2187275025 69.174.87.172 2017-11-21 09:46:19 CS P C2FA9223C533CC77C020C9433D94AFB5279B52D8 D4838C49945D0150BA0CC64DB039A89FEC4FF5EC 2016 2017-02-10 21:41:12Z TONY SERTICH 202 WEST SUPERIOR STREET NO 610 DULUTH MN 55802 37739556 0 X WWW.NORTHLANDFDN.ORG X 1986 MN THE NORTHLAND FOUNDATION INVESTS IN PEOPLE AND COMMUNITIES TO SUPPORT A THRIVING NORTHEAST MINNESOTA. WE SERVE THE SEVEN COUNTIES OF NORTHEASTERN MN (AITKIN, CARLTON, COOK, KOOCHICHING, ITASCA, LAKE, AND ST. LOUIS) THROUGH GRANTS TO NONPROFITS, LOANS TO BUSINESSES, THE KIDS PLUS PROGRAM, OUR ASSISTED LIVING FACILITIES IN NE MN, AND OTHER SPECIAL INITIATIVES. 14 14 16 569 0 0 4745539 2547664 2483576 2693589 790431 118493 0 0 8019546 5359746 1527303 1433002 0 0 3059669 2977925 4500 27000 171381 3252988 2698292 7844460 7136219 175086 -1776473 83205460 86837599 15567391 13288529 67638069 73549070 X THE NORTHLAND FOUNDATION INVESTS IN PEOPLE AND COMMUNITIES TO SUPPORT A THRIVING NORTHEAST MINNESOTA. WE DO THIS THROUGH GRANTS TO NONPROFITS, LOANS TO BUSINESSES, THE KIDS PLUS PROGRAM, OUR ASSISTED LIVING FACILITIES IN NE MN, AND OTHER SPECIAL INITIATIVES. 0 0 2173699 2053340 WITH THE SUPPORT OF ITS BOARD OF TRUSTEES, THE NORTHLAND FOUNDATION LAUNCHED NORTHLAND ASSISTED LIVING IN 2006. A 20-UNIT RESIDENTIAL STYLE COMMUNITY FOR OLDER ADULTS, "NORTHLAND VILLAGE - MCGREGOR'S ASSISTED LIVING COMMUNITY", OPENED IN APRIL 2007 FOLLOWED BY BUHL, MN IN 2009 AND HOYT LAKES, MN IN 2011. THESE DEVELOPMENTS HAVE PROVIDED MUCH-NEEDED SENIOR HOUSING WITH SERVICES TO OLDER ADULTS IN UNDERSERVED AREAS AND CREATED QUALITY EMPLOYMENT OPPORTUNITIES. NORTHLAND DOES NOT DISCRIMINATE BETWEEN PRIVATE PAY RESIDENTS AND THOSE WHO NEED FINANCIAL ASSISTANCE. IN FISCAL YEAR 2017, NORTHLAND ASSISTED LIVING SERVED 69 RESIDENTS, RESULTING IN 18,277 RESIDENT DAYS, AND EMPLOYED 104 PEOPLE. 2032808 1410304 THE GRANT PROGRAM PROVIDES FINANCIAL AND TECHNICAL RESOURCES TO TAX-EXEMPT NONPROFITS AND PUBLIC ENTITIES INCLUDING SCHOOL DISTRICTS LOCATED IN AITKIN, CARLTON, COOK, ITASCA, KOOCHICHING, LAKE AND ST LOUIS COUNTIES WITHIN TWO PRIORITY AREAS: 1) CHILDREN, YOUTH AND FAMILIES; AND 2) OPPORTUNITIES FOR SELF-RELIANCE ACROSS GENERATIONS. THESE FUNDING PRIORITIES ARE ESTABLISHED AS A RESULT OF NEEDS ASSESSMENTS AND BROAD PUBLIC INPUT, AND ARE CONTINUALLY REFINED AS ECONOMIC AND SOCIAL CONDITIONS CHANGE WITHIN THE REGION. GRANT FUNDING FROM THE NORTHLAND FOUNDATION HAS ASSISTED INDIVIDUALS, FAMILIES, AND COMMUNITIES THROUGHOUT THE REGION TO GROW AND PROSPER. IN FISCAL YEAR 2017, NORTHLAND AWARDED 177 GRANTS TOTALING $1,410,304. 881265 22698 640249 SINCE 1988, THE NORTHLAND FOUNDATION'S BUSINESS FINANCE PROGRAM HAS OFFERED FLEXIBLE FINANCING OFTEN IN PARTNERSHIP WITH BANKS OR OTHER DEVELOPMENT LENDERS TO HELP BUSINESSES TO START UP OR EXPAND IN THE NORTHEASTERN MINNESOTA COUNTIES OF AITKIN, CARLTON, COOK, ITASCA, KOOCHICHING, LAKE, AND ST LOUIS. THE PROGRAM'S GOAL IS TO PROMOTE A SUSTAINABLE REGIONAL ECONOMY AND ASSIST BORROWERS TO RETAIN OR CREATE NEW, HIGH-QUALITY JOBS - A CRITICAL COMPONENT OF RURAL COMMUNITY VITALITY IN A REGION THAT STRUGGLES WITH HIGHER THAN AVERAGE UNEMPLOYMENT RATES. RECIPIENTS MAY BE FOR-PROFIT OR NONPROFIT ENTITIES. IN FISCAL YEAR 2016, NORTHLAND APPROVED 23 LOANS TOTALING $2,562,141 WHICH IN TURN HELPED LEVERAGE $15.9 MILLION IN ADDITIONAL INVESTMENTS AND HELPED CREATE OR SAVE 463 JOBS. IN FISCAL YEAR 2017, NORTHLAND AWARDED 9 BUSINESS RELATED GRANTS TOTALING $22,698. 822962 LAUNCHED BY THE NORTHLAND FOUNDATION IN 1990, THE GOAL OF THE KIDS PLUS PROGRAM IS TO IMPROVE THE WELL-BEING OF CHILDREN AND YOUTH IN NORTHEASTERN MINNESOTA. KIDS PLUS IS A FAMILY OF INITIATIVES DESIGNED TO SUPPORT CHILDREN FROM BIRTH TO ADULTHOOD. KIDS PLUS AREAS OF FOCUS INCLUDE: 1) TECHNICAL ASSISTANCE AND COMMUNITY PLANNING IN 55 SITES; 2) EARLY CARE AND EDUCATION INCLUDING COALITION DEVELOPMENT IN 11 SITES, AN INFANT AND EARLY CHILDHOOD MENTAL HEALTH INITIATIVE, AND PROGRAMMING TO HELP INCREASE ACCESS TO HIGH QUALITY CHILD CARE; 3) YOUTH LEADERSHIP AND PHILANTHROPY ENGAGING YOUTH AND ADULT MENTORS IN TRAINING AND IMPLEMENTATION OF YOUTH-LED SERVICE PROJECTS; 4) INTERGENERATIONAL PROGRAMMING IN 16 SITES INCLUDING THREE INDIAN RESERVATIONS SERVING 6,700 PEOPLE OF ALL AGES ANNUALLY; AND 5) TRAINING AND CONFERENCING PROVIDING 50 EDUCATION SESSIONS ON AN ARRAY OF CHILD AND YOUTH DEVELOPMENT TOPICS SERVING 1,805 PEOPLE ANNUALLY. 822962 5910734 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 24 0 1 16 1 0 0 0 0 0 0 0 0 0 0 X 14 14 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MN WI X HEATHER BROUSE 2187234040 202 WEST SUPERIOR STREET 610 DULUTH MN 55802 CINDY ANDERSON BINA BOARD MEMBER 2.00 X 0 0 0 LISA BODINE BOARD MEMBER 2.00 X 0 0 0 STEVE DOWNING BOARD CHAIR 3.00 X X 0 0 0 LYNN GOERDT BOARD MEMBER 2.00 X 0 0 0 VICTORIA HAGBERG BOARD MEMBER 2.00 X 0 0 0 JASON HOLLINDAY SECRETARY 2.00 X X 0 0 0 TRENT JANEZICH 1ST VICE CHAIR 2.00 X X 0 0 0 LISA KRUSE BOARD MEMBER 2.00 X 0 0 0 NEVADA LITTLEWOLF 2ND VICE CHAIR 2.00 X X 0 0 0 PETER MCDERMOTT BOARD MEMBER 2.00 X 0 0 0 ANGIE MILLER BOARD MEMBER 2.00 X 0 0 0 SHAYE MORIS BOARD MEMBER 2.00 X 0 0 0 DIANE RAUSCHENFELS BOARD MEMBER 2.00 X 0 0 0 TOM RIDER TREASURER 2.00 X X 0 0 0 ED ZABINSKI BOARD MEMBER 2.00 X 0 0 0 ANTHONY SERTICH PRESIDENT 55.00 1.00 X 158863 0 19826 LYNN HAGLIN VICE PRESIDENT 50.00 X 150751 0 38451 HEATHER BROUSE CFO 50.00 X 116133 0 26403 425747 0 84680 3 0 1 0 AVINITY MANAGEMENT COMPANY 7645 LYNDALE AVE S 110 RICHFIELD MN 55423 NAL MANAGEMENT 143949 1 60547 2487117 2547664 ASSISTED LIVING INITIATIVE 623000 2053340 2053340 LOAN PROGRAM INTEREST INCOME 525990 640249 640249 2693589 1459433 1459433 31038870 32379810 -1340940 -1340940 -1340940 5359746 2693589 0 118493 1433002 1433002 505536 386015 82639 36882 1938530 1749686 124115 64729 46560 38171 5026 3363 279035 225907 44139 8989 208264 166871 34921 6472 124070 124070 9497 8071 1426 52625 13250 39375 27000 27000 377324 352223 24908 193 116837 43641 67121 6075 483216 431268 48714 3234 31853 31853 95223 95223 116361 64139 48705 3517 205507 189500 10806 5201 248202 245434 2768 332058 225939 105795 324 68867 6760 61377 730 FOOD 100114 100114 PROVISION FOR LOAN LOSS 87780 87780 UTILITIES 63190 63190 PROPERTY TAXES 54698 54698 130870 79773 49193 1904 7136219 5910734 1054104 171381 9446801 7128652 3660003 2113405 10136760 10519501 31310 28116 7163155 2671829 4818927 4491326 54778227 62128570 333432 428029 83205460 86837599 2962280 4212979 555908 393832 257818 328147 11791385 8353571 15567391 13288529 X 63494576 69870662 4143493 3678408 67638069 73549070 83205460 86837599 -1776473 7687474 0 X 0 1 X 1 1 1 X 2278338 2812933 3389776 4745539 2547664 15774250 2278338 2812933 3389776 4745539 2547664 15774250 9551912 6222338 1412765 1594630 1575542 1655477 1459433 7697847 19123 19123 34000 34000 23525220 11873572 0.26450 0.24070 X THE NORTHLAND FOUNDATION IS A PUBLICLY-SUPPORTED ORGANIZATION THAT HAS AN ONGOING PROGRAM FOR RAISING FUNDING TO SUPPORT ITS PRIORITY AREAS AND INITIATIVES. EACH YEAR, FUNDS ARE REQUESTED AND RECEIVED FROM INDIVIDUALS, BUSINESSES, CIVIC ORGANIZATIONS, GOVERNMENTAL ENTITIES, FOUNDATIONS, AND OTHER PUBLIC CHARITIES.THE NORTHLAND FOUNDATION IS GOVERNED BY A BOARD OF TRUSTEES REPRESENTING A BROAD CROSS-SECTION OF GEOGRAPHY, INTEREST, AND KNOWLEDGE OF THE PEOPLE AND COMMUNITIES OF NORTHEASTERN MINNESOTA. THROUGH THE GRANT PROGRAM, BUSINESS FINANCE PROGRAM, KIDS PLUS PROGRAM, NORTHLAND ASSISTED LIVING, AND OTHER SPECIAL INITIATIVES, THE NORTHLAND FOUNDATION PROVIDES AN ARRAY OF SERVICES AVAILABLE FOR THE GENERAL PUBLIC. THESE SERVICES INCLUDE GRANTS, BUSINESS LOANS, COMMUNITY-BASED PROGRAMMING, TRAINING, AND ASSISTED LIVING HOUSING FOR THE ELDERLY.THE NORTHLAND FOUNDATION HAS A TEAM OF STAFF MEMBERS WORKING ON FUND DEVELOPMENT EFFORTS INCLUDING THE PRESIDENT, VICE PRESIDENT/KIDS PLUS DIRECTOR, DIRECTOR OF BUSINESS FINANCE AND DIRECTOR OF SPECIAL PROJECTS. ADDITIONAL SUPPORT IS PROVIDED BY THE DIRECTOR OF COMMUNICATIONS, TWO PROGRAM ASSOCIATES, AND AN ADMINISTRATIVE ASSISTANT. EACH STAFF MEMBER SERVES IN A VARIETY OF ROLES FROM RELATIONSHIP-BUILDING, SCANNING FOR NEW FUNDING OPPORTUNITIES, DEVELOPING NEW PROGRAM CONCEPTS, MEETING WITH PROSPECTIVE FUNDERS AND FUNDING PARTNERS, PARTICIPATING IN SITE VISITS WITH PROSPECTIVE FUNDERS. THE DIRECTOR OF SPECIAL PROJECTS SERVES IN THE CAPACITY OF A FULL-TIME GRANT-WRITER. DURING FY 2016-17, 32 GRANT PROPOSALS, 55 REQUESTS TO INDIVIDUALS, AND 62 CORPORATE REQUESTS WERE SUBMITTED, RESULTING IN FUNDING AWARDS FROM A BROAD ARRAY OF SOURCES INCLUDING FOUNDATIONS, CORPORATE GIVING PROGRAMS, STATE GOVERNMENT, BUSINESSES, SERVICES ORGANIZATIONS, AND INDIVIDUALS. THE NORTHLAND FOUNDATION CONSTANTLY SEEKS WAYS TO DIVERSIFY ITS FUND DEVELOPMENT EFFORTS INCLUDING INDIVIDUAL GIVING, MAJOR GIFTS, AND PLANNED GIVING.THE NORTHLAND FOUNDATION IS NOT A MEMBERSHIP ORGANIZATION THAT SOLICITS DUES. SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: INSURANCE PROCEEDS - 2013 AMOUNT: $ 34,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 55698576 12661 7791827 1058791 62444273 60148388 11930 -2260951 249725 1037890 913176 55698576 62346271 21103 375024 278146 977227 1338637 60148388 53779082 9794644 1227455 62346271 46186545 8669107 1076570 53779082 1.00000 0 0 317602 317602 4931398 1466087 3465311 35913 35704 209 1059014 906135 152879 819228 263903 555325 4491326 X 13047220 7687474 7687474 5359746 0 5359746 7136219 0 7136219 0 7136219 PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT IS TO CONTINUE TO GROW OUR CAPACITY FOR FUTURE GENERATIONS AND ENSURE THE STABILITY OF THE NORTHLAND FOUNDATION TO MEET OUR MISSION AS IT RELATES TO THE NEEDS OF THE REGION. PART X, LINE 2: NORTHLAND FOUNDATION AND SUBSIDIARIES HAVE BEEN GRANTED TAX-EXEMPT STATUS UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) AND A SIMILAR SECTION OF THE STATE CODE. THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUED GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE FOUNDATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THE GUIDANCE. MANAGEMENT BELIEVES THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2014. X X X X 1 FUND CONSULTING INC 1165 N CLARK ST STE 300 CHICAGO IL 60610 ASSISTANCE WITH GRANT WRITING 0 0 27000 -27000 27000 -27000 MN 1 AITKIN PUBLIC SCHOOLS - ISD #001 225 2ND AVENUE SW AITKIN MN 56431 416000001 GOVERNMENTAL 21000 TO SUPPORT THE COORDINATION AND IMPLEMENTATION OF ACTIVITIES THAT TAP THE TALENTS OF OLDER ADULTS TO HELP YOUTH AND COMMUNITY THRIVE. TO SUPPORT QUALITY OUT-OF-SCHOOL TIME PROGRAMMING FOR AITKIN AREA YOUTH. SUPPORT SELF-DETERMINED INTERGENERATIONAL ACTIVITIES THAT HELP FOSTER SOCIAL CONNECTIONS OF OLDER ADULTS AND YOUNG PEOPLE AS A KEY RESOURCE TO IMPROVE THE HEALTH & WELL-BEING OF COMMUNITY MEMBERS. RURAL AGING INITIATIVE-AGE TO AGE COLLEGE INTERN PROGRAM 2017 AMERICAN INDIAN COMMUNITY HOUSING ORGANIZATION 202 WEST SECOND STREET DULUTH MN 55802 411782394 501(C)(3) 60000 TO PROVIDE OUT-OF-SCHOOL TIME PROGRAMMING FOR YOUTH AT THE GIMAAJII RESIDENCE IN DULUTH. TO HELP CREATE AND STRENGTHEN SOCIAL ENTERPRISE AIMED AT SUPPORTING LOW-INCOME PEOPLE TO ADVANCE CAREER PATHWAYS AND BUILD FINANCIAL ASSETS. APEX 306 WEST SUPERIOR STREET SUITE 902 DULUTH MN 55802 320079166 501(C)(3) 15000 TO SUPPORT ECONOMIC DEVELOPMENT EFFORTS IN DULUTH AND THE SURROUNDING AREA. ARROWHEAD CENTER INC 505 12TH AVENUE WEST 1 VIRGINIA MN 557922877 410956874 501(C)(3) 20000 TO SUPPORT THE CREATION OF IN-SCHOOL SUPPORTS FOR STUDENTS WHO ARE EXPERIENCING SUBSTANCE ADDICTION AND MENTAL HEALTH SYMPTOMS IN THE VIRGINIA SCHOOL DISTRICT. ARROWHEAD ECONOMIC OPPORTUNITY AGENCY 702 3RD AVENUE SOUTH VIRGINIA MN 55792 416052144 501(C)(3) 41425 TO PROVIDE INFORMATION AND SERVICES TO LOW-INCOME PEOPLE IN COOK COUNTY. TO HELP CREATE AND STRENGTHEN SOCIAL ENTERPRISE AIMED AT SUPPORTING LOW-INCOME PEOPLE TO ADVANCE CAREER PATHWAYS AND BUILD FINANCIAL ASSETS. TO BUILD RAISED GARDEN BEDS IN DOWNTOWN VIRGINIA THAT WILL SERVE PEOPLE WITH DISABILITIES. THESE GARDENS WILL BE ACCESSIBLE FOR PEOPLE OF ALL AGES AND ABILITIES TO PLANT, GROW, AND HARVEST. BARNUM SCHOOLS - ISD #091 3675 COUNTY ROAD 140 BARNUM MN 55707 416000448 GOVERNMENTAL 6000 TO SUPPORT LOCALLY-DESIGNED PROJECTS TO ENHANCE AND STRENGTHEN COORDINATION OF LEARNING EXPERIENCES FROM PREK TO GRADE 3. TO SUPPORT A SUMMER PROGRAM THAT OFFERS DIVERSE ACTIVITIES TO 3RD THROUGH 8TH GRADE STUDENTS. PREK TO GRADE 3 TEAM GRANTS PROGRAM VIIII, 9TH PLANNING GRANT OFFERED TO NORTHEAST MINNESOTA SCHOOL DISTRICTS AND INDIAN RESERVATION TEAMS ATTENDING THE NORTHLAND FOUNDATION'S EARLY CHILDHOOD SUMMIT IN 2016. BOYS & GIRLS CLUBS OF THE NORTHLAND 102 S 29TH AVENUE WEST 200 PO BOX 16435 DULUTH MN 55816 410969947 501(C)(3) 30540 TO PROVIDE MEALS FOR THE OUT-OF-SCHOOL TIME PROGRAM AT THE BOYS AND GIRLS CLUB IN DULUTH. TO HELP CREATE A NEW ROBOTICS CLUB FOR ALL BOYS & GIRLS CLUB MEMBERS TO LEARN ABOUT GEARS, MACHINES, AND ENGINEERING. TO SUPPORT THE CREATION OF A NEW BRANCH OF THE BOYS AND GIRLS CLUB SERVING YOUTH IN GRAND RAPIDS AND GREENWAY SCHOOL DISTRICTS. BRIDGES KINSHIP MENTORING 703 N POKEGAMA AVE GRAND RAPIDS MN 55744 411922877 501(C)(3) 9000 TO SUPPORT MENTORING PROGRAMS IN ITASCA COUNTY. CENTER CITY HOUSING CORPORATION 105 1/2 WEST FIRST STREET DULUTH MN 55802 363485584 501(C)(3) 20000 TO PROVIDE SERVICES TO HOMELESS FAMILIES IN TRANSITIONAL HOUSING. CHILDREN'S DENTAL SERVICES INC 636 BROADWAY STREET NE MINNEAPOLIS MN 55413 410857929 501(C)(3) 15000 TO SUPPORT ACCESS TO DENTAL CARE FOR LOW-INCOME CHILDREN IN NORTHEAST MINNESOTA. CHISHOLM KIDS PLUS 301 4TH ST SW CHISHOLM MN 55719 201241174 501(C)(3) 7500 RURAL AGING INITIATIVE-AGE TO AGE COLLEGE INTERN PROGRAM 2017SUPPORT SELF-DETERMINED INTERGENERATIONAL ACTIVITIES THAT HELP FOSTER SOCIAL CONNECTIONS OF OLDER ADULTS AND YOUNG PEOPLE AS A KEY RESOURCE TO IMPROVE THE HEALTH & WELL-BEING OF COMMUNITY MEMBERS. CHURCHES UNITED IN MINISTRY 102 WEST 2ND STREET DULUTH MN 55802 411227969 501(C)(3) 105000 TO SUPPORT CHILDREN'S PROGRAMMING AT THE STEVE O'NEIL APARTMENTS. CITIZENS FOR BACKUS 900 FIFTH STREET INTERNATIONAL FALLS MN 56649 320018497 501(C)(3) 9800 TO DEVELOP A NEW STRATEGIC PLAN FOR THE BACKUS COMMUNITY CENTER. TO SUPPORT PROGRAMMING TO ADDRESS HUNGER IN THE INTERNATIONAL FALLS COMMUNITY. CLOQUET PUBLIC SCHOOLS - ISD #094 302 14TH STREET CLOQUET MN 55720 416000450 GOVERNMENTAL 12500 PREK TO GRADE 3 TEAM GRANTS PROGRAM VIIII, 9TH PLANNING GRANT OFFERED TO NORTHEAST MINNESOTA SCHOOL DISTRICTS AND INDIAN RESERVATION TEAMS ATTENDING THE NORTHLAND FOUNDATION'S EARLY CHILDHOOD SUMMIT IN 2016. TO SUPPORT LOCALLY-DESIGNED PROJECTS TO ENHANCE AND STRENGTHEN COORDINATION OF LEARNING EXPERIENCES FROM PREK TO GRADE 3. RURAL AGING INITIATIVE-AGE TO AGE COLLEGE INTERN PROGRAM 2017SUPPORT SELF-DETERMINED INTERGENERATIONAL ACTIVITIES THAT HELP FOSTER SOCIAL CONNECTIONS OF OLDER ADULTS AND YOUNG PEOPLE AS A KEY RESOURCE TO IMPROVE THE HEALTH & WELL-BEING OF COMMUNITY MEMBERS. COMMUNITY ACTION DULUTH 2424 WEST 5TH STREET SUITE 102 DULUTH MN 55806 411410670 501(C)(3) 44000 SUPPORT FOR INCOME TAX PREPARATION SERVICES FOR PEOPLE WITH LOW-INCOMES. TO HELP CREATE AND STRENGTHEN SOCIAL ENTERPRISE AIMED AT SUPPORTING LOW-INCOME PEOPLE TO ADVANCE CAREER PATHWAYS AND BUILD FINANCIAL ASSETS. COOK COUNTY SCHOOLS - ISD #166 101 WEST 5TH STREET GRAND MARAIS MN 55604 416000677 GOVERNMENTAL 15980 TO SUPPORT LOCALLY-DESIGNED PROJECTS TO ENHANCE AND STRENGTHEN COORDINATION OF LEARNING EXPERIENCES FROM PREK TO GRADE 3. TO SUPPORT IN-SCHOOL PROGRAMMING THAT SUPPORTS THE SOCIAL-EMOTIONAL DEVELOPMENT OF STUDENTS. DAMIANO OF DULUTH INC 206 W 4TH ST RM 201 DULUTH MN 55806 411453521 501(C)(3) 5000 TO SUPPORT PROGRAMMING TO INCREASE ACCESS TO HEALTHY MEALS FOR YOUTH. DULUTH AREA FAMILY YMCA 302 WEST 1ST STREET DULUTH MN 55802 410693931 501(C)(3) 35000 TO SUPPORT THE EXPANSION OF THE LITTLE TREASURES CHILD CARE PROGRAM. TO SUPPORT COLLABORATIVE EFFORTS TO EXPAND ACCESS TO OUTDOOR RECREATION PROGRAMMING. DULUTH PUBLIC SCHOOLS - ISD #709 215 N 1ST AVENUE EAST DULUTH MN 55802 416003776 GOVERNMENTAL 20000 TO SUPPORT PROFESSIONAL DEVELOPMENT TO STRENGTHEN PRE K - GRADE 3 LEARNING. TO SUPPORT THE PLACEMENT OF AMERICORPS MEMBERS IN THE DULUTH PUBLIC SCHOOLS TO HELP BOOST ACADEMIC ACHIEVEMENT. PREK TO GRADE 3 TEAM GRANTS PROGRAM VIIII, 9TH PLANNING GRANT OFFERED TO NORTHEAST MINNESOTA SCHOOL DISTRICTS AND INDIAN RESERVATION TEAMS ATTENDING THE NORTHLAND FOUNDATION'S EARLY CHILDHOOD SUMMIT IN 2016. ELY COMMUNITY RESOURCE INC 40 NORTH 1ST AVENUE/PO BOX 374 ELY MN 55731 411333048 501(C)(3) 5500 RURAL AGING INITIATIVE-AGE TO AGE COLLEGE INTERN PROGRAM 2017 FALLS HUNGER COALITION INC 1000 5TH STREET INTL FALLS MN 56649 363602229 501(C)(3) 10000 SUPPORT FOR THE BONUS BUCKS PROGRAM TO PROVIDE FRESH PRODUCE AND DAIRY PRODUCTS TO PEOPLE IN NEED. FIRST WITNESS CHILD ADVOCACY CENTER 4 WEST 5TH STREET DULUTH MN 55806 411737291 501(C)(3) 10000 TO SUPPORT EFFORTS TO IMPROVE THE RESPONSE OF THE CHILD PROTECTION SYSTEM WHEN DOMESTIC VIOLENCE IS ALSO PRESENT. FLOODWOOD KIDS PLUS PO BOX 348 FLOODWOOD MN 55736 416005161 501(C)(3) 14000 TO SUPPORT OUT OF SCHOOL TIME ACTIVITIES FOR YOUTH IN THE FLOODWOOD AREA. FOND DU LAC BAND OF LAKE SUPERIOR CHIPPEWA 1720 BIG LAKE ROAD CLOQUET MN 55720 410965719 501(C)(3) 40500 TO SUPPORT A SUMMER GARDENING PROGRAM FOR YOUTH TO TEACH HEALTHY COOKING/EATING AND BUSINESS DEVELOPMENT SKILLS. RURAL AGING INITIATIVE AGE TO AGE COLLEGE INTERN PROGRAM. TO HELP CREATE AND STRENGTHEN SOCIAL ENTERPRISE AIMED AT SUPPORTING LOW-INCOME PEOPLE TO ADVANCE CAREER PATHWAYS AND BUILD FINANCIAL ASSETS. FOND DU LAC TRIBAL & COMMUNITY COLLEGE 2101 14TH STREET CLOQUET MN 55720 411687554 GOVERNMENTAL 20000 TO PROVIDE COUNSELING AND EDUCATION SUPPORT TO PEOPLE IN RECOVERY FROM CHEMICAL DEPENDENCY. HIBBING KINSHIP MENTORING PROGRAM PO BOX 176 SIDE LAKE MN 55781 412006723 501(C)(3) 20000 IN SUPPORT OF MENTORING PROGRAMS IN THE HIBBING AREA. INVEST EARLY 820 NW 1ST AVENUE GRAND RAPIDS MN 55744 141998752 501(C)(3) 14000 PREK TO GRADE 3 TEAM GRANTS PROGRAM VIIII, 9TH PLANNING GRANT OFFERED TO NORTHEAST MINNESOTA SCHOOL DISTRICTS AND INDIAN RESERVATION TEAMS ATTENDING THE NORTHLAND FOUNDATION'S EARLY CHILDHOOD SUMMIT IN 2016. TO SUPPORT LOCALLY-DESIGNED PROJECTS TO ENHANCE AND STRENGTHEN COORDINATION OF LEARNING EXPERIENCES FROM PREK TO GRADE 3. ITASCA COUNTY HABITAT FOR HUMANITY 510 SE 11TH STREET GRAND RAPIDS MN 55744 581285159 501(C)(3) 20000 TO HELP CREATE AND STRENGTHEN SOCIAL ENTERPRISE AIMED AT SUPPORTING LOW-INCOME PEOPLE TO ADVANCE CAREER PATHWAYS AND BUILD FINANCIAL ASSETS. JUST KIDS DENTAL PO BOX 146 TWO HARBORS MN 55616 272311353 501(C)(3) 15000 TO SUPPORT PREVENTATIVE ORAL HEALTH EDUCATION AND TREATMENT TO LOW-INCOME CHILDREN AND YOUTH. KICKSTART PRESCHOOL LLC 1073 HIGHWAY 61 TWO HARBORS MN 55616 263969114 GOVERNMENTAL 50000 IN SUPPORT OF CHILD CARE PROGRAM EXPANSION WITH FUNDING PROVIDED BY THE STATE OF MINNESOTA, WITH SUPPORT OF THE NORTHLAND FOUNDATION. KINDRED FAMILY FOCUS 505 HIGHWAY 169 N SUITE 500 PLYMOUTH MN 55441 364494707 501(C)(3) 10000 TO FUND A STAFF POSITION TO HELP RECRUIT FOSTER FAMILIES IN CARLTON, AITKIN, ITASCA, AND ST. LOUIS COUNTIES. KOOCHICHING AGING OPTIONS 1000 FIFTH STREET SUITE 210 INTERNATIONAL FALLS MN 56649 264636084 501(C)(3) 7500 TO SUPPORT SERVICES AND PROGRAMS TO HELP OLDER ADULTS AGE IN PLACE IN KOOCHICHING COUNTY. LAKE SUPERIOR SCHOOL DISTRICT - ISD #381 1640 HIGHWAY 2 TWO HARBORS MN 55616 416001896 GOVERNMENTAL 22433 TO SUPPORT THE COORDINATION AND IMPLEMENTATION OF ACTIVITIES THAT TAP THE TALENTS OF OLDER ADULTS TO HELP YOUTH AND COMMUNITY THRIVE. TO SUPPORT LOCALLY-DESIGNED PROJECTS TO ENHANCE AND STRENGTHEN COORDINATION OF LEARNING EXPERIENCES FROM PREK TO GRADE 3. RURAL AGING INITIATIVE-AGE TO AGE COLLEGE INTERN PROGRAM 2017SUPPORT SELF-DETERMINED INTERGENERATIONAL ACTIVITIES THAT HELP FOSTER SOCIAL CONNECTIONS OF OLDER ADULTS AND YOUNG PEOPLE AS A KEY RESOURCE TO IMPROVE THE HEALTH & WELL-BEING OF COMMUNITY MEMBERS. LEGAL AID SERVICE OF NORTHEASTERN MINNESOTA 424 WEST SUPERIOR STREET 302 ORDEAN BLDG DULUTH MN 55802 410958386 501(C)(3) 20000 TO PROVIDE INTERIM LEGAL SUPPORT DURING A LEADERSHIP TRANSITION. LIFE HOUSE INC 102 WEST 1ST STREET DULUTH MN 55802 411704840 501(C)(3) 30000 TO HELP CREATE AND STRENGTHEN SOCIAL ENTERPRISE AIMED AT SUPPORTING LOW-INCOME PEOPLE TO ADVANCE CAREER PATHWAYS AND BUILD FINANCIAL ASSETS. LINCOLN PARK CHILDREN AND FAMILIES COLLABORATIVE 2424 WEST 5TH STREET SUITE 10 DULUTH MN 55806 274990487 501(C)(3) 7500 TO SUPPORT EARLY CHILDHOOD PROGRAMMING AND PARENT EDUCATION IN THE LINCOLN PARK NEIGHBORHOOD OF DULUTH. LITTLE BEGINNINGS DAYCARE 174 N MADDY STREET MCGREGOR MN 55760 469272050 501(C)(3) 10000 IN SUPPORT OF CHILD CARE PROGRAM START-UP WITH FUNDING PROVIDED BY THE STATE OF MINNESOTA, WITH SUPPORT OF THE NORTHLAND FOUNDATION. LITTLE EAGLES CHILDCARE INC 414 MAIN STREET TOWER MN 55790 814487876 501(C)(3) 10500 IN SUPPORT OF CHILD CARE PROGRAM START-UP WITH FUNDING PROVIDED BY THE STATE OF MINNESOTA, WITH SUPPORT OF THE NORTHLAND FOUNDATION. LOCAL INITIATIVES SUPPORT CORPORATION 202 WEST SUPERIOR STREET SUITE 301 DULUTH MN 55802 133030229 501(C)(3) 20000 IN SUPPORT OF THE COMMUNITY AND ECONOMIC DEVELOPMENT WORK OF DULUTH LISC. MCGREGOR KIDS PLUS SOMETHING COOL INC PO BOX 99 94 NORTH MADDY STREET MCGREGOR MN 55760 411941630 501(C)(3) 30000 TO HELP CREATE AND STRENGTHEN SOCIAL ENTERPRISE AIMED AT SUPPORTING LOW-INCOME PEOPLE TO ADVANCE CAREER PATHWAYS AND BUILD FINANCIAL ASSETS. RURAL AGING INITIATIVE-AGE TO AGE COLLEGE INTERN PROGRAM 2017SUPPORT SELF-DETERMINED INTERGENERATIONAL ACTIVITIES THAT HELP FOSTER SOCIAL CONNECTIONS OF OLDER ADULTS AND YOUNG PEOPLE AS A KEY RESOURCE TO IMPROVE THE HEALTH & WELL-BEING OF COMMUNITY MEMBERS. MINI MOS LLC 2 BETH ANN DRIVE ESKO MN 55733 812069090 501(C)(3) 30000 IN SUPPORT OF CHILD CARE PROGRAM EXPANSION WITH FUNDING PROVIDED BY THE STATE OF MINNESOTA, WITH SUPPORT OF THE NORTHLAND FOUNDATION. MINNESOTA ASSISTANCE COUNCIL FOR VETERANS 2700 E LAKE STREET SUITE 3350 MINNEAPOLIS MN 55406 411694717 501(C)(3) 10000 TO SUPPORT SERVICES TO VETERANS AND THEIR FAMILIES IN CRISIS. MINNESOTA COALITION FOR THE HOMELESS 2233 UNIVERSITY AVE W 434 ST PAUL MN 55114 411601248 501(C)(3) 15000 TO SUPPORT WORK THAT DEEPENS RELATIONSHIPS WITH TRIBAL PARTNERS WITH THE BOIS FORTE, FOND DU LAC, AND GRAND PORTAGE RESERVATIONS, ALONG WITH DULUTH AREA AND IRON RANGE COMMUNITY ALLIES INVESTED IN AMERICAN INDIAN HOUSING NEEDS. MINNESOTA COUNCIL OF NONPROFITS 2314 UNIVERSITY AVE WEST SUITE 20 SAINT PAUL MN 55114 363501477 501(C)(3) 8000 SUPPORT FOR THE 2017 MN COUNCIL OF NONPROFITS ANNUAL CONFERENCE. TO SUPPORT PROGRAMMING TO STRENGTHEN THE NONPROFIT SECTOR IN NORTHEAST MINNESOTA. MINNESOTA DIVERSIFIED INDUSTRIES 3501 BROADWAY ST NE SUITE 100 MINNEAPOLIS MN 55413 410941924 501(C)(3) 10000 TO SUPPORT THE DEVELOPMENT AND PILOTING OF A WORK SKILLS TRAINING PROGRAM FOR EMPLOYEES WITH AND WITHOUT DISABILITIES WORKING IN AN INTEGRATED WORKPLACE. MOOSE LAKE SCHOOLS - ISD #097 413 BIRCH AVENUE PO BOX 489 MOOSE LAKE MN 55767 416000446 GOVERNMENTAL 7850 TO CREATE BENCHES CONSTRUCTED AND DESIGNED BY STUDENTS THAT WILL CREATE GATHERING SPACES AT THEIR NEW SCHOOL. RURAL AGING INITIATIVE-AGE TO AGE COLLEGE INTERN PROGRAM 2017SUPPORT SELF-DETERMINED INTERGENERATIONAL ACTIVITIES THAT HELP FOSTER SOCIAL CONNECTIONS OF OLDER ADULTS AND YOUNG PEOPLE AS A KEY RESOURCE TO IMPROVE THE HEALTH & WELL-BEING OF COMMUNITY MEMBERS. NORTHOME KIDS PLUSNORTHOME SCHOOL PO BOX 465/HWY 1 NORTHOME MN 56661 410853044 501(C)(3) 5000 TO SUPPORT SUMMER ACADEMIC PROGRAMMING FOR NORTHOME AREA YOUTH. ONE ROOF COMMUNITY HOUSING 12 EAST 4TH STREET DULUTH MN 55805 411678328 501(C)(3) 45000 TO PROVIDE SERVICES TO RESOLVE DISPUTES BETWEEN TENANTS AND LANDLORDS THAT COULD LEAD TO EVICTION AND HOMELESSNESS. TO HELP CREATE AND STRENGTHEN SOCIAL ENTERPRISE AIMED AT SUPPORTING LOW-INCOME PEOPLE TO ADVANCE CAREER PATHWAYS AND BUILD FINANCIAL ASSETS. PLANNED PARENTHOOD OF MINNESOTA NORTH DAKOTA SOUTH DAKOTA 671 VANDALIA STREET SAINT PAUL MN 55114 410948382 501(C)(3) 5500 TO SUPPORT THE TEEN COUNCIL PROVIDING PEER EDUCATION ON REPRODUCTIVE HEALTH. TO PROVIDE AN OPPORTUNITY FOR STUDENTS TO CREATE MONTHLY CAMPAIGNS WHICH PROMOTE THE SOCIAL AND PHYSICAL HEALTH OF ALL PEOPLE. PROCTOR PUBLIC SCHOOLS - ISD #704 131 9TH AVENUE PROCTOR MN 55810 416003748 GOVERNMENTAL 9500 TO SUPPORT LOCALLY-DESIGNED PROJECTS TO ENHANCE AND STRENGTHEN COORDINATION OF LEARNING EXPERIENCES FROM PREK TO GRADE 3. RURAL AGING INITIATIVE-AGE TO AGE COLLEGE INTERN PROGRAM 2017 PROJECT CARE FREE CLINIC 3112 6TH AVENUE EAST HIBBING MN 55746 273176137 501(C)(3) 20000 TO SUPPORT FREE HEALTH CLINICS IN HIBBING, VIRGINIA AND GRAND RAPIDS. RECREATIONAL EXPERIENCES ACHIEVING COMM HARMONY (REACH) 1214-1/2 CLOQUET AVE CLOQUET MN 55720 810598151 501(C)(3) 10000 TO SUPPORT A NEW STAFF POSITION TO EXPAND MENTORING IN CLOQUET RURAL AND AMERICAN INDIGENOUS LEADERSHIP 222 SOUTH 8TH ST VIRGINIA MN 55792 472887868 501(C)(3) 5000 TO SUPPORT PLANNING ACTIVITIES TO IMPROVE SERVICES TO VICTIMS OF DOMESTIC VIOLENCE ON THE IRON RANGE. SECOND HARVEST NORTH CENTRAL FOOD BANK 2222 CROMWELL DRIVE/BOX 5130 GRAND RAPIDS MN 55744 411782776 501(C)(3) 10000 TO SUPPORT EFFORTS TO REDUCE CHILDHOOD HUNGER IN AITKIN AND ITASCA COUNTIES. SERVANTS OF SHELTER 900 5TH ST STE 212 INTERNATIONAL FALLS MN 56649 800860415 501(C)(3) 15000 TO SUPPORT SERVICES TO PEOPLE EXPERIENCING HOMELESSNESS IN INTERNATIONAL FALLS AND SURROUNDING COMMUNITIES. SPIRIT OF THE LAKE COMMUNITY SCHOOL 1346 W ARROWHEAD ROAD BOX 339 DULUTH MN 55811 454770508 501(C)(3) 16500 IN SUPPORT OF CHILD CARE PROGRAM EXPANSION WITH FUNDING PROVIDED BY THE STATE OF MINNESOTA, WITH SUPPORT OF THE NORTHLAND FOUNDATION. SUMMER YOUTH OUTREACH PROGRAM (SWOP) PO BOX 237 MT IRON MN 55768 800312401 501(C)(3) 22200 TO PROVIDE STRATEGIC PLANNING SERVICES TO A YOUTH EMPLOYMENT PROGRAM. TO SUPPORT THE CREATION OF A PAID POSITION TO HELP STRENGTHEN THE ORGANIZATION. TWO HARBORS AREA FOOD SHELF PO BOX 601 TWO HARBORS MN 55616 471321541 501(C)(3) 10000 TO PURCHASE NEW COMPUTERS AND SOFTWARE TO TRACK DONATIONS AND DISTRIBUTIONS. TWO HARBORS COMMUNITY RADIO PO BOX 622 TWO HARBORS MN 55616 352458586 501(C)(3) 5000 TO SUPPORT PROGRAMMING THAT ENGAGES YOUTH IN CREATING INTER-GENERATIONAL RADIO STORIES. UNIVERSITY OF MINNESOTA-CENTER FOR URBAN AND REGIONAL AFFAIRS 301 19TH AVE S 330 HHH MINNEAPOLIS MN 55455 416007513 GOVERNMENTAL 15000 TO PROVIDE SUPPORT SERVICES TO PREGNANT WOMEN WHO ARE INCARCERATED IN THE ST. LOUIS COUNTY JAIL. VALLEY YOUTH CENTERS 720 NORTH CENTRAL AVENUE DULUTH MN 55807 410850223 501(C)(3) 20000 TO SUPPORT ENRICHING OUT-OF-SCHOOL TIME ACTIVITIES TO YOUTH IN WEST DULUTH. TO SUPPORT SUMMER TIME PROGRAMMING FOR YOUTH IN WEST DULUTH. VIRGINIA SCHOOL DISTRICT #706 411 SOUTH FIFTH AVENUE VIRGINIA MN 55792 416003760 GOVERNMENTAL 15040 PREK TO GRADE 3 TEAM GRANTS PROGRAM VIIII, 9TH PLANNING GRANT OFFERED TO NORTHEAST MINNESOTA SCHOOL DISTRICTS AND INDIAN RESERVATION TEAMS ATTENDING THE NORTHLAND FOUNDATION'S EARLY CHILDHOOD SUMMIT IN 2016. IN SUPPORT OF PRE-K PROGRAMMING IN THE VIRGINIA SCHOOL DISTRICT. TO SUPPORT THE INTRODUCTION OF LEGO ROBOTICS TO K-2ND GRADERS IN AN AFTER SCHOOL SCIENCE PROGRAM. TO HELP BUILD SCHOOL SPIRIT AMONG STUDENTS, STAFF AND COMMUNITY. VOLUNTEERS IN EDUCATION INC PO BOX 668 VIRGINIA MN 55792 450578555 501(C)(3) 12000 TO FURTHER DEVELOP TRAINING OF VOLUNTEER TUTORS WORKING TO STRENGTHEN THE READING AND MATH SKILLS OF ACADEMICALLY AT-RISK STUDENTS ACROSS THE IRON RANGE. WESTERN LAKE SUPERIOR HABITAT FOR HUMANITY 2002 W SUPERIOR ST SUITE 9 DULUTH MN 55806 411631246 501(C)(3) 20000 TO HELP CREATE AND STRENGTHEN SOCIAL ENTERPRISE AIMED AT SUPPORTING LOW-INCOME PEOPLE TO ADVANCE CAREER PATHWAYS AND BUILD FINANCIAL ASSETS. WOODLAND HILLS 4321 ALLENDALE AVENUE DULUTH MN 55803 410693848 501(C)(3) 20000 TO PROVIDE OUT-OF-SCHOOL TIME PROGRAMMING FOR YOUTH IN THE CENTRAL HILLSIDE NEIGHBORHOOD OF DULUTH. YWCA OF DULUTH 32 EAST FIRST STREET SUITE 202 DULUTH MN 55802 410696493 501(C)(3) 15000 TO SUPPORT PARENTING SERVICES AND STAFF DEVELOPMENT FOR THE YWCA EARLY CHILDHOOD EDUCATION PROGRAM. 66 PART I, LINE 2: ORGANIZATIONS ARE REQUIRED TO SUBMIT INTERIM AND FINAL REPORTS DETAILING PROGRAM ACCOMPLISHMENTS AND USE OF GRANT FUNDS. ORGANIZATIONS ITEMIZE ACTUAL EXPENDITURES COMPARED TO THE BUDGET THEY SUBMITTED WITH THEIR GRANT APPLICATION. ORGANIZATIONS REPORT ON HOW NORTHLAND FOUNDATION FUNDS WERE SPENT AS WELL AS ADDITIONAL FUNDS PROVIDED BY THE GRANTEE AND OTHER SOURCES. ORGANIZATIONS REPORT ON SOURCES OF FUNDING FOR THE PROJECT BOTH AS PROJECTED IN THE GRANT APPLICATION AND THE ACTUAL RECEIPTS OVER THE COURSE OF THE GRANT PERIOD. ORGANIZATIONS RECEIVING GRANTS $5,000 AND UNDER SUBMIT A FINAL REPORT. ORGANIZATIONS THAT RECEIVE GRANTS OVER $5,000 SUBMIT AN INTERIM REPORT IN ADDITION TO A FINAL REPORT. BOTH THE DIRECTOR OF GRANTMAKING AND THE GRANTS MANAGER REVIEW THESE REPORTS AS THEY COME IN. X 0 1 X X X 0 0 0 0 0 0 0 0 0 ANTHONY SERTICH PRESIDENT 154269 0 3162 0 1432 0 8808 0 11018 0 178689 0 0 0 LYNN HAGLIN VICE PRESIDENT 147585 0 0 0 3166 0 9135 0 29316 0 189202 0 0 0 PART I, LINE 1A THE PRESIDENT RECEIVES GROSS UP PAYMENTS ON HIS PERSONAL USE OF VEHICLE EXPENSE. CAR ALLOWANCE SUBSTANTIATION IS REQUIRED AND PAYMENTS ARE TAXABLE TO THE RECIPIENT. PART I, LINE 1B THERE IS NOT A WRITTEN POLICY REGARDING THE PERSONAL USE OF AUTOS, BUT SUBSTANTIATION IS REQUIRED PRIOR TO REIMBURSEMENT. FORM 990, PART VI, SECTION A, LINE 3 AVINITY MANAGEMENT COMPANY (AVINITY) HAS BEEN ENGAGED AS AN INDEPENDENT CONTRACTOR TO PROVIDE MANAGEMENT SERVICES TO NORTHLAND ASSISTED LIVING (NAL), WHICH OWNS THREE SENIOR HOUSING FACILITIES IN MINNESOTA. AVINITY HAS THE AUTHORITY TO NEGOTIATE AND EXCUTE, ON BEHALF OF NAL, ALL LEASES, RENTAL AGREEMENTS, AND CONTRACTS FOR WORK OR SERVICES NECESSARY FOR OPERATION AND MANAGEMENT OF THE SENIOR HOUSING FACILITIES. FORM 990, PART VI, SECTION B, LINE 11B THE PRESIDENT AND THE CFO REVIEW A COPY OF THE 990 AFTER IT IS COMPLETED. A COPY OF THE 990 IS THEN MADE AVAILABLE AT THE NEXT FINANCE COMMITTEE MEETING FOR REVIEW AND IS OPEN FOR DISCUSSION. THE FINANCE COMMITTEE WILL THEN SUGGEST APPROVAL AT THE NEXT BOARD MEETING. DURING THAT BOARD MEETING, IT IS OPEN FOR DISCUSSION AND APPROVED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF TRUSTEES, COMMITTEE MEMBERS AND STAFF MAKE REGULAR DECISIONS REGARDING DISBURSEMENT OR ASSIGNMENT OF RESOURCES FROM THE FOUNDATION FOR BUSINESS LOANS, CONTRACTS, COMMUNITY AND ECONOMIC DEVELOPMENT GRANTS AND FOR THE ONGOING OPERATION OF THE FOUNDATION, AND SHALL REPRESENT THE ENTIRE REGION FAIRLY. IT IS IMPERATIVE THAT DECISIONS AFFECTING THE FOUNDATION ARE NOT TAINTED BY REAL OR PERCEIVED CONFLICTS OF INTEREST. MEMBERS OF THE BOARD OR COMMITTEES WILL NOT PARTICIPATE IN DISCUSSING OR VOTING UPON ANY PROPOSAL OR BUSINESS AGREEMENT IN WHICH THEY HAVE A DIRECT OR INDIRECT PERSONAL OR FINANCIAL INTEREST. IN ADDITION, AS SOON AS A POTENTIAL CONFLICT OF INTERESTS BECOMES APPARENT, THE MEMBER MUST INFORM THE BOARD OR COMMITTEE OF THE POTENTIAL CONFLICT OF INTEREST. STAFF WILL NOT PROMOTE PROPOSALS OR INITIATE BUSINESS AGREEMENTS FOR THE FOUNDATION THAT WOULD FINANCIALLY BENEFIT THEM OR MEMBERS OF THEIR FAMILY WITHOUT INFORMING THE PRESIDENT. IF THE POTENTIAL CONFLICT OF INTEREST AFFECTS THE PRESIDENT, THE BOARD SHALL BE NOTIFIED. OPTIONS FOR RESOLUTION IF A CONFLICT OF INTEREST IS DETERMINED TO EXIST, OPTIONS TO BE EMPLOYED, AT THE DISCRETION OF THE CHAIR AND/OR PRESIDENT WOULD INCLUDE, BUT NOT BE LIMITED TO: 1. THE BOARD MEMBER, COMMITTEE MEMBER OR STAFF MEMBER WOULD NOT BE PERMITTED INPUT ON THE DECISION. 2. THE MEMBER IN QUESTION MAY RESPOND TO SPECIFIC INQUIRIES REGARDING THE DECISION, BUT NOT PARTICIPATE IN MAKING THE DECISION. 3. THE MEMBER IN QUESTION SHALL LEAVE THE ROOM WHILE THE ITEM IS UNDER DISCUSSION. CONFLICT OF INTEREST DISCLOSURE FORM BOARD, COMMITTEE AND STAFF MEMBERS WILL ALSO BE EXPECTED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM AT THE END OF EACH FISCAL YEAR OR UPON APPOINTMENT. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIR OF THE BOARD IN CONSULTATION WITH THE EXECUTIVE COMMITTEE USES DATA FROM COMPENSATION SURVEYS TO DETERMINE COMPENSATION LEVELS, AND THEN MEETS WITH THE PRESIDENT TO DISCUSS. AFTER THE MEETING A RECOMMENDATION IS BROUGHT TO THE BOARD OF TRUSTEES AND A DECISION IS MADE BY THE BOARD. THE SURVEYS USED ARE ONES THAT ARE DONE BY SIMILAR NON-PROFITS IN THE STATE TO BRING RECOMMENDATIONS TO THE BOARD OF TRUSTEES FOR ALL EMPLOYEE WAGES. THE BOARD OF TRUSTEES APPROVE AN ANNUAL BUDGET THAT MAY INCLUDE ADJUSTMENTS FOR THE ENTIRE STAFF. IN CASES WHERE AN EMPLOYEE'S RESPONSIBILITIES HAVE CHANGED TO RECOMMEND A CORRESPONDING SALARY ADJUSTMENT, THE PRESIDENT HAS THE AUTHORITY FROM THE BOARD TO MAKE SUCH APPROPRIATE ADJUSTMENTS, IN LINE WITH THE BOARD APPROVED ANNUAL BUDGET. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. NORTHLAND ASSISTED LIVING LLC 202 WEST SUPERIOR STREET DULUTH MN 55802 205440048 ASSISTED LIVING ORGANIZATION MN 2520542 702265 N/A MCGREGOR PROPERTIES LLC 202 WEST SUPERIOR STREET DULUTH MN 55802 205490145 PROPERTIES MN 37 1216772 N/A BUHL PROPERTY DEVELOPMENT LLC 202 WEST SUPERIOR STREET DULUTH MN 55802 260558429 PROPERTIES MN 97242 1319686 N/A HOYT LAKES PROPERTY DEVELOPMENT LLC 202 WEST SUPERIOR STREET DULUTH MN 55802 264816942 PROPERTIES MN 96874 1872688 N/A NORTHLAND INSTITUTE 13911 RIDGEDALE DRIVE 260 MINNEAPOLIS MN 55305 311504160 PROVIDE SUPPORT FOR SOCIAL AND ECONOMIC PROGRAMS IN THE AREA MN 501(C)(3) 9 NORTHLAND FOUNDATION 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0