2017-10-30T16:21:00-05:00 2016-12-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2016-01-01 132867881 LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICE INC LITT 6466725200 333 EAST 115TH STREET NEW YORK NY 100292210 READA EDELSTEIN C.E.O 6466725200 2017-10-30 1 ROBERT LYONS P00227472 2125038800 69.74.165.34 2017-10-30 16:15:00 ED P 1423E06F9E6F9EFDA19AB3AABD1FE32D0EF26F97 B8E8917F0931719FE7A109CCAA1C726E9AF7A481 2016 2018-03-14 21:41:22Z READA EDELSTEIN 333 EAST 115TH STREET NEW YORK NY 100292210 6405775 0 0928 X WWW.LITTLESISTERSFAMILY.ORG X 1958 NY LSA'S HOME-BASED AND CENTER-BASED PROGRAMS ARE DESIGNED TO EMPOWER THOSE WHO ARE MOST VULNERABLE AND WHO HAVE LEAST ACCESS TO THE BASIC NECESSITIES OF LIFE, IN THE CONVICTION THAT THE ENTIRE COMMUNITY GROWS WHEN INDIVIDUALS AND FAMILIES ARE AFFIRMED IN THEIR OWN DIGNITY. 18 18 82 103 0 0 4780049 4125364 624656 427834 130622 700207 428439 394586 5963766 5647991 208563 257861 0 0 4011958 4239933 0 0 690280 1608504 1382451 5829025 5880245 134741 -232254 7359682 6471650 230191 238078 7129491 6233572 X THE LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICE, FOUNDED IN 1958, IS A NONPROFIT COMMUNITY-BASED ORGANIZATION THAT WORKS WITH THE PEOPLE OF EAST HARLEM TO ADDRESS THE PHYSICAL, EMOTIONAL, EDUCATIONAL, AND SPIRITUAL DIMENSIONS OF FAMILY HEALTH.LSA'S HOME-BASED AND CENTER-BASED PROGRAMS ARE DESIGNED TO EMPOWER THOSE WHO ARE MOST VULNERABLE AND WHO HAVE LEAST ACCESS TO THE BASIC NECESSITIES OF LIFE, IN THE CONVICTION THAT THE ENTIRE COMMUNITY GROWS WHEN INDIVIDUALS AND FAMILIES ARE AFFIRMED IN THEIR OWN DIGNITY. 0 1 1141923 5950 PARENTING AND CHILD DEVELOPMENT WORKS WITH PARENTS TO KEEP VERY YOUNG CHILDREN (UP TO AGE 3) DEVELOPMENTALLY ON TRACK THROUGH HOME VISITS AND SOCIALIZATION GROUPS, AND PROVIDES ACADEMIC ENRICHMENT AND SOCIAL/EMOTIONAL SUPPORTS TO SCHOOL AGE CHILDREN IN GRADES K-3. IN ADDITION, THE PROGRAM SUPPORTS AND PROMOTES PARENT EMPOWERMENT THROUGH A WIDE RANGE OF SERVICES, INCLUDING MENTAL HEALTH COUNSELING, FINANCIAL LITERACY WORKSHOPS, SUPPORTIVE GROUPS, EDUCATIONAL ADVOCACY, WORKSHOPS AND REFERRALS. IT ALSO PARTICIPATES IN RESEARCH PROJECTS THAT IDENTIFY BEST PRACTICES FOR SERVING AT-RISK CHILDREN. IN 2016, THE PROGRAM SERVED 172 FAMILIES WITH 189 CHILDREN AMONG THEM. THE ROBIN HOOD FOUNDATION IS THE PRIMARY FUNDER OF THIS PROGRAM. 794167 12962 PREVENTIVE SERVICES IS A SUPPORT PROGRAM THAT STRENGTHENS FAMILY FUNCTIONING TO AVOID PLACEMENT OF CHILDREN IN FOSTER CARE. KEY PROGRAM COMPONENTS INCLUDE COUNSELING, REFERRALS FOR SPECIALIZED TREATMENT; HELP WITH PARENTING AND DAILY LIFE MANAGEMENT SKILLS AND FOLLOW-UP WITH EDUCATION, HEALTH CARE, HOUSING, ENTITLEMENTS AND MORE, BASED ON THE NEEDS OF THE FAMILY. IN 2016 119 CASES WERE HANDLED, 60 FAMILIES WERE SERVED WITH 266 CHILDREN AMONG THEM. THE PROGRAM IS FULLY FUNDED BY THE NEW YORK CITY ADMINISTRATION FOR CHILDREN'S SERVICES. 710207 226725 ADVOCACY AND FOOD PANTRY PROGRAMS HELP FAMILIES MEET THEIR IMMEDIATE NEED FOR FOOD AND ADDRESS THE LONGER-TERM ISSUES THAT KEEP PEOPLE IN POVERTY. OUR ADVOCATES EDUCATE FAMILIES ABOUT THEIR RIGHTS AND HELP THEM TO ACCESS NEEDED SERVICES AND RESOURCES, SUCH AS SNAP, MEDICAID AND ASSISTANCE WITH HOUSING AND IMMIGRATION ISSUES. IN 2016 1,170 FAMILIES AND 3,905 FAMILY MEMBERS WERE SERVED, WITH 23,948 MULTIPLE VISITS ANNUALLY SERVING ALMOST 2,000 INDIVIDUALLY EACH MONTH. 1957751 12224 427834 THE ENVIRONMENTAL PROGRAM WHICH PROVIDES ASSISTANCE TO FAMILIES IN ADDRESSING ENVIRONMENTAL CONDITIONS THAT AFFECT THEIR HEALTH, PARTICULARLY ASTHMA TRIGGERS; EDUCATION AND YOUTH SERVICES OFFERING AFTER SCHOOL PROGRAM, FREE ARTS, SUMMER READING PROGRAM, GIRLS MENTORING, EDUCATION AND ADVOCACY ON SCHOOL ADMISSIONS AND OTHER RELATED ISSUES; ADVOCACY PROGRAM WHICH HELPS CLIENTS WITH A WIDE RANGE OF SOCIAL SERVICES INCLUDING AN EMERGENCY FOOD PANTRY AND ACCESS TO AND ADVOCACY FOR RESOURCES TO HELP ADDRESS POVERTY; A THRIFT SHOP STORE WHICH PROVIDES USED CLOTHING AT AFFORDABLE PRICES TO THE RESIDENTS OF EAST HARLEM. 1957751 12224 427834 4604048 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 46 0 82 1 0 0 0 0 0 1 1 0 0 0 0 X 18 18 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY CA CT FL MA PA WI X LAWRENCE MITCHELL 6466725200 333 EAST 115TH STREET NEW YORK NY 100292210 SCOTT DEPETRIS DIRECTOR & CHAIRPERSON 5.00 X X 0 0 0 BARBARA BRENNER DIRECTOR & SECRETARY 1.00 X X 0 0 0 RALPH A SICILIANO DIRECTOR 1.00 X 0 0 0 SUSAN MCINERNEY DIRECTOR 1.00 X 0 0 0 MARK J MORAN DIRECTOR 1.00 X 0 0 0 RICHARD J BONFORTE MD DIRECTOR 1.00 X 0 0 0 MARGARET DUFFY DIRECTOR (FORMER) 1.00 X 0 0 0 VIRGINIA CHAMBERS DIRECTOR 1.00 X 0 0 0 ELIZABETH KING DIRECTOR 1.00 X 0 0 0 GLENN R SARNO DIRECTOR 1.00 X 0 0 0 MARGARET LEONARD DIRECTOR 1.00 X 0 0 0 PETER STONBELY DIRECTOR 1.00 X 0 0 0 PAULA G MCINERNEY DIRECTOR (FORMER) 1.00 X 0 0 0 AUDRA TINER DIRECTOR 1.00 X 0 0 0 CARRIE GALLAWAY DIRECTOR 1.00 X 0 0 0 DARREN WILSON DIRECTOR 1.00 X 0 0 0 STACY LOUIZOS DIRECTOR 1.00 X 0 0 0 CECILIA SERRANO VONDERHEIDE DIRECTOR 1.00 X 0 0 0 JOHN CAPETTA DIRECTOR 1.00 X 0 0 0 DANA-AIN DAVIS DIRECTOR (FORMER) 1.00 X 0 0 0 MARIA PEREZ-BROWN DIRECTOR 1.00 X 0 0 0 TRACI LESTER CHIEF EXECUTIVE OFFICER (FORMER) 40.00 X 130620 0 6884 READA EDELSTEIN CHIEF EXECUTIVE OFFICER 40.00 X 180903 0 7678 LAWRENCE MITCHELL CHIEF FINANCE AND ADMIN. 40.00 X 79132 0 2818 RUSSELL NOBLES CHIEF PROGRAMS OFFICER 40.00 X 96923 0 103 SHEVON SKINNER DIRECTOR OF PETIENT SERVICES 40.00 X 112893 0 11136 NILSA WELSH DIRECTOR OF PREVENTIVE DEPARTMENT 40.00 X 100126 0 0 700597 0 28619 4 0 1 0 INSPERITY 1251 AVE OF THE AMERICAS NEW YORK NY 10020 HR SERVICES 154460 COOP ARCOIRIS LLC 416 EAST 15TH STREET NEW YORK NY 10029 WAREHOUSE OPERATIONS 107213 2 1088147 1130838 1906379 866721 4125364 NYC DHMH 621610 278695 278695 OTHER THIRD PARTIES 621610 97867 97867 MEDICAID 621610 51272 51272 427834 15568 15568 1284853 600214 684639 684639 684639 157570 1088147 157570 0 THRIFT STORE 453310 362767 362767 OTHER INCOME 900099 31819 31819 394586 5647991 427834 0 1094793 257861 257861 505062 182699 148876 173487 2974134 2578796 144578 250760 237519 206986 12561 17972 523218 435864 36369 50985 7075 7075 546665 421897 108159 16609 11076 7702 1824 1550 50772 29044 11802 9926 166607 129475 25718 11414 76574 68362 4426 3786 SUPPLIES 93144 63549 2100 27495 BUILDING EXPENSE 81307 71810 5081 4416 UTILITIES 64142 57935 3321 2886 PRINTING & PUBLICATIONS 62727 16310 5302 41115 222362 75758 68725 77879 5880245 4604048 585917 690280 205939 124706 532941 774205 325755 496087 125513 45988 53328 42313 6453825 2173124 4440180 4280701 1676026 707650 7359682 6471650 197830 191767 32361 46311 230191 238078 X 6344273 5363905 592918 677367 192300 192300 7129491 6233572 7359682 6471650 -232254 -663665 0 X X 0 1 X 1 0 X 3522640 3191004 3773695 4192179 4125364 18804882 3522640 3191004 3773695 4192179 4125364 18804882 632007 18172875 30622 34000 35289 21216 15568 136695 408605 398761 435150 428439 394586 2065541 21007118 3644002 0.86510 0.89290 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 204425 8896 12247 201074 220219 -3693 12101 204425 211313 20672 11766 220219 192300 32474 13461 211313 192300 34974 34974 192300 0.95640 0.04360 0 0 572119 572119 5370487 1781054 3589433 468514 358360 110154 42705 33710 8995 4280701 GOVERNMENT ADVANCES 46311 46311 X 5011794 -663665 34543 -629122 5640916 7075 7075 5647991 5907713 34543 34543 5873170 7075 7075 5880245 PART V, LINE 4: GENERAL OPERATING SUPPORT PART X, LINE 2: THE AGENCY BELIEVES IT HAS NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2016 AND 2015 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740 "INCOME TAXES", WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. FALL GALA 1245717 1088147 157570 135585 21985 1245717 1088147 157570 135585 21985 157570 0 1 EMERGENCY AND FAMILY ASSISTANCE 3960 0 257861 COST FOOD, ETC. PART I, LINE 2: FOOD GRANT BENEFICIARIES RECEIVE ASSISTANCE IN THE FORM OF ACTUAL FOOD, NOT CASH OR CREDIT. ELIGIBILITY IS DETERMINED BASED ON ZIP CODE OF RESIDENCE. RECORDS ARE KEPT AS TO HOW MANY TIMES A FAMILY HAS COME IN FOR FOOD, AND THE LIMIT IS ONCE PER MONTH. THIS COMPRISED OVER 75% OF THE ASSISTANCE. THE OTHER 25% ARE MISCELLANEOUS TYPES OF EMERGENCY ASSISTANCE SUCH AS ASSISTANCE WITH RENT, FURNITURE, TRANSPORTATION ETC., AND ARE WORKED INTO PROGRAM BUDGETS AND APPROVED BY ALL THE APPROPRIATE PARTIES DURING THE BUDGETING AND FUNDING PROCESS. X X 0 0 0 0 0 0 0 0 0 READA EDELSTEIN CHIEF EXECUTIVE OFFICER 180903 0 0 0 0 0 0 0 7678 0 188581 0 0 0 X 4 851446 FMV X MISCELLANEOUS 8 15275 FMV 0 0 0 FORM 990, PART III, LINE 3 LSA CLOSED THE EARLY INTERVENTION PROGRAM ON SEPTEMBER 30,2016. FORM 990, PART VI, SECTION A, LINE 2 A MEMBER OF THE BOARD OF DIRECTORS IS RELATED TO ANOTHER MEMBER OF THE BOARD OF DIRECTORS. A MEMBER OF THE BOARD OF DIRECTORS HAS A BUSINESS RELATIONSHIP WITH ANOTHER BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S BOARD OF DIRECTORS HAS DELEGATED TO THE AUDIT COMMITTEE THE AUTHORITY TO REVIEW THE ORGANIZATION'S FORM 990 PRIOR TO FILING. PURSUANT TO THAT AUTHORITY, AFTER REVIEW BY THE ORGANIZATION'S TAX ADVISORS, A DRAFT OF THE FORM 990 WAS SENT TO THE FULL AUDIT COMMITTEE FOR THE COMMITTEE'S REVIEW AND COMMENT. A COPY OF THE FORM 990 WAS PROVIDED TO EACH MEMBER OF THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD REQUIRES THAT ITS MEMBERS ANNUALLY SIGN A CONFLICT OF INTEREST STATEMENT. THE CEO IS RESPONSIBLE TO SEE THAT EACH BOARD MEMBER COMPLIES AND FOLLOWS UP WITH BOARD MEMBERS THAT HAVE NOT RESPONDED. IF THERE IS EVER AN OCCASION WHEN A BOARD MEMBER'S BUSINESS IS BEING CONSIDERED FOR A CONTRACT WITH THE AGENCY, COMPETITIVE BIDS ARE REQUIRED, AND THE DISCUSSION AMONG THE BOARD TAKES PLACE WITHOUT THE PRESENCE OF THE PARTICULAR BOARD MEMBER, AND MINUTES OF THE BOARD RECORD THE RESULTING DECISION WITH REASONS GIVEN. FORM 990, PART VI, SECTION B, LINE 15A A COMMITTEE OF THE BOARD EXAMINED COMPARATIVE COMPENSATION DATA FROM THE NONPROFIT COORDINATING COMMITTEE OF NEW YORK. THE COMMITTEE UTILIZED THE DATA PERTAINING TO ORGANIZATIONS PROVIDING SIMILIAR SERVICES AND HAVING BUDGETS AND STAFF LEVELS COMPARABLE TO LSA. A WRITTEN REPORT OF THE COMMITTEE, EXPLAINING THE DATA AND DESCRIBING THE PROCESS WAS SUBMITTED TO THE FULL BOARD PRIOR TO THE MEETING AT WHICH THE BOARD ACTED UPON THE COMMITTEE'S RECOMMENDATION. FORM 990, PART VI, SECTION C, LINE 19 IN THE ANNUAL REPORT, IT IS STATED "A COPY OF THE MOST RECENT AUDITED FINANCIAL STATEMENTS OF LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICE IS AVAILABLE UPON REQUEST FROM THE FINANCE OFFICE." THE 990 CAN BE FOUND ON THE GUIDESTAR WEBSITE. THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.