2017-10-19T13:19:59-05:00 2016-12-31 061009205 BLUM SHAPIRO & COMPANY PC CPA'S 29 S MAIN STREET PO BOX 272000 WEST HARTFORD CT 061272000 990 2016-01-01 060699252 HARTFORD FOUNDATION FOR PUBLIC GIVING HART 8605481888 10 COLUMBUS BLVD 8TH FLOOR HARTFORD CT 06106 VIRGILIO BLONDET JR V.P. FOR ADMIN & FINANCE 8605481888 2017-10-12 1 LORI BUDNICK P00046310 8605614000 2017-10-12 2016 2022-09-23 18:48:47Z X YVETTE MELENDEZ 10 COLUMBUS BLVD HARTFORD CT 06106 498468265 0 X WWW.HFPG.ORG X 1925 CT THE HARTFORD FOUNDATION FOR PUBLIC GIVING, ESTABLISHED IN 1925, IS THE COMMUNITY FOUNDATION FOR THE 29 COMMUNITIES IN THE HARTFORD REGION. IT IS DEDICATED TO PUTTING PHILANTHROPY INTO ACTION TO CREATE LASTING SOLUTIONS THAT RESULT IN VIBRANT COMMUNITIES WITHIN THE GREATER HARTFORD REGION. THE THREE PRIORITIES OF THE FOUNDATION ARE INTER-RELATED; SUCCESS IN ONE AREA DEPENDS ON AND REINFORCES SUCCESS IN THE OTHERS. WITH A CLEAR FOCUS ON EQUITY AND OPPORTUNITY, WE PRIORITIZE: VIBRANT COMMUNITIES, LEARNING (FROM BIRTH THROUGH COLLEGE), AND FAMILY ECONOMIC SECURITY. COLLABORATING WITH OUR COMMUNITIES, WE WILL ACHIEVE OUR PRIORITIES BY BUILDING, SUSTAINING, AND SHARING KNOWLEDGE; ENGAGING IN PUBLIC POLICY, INSPIRING PHILANTHROPY AND STEWARDING RESOURCES; AND INVESTING IN OUR REGION. 11 11 65 79 41250 11905 17463928 13601126 0 0 39459950 48505721 620889 720615 57544767 62827462 33101618 33482977 0 0 5698829 5630641 0 0 1178712 9989042 10563873 48789489 49677491 8755278 13149971 888320069 917285394 29936145 32474610 858383924 884810784 X THE HARTFORD FOUNDATION FOR PUBLIC GIVING PUTS PHILANTHROPY INTO ACTION TO CREATE LASTING SOLUTIONS THAT RESULT IN VIBRANT COMMUNITIES WITHIN THE GREATER HARTFORD REGION. WE WORK TO ENSURE ALL RESIDENTS IN OUR AREA HAVE EQUITABLE OPPORTUNITY TO THRIVE AND CONTRIBUTE TO THE WELL-BEING OF OUR REGION, ACHIEVED AND SUSTAINED BY SHARED COMMITMENT AND PARTNERSHIP AMONG THE FOUNDATION, DONORS, THE NONPROFIT, PRIVATE AND PUBLIC SECTORS, FAITH LEADERS, AND RESIDENTS IN OUR REGION. TO ACCOMPLISH THIS WORK, THE FOUNDATION PARTICIPATES ACTIVELY IN SHAPING THE WELL-BEING OF THE CAPITOL REGION BY:-RAISING RESOURCES TO HELP THE COMMUNITY-ADMINISTERING AND MANAGING FINANCIAL RESOURCES ENTRUSTED TO THE FOUNDATION-DISTRIBUTING RESOURCES AND SHARING KNOWLEDGE TO CHARITABLE ORGANIZATIONS AND OTHER PARTNERS SERVING THE COMMUNITY-DEVELOPING AND MAINTAINING PROCESS WHICH ENABLE THE FOUNDATION TO -IDENTIFY THE PRESSING NEEDS OF THE COMMUNITY -INITIATE ACTIVITIES AND APPROPRIATE FINANCIAL SUPPORT 0 0 39334824 33482977 IN 2016, THE HARTFORD FOUNDATION FOR PUBLIC GIVING AWARDED 2,287 GRANTS TOTALING $33 MILLION TO NONPROFIT ORGANIZATIONS THROUGHOUT GREATER HARTFORD. THESE GRANTS MAKE A DIFFERENCE IN MANY ARENAS: ARTS AND CULTURE, COMMUNITY AND ECONOMIC DEVELOPMENT, EDUCATION, FAMILY AND SOCIAL SERVICES, AND HEALTH. HISTORICALLY, THE HARTFORD FOUNDATION HAS AWARDED GRANTS PRIMARILY IN RESPONSE TO REQUESTS FROM LOCAL NONPROFIT AGENCIES TO MEET COMMUNITY NEEDS. EXTENSIVE SUPPORT IS GIVEN TO AGENCIES DEALING WITH BASIC HUMAN NEEDS IN THE AREAS OF FOOD, SHELTER, HEALTH AND EMPLOYMENT. IN ADDITION, THE FOUNDATION HAS CONDUCTED SPECIAL INITIATIVES TO ADDRESS IMPORTANT COMMUNITY ISSUES IN THE REGION. THEY INVOLVE GRANTMAKING, AS WELL AS RESEARCH, CONVENING AND TRAINING OF AGENCIES INVOLVED, SHARING FOUNDATION EXPERTISE, DEVELOPING OUTCOMES, AND EVALUATING TO GAUGE IMPACT. IN ITS INITIATIVES, THE HARTFORD FOUNDATION HAS COMMITTED SUBSTANTIAL GRANTMAKING AND STAFF RESOURCES TO AN ISSUE AND, IN THE CASE OF LONGER-STANDING PROJECTS, TO DISCERN THE ROOT CAUSES OF CHALLENGING SOCIAL PROBLEMS. FOUNDATION INITIATIVES HAVE INCLUDED IMPROVING THE SCHOOL READINESS OF HARTFORD CHILDREN, STRENGTHENING THE ORGANIZATIONAL EFFECTIVENESS OF KEY MULTI-SERVICE AGENCIES, AND EXPANDING PROGRAMMING AT SENIOR CENTERS AND LIBRARIES. IN 2016, THE FOUNDATION CONTINUED ITS INVESTMENT IN EDUCATION BEYOND HARTFORD TO DEEPEN PARTNERSHIPS AMONG SCHOOL DISTRICT LEADERS, FAMILIES AND COMMUNITY PROVIDERS FROM THE STATE-DESIGNED LOWEST PERFORMING DISTICTS IN THE REGION (ALLIANCE DISTRICTS) TO SUPPORT EDUCATION EQUITY AND SUCCESS. THE FOUNDATION'S NONPROFIT SUPPORT PROGRAM COUPLES EDUCATIONAL PROGRAMMING WITH ASSESSMENTS AND GRANTS IN THE AREAS OF PLANNING, FINANCIAL MANAGEMENT, TECHNOLOGY, EVALUATION, BOARD GOVERNANCE, EXECUTIVE TRANSITION, MARKETING, AND FUND DEVELOPMENT. THE HARTFORD FOUNDATION ALSO AWARDS SCHOLARSHIPS TO HELP HIGH SCHOOL STUDENTS FROM THE GREATER HARTFORD AREA AFFORD THE COST OF A COLLEGE EDUCATION. DURING 2016, THE FOUNDATION AWARDED OVER $1.3 MILLION IN SCHOLARSHIPS TO MORE THAN 600 STUDENTS, INCLUDING TRADITIONAL-AGED STUDENTS, ADULT LEARNERS, AND GRADUATE STUDENTS, WHO ATTENDED COMMUNITY COLLEGES, TWO AND FOUR-YEAR COLLEGES AND UNIVERSITIES. THE WORK OF THE HARTFORD FOUNDATION IS MADE POSSIBLE BY CONTRIBUTIONS FROM INDIVIDUALS, FAMILIES AND ORGANIZATIONS WHO CONTRIBUTED OVER $13 MILLION AND CREATED 35 NEW FUNDS AT THE FOUNDATION DURING 2016. TODAY THERE ARE 1,153 FUNDS AT THE FOUNDATION. 39334824 1 1 0 1 0 1 0 0 0 1 1 1 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 90 0 1 65 1 1 1 0 0 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CT X VIRGILIO BLONDET JR 8605481888 10 COLUMBUS BOULEVARD 8TH FLOOR HARTFORD CT 06106 YVETTE MELENDEZ CHAIR 3.50 X X 0 0 0 JOANN H PRICE VICE CHAIR 3.50 X X 0 0 0 ROBERT B GOLDFARB TREASURER 3.50 X X 0 0 0 NANCY BERNSTEIN DIRECTOR 2.30 X 0 0 0 R NELSON GRIEBEL DIRECTOR 2.30 X 0 0 0 ELSA M NUNEZ DIRECTOR 2.30 X 0 0 0 RICHARD PALMER DIRECTOR 2.30 X 0 0 0 RODNEY O POWELL DIRECTOR 2.30 X 0 0 0 GORDON SCOTT DIRECTOR 2.30 X 0 0 0 THEODORE SERGI DIRECTOR 2.30 X 0 0 0 ANDREW WORTHINGTON DIRECTOR 2.30 X 0 0 0 LINDA J KELLY PRESIDENT & SECRETARY 40.00 X 312343 0 71376 VIRGILIO BLONDET JR VP ADMIN&FINANCE/ ASST. SE 40.00 X 205855 0 32736 JUDITH ROZIE-BATTLE SR. VP/ASST. SECRETARY 40.00 X 205481 0 21325 DEBORAH ROTHSTEIN VP FOR DEVELOPMENT AND DON 40.00 X 173686 0 27768 SHARON O'MEARA DIRECTOR, COMMUNITY INVEST 40.00 X 161167 0 24725 NANCY BENBEN VP FOR COMMUNICATIONS 40.00 X 172063 0 18249 SARA A SNEED DIRECTOR, EDUCATION INVEST 40.00 X 158267 0 26518 ANNMARIE REIMER DIRECTOR, NONPROFIT SUPPORT PROGRAM 40.00 X 154394 0 27811 1543256 0 250508 17 0 1 0 BANK OF AMERICA TRUSTEE BANK 99 FOUNDERS PLAZA EAST HARTFORD CT 06108 INVESTMENT MANAGEMENT FEES 908072 ARTISAN FUNDS PO BOX 8412 BOSTON MA 02266 INVESTMENT MANAGEMENT FEES 656259 SILCHESTER INTERNATIONAL INVESTORS 780 THIRD AVENUE 42ND FLOOR NEW YORK NY 10017 INVESTMENT MANAGEMENT FEES 621487 MONDRIAN INVESTMENT GROUP 1105 N MARKET STREET SUITE 1118 WILMINGTON DE 19801 INVESTMENT MANAGEMENT FEES 352402 CROSS & JOSTUS LLC 8610 RIDGE ROAD BETHESDA MD 20817 CONSULTANT 275000 33 13601126 1905439 13601126 14711461 -6193 14717654 41748 52246 -10498 -10498 -10498 469382817 435588557 33794260 33794260 47443 33746817 GRANT REFUNDS AND CANC 900099 407703 407703 OTHER REVENUE 900099 323410 323410 731113 62827462 0 41250 49185086 33482977 33482977 849117 140800 708317 3713031 1121683 1905712 685636 340583 102888 174804 62891 431721 130420 221581 79720 296189 82907 167491 45791 153317 153317 61302 61302 4830986 4830986 428096 385286 42810 446282 193549 71711 181022 77724 21756 43952 12016 111794 111794 539542 151025 305103 83414 31289 8758 17694 4837 21418 21418 154290 154290 41864 41864 RELATED PROGRAM ACTIVIT 3368973 3368973 MISCELLANEOUS 149653 41852 84416 23385 FUNDS TRANSFERRED OUT 101950 101950 ANNUAL REPORT 45393 45393 49677491 39334824 9163955 1178712 35951284 46976005 136352 78627 1406183 1048580 148034 357603 780239900 804575396 67877801 61147920 3966698 4149843 888320069 917285394 78389 108601 27071022 29769713 66948 64304 2719786 2531992 29936145 32474610 X 28746406 29277511 829637518 855533273 858383924 884810784 888320069 917285394 X 13149971 13138116 138773 X 0 1 X 1 0 X 6666447 7337386 7103576 7804986 9985520 38897915 6666447 7337386 7103576 7804986 9985520 38897915 52088 38845827 13310512 16037216 14627599 13784011 14711461 72470799 111368714 3657789 0.34880 0.37540 X UNUSUAL CONTRIBUTIONS EXCLUDED FROM PART II, SECTION A, LINE 2016 - $3,615,606 2015 - $9,658,942 2014 - $12,629,910 2013 - $2,972,891 2012 - $12,154,582 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 3740 3740 49673751 49677491 1000000 250000 0 0 1000000 1000000 1000000 3000000 4500000 3242 16067 3740 23049 250000 250000 250000 750000 1125000 153 3315351 7307614 163045409 1 1 0 855045663 13601126 56596355 43867745 881375399 898578641 17463928 -17191955 43804951 855045663 892696323 19733486 31375752 45226920 898578641 781868204 10310277 138439012 37921170 892696323 696115161 18821029 101407871 34475857 781868204 0.02930 0.97070 0 0 614179 373629 240550 338368 245414 92954 453636 429537 24099 357603 SPLIT-INTEREST AGREEMENTS 7765356 F ALTERNATIVE INVESTMENTS 53382564 F 61147920 RETIREMENT BENEFIT PAYABLE 211210 ANNUITY LIABILITY 2320782 2531992 PART V, LINE 4: SINCE 1925, DONORS (INDIVIDUALS, FAMILIES AND ORGANIZATIONS) HAVE CREATED 1,153 FUNDS AT THE HARTFORD FOUNDATION FOR PUBLIC GIVING. THIS IS THE SOURCE OF THE FUNDING FOR THE FOUNDATION'S GRANTS AND OTHER PROGRAMS; WHICH ARE MORE FULLY DESCRIBED IN THE STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS, PART III, LINE 4A. THE FOUNDATION'S CURRENT SPENDING POLICY PROVIDES FOR ANNUAL SPENDING OF FUNDS AT 5 PERCENT OF THE PREVIOUS 20 QUARTERS' AVERAGE MARKET VALUES, SUBJECT TO A FLOOR OF 4.25% OF CURRENT ASSETS, AND A CEILING OF 5.75% OF CURRENT ASSETS. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 7841590 0 0 0 0 0 0 7841590 0 7841590 1 0 0 0 0 0 1 4-H EDUCATION CENTER AT AUERFARM 158 AUER FARM ROAD BLOOMFIELD CT 06002 060938101 509(A)(1) 105744 EDUCATION OTHER 4-H EDUCATION CENTER AT AUERFARM 158 AUER FARM ROAD BLOOMFIELD CT 06002 060938101 509(A)(1) 7500 SUMMER PROGRAMS ENRICHMENT ACHIEVE HARTFORD 221 MAIN STREET 3RD FLOOR HARTFORD CT 06106 450499390 509(A)(1) 213500 EDUCATION EDUC'N PREK-12 ACHIEVEMENT FIRST 403 JAMES STREET NEW HAVEN CT 06513 651203744 509(A)(1) 5000 EDUCATION EDUC'N PREK-12 ADVOCACY UNLIMITED INC 399 FRANKLIN AVENUE HARTFORD CT 06114 061516101 509(A)(1) 21000 HEALTH MENTAL HEALTH ADVOCACY UNLIMITED INC 399 FRANKLIN AVENUE HARTFORD CT 06114 061516101 509(A)(1) 48500 HEALTH PHYSICAL HEALTH AIDS CONNECTICUT INC 110 BARTHOLOMEW AVENUE SUITE 3050 HARTFORD CT 06106 223014883 509(A)(1) 124891 HEALTH PHYSICAL HEALTH ALASKA CONSERVATION FOUNDATION 911 WEST 8TH AVENUE SUITE 300 ANCHORAGE AK 99501 920061466 509(A)(1) 60880 GENERAL ENVIRONMENT ALMADA LODGE-TIMES FARM CAMP CORPORATION 73 TIMES FARM ROAD ANDOVER CT 06232 060660003 509(A)(1) 18714 FAMILY/CHILD/SOC CHILDREN & YOUTH ALMADA LODGE-TIMES FARM CAMP CORPORATION 73 TIMES FARM ROAD ANDOVER CT 06232 060660003 509(A)(1) 27000 SUMMER PROGRAMS CAMPERSHIP ALMADA LODGE-TIMES FARM CAMP CORPORATION 73 TIMES FARM ROAD ANDOVER CT 06232 060660003 509(A)(1) 6300 SUMMER PROGRAMS CIT PROGRAM AMERICAN CANCER SOCIETY 825 BROOK STREET ROCKY HILL CT 060673405 131788491 509(A)(1) 14194 HEALTH PHYSICAL HEALTH AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE 711 THIRD AVENUE 10TH FLOOR NEW YORK NY 10017 131656634 509(A)(1) 30000 FAMILY/CHILD/SOC BASIC HUMAN NEED AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE 711 THIRD AVENUE 10TH FLOOR NEW YORK NY 10017 131656634 509(A)(1) 30000 FAMILY/CHILD/SOC FAMILY AMERICAN MUSEUM OF TORT LAW INC 654 MAIN STREET WINSTED CT 06098 061529225 509(A)(1) 5000 ARTS, CULTURE MUSEUM AMERICAN PRINTING HOUSE FOR THE BLIND INC 1839 FRANKFORD AVENUE LOUISVILLE KY 402060389 610444640 509(A)(1) 74827 EDUCATION ADULT/VOCATIONAL AMERICAN RED CROSS 209 FARMINGTON AVENUE FARMINGTON CT 06032 530196605 509(A)(1) 104250 FAMILY/CHILD/SOC BASIC HUMAN NEED AMERICAN SCHOOL FOR THE DEAF 139 NORTH MAIN STREET WEST HARTFORD CT 06107 060667600 509(A)(1) 23341 EDUCATION EDUC'N PREK-12 AMERICAN SCHOOL FOR THE DEAF 139 NORTH MAIN STREET WEST HARTFORD CT 06107 060667600 509(A)(1) 5500 SUMMER PROGRAMS CAMPERSHIP AMERICAN SCHOOL FOR THE DEAF 139 NORTH MAIN STREET WEST HARTFORD CT 06107 060667600 509(A)(1) 15500 SUMMER PROGRAMS TUTORIAL THE AMISTAD CENTER FOR ART & CULTURE INC 600 MAIN STREET HARTFORD CT 06103 222849122 509(A)(1) 114100 ARTS, CULTURE MUSEUM ANCIENT BURYING GROUND ASSOCIATION INC PO BOX 347 HARTFORD CT 06141 222823727 509(A)(1) 8416 ARTS, CULTURE MUSEUM ANCIENT BURYING GROUND ASSOCIATION INC PO BOX 347 HARTFORD CT 06141 222823727 509(A)(1) 5500 SUMMER PROGRAMS TUTORIAL ANDOVER HEBRON MARLBOROUGH YOUTH SERVICES INC 25 PENDLETON DRIVE HEBRON CT 06234 222595584 509(A)(1) 89320 FAMILY/CHILD/SOC CHILDREN & YOUTH THE ARC OF THE FARMINGTON VALLEY INC 225 COMMERCE DRIVE CANTON CT 06019 066011136 509(A)(1) 8000 HEALTH MENTAL HEALTH ARTHRITIS FOUNDATION NEW ENGLAND REGION INC 35 COLD SPRING ROAD SUITE 411 ROCKY HILL CT 060673166 042113261 509(A)(1) 13019 HEALTH PHYSICAL HEALTH THE ARTISTS COLLECTIVE INC 1200 ALBANY AVENUE HARTFORD CT 06112 060889475 509(A)(1) 51225 ARTS, CULTURE OTHER ART RELATE THE ARTISTS COLLECTIVE INC 1200 ALBANY AVENUE HARTFORD CT 06112 060889475 509(A)(1) 21800 SUMMER PROGRAMS CAMPERSHIP THE ARTISTS COLLECTIVE INC 1200 ALBANY AVENUE HARTFORD CT 06112 060889475 509(A)(1) 2600 SUMMER PROGRAMS CIT PROGRAM ASCEND MENTORING 34 MAPLE AVENUE WINDSOR CT 06095 455065001 509(A)(1) 35000 FAMILY/CHILD/SOC CHILDREN & YOUTH ASIAN AMERICAN CIVIC ASSOCIATION INC 87 TYLER STREET 5TH FLOOR BOSTON MA 02111 042476258 509(A)(1) 30000 COMMY/ECON DEVEL EMPLOY/TRAIN ASNUNTUCK COMMUNITY COLLEGE 170 ELM STREET ENFIELD CT 06082 311647253 509(A)(1) 42100 EDUCATION HIGHER EDUCATION ASNUNTUCK COMMUNITY COLLEGE 170 ELM STREET ENFIELD CT 06082 311647253 509(A)(1) 5000 EDUCATION LITERACY ASNUNTUCK COMMUNITY COLLEGE 170 ELM STREET ENFIELD CT 06082 311647253 509(A)(1) 21500 EDUCATION SCHOLARSHIP ASYLUM HILL CONGREGATIONAL CHURCH 814 ASYLUM AVENUE HARTFORD CT 061052892 060646544 509(A)(1) 9051 FAMILY/CHILD/SOC FAMILY ASYLUM HILL LEARNING ZONE INC 814 ASYLUM AVENUE HARTFORD CT 06105 223166522 509(A)(1) 15000 EDUCATION OTHER ASYLUM HILL NEIGHBORHOOD ASSOCIATION INC 814 ASYLUM AVENUE HARTFORD CT 06105 272457517 509(A)(1) 5000 COMMY/ECON DEVEL OTHER COMMY/ECON AUDUBON ALASKA 441 W 5TH AVENUE SUITE 300 ANCHORAGE AK 995012340 510182677 509(A)(2) 20000 GENERAL ENVIRONMENT AURORA WOMEN AND GIRLS FOUNDATION INC 80 SOUTH MAIN STREET WEST HARTFORD CT 06107 061587403 509(A)(1) 15000 FAMILY/CHILD/SOC CHILDREN & YOUTH BALLET THEATRE COMPANY 20 JEFFERSON AVENUE WEST HARTFORD CT 06110 061537525 509(A)(1) 12000 ARTS, CULTURE DANCE BATED BREATH THEATRE COMPANY CITY ARTS ON PEARL HARTFORD CT 06103 262370741 509(A)(2) 20000 ARTS, CULTURE THEATER BATES COLLEGE STUDENT FINANCIAL SERVICES LEWISTON ME 04240 010211781 509(A)(1) 8000 EDUCATION SCHOLARSHIP BENTLEY UNIVERSITY CASHIERS OFFICE - RAUCH 123 WALTHAM MA 02452 041081650 509(A)(1) 13000 EDUCATION SCHOLARSHIP BERKSHIRE NATURAL RESOURCES COUNCIL 20 BANK ROW 203 PITTSFIELD MA 02102 042430091 509(A)(1) 5000 GENERAL ENVIRONMENT BETHESDA LUTHERAN CHURCH 305 SAINT RONAN STREET NEW HAVEN CT 06511 5000 ARTS, CULTURE MUSIC BIKE WALK CONNECTICUT PO BOX 270149 WEST HARTFORD CT 061270149 202909972 509(A)(1) 5000 GENERAL RECREATION BILLINGS FORGE COMMUNITY WORKS 227 LAWRENCE STREET 2ND FLOOR HARTFORD CT 06106 261412551 509(A)(1) 50000 COMMY/ECON DEVEL EMPLOY/TRAIN BILLINGS FORGE COMMUNITY WORKS 227 LAWRENCE STREET 2ND FLOOR HARTFORD CT 06106 261412551 509(A)(1) 159350 COMMY/ECON DEVEL OTHER COMMY/ECON BILLINGS FORGE COMMUNITY WORKS 227 LAWRENCE STREET 2ND FLOOR HARTFORD CT 06106 261412551 509(A)(1) 4000 FAMILY/CHILD/SOC BASIC HUMAN NEED BLUE HILLS CIVIC ASSOCIATION 846 ASYLUM AVENUE HARTFORD CT 06095 060876558 509(A)(1) 83750 COMMY/ECON DEVEL OTHER COMMY/ECON BLUE HILLS CIVIC ASSOCIATION 846 ASYLUM AVENUE HARTFORD CT 06095 060876558 509(A)(1) 7700 SUMMER PROGRAMS CAMPERSHIP BOSTON COLLEGE OFFICE OF STUDENT SERVICES LYONS HALL CHESTNUT HILL MA 02467 042103545 509(A)(1) 8368 EDUCATION SCHOLARSHIP BOSTON MEDICAL CENTER 88 EAST NEWTON STREET BOSTON MA 02118 043314093 509(A)(1) 27000 HEALTH PHYSICAL HEALTH BOSTON UNIVERSITY STUDENT ACCOUNTING SERVICE BOSTON MA 02215 042103547 509(A)(1) 16100 EDUCATION SCHOLARSHIP BOTTOM LINE INC 50 MILK STREET 16TH FLOOR BOSTON MA 02109 043351427 509(A)(1) 10000 EDUCATION OTHER BOY SCOUT TROOP 260 C/O SECOND BAPTIST CHURCH SUFFIELD CT 06078 221576300 509(A)(1) 5000 FAMILY/CHILD/SOC CHILDREN & YOUTH BOYS & GIRLS CLUBS OF HARTFORD INC 170 SIGOURNEY STREET HARTFORD CT 06105 066026005 509(A)(1) 204059 FAMILY/CHILD/SOC CHILDREN & YOUTH BOYS & GIRLS CLUBS OF HARTFORD INC 170 SIGOURNEY STREET HARTFORD CT 06105 066026005 509(A)(1) 27000 SUMMER PROGRAMS CAMPERSHIP BOYS & GIRLS CLUBS OF HARTFORD INC 170 SIGOURNEY STREET HARTFORD CT 06105 066026005 509(A)(1) 17900 SUMMER PROGRAMS CIT PROGRAM BRAIN INJURY ALLIANCE OF CONNECTICUT 200 DAY HILL ROAD SUITE 250 WINDSOR CT 06095 061071490 509(A)(1) 25000 HEALTH MENTAL HEALTH THE BRANSON SCHOOL 39 FERNHILL AVENUE ROSS CA 94957 940338330 509(A)(1) 5000 EDUCATION EDUC'N PREK-12 BRICK STORE MUSEUM 117 MAIN STREET KENNEBUNK ME 04043 010238760 509(A)(1) 10000 ARTS, CULTURE MUSEUM THE BRIDGE FAMILY CENTER INC 1022 FARMINGTON AVENUE WEST HARTFORD CT 06107 237013563 509(A)(2) 12000 FAMILY/CHILD/SOC BASIC HUMAN NEED THE BRIDGE FAMILY CENTER INC 1022 FARMINGTON AVENUE WEST HARTFORD CT 06107 237013563 509(A)(2) 45758 FAMILY/CHILD/SOC ERLY CHILD (B-5) THE BRIDGE FAMILY CENTER INC 1022 FARMINGTON AVENUE WEST HARTFORD CT 06107 237013563 509(A)(2) 1272 FAMILY/CHILD/SOC FAMILY BRISTOL BOYS AND GIRLS CLUB 255 WEST STREET BRISTOL CT 060105735 060646556 509(A)(1) 20000 FAMILY/CHILD/SOC CHILDREN & YOUTH BROOKWOOD SCHOOL ONE BROOKWOOD ROAD MANCHESTER MA 01944 042227413 509(A)(1) 5000 EDUCATION EDUC'N PREK-12 BUILDING HEALTHY FAMILIES INC 302 HACKMATACK STREET MANCHESTER CT 06040 271516747 509(A)(1) 5000 FAMILY/CHILD/SOC ERLY CHILD (B-5) BUSHNELL MEMORIAL HALL CORPORATION 166 CAPITOL AVENUE HARTFORD CT 06106 060662112 509(A)(2) 2750 ARTS, CULTURE DANCE BUSHNELL MEMORIAL HALL CORPORATION 166 CAPITOL AVENUE HARTFORD CT 06106 060662112 509(A)(2) 36287 ARTS, CULTURE MUSIC BUSHNELL PARK FOUNDATION INC PO BOX 230778 HARTFORD CT 06123 061039083 509(A)(2) 6929 GENERAL RECREATION CAST INC PO BOX 1268 MANCHESTER CT 060451268 222906484 509(A)(1) 5350 ARTS, CULTURE THEATER CALDWELL UNIVERSITY BURSARS OFFICE CALDWELL NJ 07006 221500483 509(A)(1) 5000 EDUCATION SCHOLARSHIP CAMP COURANT INC 285 BROAD STREET HARTFORD CT 06115 061018155 509(A)(1) 200106 FAMILY/CHILD/SOC CHILDREN & YOUTH CAMP COURANT INC 285 BROAD STREET HARTFORD CT 06115 061018155 509(A)(1) 43000 SUMMER PROGRAMS CAMPERSHIP CAPITAL COMMUNITY COLLEGE 950 MAIN STREET HARTFORD CT 06103 222513381 509(A)(1) 41862 EDUCATION SCHOLARSHIP CAPITAL COMMUNITY COLLEGE 950 MAIN STREET HARTFORD CT 06103 222513381 509(A)(1) 6000 SUMMER PROGRAMS TUTORIAL CAPITAL FOR CHANGE 121 TREMONT STREET HARTFORD CT 06105 060842738 509(A)(2) 25000 COMMY/ECON DEVEL HOUSING CAPITAL WORKFORCE PARTNERS 1 UNION PLACE HARTFORD CT 06103 061013293 509(A)(1) 564323 COMMY/ECON DEVEL EMPLOY/TRAIN CAPITAL WORKFORCE PARTNERS 1 UNION PLACE HARTFORD CT 06103 061013293 509(A)(1) 500 EDUCATION LITERACY CAPITAL WORKFORCE PARTNERS 1 UNION PLACE HARTFORD CT 06103 061013293 509(A)(1) 350000 SUMMER PROGRAMS EMPLOYMENT CAPITOL REGION COUNCIL OF GOVERNMENTS 241 MAIN STREET HARTFORD CT 06106 203959057 509(A)(1) 25000 COMMY/ECON DEVEL OTHER COMMY/ECON CAPITOL REGION EDUCATION COUNCIL 111 CHARTER OAK AVENUE HARTFORD CT 06106 204091009 509(A)(1) 189647 COMMY/ECON DEVEL EMPLOY/TRAIN CAPITOL REGION EDUCATION COUNCIL 111 CHARTER OAK AVENUE HARTFORD CT 06106 204091009 509(A)(1) 7331 EDUCATION EDUC'N PREK-12 CAPITOL REGION EDUCATION COUNCIL 111 CHARTER OAK AVENUE HARTFORD CT 06106 204091009 509(A)(1) 48000 EDUCATION LITERACY CAPITOL REGION EDUCATION COUNCIL 111 CHARTER OAK AVENUE HARTFORD CT 06106 204091009 509(A)(1) 16246 SUMMER PROGRAMS CAMPERSHIP CAPITOL REGION EDUCATION COUNCIL 111 CHARTER OAK AVENUE HARTFORD CT 06106 204091009 509(A)(1) 8500 SUMMER PROGRAMS TUTORIAL CAPITOL SQUASH INC 300 SUMMIT STREET BOX 702611 HARTFORD CT 06106 272791355 509(A)(1) 5000 FAMILY/CHILD/SOC CHILDREN & YOUTH CAREER COLLABORATIVE 77 SUMMER STREET 11TH FLOOR BOSTON MA 02110 043402682 509(A)(1) 30000 COMMY/ECON DEVEL EMPLOY/TRAIN CAREER RESOURCES 350 FAIRFIELD AVENUE BRIDGEPORT CT 06604 061427945 509(A)(1) 50000 COMMY/ECON DEVEL EMPLOY/TRAIN CARTER CARES INC 993 PLEASANT VALLEY ROAD SOUTH WINDSOR CT 06074 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DRISCOLL UNITED LABOR AGENCY INC 56 TOWN LINE ROAD ROCKY HILL CT 06067 060987695 509(A)(1) 17500 FAMILY/CHILD/SOC BASIC HUMAN NEED JOHN J DRISCOLL UNITED LABOR AGENCY INC 56 TOWN LINE ROAD ROCKY HILL CT 06067 060987695 509(A)(1) 30000 FAMILY/CHILD/SOC FAMILY JOHN J DRISCOLL UNITED LABOR AGENCY INC 56 TOWN LINE ROAD ROCKY HILL CT 06067 060987695 509(A)(1) 67000 GENERAL LEGAL SVCS/IMMIGRATION/LEGAL RIGHTS JOURNEY FOUND INC 60 HILLIARD STREET MANCHESTER CT 06040 462753734 509(A)(1) 24767 HEALTH MENTAL HEALTH JOURNEY HOME 255 MAIN STREET HARTFORD CT 06106 800143570 509(A)(1) 72035 COMMY/ECON DEVEL EMPLOY/TRAIN JOURNEY HOME 255 MAIN STREET HARTFORD CT 06106 800143570 509(A)(1) 266697 COMMY/ECON DEVEL HOUSING JUDY DWORIN PERFORMANCE PROJECT INC 75 CHARTER OAK AVENUE HARTFORD CT 06106 223064328 509(A)(1) 72500 ARTS, CULTURE DANCE JUDY DWORIN PERFORMANCE PROJECT INC 75 CHARTER OAK AVENUE HARTFORD CT 06106 223064328 509(A)(1) 31500 FAMILY/CHILD/SOC FAMILY JUNIOR ACHIEVEMENT OF SOUTHWEST NEW 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STREET WETHERSFIELD CT 06109 060699245 509(A)(1) 5000 ARTS, CULTURE MUSEUM WELLESLEY COLLEGE OFFICE FOR RESOURCES WELLESLEY MA 02181 042103637 509(A)(1) 7857 EDUCATION SCHOLARSHIP WENTWORTH INSTITUTE OF TECHNOLOGY STUDENT SERVICES CENTER BOSTON MA 028845170 041958460 509(A)(1) 6000 EDUCATION SCHOLARSHIP WESLEYAN UNIVERSITY STUDENT ACCOUNTS MIDDLETOWN CT 06459 060646959 509(A)(1) 15000 EDUCATION LITERACY WESLEYAN UNIVERSITY STUDENT ACCOUNTS MIDDLETOWN CT 06459 060646959 509(A)(1) 7254 EDUCATION SCHOLARSHIP TOWN OF WEST HARTFORD 50 SOUTH MAIN STREET WEST HARTFORD CT 06107 GOVERN 5930 FAMILY/CHILD/SOC BASIC HUMAN NEED TOWN OF WEST HARTFORD 50 SOUTH MAIN STREET WEST HARTFORD CT 06107 GOVERN 1000 GENERAL ENVIRONMENT THE WEST INDIAN FOUNDATION INC 1229 ALBANY AVENUE BLOOMFIELD CT 06002 060976022 509(A)(1) 16000 SUMMER PROGRAMS CAMPERSHIP WESTERN NEW ENGLAND UNIVERSITY STUDENT ADMINISTRATIVE SERVICE SPRINGFIELD MA 011192684 042108376 509(A)(1) 13000 EDUCATION SCHOLARSHIP WESTMINSTER 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EDUCATION SCHOLARSHIP YMCA GREATER BOSTON 18 TREMONT STREET SUITE 400 BOSTON MA 02108 042103551 509(A)(2) 30000 COMMY/ECON DEVEL EMPLOY/TRAIN YMCA OF METROPOLITAN HARTFORD INC 50 STATE HOUSE SQUARE SECOND FLOOR HARTFORD CT 06103 060881325 509(A)(1) 40937 FAMILY/CHILD/SOC CHILDREN & YOUTH YMCA OF METROPOLITAN HARTFORD INC 50 STATE HOUSE SQUARE SECOND FLOOR HARTFORD CT 06103 060881325 509(A)(1) 45000 FAMILY/CHILD/SOC FAMILY YMCA OF METROPOLITAN HARTFORD INC 50 STATE HOUSE SQUARE SECOND FLOOR HARTFORD CT 06103 060881325 509(A)(1) 23500 SUMMER PROGRAMS CAMPERSHIP YMCA OF METROPOLITAN HARTFORD INC 50 STATE HOUSE SQUARE SECOND FLOOR HARTFORD CT 06103 060881325 509(A)(1) 5000 SUMMER PROGRAMS CIT PROGRAM YWCA HARTFORD REGION INC 135 BROAD STREET HARTFORD CT 06105 060646993 509(A)(1) 100000 COMMY/ECON DEVEL EMPLOY/TRAIN YWCA HARTFORD REGION INC 135 BROAD STREET HARTFORD CT 06105 060646993 509(A)(1) 53000 EDUCATION HIGHER EDUCATION YWCA HARTFORD REGION INC 135 BROAD STREET HARTFORD CT 06105 060646993 509(A)(1) 18500 FAMILY/CHILD/SOC BASIC HUMAN NEED YWCA HARTFORD REGION INC 135 BROAD STREET HARTFORD CT 06105 060646993 509(A)(1) 39000 FAMILY/CHILD/SOC FAMILY YWCA HARTFORD REGION INC 135 BROAD STREET HARTFORD CT 06105 060646993 509(A)(1) 5300 SUMMER PROGRAMS CAMPERSHIP YWCA OF NEW BRITAIN 19 FRANKLIN SQUARE NEW BRITAIN CT 06051 060598620 509(A)(2) 23854 FAMILY/CHILD/SOC FAMILY PART I, LINE 2: GRANT PAYMENTS ARE MADE AFTER REVIEW AND APPROVAL OF BOTH EXPENDITURE AND PROGRESS SUBMITTED BY AN AGENCY FOR A FUNDED PROJECT. X X X X 0 1 0 0 0 0 0 0 0 LINDA J KELLY PRESIDENT & SECRETARY 302884 0 0 0 9459 0 61500 0 9876 0 383719 0 0 0 VIRGILIO BLONDET JR VP ADMIN&FINANCE/ ASST. SE 201307 0 0 0 4548 0 20522 0 12214 0 238591 0 0 0 JUDITH ROZIE-BATTLE SR. VP/ASST. SECRETARY 200000 0 0 0 5481 0 20000 0 1325 0 226806 0 0 0 DEBORAH ROTHSTEIN VP FOR DEVELOPMENT AND DON 172086 0 0 0 1600 0 17510 0 10258 0 201454 0 0 0 SHARON O'MEARA DIRECTOR, COMMUNITY INVEST 154292 0 0 0 6875 0 16043 0 8682 0 185892 0 0 0 NANCY BENBEN VP FOR COMMUNICATIONS 170508 0 0 0 1555 0 17065 0 1184 0 190312 0 0 0 SARA A SNEED DIRECTOR, EDUCATION INVEST 156824 0 0 0 1443 0 16003 0 10515 0 184785 0 0 0 ANNMARIE REIMER DIRECTOR, NONPROFIT SUPPORT PROGRAM 150493 0 0 0 3901 0 15435 0 12376 0 182205 0 0 0 PART I, LINE 4B THE FOUNDATION CONTRIBUTED $12,500 INTO A NONQUALIFIED DEFERRED COMPENSATION PLAN FOR THE BENEFIT OF LINDA J. KELLY. X 34 1905437 MARKET QUOTES 0 1 0 FORM 990, PART VI, SECTION A, LINE 7A PURSUANT TO THE FOUNDATION'S RESOLUTION AND DECLARATION OF TRUST, ITS GOVERNING DOCUMENT, EACH OF THE FOLLOWING HAS AUTHORITY TO APPOINT ONE MEMBER OF THE BOARD OF DIRECTORS - CHIEF JUSTICE OF THE SUPREME COURT OF THE STATE OF CONNECTICUT, MAJORITY VOTE OF THE PRESIDENTS OF THE COLLEGES THAT ARE FULL MEMBERS OF THE HARTFORD CONSORTIUM OF HIGHER EDUCATION, JUDGE OF THE PROBATE COURT FOR THE DISTRICT OF HARTFORD, CHAIR OF THE BOARD OF DIRECTORS OF THE UNITED WAY OF CENTRAL AND NORTHEASTERN CONNECTICUT, CHAIR OF THE BOARD OF DIRECTORS OF THE METROHARTFORD ALLIANCE, TRUSTEES COMMITTEE, WHOSE APPOINTEE SHALL NOT BE AN EXECUTIVE OFFICER OF ANY OF THE TRUSTEE CORPORATIONS THEN ACTING. FORM 990, PART VI, SECTION A, LINE 7B UNDER THE FOUNDATION'S RESOLUTION AND DECLARATION OF TRUST, A MAJORITY VOTE BY THE TRUSTEES COMMITTEE IS REQUIRED TO APPROVE AMENDMENTS TO THE RESOLUTION AND DECLARATION OF TRUST, INCLUDING THE POWER TO APPROVE A DECISION BY THE BOARD OF DIRECTORS TO TERMINATE THE FOUNDATION AND ALL THE POWERS AND DUTIES OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY THE FOUNDATION'S INDEPENDENT AUDITORS, AND THEN REVIEWED BY THE FOUNDATION'S FINANCIAL AND EXECUTIVE STAFF. THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS AND APPROVES THE 990. THE BOARD OF DIRECTORS APPROVES THE FORM 990 FOR FILING WITH THE IRS ON THE RECOMMENDATION OF THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C INFORMATION GATHERING ANNUALLY, THE BOARD OF DIRECTORS, INVESTMENT COMMITTEE MEMBERS (INCLUDES NON-DIRECTORS) AND ALL STAFF MEMBERS ARE ASKED TO REVIEW THE CONFLICT OF INTEREST POLICY AND COMPLETE THE DISCLOSURE FORM, INFORMATION FROM WHICH IS REVIEWED IN CONNECTION WITH GRANT PROPOSALS OR NEW VENDOR RELATIONSHIPS. REVIEW AND MONITORING - BOARD AND STAFF CONFLICTS DISCLOSURE FORMS ARE REVIEWED BY THE PRESIDENT. - BOARD AND SENIOR STAFF CONFLICTS ARE THEN COMPILED IN A CHART FOR DISTRIBUTION TO THE FOUNDATION'S PROGRAM STAFF FOR REGULAR REVIEW AS GRANT WRITE-UPS ARE PREPARED AND SUBMITTED TO THE BOARD. - DIRECTORS ARE FURTHER ASKED TO DISCLOSE CONFLICTS, OR POTENTIAL CONFLICTS, BEFORE ACTION IS TAKEN ON ANY GRANT PROPOSAL. THE DIRECTOR OR SENIOR STAFF MEMBER MUST ABSTAIN FROM ACTING ON ANY PROPOSAL WHEN THERE IS A CONFLICT OR POTENTIAL CONFLICT OF INTEREST. - CONFLICTS AND ABSTENTIONS ARE NOTED IN THE BOARD MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION DETERMINATION - DIRECTORS REVIEW COMPENSATION DATA THAT INCLUDES COMPARABLE COMPENSATION DATA COMPILED BY THE COUNCIL ON FOUNDATIONS AND COMPENSATION INFORMATION FROM SIMILARLY SITUATED COMMUNITY FOUNDATIONS FOR FUNCTIONALLY COMPARABLE POSITIONS. - REVIEW OF PERFORMANCE OF CHIEF EXECUTIVE OFFICER BY THE DIRECTORS, NONE OF WHOM HAS A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT. - BOARD CHAIR AND VICE CHAIR EXECUTE A CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION IN WRITING, PRIOR TO ANY COMPENSATION ADJUSTMENT FOR THE CEO. - A SIMILAR PROCESS OCCURS FOR THE CEO'S REVIEW OF THE OTHER SENIOR MANAGEMENT OFFICIALS. - THIS PROCESS IS UNDERTAKEN ANNUALLY, INCLUDING 2016. FORM 990, PART VI, SECTION C, LINE 19 CORPORATE GOVERNANCE DOCUMENTS ARE PART OF THE PUBLIC FILES OF THE CT SECRETARY OF STATE, AUDITED FINANCIAL STATEMENTS AND QUARTERLY INVESTMENT PERFORMANCE DATA ARE AVAILABLE ON OUR WEBSITE, AND THE OTHERS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE/SPLIT-INTEREST 138,773. FORM 990, PAGE 1, SECTION B THE FORM IS BEING AMENDED TO REFLECT CHANGES IN UNRELATED BUSINESS INCOME DUE TO FILING OF FORM 990-T. THIS HAS RESULTED IN CHANGES TO THE FOLLOWING: 990- PART 1 LINES 7A AND 7B, PART V LINES 3A AND 3B, PART VIII LINES 3 AND 7D. 990T HFPG SPECIAL ASSETS INC 10 COLUMBUS BLVD 8TH FLOOR HARTFORD CT 06106 300303718 TO ASSIST THE FOUNDATION IN RECEIVING DONATIONS. CT 501 (C) (3) TYPE 1 SUPPORTING 0 POOLED INCOME FUND SPLIT INTEREST AGREEMENTS CT T 0 CHARITABLE REMAINDER TRUST (12) SPLIT INTEREST AGREEMENTS CT T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0