2017-08-09T15:06:47-05:00 2016-12-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2016-01-01 131623892 AMERICAN INSTITUTE OF CHEMICAL ENGINEERS AMER 8002424363 120 WALL STREET 23RD FLOOR NEW YORK NY 10005 JUNE WISPELWEY EXECUTIVE DIRECTOR 8002424363 2017-08-09 1 ROBERT LYONS P00227472 2125038800 69.74.165.34 2017-08-09 15:55:20 ED P 1423E06F9E6F9EFDA19AB3AABD1FE32D0EF26F97 B8E8917F0931719FE7A109CCAA1C726E9AF7A481 2016 2021-01-29 14:40:06Z JUNE WISPELWEY 120 WALL STREET 23RD FLOOR NEW YORK NY 10005 35762651 0 X WWW.AICHE.ORG X 1908 NY TO ADVANCE CHEMICAL ENGINEERING IN THEORY AND PRACTICE, TO MEET THE NEEDS OF CHEMICAL ENGINEERS FOR INFORMATION, KNOWLEDGE, AND PROFESSIONAL COMMUNICATION AND TO SERVE SOCIETY, PARTICULARLY WHERE CHEMICAL ENGINEERING CAN CONTRIBUTE TO THE PUBLIC INTEREST. 17 17 105 1000 744895 0 2827814 3860311 22159858 24351816 617870 1098816 2151340 5934939 27756882 35245882 289090 328984 0 0 12314723 13365167 68300 64500 2797582 14310356 16798048 26982469 30556699 774413 4689183 28795843 35446732 11826445 11835666 16969398 23611066 X TO ADVANCE CHEMICAL ENGINEERING IN THEORY AND PRACTICE, TO MEET THE NEEDS OF CHEMICAL ENGINEERS FOR INFORMATION, KNOWLEDGE, AND PROFESSIONAL COMMUNICATION AND TO SERVE SOCIETY, PARTICULARLY WHERE CHEMICAL ENGINEERING CAN CONTRIBUTE TO THE PUBLIC INTEREST. 0 0 9351790 19314 8504569 INDUSTRY TECHNOLOGY GROUPS - TO ALLOW INDUSTRY, ACADEMIA AND GOVERNMENT REPRESENTATIVES TO COLLABORATE AND LEVERAGE RESOURCES FOR RESEARCH TECHNOLOGY TRANSFER AND OTHER ACTIVITIES. THE ABOVE REVENUE EXCLUDES REVENUES FROM CHARITABLE CONTRIBUTIONS AND GRANTS OF $243,878 REPORTED IN PART VIII, LINE 1, EXCLUDES ROYALTIES OF $377,272 REPORTED IN PART VIII, LINE 5. 3289434 110133 4340074 MEMBERSHIP - TO PROVIDE A FOUNDATION FOR AICHE MEMBERS TO KEEP CURRENT, CONNECTED, AND SECURE THROUGHOUT THEIR CAREERS. AICHE PRODUCES A JOURNAL (CHEMICAL ENGINEERING PROGRESS) WHICH PROVIDES ESSENTIAL TECHNICAL AND PROFESSIONAL INFORMATION TO PRACTICING CHEMICAL ENGINEERS. THE ABOVE REVENUE EXCLUDES REVENUES FROM CHARITABLE CONTRIBUTIONS AND GRANTS OF $27,600 REPORTED IN PART VIII, LINE 1, AND EXCLUDES ADVERTISING REVENUES OF $94,136 REPORTED ON PART VIII, LINE 2F AND EXCLUDES DIVIDENDS OF $100,000 REPORTED IN PART VIII, LINE 3. 3563060 2190 6592451 MEETINGS & TECHNICAL PROGRAMMING - TO CONDUCT TECHNICAL MEETINGS, CONFERENCES, AND EXHIBITS IN VARIOUS LOCATIONS IN ORDER TO PROMOTE OPEN EXCHANGE OF CHEMICAL ENGINEERING CONCEPTS. THE ABOVE REVENUE EXCLUDES REVENUES FROM CHARITABLE CONTRIBUTIONS AND GRANTS OF $43,448 REPORTED IN PART VIII, LINE 1. 2752542 0 1012499 PUBLICATIONS - TO PUBLISH A VARIETY OF PERIODICALS, BOOKS AND OTHER MATERIALS ON CHEMICAL ENGINEERING AND RELATED TOPICS FOR DISTRIBUTION TO THE GENERAL PUBLIC. THE REVENUE BELOW EXCLUDES ROYALTIES OF $5,139,894 REPORTED IN PART VIII, LINE 5 AND EXCLUDES ADVERTISING REVENUES OF $650,759 REPORTED IN PART VIII, LINE 2E. 198691 6028 FINANCIAL SERVICES - TO ASSIST AICHE MEMBERS' EFFORTS TO ACHIEVE FINANCIAL SECURITY BY PROVIDING THEM WITH A SELECTION OF FINANCIAL SERVICES AND KEEPING TRACK OF ALL FINANCIAL RELATED BENEFITS. THE REVENUE BELOW EXCLUDES DIVIDENDS OF $240,000 REPORTED IN PART VIII, LINE 3 AND EXCLUDES ROYALTIES OF $417,773 REPORTED IN PART VIII, LINE 5. 1365992 197347 1263402 OTHER PROGRAM SUPPORT - TO SUPPORT CERTAIN OPERATIONS DECIDED BY THE BOARD OF DIRECTORS FROM SURPLUSES FROM SELF-SUPPORTING OPERATIONS, OTHER OPERATING REVENUES, AND A PORTION OF INVESTMENT RETURN. THE REVENUE BELOW EXCLUDES REVENUES FROM CHARITABLE CONTRIBUTIONS AND GRANTS OF $20,725 REPORTED IN PART VIII, LINE 1. 2904599 2632793 EDUCATION SERVICES - TO PROVIDE SEMINARS AND COURSES TO THE GENERAL PUBLIC WHICH PROVIDES EDUCATIONAL OPPORTUNITIES RELATED TO CHEMICAL ENGINEERING. THE REVENUE BELOW EXCLUDES DIVIDENDS OF $100,000 REPORTED IN PART VIII, LINE 3. 7221824 197347 4914722 23426108 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 1 1 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 202 0 105 1 1 1 1 SN IN 0 0 0 1 1 0 0 0 0 X 17 17 0 0 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 NY X LUCIA MATTHEW 6464951355 120 WALL STREET NEW YORK NY 100054020 CHERYL I TEICH PAST PRESIDENT 6.00 X X 0 0 0 GREGORY STEPHANOPOULOS PRESIDENT 12.00 X X 0 0 0 FREEMAN SELF SECRETARY 5.00 X X 0 0 0 E DENNIS GRIFFITH TREASURER 5.00 X X 0 0 0 BOND CALLOWAY PRESIDENT-ELECT 20.00 X X 0 0 0 GREGORY FRANK DIRECTOR 4.00 X 0 0 0 MEAGAN LEWIS DIRECTOR 2.00 X 0 0 0 JOE POWELL DIRECTOR 3.00 X 0 0 0 TIMOTHY O ODI DIRECTOR 1.00 X 0 0 0 DAN LAMBERT DIRECTOR 2.00 X 0 0 0 ALAN E NELSON DIRECTOR 2.00 X 0 0 0 JOHN O'CONNELL DIRECTOR 6.00 X 0 0 0 ANNE SKAJA ROBINSON DIRECTOR 2.00 X 0 0 0 SHARON ROBINSON DIRECTOR 4.00 X 0 0 0 JOSEPH D SMITH DIRECTOR 2.00 X 0 0 0 DIANE K SPENCER DIRECTOR 2.00 X 0 0 0 LEVI T THOMPSON JR DIRECTOR 3.00 X 0 0 0 JUNE C WISPELWEY EXECUTIVE DIRECTOR 40.00 X 390280 0 68409 RICHARD CAIN DIRECTOR, FINANCE 40.00 X 254127 0 79849 ELIZABETH LAWLER DIRECTOR, OPERATIONS 40.00 X 243452 0 72247 STEPHEN SMITH DIR., PUBLICATIONS & COMMUNICATIONS 40.00 X 255510 0 114024 CATHY DIANA DIR., HR, FOUNDATION & OFFICE SVCS. 32.00 X 178456 0 80972 KRISTINE CHIN DIRECTOR, CONFERENCES 40.00 X 212602 0 72467 SHAKEEL KADRI EXECUTIVE DIRECTOR, CCPS 40.00 X 325351 0 77860 DARLENE SCHUSTER DIRECTOR, TECHNICAL COMMUNITIES 40.00 X 264870 0 53677 LOUISA NARA CCPS TECHNICAL DIRECTOR 40.00 X 181750 0 48559 AMIT GUPTA CHIEF INFORMATION OFFICER 40.00 X 195978 0 28002 JEFFREY WOOD DIRECTOR, MEETINGS 40.00 X 169939 0 65650 RICHARD SARNIE DIRECTOR, CCPS PROJECTS 40.00 X 174254 0 64276 DENISE DELUCA MALLON SALES ACCOUNT MANAGER 40.00 X 163380 0 71983 3009949 0 897975 32 0 1 0 BRIGHAM YOUNG UNIVERSITY PO BOX 21128 PROVO UT 84602 PROJECT RESEARCH 586982 FREEMAN AUDIO VISUAL INC PO BOX 650519 DALLAS TX 75265 AUDIO VISUAL 545022 REGENTS OF THE UNIVERSITY OF MINNESOTA NW 5960 PO BOX 1450 MINNEAPOLIS MN 55485 PROJECT RESEARCH 214906 GAN TEK MULTIMEDIA 4330 SLASH PINE DRIVE COLORADO SPRINGS CO 80908 EDUCATION CONSULTANT 203205 PERSONIFY INC PO BOX 759470 BALTIMORE MD 21275 DATABASE 113997 7 279274 280056 3300981 12283 3860311 IND. TECH. GROUPS 541900 8504569 8504569 MEETINGS & TECH. PROG. 541900 6592451 6592451 MEMBERSHIP DUES 541900 4340074 4340074 EDUCATIONAL SERVICES 611430 2632793 2632793 OTHER 900099 1537034 1537034 744895 744895 24351816 989856 989856 5934939 5934939 555003 446043 108960 108960 108960 70726 279274 70726 0 35245882 23606921 744895 7033755 X 328984 328984 2247320 1406987 840333 8345416 6847052 1123642 374722 850221 706727 96697 46797 1285329 1066150 173991 45188 636881 503136 108270 25475 48257 5940 41017 1300 60184 5529 54655 64500 64500 62720 62720 4204966 3895479 169973 139514 613506 561942 51564 727407 664841 42237 20329 499084 499084 64217 64217 712971 157437 551430 4104 1337278 1212980 93111 31187 2903975 2849599 10702 43674 568340 454474 106891 6975 152905 152905 MISCELLANEOUS AND DUES 2488163 111602 503307 1873254 EQUIP. RENTAL & MAINT. 1154236 1081869 51225 21142 BANK/CREDIT CARD FEES 453892 357402 96490 PRINTING & PUBLICATIONS 453349 409853 67 43429 292598 234824 53346 4428 30556699 23426108 4333009 2797582 2673112 2255556 507 508 1208921 2508758 1817768 2408112 595941 315459 3950410 1533081 2189917 2417329 20309677 25541010 28795843 35446732 7469268 7672143 4357177 4163523 11826445 11835666 X 13705864 18081674 1755105 3773804 1508429 1755588 16969398 23611066 28795843 35446732 X 4689183 1035394 917091 X X 0 1 X 1 0 X 3835506 4971357 1616448 2827814 3860311 17111436 12140074 14553393 20715671 21401845 23606921 92417904 15975580 19524750 22332119 24229659 27467232 109529340 0 0 0 109529340 3210724 3073900 3349369 3084974 6924795 19643762 3210724 3073900 3349369 3084974 6924795 19643762 19186304 22598650 25681488 27314633 34392027 129173102 0.84790 0.86870 0.15210 0.13130 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1508429 247159 97362 18936 1834014 1157713 415219 -45709 18794 1508429 956492 366118 33720 198617 1157713 1944216 49000 55225 1091949 956492 1670339 119367 154510 1944216 0.99000 0.01000 0 0 118801 27127 91674 3381613 1363060 2018553 449996 142894 307102 2417329 X 37206373 1035394 987817 2023211 35183162 62720 62720 35245882 30564705 70726 70726 30493979 62720 62720 30556699 PART V, LINE 4: EARNINGS FROM PERMANENTLY RESTRICTED ENDOWMENTS ARE INTENDED TO BE USED TO ADVANCE PROGRAMS IN THE FOLLOWING AREAS: 1) EDUCATIONAL AND PROFESSIONAL DEVELOPMENT, 2) PUBLIC AND GOVERNMENT OUTREACH AND OTHER, AND 3) AWARD PROGRAMS FOR SCHOLASTIC ACHIEVEMENT. PART X, LINE 2: SCHEDULE D, PART X, LINE 2 - EXPLANATION FOR UNCERTAIN TAX POSITIONS: AICHE BELIEVES IT HAD NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2016 AND 2015 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740 "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: COSTS OF DIRECT BENEFITS TO DONORS 70,726. PENSION RELATED CHANGES OTHER THAN PERIODIC BENEFIT COST 283,913. POSTRETIREMENT RELATED CHANGES OTHER THAN PERIODIC BENEFIT COST 633,178. PART XII, LINE 2D - OTHER ADJUSTMENTS: COSTS OF DIRECT BENEFITS TO DONORS 70,726. SOUTH ASIA 1 2 PROGRAM SERVICES ORGANIZING & CONDUCTING SEMINARS/SPEAKING AT CONFERENCES 156483 EUROPE (INCLUDING ICELAND & GREENLAND) 0 1 PROGRAM SERVICES ORGANIZING & CONDUCTING TRAINING PROGRAMS & SEMINARS/SPEAKING AT CONFERENCES 243088 SOUTH AMERICA 0 0 PROGRAM SERVICES ORGANIZING & CONDUCTING TRAINING PROGRAMS & SEMINARS/SPEAKING AT CONFERENCES 122340 NORTH AMERICA 0 0 PROGRAM SERVICES ORGANIZING & CONDUCTING SEMINARS/SPEAKING AT CONFERENCES 71966 EAST ASIA AND THE PACIFIC 1 1 PROGRAM SERVICES ORGANIZING & CONDUCTING TRAINING PROGRAMS & SEMINARS/SPEAKING AT CONFERENCES 962549 MIDDLE EAST & NORTH AFRICA 0 0 PROGRAM SERVICES ORGANIZING & CONDUCTING TRAINING PROGRAMS & SEMINARS/SPEAKING AT CONFERENCES 349315 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES ORGANIZING & CONDUCTING TRAINING PROGRAMS 28962 2 4 0 0 2 4 1934703 0 1934703 0 0 0 0 0 0 X X X X X X 1 PROJECTS PLUS INC 254 WEST 29TH STREET 5TH FLOOR NEW YORK NY 10001 PLANNING AND DIRECTING OF ANNUAL GALA 0 350000 64500 285500 350000 64500 285500 NY AK AL CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NV NH NJ NM NC ND OH OK OR PA RI SC TN UT VA WA WV WI AR GALA 350000 279274 70726 70726 350000 279274 70726 70726 70726 0 1 SCHOLARSHIPS AND AWARDS TO VARIOUS MEMBERS IN THE FIELD OF CHEMICAL ENGINEERING 386 328894 N/A NONE PART I, LINE 2: THE AMERICAN INSTITUTE OF CHEMICAL ENGINEERS ("AICHE") ADMINISTERS SEVERAL AWARDS INCLUDING MONETARY PRIZES, CERTIFICATES, PLAQUES, MEDALS, HONORARIA, SCHOLARSHIPS, TRAVEL AWARDS AND INVITED LECTURES. SEVERAL OF THESE INCLUDE THE FOLLOWING: INSTITUTE AWARDS: (AICHE'S MOST PRESTIGIOUS AWARDS - HONORING EMINENT CHEMICAL ENGINEERS FOR ACCOMPLISHMENTS IN RESEARCH AND EDUCATION, ACHIEVEMENTS IN INDUSTRIAL PRACTICE, CONTRIBUTIONS TO THE PROFESSION, AND SERVICE TO SOCIETY. THESE AWARDS ARE PRESENTED EACH YEAR AT AICHE'S ANNUAL MEETING. BOARD OF DIRECTORS' AWARDS: CLOSELY ASSOCIATED WITH THE INSTITUTE AWARDS, BOARD OF DIRECTORS' AWARDS HONOR MEMBERS FOR LIFETIME CONTRIBUTIONS TO THE PROFESSION AND TO THE INSTITUTE. BOARD OF DIRECTORS' AWARDS ARE PRESENTED AT AICHE'S ANNUAL MEETING. COMMITTEE AWARDS: INSTITUTE COMMITTEES GIVE A WIDE RANGE OF AWARDS TO INDIVIDUALS AND GROUPS FOR MEETING PROGRAM CONTRIBUTIONS, PUBLIC OUTREACH, LEADERSHIP, CONTRIBUTIONS TO ENGINEERING DIVERSITY, AND OTHER ACTIVITIES. TECHNICAL DIVISION & FORUM AWARDS: DIVISION AND FORUM AWARDS HONOR INDIVIDUALS FOR EXCELLENCE IN THEIR TECHNICAL FIELDS. A WIDE RANGE OF FIELDS ARE REPRESENTED. LOCAL SECTION AWARDS: LOCAL SECTION AWARDS RECOGNIZE EXCELLENCE IN PUBLIC AFFAIRS INITIATIVES, EDUCATIONAL PROGRAMS, AND OTHER ACCOMPLISHMENTS. STUDENT AWARDS & COMPETITIONS: GRANTED TO INDIVIDUALS AND STUDENT CHAPTERS, THESE AWARDS RECOGNIZE ACADEMIC SKILL AND STUDENT CHAPTER ACHIEVEMENTS. SCHOLARSHIPS AND COMPETITIONS ARE INCLUDED. SOCIETY OF BIOLOGICAL ENGINEERING AWARDS: THE SOCIETY OF BIOLOGICAL ENGINEERING PRESENTS FOUR PRESTIGIOUS AWARDS EVERY YEAR AT AICHE'S ANNUAL MEETING AND OTHER VENUES, INCLUDING THE J. BAILEY AWARD AND D.I.C. WANG AWARD. INTERSOCIETY AND OTHER AWARDS: PRESTIGIOUS NATIONAL AND INTERNATIONAL ENGINEERING AWARDS, CO-SPONSORED AND ADMINISTERED BY OTHER ORGANIZATIONS AND ASSOCIATIONS. AICHE MAINTAINS RECORDS OF ALL ASSISTANCE MADE FROM THE PRE-AWARD / DUE DILIGENCE PHASE WHICH DETERMINES THE SELECTION OF THE AWARDEE TO THE FINAL PRESENTATION. MOST AWARDS ARE MADE POST ACHIEVEMENT. X 1 1 X X X X X 0 0 0 1 0 1 0 1 0 JUNE C WISPELWEY EXECUTIVE DIRECTOR 260508 0 98108 0 31664 0 34851 0 33558 0 458689 0 0 0 RICHARD CAIN DIRECTOR, FINANCE 174591 0 41959 0 37577 0 34940 0 44909 0 333976 0 0 0 ELIZABETH LAWLER DIRECTOR, OPERATIONS 182278 0 40163 0 21011 0 40594 0 31653 0 315699 0 0 0 STEPHEN SMITH DIR., PUBLICATIONS & COMMUNICATIONS 181058 0 45003 0 29449 0 83473 0 30551 0 369534 0 0 0 CATHY DIANA DIR., HR, FOUNDATION & OFFICE SVCS. 129445 0 40311 0 8700 0 32401 0 48571 0 259428 0 0 0 KRISTINE CHIN DIRECTOR, CONFERENCES 153390 0 37113 0 22099 0 31851 0 40616 0 285069 0 0 0 SHAKEEL KADRI EXECUTIVE DIRECTOR, CCPS 223267 0 48288 0 53796 0 34703 0 43157 0 403211 0 0 0 DARLENE SCHUSTER DIRECTOR, TECHNICAL COMMUNITIES 199438 0 43711 0 21721 0 26900 0 26777 0 318547 0 0 0 LOUISA NARA CCPS TECHNICAL DIRECTOR 134382 0 21750 0 25618 0 21882 0 26677 0 230309 0 0 0 AMIT GUPTA CHIEF INFORMATION OFFICER 176487 0 13405 0 6086 0 23970 0 4032 0 223980 0 0 0 JEFFREY WOOD DIRECTOR, MEETINGS 140207 0 11181 0 18551 0 35938 0 29712 0 235589 0 0 0 RICHARD SARNIE DIRECTOR, CCPS PROJECTS 158176 0 6118 0 9960 0 17987 0 46289 0 238530 0 0 0 DENISE DELUCA MALLON SALES ACCOUNT MANAGER 83409 0 76665 0 3306 0 31113 0 40870 0 235363 0 0 0 SCHEDULE J, PART I, LINES 1A, 5, 6 AND 7: PART I, QUESTION #1A: THE ORGANIZATION MAKES GROSS-UP PAYMENTS IN TWO AREAS: 1) THE ESTIMATED PERSONAL USAGE VALUE OF ELECTRONIC DEVICES IS ADDED TO INDIVIDUAL INCOME, AND GROSSED UP FOR TAX PURPOSES, AND 2) THE REIMBURSEMENT OF CERTAIN HOTEL AND TRAVEL EXPENSES IS ADDED TO INDIVIDUAL REPORTED INCOME, AND GROSSED UP FOR TAX PURPOSES. PART I, QUESTION #5: THE ORGANIZATION PAID COMPENSATION CONTINGENT ON REVENUES FROM OPERATIONS AND ON THE ADVERTISING SALES LEVEL ACHIEVED BY A SALES PERSON. PART I, QUESTION #6: THE ORGANIZATION PAID COMPENSATION CONTINGENT ON THE NET EARNINGS (CHANGE IN NET ASSETS FROM OPERATIONS) OF THE ORGANIZATION. PART I, QUESTION #7: THE ORGANIZATION ADDITIONALLY PROVIDED NON-FIXED PAYMENTS CONTINGENT ON THE FOLLOWING: A. TOTAL NUMBER OF MEMBERS THE ORGANIZATION ENROLLED. B. SUCCESSFUL ACHIEVEMENT OF AICHE'S GOALS AND OBJECTIVES. C. DEVELOPING AND LAUNCHING UNDERGRADUATE EDUCATION INITIATIVE IN PROCESS SAFETY. D. INCREASING THE NUMBER OF SMALL MEETINGS AND WORKSHOPS TO EXPAND ON TECHNICAL AND GLOBAL REACH. FORM 990, PART VI, SECTION A, LINE 4 DURING 2016, THE AICHE CONSTITUTION WAS AMENDED. SIGNIFICANT CHANGES INCLUDED THE FOLLOWING: 1) THE NUMBER OF POSITIVE VOTES REQUIRED FOR AN AMENDMENT TO BECOME PART OF THE CONSTITUTION. THE REQUIREMENT CHANGED FROM 75% OR MORE POSITIVE VOTES FROM AT LEAST 20% OF ELIGIBLE VOTERS TO TWO-THIRDS POSITIVE VOTES OF ALL VOTES RECEIVED; 2) THE NUMBER OF SIGNATURES REQUIRED TO ESTABLISH A PETITION CANDIDACY FOR THE BOARD OR TO SERVE AS AN OFFICER INCREASED FROM 100 MEMBERS TO 2% OF THE VOTING MEMBERSHIP; AND 3) A NEW SECTION WAS ADDED TO THE CONSTITUTION REQUIRING TWO-THIRDS APPROVAL OF THE BOARD OF DIRECTORS FOR DISSOLUTION OF AICHE. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS ABOUT 53,000 MEMBERS. THERE ARE NO STOCKHOLDERS. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS, THE ORGANIZATION'S GOVERNING BODY, IS ELECTED BY GENERAL MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B AMENDMENTS TO THE AICHE CONSTITUTION REQUIRE RATIFICATION BY ITS MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT FORM 990 AND ALL ASSOCIATED SCHEDULES ARE FIRST REVIEWED BY STAFF (EXECUTIVE DIRECTOR, DIRECTOR OF FINANCE AND CONTROLLER). AFTERWARDS, ALL DOCUMENTS ARE EMAILED TO THE ENTIRE BOARD OF DIRECTORS (17 MEMBERS) FOR REVIEW. THEY ARE REQUESTED TO CONFIRM RECEIPT OF THE DOCUMENTS. BOARD MEMBERS THEN REFER ANY QUESTIONS OR COMMENTS TO THE TREASURER AND CHAIR OF THE AUDIT COMMITTEE. THE TREASURER ADDRESSES ISSUES AND COORDINATES MODIFICATIONS AS REQUIRED. THE TREASURER AND CHAIR OF THE AUDIT COMMITTEE THEN GIVE THE FINAL APPROVAL TO THE EXECUTIVE DIRECTOR TO FILE THE FORM 990 (WITH COPY TO THE BOARD). THE DOCUMENTS ARE FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS, AND STAFF, INCLUDING ALL KEY EMPLOYEES, REVIEW THE CONFLICT OF INTEREST POLICY ANUALLY AND SIGN A FORM INDICATING THAT THEY UNDERSTAND THE POLICY AND WILL ADHERE TO IT WHILE ENGAGED IN ACTIVITIES WITH AICHE. ALL EXCEPTIONS ARE NOTED AND DESCRIBED. THE CHAIR OF THE AUDIT COMMITTEE REVIEWS ALL FORMS FOR COMPLETENESS AND REVIEWS THE EXCEPTIONS FOR POTENTIAL ISSUES. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE, WHICH IS THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS PLUS 2 PAST PRESIDENTS, REVIEW THE COMPENSATION OF THE EXECUTIVE DIRECTOR AND KEY EMPLOYEES. AN EXTERNAL COMPENSATION ORGANIZATION IS HIRED TO PERFORM COMPARABILITY STUDIES ON A ROLLING BASIS EVERY 3-4 YEARS. THE COMPENSATION COMMITTEE REVIEWS THE COMPARABILITY REPORT AND APPROVES THE COMPENSATION OF THE EXECUTIVE DIRECTOR. COMPENSATION DECISIONS OF THE COMPENSATION COMMITTEE ARE DOCUMENTED IN A LOGBOOK, APPROVED BY THE SECRETARY AND MAINTAINED BY THE DIRECTOR OF HUMAN RESOURCES. THE COMPENSATION COMMITTEE PROVIDES REPORTS TO THE AICHE BOARD OF DIRECTORS. THE EXECUTIVE DIRECTOR IS RESPONSIBLE FOR SETTING COMPENSATION OF ALL STAFF, INCLUDING KEY EMPLOYEES. THE EXECUTIVE DIRECTOR UTILIZES THIRD PARTY COMPENSATION BENCHMARKING STUDIES TO CONFIRM THAT COMPENSATION IS WITHIN GUIDELINES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S DOCUMENTS ARE AVAILABLE TO THE PUBLIC AS FOLLOWS: 1) GOVERNING DOCUMENTS (CONSTITUTION AND BYLAWS) ARE POSTED ON THE AICHE WEBSITE (WWW.AICHE.ORG) AND CONTAINED WITHIN THE AICHE ACTIVITIES DIRECTORY; 2) CONFLICT OF INTEREST POLICY IS AVAILABLE ON THE WEBSITE; 3) AUDITED FINANCIAL STATEMENTS ARE AVAILABLE BOTH IN SUMMARY AND COMPLETE VERSIONS ON THE WEBSITE, AND ARE PROVIDED ON REQUEST. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 287,019. MANAGEMENT AND GENERAL EXPENSES 169,973. FUNDRAISING EXPENSES 12,517. TOTAL EXPENSES 469,509. PROJECT CONSULTANTS: PROGRAM SERVICE EXPENSES 491,081. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 491,081. PROGRAM SERVICE EXENSES: PROGRAM SERVICE EXPENSES 1,549,812. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,549,812. GENERAL CONSULTANT: PROGRAM SERVICE EXPENSES 950,670. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 126,997. TOTAL EXPENSES 1,077,667. SERVICES - HONORARIA: PROGRAM SERVICE EXPENSES 616,897. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 616,897. FORM 990, PART XI, LINE 9: PENSION RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST 283,913. POSTRETIREMENT RELATED CHANGES OTHER THAN NET PERIODIC POSTRETIREMENT COST 633,178. FORM 990, PART XII LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.