2017-11-14T16:35:30-06:00 2016-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990 2016-01-01 133398657 ELIZABETH SETON PEDIATRIC CENTER ELIZ 9142946300 300 CORPORATE BLVD SOUTH YONKERS NY 10701 CARLA PERRUCCIO CFO 9142946300 2017-11-14 1 GARRETT M HIGGINS P00543209 9143818900 2017-11-14 65.51.112.58 2017-11-14 17:20:41 ES P C63E204139530C7A73D948D9DBE25A8631A7AD1B DBE3753688BC1776818C679406F8E276569BC57D 2016 2017-02-10 21:41:12Z CARLA PERRUCCIO 300 CORPORATE BLVD SOUTH YONKERS NY 10701 68256336 0 0928 X WWW.SETONPEDIATRIC.ORG X 1987 NY PROVIDES MEDICALLY COMPLEX PEDIATRIC SUB-ACUTE SERVICES IN A CONTINUUM THAT INCLUDES JOHN A. COLEMAN SCHOOL, CHILDREN'S REHABILIATION CENTER & ST. ELIZABETH SETON CHILDREN'S FOUNDATION. 19 19 612 57 0 0 786039 851726 62116446 67313322 1490 2762 73746 88526 62977721 68256336 0 0 0 0 37518177 40898984 0 0 678588 24036090 24487035 61554267 65386019 1423454 2870317 130345428 136884906 105708612 109377773 24636816 27507133 X ELIZABETH SETON PEDIATRIC CENTER PROVIDES EXCEPTIONAL CLINICAL CARE, COMPASSIONATE SUPPORT, TO CHILDREN AND FAMILIES IN THE SPIRIT OF ST. ELIZABETH SETON AND THE SISTERS OF CHARITY OF SAINT VINCENT DE PAUL OF NEW YORK. OUR MISSION STATEMENT EXPRESSES OUR COMMITMENT IN THE TRADITION OF ST. ELIZABETH SETON, WE CHERISH ALL CHILDREN AND BELIEVE IN THE HEALING POWER OF LOVING RELATIONSHIPS AS A CENTER OF PEDIATRIC, REHABILITATION, AND PALLIATIVE CARE, WE ARE INSPIRED BY HER LEGACY AS WE JOIN WITH THE FAMILIES IN THE HOLISTIC CARE OF THE CHILDREN. 0 0 57453053 67313322 ELIZABETH SETON PEDIATRIC CENTER WAS ESTABLISHED BY THE SISTERS OF CHARITY OF NEW YORK IN 1987 AS A PROGRAM OF THE NEW YORK FOUNDLING IN RESPONSE TO AN UNMET NEED FOR POST ACUTE PEDIATRIC CARE. AS THE NEEDS OF CHILDREN BECAME MORE ACUTE, THE ORGANIZATION GREW TO MEET THIS CHALLENGE AND THE PEDIATRIC CENTER CAME UNDER THE DIRECTION OF ITS OWN BOARD OF TRUSTEES IN 2000 AND REMAINS UNDER THE SPONSORSHIP OF THE SISTERS OF CHARITY OF NEW YORK. ORIGINALLY FOCUSED ON SOLELY PROVIDING LONG TERM CARE, THE PEDIATRIC CENTER NOW ALSO SPECIALIZES IN FACILITATING A TRANSITION FOR INFANTS, CHILDREN AND ADOLESCENTS WITH REHABILITATIVE AND MEDICAL NEED TO HOME, AS SOON AS PRACTICABLE. OUR SPECIALTY PROGRAMS INCLUDE FAILURE TO THRIVE, COMPREHENSIVE FEEDING THERAPY, PALLIATIVE AND CURATIVE SKIN CARE PROGRAM, LONG TERM VENTILATOR DEPENDENT CARE, GENETIC EVALUATION, AND CHRONIC RESPIRATORY MANAGEMENT. OUR OCCUPANCY RATE HAD AVERAGED 99% OVER THE LAST FIVE YEARS. THE CHILDREN WE SERVE ARE AMONG THE MOST VULNERABLE AND PHYSICALLY AND NEUROLOGICALLY CHALLENGED FROM THE BOROUGHS OF NEW YORK, WESTCHESTER AND PUTNAM COUNTIES. THEIR RANGE OF MEDICAL CONDITIONS AND DISABILITIES OF OUR RESIDENTS INCLUDES ORTHOPEDIC RELATED DISEASE, PREMATURE BIRTH, CONGENITAL HEART DISEASE, TRAUMATIC BRAIN INJURY, GENETIC SYNDROMES, FAILURE TO THRIVE, MUSCULAR AND NEUROLOGICAL DISEASES AND CHROMOSOME, METABOLIC, AND RESPIRATORY DISORDERS. ALTHOUGH APPROXIMATELY 11% OF THE CHILDREN ARE DISCHARGED TO THEIR FAMILIES OR COMMUNITY PLACEMENTS, THE REMAINDER WILL LIVE AT THE CENTER THROUGHOUT THEIR LIFE OR UNTIL THEY ARE REFERRED TO AN ADULT FACILITY AT THE AGE OF 21. BY APPRECIATING AND MAXIMIZING EACH OF THE CHILDREN'S UNIQUE STRENGTHS, ABILITIES, AND PERSONALITIES, WE ARE ABLE TO ACHIEVE OUTCOMES THAT MAY NOT HAVE BEEN POSSIBLE IN OTHER SETTINGS. ELIZABETH SETON PEDIATRIC CENTER IS A MEMBER OF LEADING AGE NEW YORK, THE CONTINUING CARE LEADERSHIP COALITION, AND LEADING AGE. TO LEARN MORE VISIT WWW.SETONPEDIATRIC.ORG. IN 2016, THE CENTER PROVIDED 49,761 DAYS OF CARE TO 184 PATIENTS. 57453053 1 1 0 1 0 0 0 0 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 81 0 612 1 0 0 0 0 0 0 0 0 0 1 0 X 19 19 1 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X CARLA PERRUCCIO 9142946128 300 CORPORATE BLVD SOUTH YONKERS NY 10701 MICHAEL HEGARTY CHAIRPERSON 1.00 X X 0 0 0 SR MIRIAM KEVIN PHILLIPS SC SECRETARY 1.00 X X 0 0 0 PETER MCKEEVER CHAIRPERSON THRU MAY 2016 2.00 1.00 X X 0 0 0 SR CAROL A BARNES SC VICE CHAIRPERSON 1.00 2.00 X X 0 0 0 GREG MANCINI TREASURER 1.00 X X 0 0 0 THERESA MACRI DIRECTOR THRU MAY 2016 1.00 X 0 0 0 LISA WICKENS ALTERI DIRECTOR THRU MAY 2016 1.00 X 0 0 0 ROBERT ROCHE DIRECTOR THRU MAY 2016 1.00 X 0 0 0 RACHEL AMAR DIRECTOR 1.00 X 0 0 0 JOHN CARUSO DIRECTOR 1.00 X 0 0 0 DWAYNE DOHERTY DIRECTOR 1.00 X 0 0 0 CLAUDIA PICI-MORRIS DIRECTOR 1.00 X 0 0 0 VITO VERNI DIRECTOR 1.00 X 0 0 0 FR FRANCIS J GASPARIK OFM DIRECTOR 1.00 X 0 0 0 WILLIAM P HARRINGTON ESQ DIRECTOR 1.00 1.00 X 0 0 0 KELLY E JONES DIRECTOR 1.00 X 0 0 0 SR MARY ANN DALY SC DIRECTOR 1.00 X 0 0 0 STEVEN KORF DIRECTOR 1.00 X 0 0 0 DENNIS KENNY ESQ DIRECTOR 1.00 X 0 0 0 FRANK A OSWALD ESQ DIRECTOR 1.00 1.00 X 0 0 0 DR ISRAEL FRANCO MD DIRECTOR 1.00 X 0 0 0 CATHERINE FRANZETTI DIRECTOR 1.00 X 0 0 0 MIMI GROTTO DIRECTOR 1.00 X 0 0 0 PATRICIA TURSI CEO 30.50 7.00 X 491847 0 49085 LISA POSKANZER VP OPERATIONS 37.50 X 222472 0 24245 NANCY BULLOCK COO 37.50 X 249044 0 32808 CARLA PERUCCIO CFO 34.00 3.50 X 249999 0 24255 ROBERT G HUTCHEON MD CHIEF MEDICAL OFFICER 37.50 X 321294 0 39877 FRANCES E SEQUEIRA VP TALENT MANAGEMENT 32.75 4.75 X 209340 0 36935 BRIAN HARRINGTON SR VP, INSTITUTIONAL ADVANCEMENT 37.00 0.50 X 237995 0 32502 ROBERT MESSINA VP SUPPORT SERVICES 37.25 0.25 X 221995 0 37622 JOHN TSANTAKIS VP OF INTERNAL AUDIT AND PROJECT MANAGEMENT 30.20 7.30 X 214140 0 36227 ALVIN MOYER MD PHYSICIAN 37.50 X 193569 0 21152 2611695 0 334708 50 0 1 0 EMPRESS AMBULANCE SERVICE PO BOX 8000 BUFFALO NY 14267 AMBULANCE TRANSPORTATION 353168 ADP INC PO BOX 842875 BOSTON MA 02284 PAYROLL PROCESSING 263346 LANDSCAPE STRUCTURES 265 POST AVE SUITE 365 WESTBURY NY 11590 PLAYGROUND CONTRACTOR 244245 INFINITY MEDICAL SOLUTIONS LLC 4475 S CLINTON AVE SUITE 106 SOUTH PLAINFIELD NJ 07080 EQUIPMENT MAINTENANCE AND RENTAL 231861 CORBY ASSOCIATES INC 590 GRAND AVE RIDGEFIELD NJ 07657 PLAYGROUND CONTRACTOR 176250 12 851726 54098 851726 MEDICAID 623000 66703648 66703648 PRIVATE INS. PATIENT REVENUE 623000 609674 609674 67313322 2762 2762 REBATES AND REFUNDS 900099 58693 58693 MISCELLANEOUS REVENUE 900099 22607 22607 MEDICAL RECORDS 900099 7226 7226 88526 68256336 67313322 0 91288 1704926 361171 1343755 28865583 26159677 2255137 450769 3635486 3317858 273485 44143 3575998 3261644 270813 43541 3116991 2795074 284892 37025 329899 329899 95500 95500 8928 8928 2585204 2258837 318540 7827 106765 492 91313 14960 2328355 2025874 264245 38236 4513915 4205289 298435 10191 411535 389388 19153 2994 42084 23118 18924 42 5067386 4883098 176711 7577 954417 535760 418657 CASH RECEIPTS ASSESMENT 4237896 4237896 MEDICAL SUPPLIES 1264495 1263882 613 CONTRACTED SERVICES 915087 416819 498268 FOOD 581190 549102 29099 2989 1044379 768074 258011 18294 65386019 57453053 7254378 678588 3275260 5447413 5073548 2318683 47313 47043 4385556 5016765 140026 200270 653007 542392 129156546 23563096 101455373 105593450 3255448 12059897 17718890 130345428 136884906 6982031 8181403 82767 91627 94407067 95634866 4236747 5469877 105708612 109377773 X 24573331 27507133 63485 0 24636816 27507133 130345428 136884906 2870317 0 X X 0 1 X 1 0 X 574334 605823 340600 786039 851726 3158522 54489943 56549110 59757436 62116446 67313322 300226257 55064277 57154933 60098036 62902485 68165048 303384779 32500 67540 29561 8600 17200 155401 0 32500 67540 29561 8600 17200 155401 303229378 1068 628 1027 1490 2762 6975 1068 628 1027 1490 2762 6975 66475 647170 90455 73746 88526 966372 55131820 57802731 60189518 62977721 68256336 304358126 0.99630 0.99590 0.00000 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2012 AMOUNT: $ 4,978. 2015 AMOUNT: $ 4,330. 2016 AMOUNT: $ 22,607. REBATES AND REFUNDS - 2012 AMOUNT: $ 51,651. 2013 AMOUNT: $ 445,472. 2014 AMOUNT: $ 79,776. 2015 AMOUNT: $ 65,492. 2016 AMOUNT: $ 58,693. MEDICAL RECORDS - 2012 AMOUNT: $ 9,846. 2013 AMOUNT: $ 6,876. 2014 AMOUNT: $ 10,679. 2015 AMOUNT: $ 3,924. 2016 AMOUNT: $ 7,226. INSURANCE PROCEEDS - 2013 AMOUNT: $ 194,822. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 8928 8928 0 PART II-B, LINE 1: THE CENTER HIRES AN OUTSIDE FIRM TO LOBBY AND ADVOCATE THE NYS LEGISLATURE AND NYS DEPARTMENT OF HEALTH ON REIMBURSEMENT AND HEALTHCARE ISSUES THAT AFFECT ITS MISSION AND CHILDREN WHO RECEIVE SERVICES FROM THE ORGANIZATION. IN ADDITION, INCLUDED IN THE AMOUNT ABOVE IS A PORTION OF UNION DUES WHICH IS PAID TO PROFESSIONAL ASSOCIATIONS FOR THESE ACTIVITIES. 0 1 X 10001500 10001500 93018034 15491041 77526993 16329590 8072055 8257535 9807422 9807422 105593450 DUE FROM THIRD-PARTY PAYORS 4480382 DUE FROM AFFILIATES 835750 RESIDENTS' FUNDS 91627 MORTGAGE ESCROWS 11624131 INSURANCE RECOVERY RECEIVABLE 687000 17718890 DUE TO THIRD-PARTY PAYORS 4782877 PROFESSIONAL AND SIMILAR LIABILITIES 687000 5469877 X 68256336 0 68256336 0 68256336 65386019 0 65386019 0 65386019 PART IV, LINE 2B: RESIDENT'S FUNDS ARE HELD BY THE CENTER ON BEHALF OF RESIDENTS. SUCH FUNDS REPRESENT ALLOWANCES RECEIVED BY RESIDENTS, AS WELL AS OTHER RESIDENTS' FUNDS DEPOSITED FOR SAFEKEEPING. THESE FUNDS ARE DISBURSED AT THE REQUEST OF, OR ON BEHALF OF, RESIDENTS FOR THEIR PERSONAL USE. PART X, LINE 2: THE CENTER RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY WHEN THE TAX POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE CENTER HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE CENTER IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO 2013. X X X X 0 0 0 0 0 0 0 1 0 PATRICIA TURSI CEO 491709 0 0 0 138 0 32575 0 16510 0 540932 0 0 0 LISA POSKANZER VP OPERATIONS 222334 0 0 0 138 0 12348 0 11897 0 246717 0 0 0 NANCY BULLOCK COO 248282 0 0 0 762 0 7506 0 25302 0 281852 0 0 0 CARLA PERUCCIO CFO 224909 0 25000 0 90 0 13750 0 10505 0 274254 0 0 0 ROBERT G HUTCHEON MD CHIEF MEDICAL OFFICER 320532 0 0 0 762 0 14575 0 25302 0 361171 0 0 0 FRANCES E SEQUEIRA VP TALENT MANAGEMENT 184082 0 25000 0 258 0 11633 0 25302 0 246275 0 0 0 BRIAN HARRINGTON SR VP, INSTITUTIONAL ADVANCEMENT 237857 0 0 0 138 0 7200 0 25302 0 270497 0 0 0 ROBERT MESSINA VP SUPPORT SERVICES 196857 0 25000 0 138 0 12320 0 25302 0 259617 0 0 0 JOHN TSANTAKIS VP OF INTERNAL AUDIT AND PROJECT MAN 189050 0 25000 0 90 0 11337 0 24890 0 250367 0 0 0 ALVIN MOYER MD PHYSICIAN 193479 0 0 0 90 0 10646 0 10506 0 214721 0 0 0 PART I, LINE 7 FOUR INDIVIDUALS RECEIVED A BONUS FROM ESPC IN 2016. THEY ARE BASED ON PERFORMANCE, REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD AND THEN RATIFIED BY THE ESPC BOARD. X 1 54098 APPRAISED 1 0 0 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTORS IS REPORTED IN COLUMN (B). FORM 990, PART VI, SECTION A, LINE 2 WILLIAM HARRINGTON AND BRIAN HARRINGTON HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATIONS BYLAWS WERE AMENDED TO CHANGE THE SOLE MEMBER OF THE ORGANIZATION TO THE SISTERS OF CHARITY MINISTRY NETWORK INC. THE AMENDED BYLAWS ALSO STATE THE POWERS RESERVED FOR THE SOLE MEMBER AS FOLLOWS: 1. ANY CHANGE IN THE GENERAL CHARACTER OF THE CENTER 2. ELECTION OF THE BOARD OF DIRECTORS 3. REMOVAL OF ANY DIRECTOR WITH OR WITHOUT CAUSE 4. AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF THE CENTER, OR AMENDMENT OR REPEAL OF THESE BYLAWS. 5. ADOPTION, AMENDMENT OR REPEAL OF ANY PLAN OF DISSOLUTION, MEGER OR CONSOLIDATION. 6. APPROVAL OF THE PURCHASE, SALE, MORTGAGE OR LEASE OF THE CENTER'S REAL PROPERTY 7. APPROVAL OF A SALE OF ALL OR SUBSTANTIALLY ALL OF THE CENTER'S ASSETS. FORM 990, PART VI, SECTION A, LINE 6 THE SOLE MEMBER OF THE CENTER IS SISTERS OF CHARITY MINISTRY NETWORK, INC. FORM 990, PART VI, SECTION A, LINE 7A THE SOLE MEMBER, SISTERS OF CHARITY MINISTRY NETWORK, INC. RESERVES THE RIGHT TO ELECT BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B IN ADDITION TO ITS OTHER POWERS AND RESPONSIBILITIES ESTABLISHED BY LAW, BY THE CERTIFICATE OF INCORPORATION OF THE CENTER AND BY THESE BYLAWS, THE MEMBER SHALL HAVE THE FOLLOWING RESERVED POWERS: (A)ANY CHANGE IN THE GENERAL CHARACTER OF THE CENTER; (B)ELECTION OF THE BOARD OF DIRECTORS; (C)REMOVAL OF ANY DIRECTOR WITH OR WITHOUT CAUSE; (D)AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF THE CENTER, OR AMENDMENT OR REPEAL OF THESE BYLAWS; (E)ADOPTION, AMENDMENT OR REPEAL OF ANY PLAN OF DISSOLUTION, MERGER OR CONSOLIDATION; (F)APPROVAL OF THE PURCHASE, SALE, MORTGAGE OR LEASE OF THE CENTER'S REAL PROPERTY; AND (G)APPROVAL OF A SALE OF ALL OR SUBSTANTIALLY ALL OF THE CENTER'S ASSETS. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS HAVE ASSIGNED THE RESPONSIBILITY TO REVIEW AND APPROVE THE FORM 990 TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE IS COMPRISED OF FOUR INDEPENDENT DIRECTORS, ONE OF WHICH IS DEEMED TO BE THE FINANCIAL EXPERT AND OTHERS WHO ARE KNOWLEDGEABLE IN FINANCIAL AND COMPLIANCE MATTERS. THE AUDIT COMMITTEE RECEIVED AN ELECTRONIC DRAFT OF THE FORM 990 PRIOR TO A SCHEDULED AGENDA ITEM. THE AUDIT COMMITTEE MEMBERS' QUESTIONS RELATING TO THE FORM 990 CONTENTS ARE DISCUSSED WITH FINANCIAL MANAGEMENT AND ANY AUDIT COMMITTEE MEMBER QUESTIONS MUST BE RESOLVED PRIOR TO THE AUDIT COMMITTEE APPROVAL FOR THE FORM 990 TO BE FILED. AN ELECTRONIC COPY OF THE APPROVED FINAL FORM 990 IS PROVIDED TO THE BOARD/GOVERNING BODY PRIOR TO IT BEING SUBMITTED TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ELIZABETH SETON PEDIATRIC CENTER REQUIRES THAT ITS DIRECTORS, OFFICERS AND EMPLOYEES MAKE DECISIONS SOLELY ON THE BASIS OF A DESIRE TO PROMOTE THE BEST INTEREST OF THE ORGANIZATION. SIMILARLY, THE PEDIATRIC CENTER DIRECTORS, OFFICERS AND EMPLOYEES ARE PROHIBITED FROM USING THEIR RESPECTIVE POSITIONS WITH THE ORGANIZATION OR INFORMATION OBTAINED RELATING TO THE ORGANIZATION IN ORDER TO ACHIEVE A DIRECT OR INDIRECT PERSONAL BENEFIT, FINANCIAL OR OTHERWISE. A POTENTIAL CONFLICT OF INTEREST WILL BE DEEMED TO OCCUR WHEN AN INDIVIDUAL'S PERSONAL OR PRIVATE INTEREST MIGHT LEAD AN INDEPENDENT OBSERVER TO REASONABLY QUESTION WHETHER THE INDIVIDUAL'S ACTIONS OR DECISIONS ON BEHALF OF THE ORGANIZATION ARE INFLUENCED BY PERSONAL CONSIDERATIONS, FINANCIAL OR OTHERWISE. AN ACTUAL CONFLICT OF INTEREST WILL BE DEEMED TO OCCUR WHERE IT REASONABLY APPEARS THAT DECISIONS MADE ON BEHALF OF THE ORGANIZATION BY A DIRECTOR, OFFICER, OR EMPLOYEE WERE INFLUENCED BY THE DIRECTOR, OFFICER OR EMPLOYEE'S DIRECT OR INDIRECT PERSONAL OR FINANCIAL INTEREST IN AN ENTITY THAT TRANSACTS BUSINESS WITH OR COMPETES AGAINST THE PEDIATRIC CENTER, OR RECEIPTS OF GIFTS, ENTERTAINMENT OR FAVORS FROM ANY INDIVIDUAL OR ENTITY THAT DOES BUSINESS WITH OR COMPETES AGAINST THE PEDIATRIC CENTER. THE PEDIATRIC CENTER REQUIRES THAT PROPOSED COMPENSATION ARRANGEMENTS FOR ALL DIRECTORS, OFFICERS, AND KEY EMPLOYEES AND ALL PROPOSED INITIAL OR RENEWAL CONTRACT AND TRANSACTIONS THAT MAY IMPLICATE THE PERSONAL OR FINANCIAL INTEREST OF ANY OF ITS DIRECTORS, OFFICERS, EMPLOYEES OR THEIR IMMEDIATE FAMILIES BE REVIEWED AND DULY AUTHORIZED BY THE BOARD OF DIRECTORS. ALL COMPENSATION ARRANGEMENTS WILL BE IN COMPLIANCE WITH THE PEDIATRIC CENTER'S POLICIES AND MISSION AND APPLICABLE LAWS, INCLUDING BUT NOT LIMITED TO THE TAX AND OTHER REQUIREMENTS RELEVANT TO TAX-EXEMPT ORGANIZATIONS. ANY TIME A TRANSACTION, CONTRACT, OR COMPENSATION ARRANGEMENT THAT MAY GIVE RISE TO A CONFLICT OF INTEREST IS SCHEDULED TO COME BEFORE THE BOARD OF DIRECTORS, EACH TRUSTEE, OFFICER OR EMPLOYEE WHO MAY HAVE A CONFLICT OF INTEREST MUST MAKE KNOWN THE INTEREST THAT GIVES RISE TO THE CONFLICT, WHETHER BY WRITTEN STATEMENT OR OTHERWISE, AND DISCLOSE ALL MATERIAL FACTS ABOUT THE CONFLICT. AFTER DISCLOSURE OF THE INTEREST AND ALL MATERIAL FACTS ABOUT THE CONFLICT, AND AFTER ANY DISCUSSION, THE TRUSTEE, OFFICER, OR EMPLOYEE MUST LEAVE THE MEETING WHILE THE REMAINING DIRECTORS DISCUSS THE INFORMATION AND MAKE A DETERMINATION IF A CONFLICT OF INTEREST EXISTS. THE MINUTES OF THE MEETING WILL REFLECT THAT A DISCLOSURE WAS MADE AND THE DIRECTOR, OFFICER OR EMPLOYEES WERE ABSENT DURING THE DISCUSSION AND ANY VOTING TRANSACTION, CONTRACT OR COMPENSATION ARRANGEMENT. THE CHAIRPERSON OF THE BOARD WILL APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE AND REPORT TO THE BOARD OF DIRECTORS ALTERNATIVES TO THE PROPOSED TRANSACTION, CONTRACT, OR COMPENSATION ARRANGEMENT. BASED ON THE INFORMATION FURNISHED BY THE DISINTERESTED PERSON OR COMMITTEE, THE BOARD OF DIRECTORS WILL MAKE A DETERMINATION OF WHETHER THE PEDIATRIC CENTER CAN OBTAIN MORE ADVANTAGEOUS TRANSACTIONS OR MORE REASONABLE ARRANGEMENTS FROM AN ENTITY OR PERSON THAT WOULD GIVE RISE TO A CONFLICT OF INTEREST. IF THE BOARD HAS A REASONABLE CAUSE TO BELIEVE THAT A DIRECTOR, OFFICER, OR EMPLOYEE HAS FAILED TO DISCLOSE A CONFLICT OF INTEREST, IT WILL INFORM THE INDIVIDUAL OF THE BASIS FOR THE BELIEF AND AFFORD THE INDIVIDUAL AN OPPORTUNITY TO EXPLAIN THE FAILURE TO DISCLOSE. THE BOARD MAY TAKE WHATEVER FOLLOW-UP ACTIONS IT DEEMS NECESSARY AND AT ITS OPTION, MAY VOID A TRANSACTION, CONTRACT OR ARRANGEMENT WHERE A CONFLICT OF INTEREST EXIST THAT HAS NOT BEEN DISCLOSED. ANY TRUSTEE, OFFICER OR EMPLOYEE WHO FINDS OR SUSPECTS A VIOLATION OF THIS POLICY MUST IMMEDIATELY REPORT THE CONDUCT TO A SUPERVISOR OR THE COMPLIANCE OFFICER. ANY EMPLOYEE OR AGENT MAY REPORT CONDUCT THAT MAY BE IN VIOLATION OF THIS POLICY THROUGH THE PEDIATRIC CENTER'S CONFIDENTIAL REPORTING SYSTEM. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE COMPENSATION, INCLUDING SALARY, BONUSES, AND BENEFITS, FOR THE OFFICERS AND OTHER KEY EMPLOYEES WILL BE REVIEWED AND RECOMMENDED BY A SUB-COMMITTEE OF THE BOARD OF DIRECTORS. NO MEMBER OF THE SUB-COMMITTEE WILL PARTICIPATE IN OR ECONOMICALLY BENEFIT FROM THE PROPOSED COMPENSATION ARRANGEMENT OR BE A FAMILY MEMBER OF THE EMPLOYEE, OR BE IN AN EMPLOYMENT RELATIONSHIP WITH RESPECT TO THE PARTICULAR EMPLOYEE UNDER WHICH THE MEMBER IS SUBJECT TO DIRECTION OR CONTROL BY THE EMPLOYEE, OR HAVE A MATERIAL FINANCIAL INTEREST THAT WILL BE AFFECTED BY THE PROPOSED COMPENSATION PACKAGE, OR RECEIVE ECONOMIC BENEFITS THAT ARE SUBJECT TO APPROVAL BY THE EMPLOYEE. RECOMMENDATIONS WILL THEN BE FURNISHED TO THE HUMAN RESOURCE DIRECTOR FOR REVIEW AND PROCESSING. PRIOR TO MAKING ITS DECISION, THE SUB-COMMITTEE WILL OBTAIN RELEVANT INFORMATION SUFFICIENT FOR DETERMINING THAT THE COMPENSATION ARRANGEMENT IN ITS ENTIRETY IS REASONABLE, SUCH AS THE COMPENSATION PACKAGE OF SIMILARLY SITUATED TAX-EXEMPT OR TAXABLE ORGANIZATION PACKAGE OF SIMILAR POSITIONS, THE AVAILABILITY OF SIMILAR SERVICES IN THE GEOGRAPHIC AREA, CURRENT COMPENSATION SURVEYS COMPILED BY INDEPENDENT FIRMS, OR ACTUAL WRITTEN OFFERS FROM SIMILAR INSTITUTIONS FOR THE SERVICES OF THE EMPLOYEE. THE SUBCOMMITTEE WILL ACCURATELY RECORD MINUTES AND DOCUMENT THE DETERMINATION OF ANY KEY EMPLOYEE COMPENSATION PACKAGE BEFORE THE LATTER OF THE NEXT SUB-COMMITTEE OR 60 DAYS AFTER THE FINAL ACTION IS TAKEN. THE DOCUMENTATION WILL INCLUDE THE TERMS OF THE COMPENSATION PACKAGE AND THE DATE IT WAS APPROVED, THE NAME OF THE SUB-COMMITTEE MEMBERS WHO WERE PRESENT DURING THE DISCUSSION AND THOSE WHO VOTED IN THE ARRANGEMENT WITH THE COMPENSATION RATE, THE COMPARABLE DATA OBTAINED, AND RELIED UPON BY THE SUB-COMMITTEE, AND HOW THE DATA WAS OBTAINED, ANY ACTIONS TAKEN WITH RESPECT TO CONSIDERATION OF THE TRANSACTION BY ANYONE WHO IS AN USUAL MEMBER OF THE SUB-COMMITTEE BUT WHO HAD A CONFLICT OF INTEREST AND REMOVED HIMSELF FROM THE ACTIONS OF THE SUB-COMMITTEE, AND IF APPLICABLE, THE REASON WHY THE SUB-COMMITTEE DETERMINED A REASONABLE COMPENSATION RATE TO BE HIGHER OR LOWER THAN THE COMPENSATION PACKAGE OF COMPARABLE PUBLIC CHARITIES. NO COMPENSATION OF ANY KIND SHALL BE PAID TO ELIZABETH SETON'S BOARD OF DIRECTORS. AN INDEPENDENT THIRD PARTY CONSULTANT WAS ENGAGED TO PERFORM THE EXECUTIVE COMP REVIEW, PRESENT FINDINGS TO THE COMP COMMITTEE OF THE BOARD AND ASSIST WITH WAIVER APPLICATIONS UNDER EXECUTIVE ORDER 38. THE INDEPENDENT EXECUITVE COMPENSATION REVIEW IS PERFORMED PERIODICALLY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION, FORM 990, GOVERNING DOCUMENTS AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST OR BY CALLING THE ORGANIZATION DIRECTLY. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. JOHN A COLEMAN SCHOOL 300 CORPORATE BLVD SOUTH YONKERS NY 10701 201946996 EDUCATIONAL SERVICES FOR CHILDREN WITH DISABILITIES NY 501(C)(3) LINE 2 SISTERS OF CHARITY MINISTRY NETWORK INC 0 CHILDRENS REHABILITATION CENTER INC 300 CORPORATE BLVD SOUTH YONKERS NY 10701 271837787 OUTPATIENT DIAGNOSTIC AND TREATMENT CENTER NY 501(C)(3) LINE 10 SISTERS OF CHARITY MINISTRY NETWORK INC 0 ST ELIZABETH SETON CHILDREN'S FOUNDATION 300 CORPORATE BLVD SOUTH YONKERS NY 10701 800879753 SUPPORTS RELATED ENTITIES NY 501(C)(3) LINE 12B, II SISTERS OF CHARITY MINISTRY NETWORK INC 0 SISTERS OF CHARITY MINISTRY NETWORK INC 6301 RIVERDALE AVENUE BRONX NY 10471 475555465 MEMBERSHIP ORGANIZATION NY 501(C)(3) LINE 1 N/A 0 0 0 1 1 0 0 0 0 0 0 0 1 1 1 1 1 1 0 0