2017-10-26T01:24:54-05:00 2016-12-31 861065772 Deloitte Tax LLP 1111 Bagby Street Suite 4500 Houston TX 77002 990PF 2016-01-01 760101380 VIVIAN L SMITH FOUNDATION VIVI 7139868030 1900 WEST LOOP SOUTH No 1050 HOUSTON TX 770273207 Ransom Lummis PRESIDENT 7139868030 2017-10-26 1 Rinda Corbin P00747421 7139822000 71.147.5.132 2017-10-26 00:33:39 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 024E70CD38EC49BD90F9E7E7051AD84402AB0BBD 2016 2021-01-29 14:40:06Z X 80981257 X X 1842384 1842384 3518178 25308519 3518178 -1375 -1375 5359187 5359187 0 0 0 12150 6075 6075 503328 453328 50000 153334 13334 0 13265 11659 1606 682077 484396 57681 4109000 4109000 4791077 484396 4166681 568110 4874791 5525 5687 5687 5024 4603672 3881702 3823124 53155094 53962436 56569933 9704271 9461292 9399041 9719619 10453217 11183472 77193205 77764334 80981257 0 0 X 0 0 0 0 77193205 77764334 77193205 77764334 77193205 77764334 77193205 568110 3019 77764334 0 77764334 PUBLICLY TRADED SECURITIES P 24665301 21778453 2886848 2886848 PASSTHROUGH K-1 CAPITAL GAIN P 2016-12-31 641692 641692 641692 Other Capital Gains/Losses P 11888 -11888 -11888 Capital Gains Dividends P 1526 1526 1526 3518178 0 4212011 83924475 0.050188 4182672 88160761 0.047444 3946699 86137956 0.045818 3971247 80113173 0.049570 3734678 81291432 0.045942 0.238962 0.047792 79820516 3814782 48748 3863530 4166681 X 48748 0 48748 0 48748 194733 194733 X 145985 145985 0 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 1 N/A R E SMITH INTERESTS INC 7139868030 1900 WEST LOOP SOUTH 1050 hOUSTON TX 770273207 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SUZANNE R BENSON Pres116-41216 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 PRESIDENT/TRUSTEE 2.00 0 0 0 H DEVON GRAHAM JR DECEASED 716 1901 WEST LOOP SOUTH STE 1050 HOUSTON TX 77028 VICE PRESIDENT 2.00 0 0 0 AMY M MECKEL 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 Sec/Trea 10.00 0 0 0 ransom c lummis President 41316 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 President/TRUSTEE 2.00 0 0 0 RICHARD H SKINNER 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 TRUSTEE 2.00 0 0 0 SANDRA SMITH DOMPIER 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 TRUSTEE 1.00 0 0 0 cynthia J Adkins 1900 WEST LOOP SOUTH STE 1050 houston TX 77027 trustee 2.00 0 0 0 kirby cohn mccool 1900 WEST LOOP SOUTH STE 1050 houston TX 77027 trustee 2.00 0 0 0 Judy S Tate 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 Trustee 2.00 0 0 0 NONE 0 Silchester International Investors 780 Third Ave 42nd Floor New York NY 10017 Investment Management 80100 Dana Investment Advisors 20700 Swenson Drive Suite 400 Waukesha WI 53186 Investment Management 60869 LOWERY ASSET CONSULTING LLC 20 NORTH WACKER DR STE 1475 CHICAGO IL 60606 Investment Management 57016 EATON VANCE 2 INTERNATIONAL PLACE BOSTON MA 02110 Investment Management 50198 0 N/A 0 0 69021920 830665 11183472 81036057 0 0 81036057 1215541 79820516 3991026 3991026 48748 48748 3942278 0 3942278 0 3942278 4166681 0 4166681 48748 4117933 3942278 4061841 0 0 4166681 4061841 0 0 104840 0 0 0 0 0 0 0 0 3837438 0 0 0 amy Meckel VIVIAN L SMITH FOUNDATIO 1900 West Loop South Suite 1050 houston TX 770273207 7139868030 no specific form required. applicants must specify purpose and include proof that they are qualifying Sec 509(A)(1),(2) or (3) organizations. Grants must be submitted by Feb 15,May 15,Aug 15,and Oct 25 preceding the quarterly meetings. THE FOUNDATION DOES NOT MAKE GRANTS TO INDIVIDUALS. ALL RECEIPIENTS MUST BE QUALIFYING SEC 509(A)(1),(2), OR (3) ORGANIZATIONS. THERE ARE NO RESTRICTIONS TO GEOGRAPHICAL AREAS OR CHARITABLE FIELDS. AMAZING PLACE INC 3735 DREXEL DR HOUSTON TX 77027 N/A PC GENERAL SUPPORT 25000 ARCHWAY ACADEMY 6221 MAIN ST HOUSTON TX 77030 N/A PC GENERAL SUPPORT 10000 BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA BCM160 HOUSTON TX 77030 N/A PC GENERAL SUPPORT 150000 BILLY GRAHAM EVANGELISTIC ASSOCIATION 1 BILLY GRAHAM PARKWAY CHARLOTTE NC 28201 N/A PC GENERAL SUPPORT 5000 BO'S PLACE 10050 BUFFALO SPEEDWAY HOUSTON TX 77054 N/A PC GENERAL SUPPORT 15000 BOY SCOUTS OF AMERICA 1325 WEST WALNUT HILL LANE PO BOX 152079 IRVING TX 75015 N/A PC GENERAL SUPPORT 10000 BOYS AND GIRLS COUNTRY 18806 ROBERTS ROAD HOCKLEY TX 77447 N/A PC GENERAL SUPPORT 10000 BREAKTHROUGH HOUSTON 2401 CLAREMONT LANE HOUSTON TX 77019 N/A PC GENERAL SUPPORT 25000 CAMP FOR ALL FOUNDATION 10500 NW FREEWAY HOUSTON TX 77092 N/A PC GENERAL SUPPORT 50000 CANCare INC PO BOX 79362 HOUSTON TX 77279 N/A PC GENERAL SUPPORT 15000 CASA DE ESPERANZA DE LOS NINOS PO BOX 66581 HOUSTON TX 77266 N/A PC GENERAL SUPPORT 10000 CHILD ADVOCATES INC 2401 PORTSMOUTH HOUSTON TX 77098 N/A PC GENERAL SUPPORT 20000 CHILDREN'S MUSEUM of Houston 1500 BINZ ST HOUSTON TX 77004 N/A PC GENERAL SUPPORT 25000 CHRIST CHURCH CATHEDRAL 1117 TEXAS ST HOUSTON TX 77002 N/A PC GENERAL SUPPORT 5000 COMMUNITIES IN SCHOOLS INC 1235 N LOOP WEST STE 300 HOUSTON TX 77008 N/A PC GENERAL SUPPORT 120000 CORNERSTONE RECOVERY 6699 PORTWEST DRIVE SUITE 140 HOUSTON TX 77024 N/A PC GENERAL SUPPORT 25000 COUNCIL ON RECOVERY 303 JACKSON HILL STREET HOUSTON TX 77007 N/A PC GENERAL SUPPORT 50000 COVENANT HOUSE TEXAS 1111 LOVETT BLVD HOUSTON TX 77006 N/A PC GENERAL SUPPORT 15000 CRIME STOPPERS OF HOUSTON INC PO BOX 541654 HOUSTON TX 77254 N/A PC GENERAL SUPPORT 25000 CYSTIC FIBROSIS FOUNDATION 6931 ARLINGTON RD BETHESDA MD 20814 N/A PC GENERAL SUPPORT 50000 DEPELCHIN CHILDREN'S CENTER 4950 MEMORIAL DR HOUSTON TX 77007 N/A PC GENERAL SUPPORT 15000 DEPRESSION AND BIPOLAR SUPPORT ALLIANCE PO BOX 27607 HOUSTON TX 77227 N/A PC GENERAL SUPPORT 10000 DRESS FOR SUCCESS HOUSTON 3310 EASTSIDE STREET HOUSTON TX 77098 N/A PC GENERAL SUPPORT 25000 EPILEPSEY FOUNDATION 8301 PROFESSIONAL PLACE EAST LANDOVER MD 20785 N/A PC GENERAL SUPPORT 15000 EPISCOPAL HIGH SCHOOL 4650 BISSONET ST BELLAIRE TX 77401 N/A PC GENERAL SUPPORT 201000 GOOD SAMARITAN FOUNDATION 5615 KIRBY DR STE 610 HOUSTON TX 77005 N/A PC GENERAL SUPPORT 50000 HEALTHCARE FOR THE HOMELESS-HOUSTON PO BOX 66690 HOUSTON TX 77266 N/A PC GENERAL SUPPORT 10000 HOUSTON ACHIEVEMENT PLACE 245 W 17TH STREET HOUSTON TX 77008 N/A PC GENERAL SUPPORT 10000 HOUSTON ARBORETUM AND NATURE CENTER 4501 WOODWAY DRIVE HOUSTON TX 77024 N/A PC GENERAL SUPPORT 50000 HOUSTON AREA WOMENS CENTER 1010 WAUGH DR HOUSTON TX 77019 N/A PC GENERAL SUPPORT 15000 HOUSTON BALLET FOUNDATION 601 PRESTON STREET HOUSTON TX 77002 N/A PC GENERAL SUPPORT 10000 HOUSTON FOOD BANK 535 PORTWALL ST HOUSTON TX 77029 N/A PC GENERAL SUPPORT 30000 HOUSTON HOSPICE 1905 HOLCOMBE BLVD HOUSTON TX 77030 N/A PC GENERAL SUPPORT 100000 HOUSTON JUNIOR FORUM INC PO BOX 7941 HOUSTON TX 77270 N/A PC GENERAL SUPPORT 10000 HOUSTON MUSEUM OF NATURAL SCIENCE 5555 HERMANN PARK DRIVE HOUSTON TX 77030 N/A PC GENERAL SUPPORT 20000 HOUSTON SPCA 900 PORTWAY DRIVE HOUSTON TX 77024 N/A PC GENERAL SUPPORT 210000 JONES GRADUATE SCHOOL AT RICE UNIVERSITY 6100 MAIN ST HOUSTON TX 77005 N/A PC GENERAL SUPPORT 5000 JOY SCHOOL ONE CHELSEA BOULEVARD HOUSTON TX 77006 N/A PC GENERAL SUPPORT 1000 JULIE ROGERS GIFT OF LIFE PROGRAM 2390 DOWLEN RD BEAUMONT TX 77706 N/A PC GENERAL SUPPORT 15000 KELSEY RESEARCH FOUNDATION 5615 KIRBY DR STE 660 HOUSTON TX 77005 N/A PC GENERAL SUPPORT 80000 KIDS MEALS INC 330 GARDEN OAKS BLVD HOUSTON TX 77018 N/A PC GENERAL SUPPORT 25000 KINKAID SCHOOL 201 KINKAID SCHOOL DR HOUSTON TX 77024 N/A PC GENERAL SUPPORT 25000 LORD OF THE STREETS EPISCOPAL CHURCH 3401 FANNIN ST HOUSTON TX 77004 N/A PC GENERAL SUPPORT 5000 MD ANDERSON CANCER CENTER 1515 HOLCOMBE BOULEVARD HOUSTON TX 77030 N/A PC GENERAL SUPPORT 200000 MEMORIAL HERMANN FOUNDATION 929 GESSNER SUITE 2650 HOUSTON TX 77024 N/A PC GENERAL SUPPORT 100000 MENIL FOUNDATION INC 1519 BRANARD ST HOUSTON TX 77006 N/A PC GENERAL SUPPORT 5000 MENNINGER CLINIC 12301 MAIN STREET HOUSTON TX 77035 N/A PC GENERAL SUPPORT 100000 MUSEUM OF FINE ARTS HOUSTON PO BOX 6826 HOUSTON TX 77265 N/A PC GENERAL SUPPORT 15000 NEIGHBORHOOD CENTERS INC PO BOX 271389 HOUSTON TX 77277 N/A PC GENERAL SUPPORT 50000 PALMER DRUG ABUSE PROGRAM THREE MEMORIAL CITY PLAZA HOUSTON TX 77024 N/A PC GENERAL SUPPORT 15000 RISE SCHOOL OF HOUSTON 5618 H MARK CROSSWELL JR ST HOUSTON TX 77021 N/A PC GENERAL SUPPORT 25000 RONALD MCDONALD HOUSE HOUSTON 1907 HOLCOMBE BOULEVARD HOUSTON TX 77030 N/A PC GENERAL SUPPORT 100000 SACRED HEART CATHOLIC CHURCH 1111 ST JOSEPH PKWY HOUSTON TX 77002 N/A PC GENERAL SUPPORT 1000 SHRINERS HOSPITALS FOR CHILDREN PO BOX 31356 TAMPA FL 33631 N/A PC GENERAL SUPPORT 50000 SMALL STEPS NURTURING CENTER 2902 JENSEN DRIVE HOUSTON TX 77026 N/A PC GENERAL SUPPORT 20000 SPAY NEUTER ASSISTANCE PROGRAM PO BOX 70286 HOUSTON TX 77270 N/A PC GENERAL SUPPORT 15000 SPECIAL OLYMPICS TEXAS 7715 CHEVY CHASE DR STE 120 AUSTIN TX 78752 N/A PC GENERAL SUPPORT 25000 ST EDWARD'S UNIVERSITY 3001 SOUTH CONGRESS AUSTIN TX 78704 N/A PC GENERAL SUPPORT 10000 ST JOHN'S SCHOOL 2401 CLAREMONT LANE HOUSTON TX 77019 N/A PC GENERAL SUPPORT 25000 ST JOHN'S UNITED METHODIST CHURCH 2019 CRAWFORD ST HOUSTON TX 77002 N/A PC GENERAL SUPPORT 25000 ST PIUS HIGH SCHOOL 811 WEST DONOVAN STREET HOUSTON TX 77091 N/A PC GENERAL SUPPORT 50000 STAR OF HOPE MISSION 6897 ARDMORE HOUSTON TX 77054 N/A PC GENERAL SUPPORT 10000 SUNSHINE KIDS FOUNDATION 2814 VIRGINIA ST HOUSTON TX 77098 N/A PC GENERAL SUPPORT 25000 TEXAS CHILDREN'S HOSPITAL 6621 FANNIN STREET HOUSTON TX 77030 N/A PC GENERAL SUPPORT 110000 TEXAS EXES ALUMNI ASSOCIATION 2110 SAN JACINTO BLVD AUSTIN TX 78712 N/A PC GENERAL SUPPORT 2000 TEXAS HEART INSTITUTE 6770 BERTNER HOUSTON TX 77030 N/A PC GENERAL SUPPORT 4500 THE ROSE FOUNDATION 1970 BROADWAY SUITE 600 OAKLAND CA 94612 N/A PC GENERAL SUPPORT 50000 THEATRE UNDER THE STARS 800 BAGBY STREET SUITE 200 HOUSTON TX 77002 N/A PC GENERAL SUPPORT 10000 TIRR FOUNDATION 4605 POST OAK PLACE SUITE 222 HOUSTON TX 77027 N/A PC GENERAL SUPPORT 100000 UNIVERSITY OF ST THOMAS 3800 MONTROSE BLVD HOUSTON TX 77006 N/A PC GENERAL SUPPORT 50000 UNIVERSITY OF TEXAS AT AUSTIN 2268 SAN JACINTO AUSTIN TX 78712 N/A PC GENERAL SUPPORT 5000 UT HEALTH SCIENCE CENTER 7000 FANNIN STREET HOUSTON TX 77030 N/A PC GENERAL SUPPORT 74000 WOODS PROJECT 2700 SOUTHWEST FREEWAY SUITE A HOUSTON TX 77098 N/A PC GENERAL SUPPORT 10000 WRITERS IN THE SCHOOLS 1523 W MAIN STREET HOUSTON TX 77006 N/A PC GENERAL SUPPORT 10000 YES PREP PUBLIC SCHOOLS INC 6201 BONHOMME STE 168N HOUSTON TX 77036 N/A PC GENERAL SUPPORT 100000 HOUSTON SYMPHONY 615 LOUISIANA SUITE 102 HOUSTON TX 77002 N/A PC GENERAL SUPPORT 10000 HSPVA FRIENDS 4119 MONTROSE BLVD STE 210 HOUSTON TX 77006 N/A PC GENERAL SUPPORT 10000 JUNIOR LEAGUE OF HOUSTON 1811 BRIAR OAKS LN HOUSTON TX 77027 N/A PC GENERAL SUPPORT 2000 MAKE A WISH FOUNDATION 4741 M 24TH STREET SUITE 400 PHEONIX AZ 85016 N/A PC GENERAL SUPPORT 15000 SALVATION ARMY 615 SLATERS LANE ALEXANDERIA VA 22313 N/A PC GENERAL SUPPORT 25000 ST MARTIN'S EPISCOPAL CHURCH 717 SAGE RD HOUSTON TX 77056 N/A PC GENERAL SUPPORT 2325 THE BEACON 199 MAIN ST BEACON NY 12508 N/A PC GENERAL SUPPORT 17175 UNIVERSITY OF HOUSTON SUGARLAND 14000 UNIVERSITY BLVD SUGAR LAND TX 77479 N/A PC GENERAL SUPPORT 74000 UNIVERSITY OF TEXAS 215 E 24TH ST AUSTIN TX 78712 N/A PC GENERAL SUPPORT 1000 CENTER FOUNDATION 32 OLD SLIP 24TH FLOOR NEW YORK NY 100053500 N/A PC GENERAL SUPPORT 50000 CHANGE HAPPENS 3353 ELGIN STREET hOUSTON TX 77004 N/A PC GENERAL SUPPORT 1000 CHINQUAPIN SCHOOL 2615 E WALLISVILLE RD HIGHLANDS TX 77562 N/A PC GENERAL SUPPORT 100000 CHRISTO REY JESUIT 6700 MT CARMEL DR HOUSTON TX 77087 N/A PC GENERAL SUPPORT 20000 CONTEMPORARY ARTS MUSEUM HOUSTON 5216 MONTROSE BLVD HOUSTON TX 77006 N/A PC GENERAL SUPPORT 5000 ECHOS EPIPHANY COMMUNITY 9600 S GESSNER RD HOUSTON TX 77071 N/A PC GENERAL SUPPORT 20000 EMERGE FELLOWSHIP 2 GREENWAY PLAZA SUITE 500 HOUSTON TX 77046 N/A PC GENERAL SUPPORT 15000 HUMBLE ISD EDUCATION FOUNDATION 20200 EASTWAY VILLAGE DR HUMBLE TX 77336 N/A PC GENERAL SUPPORT 25000 KIPP ACADEMY 11000 SCOTT ST HOUSTON TX 77047 N/A PC GENERAL SUPPORT 220000 LONE STAR FLIGHT MUSEUM 11551 AEROSPACE AVE HOUSTON TX 77034 N/A PC GENERAL SUPPORT 25000 NICK FINNEGAN COUNSELING CENTER 2714 JOANEL ST HOUSTON TX 77027 N/A PC GENERAL SUPPORT 25000 POSSE FOUNDATION INC 14 WALL ST NEW YORK NY 10005 N/A PC GENERAL SUPPORT 25000 PRESBYTERIAN SCHOOL 5300 MAIN ST HOUSTON TX 77004 N/A PC GENERAL SUPPORT 200000 SIRE THERAPEUTIC HORSEMANSHIP 11211 KATY FWY STE 660 HOUSTON TX 77079 N/A PC GENERAL SUPPORT 10000 SOUTH TEXAS BOY SCOUTS OF AMERICA 700 EVERHART TERRACE BUILDING A CORPUS CHRISTI TX 78411 N/A PC GENERAL SUPPORT 500 SPRING SPIRIT BASEBALL 8526 PITNER RD HOUSTON TX 77080 N/A PC GENERAL SUPPORT 25000 ST FRANCIS EPISCOPAL DAY SCHOOL 335 PINEY POINT RD HOUSTON TX 77024 N/A PC GENERAL SUPPORT 100000 TEXAS CHILDREN'S CANCER CENTER 6701 FANNIN STE 1400 HOUSTON TX 77030 N/A PC GENERAL SUPPORT 2500 THE CHILDRENS MINISTRY PO BOX 436943 LOUISVILLE KY 40253 N/A PC GENERAL SUPPORT 20000 THE MSU FOUNDATION 2727 ALLIANCE DR SUITE C LANSING MI 48910 N/A PC GENERAL SUPPORT 25000 URBAN HARVEST 2311 CANAL ST STE 200 HOUSTON TX 77003 N/A PC GENERAL SUPPORT 10000 UTHSC 7000 FANNIN ST STE 1200 HOUSTON TX 77030 N/A PC GENERAL SUPPORT 10000 WREATHS ACROSS AMERICA-HOUSTON 4 POINT ST COLUMBIA FALLS ME 04623 N/A PC GENERAL SUPPORT 30000 4109000 0 14 1842384 14 1966 18 3518178 K-1 Passthrough Other Income 14 -3341 0 5359187 0 5359187 0 0 0 0 0 0 0 0 0 0 Tax Compliance Services 12150 6075 6075 FORM 990PF, PART VII-B, LINE 1a (2)(3)(4) AND LINE 1b The Foundation's bookkeeping, cash and property management functions are performed by R.E. Smith Interests Inc., a management company owned by the R.E. Smith Testamentary Trust Partnership, a disqualified person. In this capacity, the management company pays expenses on the Foundation's behalf which are later reimbursed from the Foundation's funds. In exchange for these services, the Foundation remitted to R.E. Smith Interests, Inc. a management fee in the amount of $100,000 which represents reasonable payment for such services.The Foundation has answered "yes" to questions 1a (2), (3) and (4) since it pays for services provided either directly or indirectly by a disqualified person as described above. However, the payment for these services is an excepted act under Sec. 4941(d)(2)(E) since the payments are for "personal services" which are necessary to carry out the exempt purposes of the foundation and are "reasonable" in amount as those terms are used in the regulations and other authoritative pronouncements. franklin templeton bonds 3039930 2673358 fx strategy global 2491908 2809374 INVESTMENT - EATON VANCE 3929454 3916309 artisan international 5629695 4766133 charles schwab 21414 21414 dana 2611884 2920196 dent growth fund 0 0 dodge & cox 4425957 4343069 doubleline total 4524832 4379087 driehaus active income 1889841 1682226 gargoyle hedge value 1984248 1700613 INVESTMENT - FAYEZ SAROFIM 3023567 4743047 INVESTMENT - INVESTORS TREASURY 870309 870309 ivy asset strategy 0 0 LEUTHOLD CORE INVESTMENT 3721888 4052968 luther king 4129124 5411347 MITCHELL 6924593 7370827 VANGUARD INTERNATIONAL EXPLOERER 2137358 1915087 wcm 0 0 Hillcrest 2062950 2339881 VANGUARD GROWTH INDEX 2571627 2567866 VANGUARD INDEX S&P 3000000 3021304 VANGUARD INDEX VALUE 4433149 4464559 3881702 3823124 0 0 RANGER AT COST 2237047 2768021 silchester international AT COST 8216170 8415451 dues 750 0 750 DELIVERY SERVICE and other expenses 856 0 856 Other investment expenses 11659 11659 0 OTHER Investment INCOME 1966 1966 1966 K-1 Passthrough Other Income -3341 -3341 -3341 Other Increase 3019 MANAGEMENT FEES 100000 50000 50000 Investment Management Fees 403328 403328 0 foreign tax 13334 13334 0 federal excise tax 140000 0 0