2017-11-15T07:35:14-06:00 2016-12-31 420714325 RSM US LLP 751 ARBOR WAY SUITE 200 BLUE BELL PA 19422 990 2016-01-01 236000149 THE BARNES FOUNDATION BARN 2152787000 2025 BENJAMIN FRANKLIN PARKWAY PHILADELPHIA PA 19130 MARGARET B ZMINDA EXECUTIVE VP, CFO AND COO 2152787000 2017-11-14 1 LYNNE JOHNSON P00757336 2156418600 2017-11-13 108.171.131.171 2017-11-14 10:30:14 ES P CE6DC6FDBDBE570E524ED65195BBE27BC76F58F4 8CF590CF855A989257E0DF8659A52AE3C5939738 2016 2021-01-29 14:40:06Z THOMAS COLLINS 2025 BENJAMIN FRANKLIN PARKWAY PHILADELPHIA PA 19130 50303879 0 X WWW.BARNESFOUNDATION.ORG X EDUCATIONAL INSTITUTION 1922 PA TO PROMOTE THE ADVANCEMENT OF EDUCATION AND THE APPRECIATION OF THE FINE ARTS AND HORTICULTURE. TO MAINTAIN AN ART GALLERY CONTAINING WORKS OF ANCIENT AND MODERN ART, AS WELL AS AN ARBORETUM. 15 15 221 189 480907 -631948 16266700 11316372 4987125 4855757 6467499 2158697 664568 598495 28385892 18929321 0 0 0 0 8344019 8989682 228397 263573 2717992 14109350 14565074 22681766 23818329 5704126 -4889008 199487419 195984708 1761058 1927692 197726361 194057016 X TO PROMOTE THE ADVANCEMENT OF EDUCATION AND THE APPRECIATION OF THE FINE ARTS AND HORTICULTURE. TO MAINTAIN AN ART GALLERY CONTAINING WORKS OF ANCIENT AND MODERN ART, AS WELL AS AN ARBORETUM. 0 0 8095790 3859143 THE FOUNDATION ENGAGES IN AN ACTIVE PROGRAM OF COLLECTION CARE AND CONSERVATION. THE BARNES ART COLLECTION COMPRISES OVER 8,000 WORKS OF FINE AND DECORATIVE ARTS, INCLUDING PAINTINGS, FRAMES, WORKS ON PAPER, FURNITURE AND DECORATIVE METALWORK. THE FOUNDATION'S PHILADELPHIA FACILITY INCLUDES A STATE-OF-THE-ART PAINTING CONSERVATION LAB. IN 2016, THE BARNES CONTINUED ITS WORK ON PRESERVATION OF ITS 365 WORKS OF ART ON PAPER, 280 OF WHICH ARE PERMANENTLY INSTALLED IN THE COLLECTION GALLERY. THIS INCLUDES CONSERVATION TREATMENT AND DEVELOPMENT OF A LONG-TERM PRESERVATION PLAN FOR THE COLLECTION OF WORKS ON PAPER. CONSERVATION TREATMENT AND REHOUSING OF 40 WORKS ON PAPER WAS COMPLETED IN 2016 BY THE CONSERVATION CENTER FOR ART AND HISTORIC ARTIFACTS.THE FOUNDATION CONTINUED THE MULTI-YEAR PROJECT, BEGUN IN 2015, OF RECOATING THE METAL OBJECTS DISPLAYED ON THE WALLS OF THE COLLECTION GALLERY. THE TREATMENT CONSISTS OF REMOVING OLD COATINGS, CLEANING THE SURFACE OF THE METAL, AND APPLYING A PROTECTIVE WAX COATING TO THE OBJECT. THIS YEAR, THE CONSERVATION DEPARTMENT COMPLETED THE TREATMENT OF 162 METAL OBJECTS.THE FOUNDATION PRESENTED AN INTERNATIONAL SYMPOSIUM, LOOKING AT MATISSE TODAY, OCTOBER 13-15, 2016. THE SYMPOSIUM WAS ORGANIZED BY SYLVIE PATRY, DEPUTY DIRECTOR FOR COLLECTIONS & EXHIBITIONS AND GUND FAMILY CHIEF CURATOR, AND INSPIRED BY THE PUBLICATION OF MATISSE IN THE BARNES FOUNDATION, THE THREE-VOLUME CATALOGUE RAISONNE, EDITED BY YVE-ALAIN BOIS, OF THE BARNES FOUNDATION'S MATISSE COLLECTION. AN UNPRECEDENTED SYMPOSIUM EXPORING MATISSE'S LIFE AND WORK, LOOKING AT MATISSE TODAY BROUGHT TOGETHER LEADING INTERNATIONAL SCHOLARS TO SHARE NEW RESEARCH AND PROBE POSSIBLE FRESH APPROACHES TO MATISSE'S WORK, BOTH WITH REGARD TO HIS ICONIC WORKS AND WITHIN THE LARGER CONTEXT OF THE HISTORY OF MODERNISM. MORE THAN 150 PEOPLE ATTENDED THE SYMPOSIUM AND AN ADDITIONAL 450 PEOPLE VIEWED THE SYMPOSIUM THROUGH A LIVE STREAM. THE FOUNDATION PRESENTED 3 SPECIAL EXHIBITIONS IN 2016. BEGINNING ON FEBRUARY 21,2016 THROUGH MAY 9, 2016, THE BARNES PRESENTED THE EXHIBITION PICASSO: THE GREAT WAR, EXPERIMENTATION AND CHANGE. ORGANIZED IN PARTNERSHIP WITH THE COLUMBUS MUSEUM OF ART, OHIO, THIS EXHIBITION EXAMINED THE DRAMATIC FLUCTUATIONS IN PICASSO'S STYLE DURING THE PERIOD SURROUNDING THE FIRST WORLD WAR, FROM 1912 TO 1924. INSPIRED BY PICASSO'S STILL LIFE WITH COMPOTE AND GLASS (1914-1915) AT THE COLUMBUS MUSEUM AND BY THE BARNES EXTENSIVE PICASSO HOLDINGS, THE EXHIBITION PRESENTED 50 WORKS BY PICASSO DRAWN FROM MAJOR AMERICAN AND EUROPEAN MUSEAUMS AND PRIVATE COLLECTIONS. THE SHOW FEATURED OIL PAINTINGS, WATERCOLORS, DRAWINGS, AND FOUR COSTUMES PICASSO DESIGNED FOR AN AVANT-GARDE BALLET, PARADE, IN 1917, ALONG WITH SEVERAL PIECES BY PICASSO'S CONTEMPORARIES, INCLUDING GEORGES BRAQUE AND HENRI MATISSE. PICASSO: THE GREAT WAR, EXPERIMENTATION AND CHANGE WAS CURATED BY SIMONETTA FRAQUELLI, AN INDEPENDENT CURATOR AND SPECIALIST IN EARLY 20TH CENTURY EUROPEAN ART. THE MANAGING CURATOR AT THE BARNES FOUNDATION WAS MARTHA LUCY, DEPUTY DIRECTOR FOR EDUCATION & PUBLIC PROGRAMS AND CURATOR. THE MANAGING CURATOR AT THE COLUMBUS MUSEUM OF ART WAS DAVID STARK, CHIEF CURATOR. THROUGH THE RUN OF THE SHOW, APPROXIMATELY 50,000 GUESTS VIEWED THIS EXHIBITION, REPRESENTING 75% OF DAILY VISITATION.FROM JUNE 24 THROUGH AUGUST 22, 2016, THE BARNES FOUNDATION PRESENTED NARI WARD: SUN SPLASHED; A MID-CAREER SURVEY OF THE FOUND-OBJECT ASSEMBLAGE ART OF NARI WARD. SUN SPLASHED WAS THE MOST SIGNIFICANT EXHIBITION OF WARD'S WORK TO DATE AND BROUGHT TOGETHER OVER 30 WORKS FROM THE 1990S TO THE PRESENT. THE EXHIBITION OFFERED A CLOSE LOOK AT THE ONGOING INVESTIGATIONS, BOTH MATERIAL AND INTELLECTUAL, THAT HAVE GUIDED THE ARTIST'S PRACTICE FOR MORE THAN 20 YEARS.ANIMATED BY FLANERIE - THE ARTISTIC LEISURELY STROLLING, WINDOW-SHOPPING, AND PEOPLE-WATCHING OF THE BOHEMIAN ARTIST/POET AND AN IMPORTANT STRATEGY OF THE FRENCH IMPRESSIONISTS - AND REFERENCING AFRICAN TRIBAL ART, WARD'S OEUVRE RESONATES WITH THE BARNES COLLECTION AND SPEAKS WITH PENETRATING INSIGHT AND IMAGINATION TO A BROAD RANGE OF SUBJECTS, INCLUDING BLACK HISTORY AND CULTURE, THE DYNAMICS OF POWER AND POLITICS, AND CARIBBEAN DIASPORA IDENTITY. NARI WARD: SUN SPLASHED WAS CURATED BY DIANA NAWI, ASSOCIATE CURATOR AT THE PEREZ ART MUSEUM MIAMI. THROUGH THE RUN OF THE SHOW, APPROXIMATELY 25,400 GUESTS VIEWED THIS EXHIBITION, REPRESENTING 67% OF DAILY VISITATION. THE THIRD EXHIBITION, WHICH WAS ON VIEW FROM OCTOBER 8, 2016 THROUGH JANUARY 9, 2017 WAS ENTITLED LIVE AND LIFE WILL GIVE YOU PICTURES: MASTERWORKS OF FRENCH PHOTOGRAPHY, 1890-1950. IN ITS FIRST-EVER PHOTOGRAPHY EXHIBITION, THE BARNES FOUNDATION PRESENTED OVER 170 VINTAGE PHOTOGRAPHS THAT CAPTURE THE SPIRIT OF FRANCE IN THE LATE 19TH TO MID-20TH CENTURY, A PERIOD OF RAPID TRANSFORMATION IN ALMOST EVERY ASPECT OF DAILY LIFE. DRAWN FROM THE PRIVATE COLLECTION OF MICHAEL MATTIS AND JUDY HOCHBERG, THE EXHIBITION FEATURED WORK BY A RANGE OF PHOTOGRAPHERS WHO EXPERIMENTED IN THEIR DOCUMENTATION OF MODERN FRENCH LIFE, INCLUDING SUCH MASTERS AS BERENICE ABBOTT, EUGENE ATGET, ILSE BING, BRASSAI, HENRI CARTER-BRESSON, EDGAR DEGAS, ANDRE KERTESZ, JACQUES-HENRI LARTIGUE, DORA MAAR, AND MAN RAY. NEARLY A THIRD OF THE PRINTS HAD NEVER BEFORE BEEN EXHIBITED. LIVE AND LIFE WILL GIVE YOU PICTURES: MASTERWORKS OF FRENCH PHOTOGRAPHY, 1890-1950 WAS CURATED BY THOM COLLINS, EXECUTIVE DIRECTOR AND PRESIDENT OF THE BARNES FOUNDATION. THE EXHIBITION WAS ORGANIZED BY THE BARNES FOUNDATION IN CONJUNCTION WITH ART2ART CIRCULATING EXHIBITIONS. DURING THE RUN OF THE SHOW, APPROXIMATELY 37,600 GUESTS VISITED THIS EXHIBITION, REPRESENTING 62% OF TOTAL VISITATION DURING THIS PERIOD.AS PART OF THE ART IN OUR COMMUNITIES PROGRAM, A DISPLAY OF SIXTEEN PHOTOGRAPHS FROM THE BANK OF AMERICA COLLECTION, WHICH COMPLEMENTED THE WORKS INCLUDED IN LIVE AND LIFE WILL GIVE YOU PICTURES, WAS PRESENTED ON THE BARNES FOUNDATION'S LOWER LEVEL. THE FOUNDATION CONDUCTS ONGOING SCHOLARSHIP AND RESEARCH ON OBJECTS AND WORKS OF ART IN ITS COLLECTION, AND ON THE HISTORY OF THE ORGANIZATION AND ITS FOUNDERS. IN 2016, THE BARNES BEGAN RESEARCH FOR CEZANNE IN THE BARNES FOUNDATION, THE FORTHCOMING CATALOGUE RAISONNE OF THE FOUNDATION'S CEZANNE COLLECTION, WHICH - WITH 61 OIL PAINTINGS, 6 WATERCOLORS, AND 2 LITHOGRAPHS - IS AMONG THE MOST SIGNIFICANT IN THE WORLD. RESEARCH FOR THIS PUBLICATION HAS BEEN UNDERTAKEN BY AN INTERNATIONAL TEAM OF SCHOLARS UNDER THE DIRECTION OF SYLVIE PATRY, DEPUTY DIRECTOR FOR COLLECTIONS & EXHIBITIONS AND GUND FAMILY CHIEF CURATOR. AMONG THE WORK COMPLETED IN 2016 BY THE BARNES CONSERVATION AND CURATORIAL TEAMS WAS AN EXAMINATION OF RELATED MATERIALS IN THE FOUNDATION'S ARCHIVES AND AN INITIAL TECHNICAL REVIEW OF 60 OF CEZANNE'S OIL PAINTINGS. THE FOUNDATION MAINTAINS AN ARCHIVE CONTAINING THE PERSONAL PAPERS OF DR. BARNES AND OTHER DOCUMENTATION RELATED TO THE HISTORY OF THE ORGANIZATION. THE ARCHIVE IS MADE AVAILABLE TO THE FOUNDATION'S STUDENTS AND DOCENTS AS WELL AS TO SCHOLARS AND RESEARCHERS. CHANGING DISPLAYS OF MATERIALS FROM THE BARNES FOUNDATION ARCHIVES ARE SHOWN IN VITRINES ON THE FOUNDATION'S LOWER LEVEL. IN THE FALL OF 2016, THE FOUNDATION CREATED AN ARCHIVAL EXHIBITION CALLED CHER MATISSE WHICH INCLUDED SELECTED LETTERS AND PHOTOGRAPHS EXCHANGED BETWEEN ALBERT C. BARNES AND HENRI MATISSE FROM 1930-1933. MATERIALS ON VIEW FOR THIS PRESENTATION INCLUDE PHOTOGRAPHS THAT MATISSE SENT FROM HIS STUDIO IN NICE, FRANCE, DEPICTING THE DANCE MURAL IN PROCESS, AND A HEARTFELT CONDOLENCE LETTER SENT TO LAURA BARNES IN 1952.THE FOUNDATION ALSO HAS AN ART LIBRARY IN ITS PHILADELPHIA FACILITY WHICH IS OPEN TO STUDENTS, FACULTY AND RESEARCHERS, GENERALLY BY APPOINTMENT. THE FOUNDATION HAS A LARGE LIVING COLLECTION, WHICH IS MAINTAINED IN ITS 12 ACRE ARBORETUM. THE LIVING COLLECTION CONTAINS OVER 2,500 TAXA OF WOODY PLANTS AND PERENNIALS. IN ADDITION, THE FOUNDATION HAS AN HERBARIUM WHICH INCLUDES OVER 10,000 PRESERVED PLANT SPECIMENS. THE FOUNDATION'S LIVING COLLECTION INCLUDES OVER 38 "STATE CHAMPION" TREES. IN 2016, 228 TYPES OF NEW SPECIMENS WERE ADDED TO THE LIVING COLLECTION. THE FOUNDATION ALSO HAS A HORTICULTURE LIBRARY IN ITS MERION FACILITY WHICH IS OPEN TO STUDENTS AND FACULTY, AND CAN BE AVAILABLE TO THE GENERAL PUBLIC BY APPOINTMENT. THE BARNES ARBORETUM IS HOME FOR A NATIONAL DISPLAY GARDEN OF HOSTA, THE LARGEST COLLECTION OF HARDY ORNAMENTAL FERNS IN THE MID-ATLANTIC STATES, AND A DISPLAY GARDEN OF MEDICINAL PLANTS UNIQUE IN THE DELAWARE VALLEY REGION.EXPENSES FOR COLLECTIONS CARE INCLUDES A PRO-RATA SHARE OF DEPRECIATION AND OTHER FACILITY COSTS ALL LOCATIONS. 6745221 46710 THE FOUNDATION'S PERMANENT COLLECTION GALLERY IN PHILADELPHIA IS OPEN TO THE PUBLIC SIX DAYS PER WEEK, WITH 2016 VISITATION OF APPROXIMATELY 249,000 VISITORS. APPROXIMATELY 15% OF THOSE VISITORS WERE MEMBERSHIP SUPPORTERS OF THE BARNES FOUNDATION. A GALLERY SHOP IS OPERATED IN CONNECTION WITH THE PROGRAM OF PUBLIC VISITATION WHICH SELLS REPRODUCTIONS, PUBLICATIONS AND OTHER ITEMS RELATED TO THE ART COLLECTION AND ARBORETUM. THE FOUNDATION ALSO PROVIDES ENTERTAINING PRIVILEGES TO ITS MEMBERS, AND IN 2016 THE FOUNDATION HOSTED APPROXIMATELY 200 SPECIAL EVENTS WITH APPROXIMATELY 16,000 GUESTS.THE FOUNDATION'S ARBORETUM IS OPEN TO THE PUBLIC ON SELECTED DAYS OF THE WEEK SEASONALLY. OVER 1,200 GUESTS VISITED THE ARBORETUM FROM MAY THROUGH SEPTEMBER OF 2016.PROGRAM EXPENSES FOR VISITATION INCLUDES A PRO-RATA SHARE OF DEPRECIATION AND OTHER FACILITY COSTS FOR ALL LOCATIONS. 3049377 244046 THE FOUNDATION SPONSORS SEPARATE THREE-YEAR CERTIFICATE PROGRAMS IN HORTICULTURE AND ALSO IN ART AND AESTHETICS. IN ADDITION, IT HOLDS SPECIAL WORKSHOPS AND EDUCATIONAL PUBLIC PROGRAMS RELATED TO ITS COLLECTION AND EXHIBITION PROGRAMS, AS WELL AS TOPICS OF GENERAL INTEREST. IN SEPTEMBER 2016, THE BARNES FOUNDATION LAUNCHED AN EXPANSION OF ITS PIONEERING ADULT EDUCATION PROGRAM. THE BARNES-DE MAZIA EDUCATION PROGRAM BUILDS ON DR. ALBERT C. BARNES' GROUNDBREAKING APPROACH TO TEACHING VISUAL LITERACY AND THE ORIGINAL TEACHINGS OF BARNES, VIOLETTE DE MAZIA, AND JOHN DEWEY, WHICH EMPHASIZE THE FORMAL ANALYSIS OF ART AND REFLECT PROGRESSIVE EDUCATION PHILOSOPHIES OF THE 1920S. THE EXPANDED CURRICULUM INCLUDES NEW COURSE OFFERINGS THAT COMPLEMENT THE BARNES METHOD AND HIGHLIGHT OTHER INTERPRETIVE APPROACHES: CLASSES BASED ON HISTORICAL CONTEXT AND CLASSES THAT EXPLORE MATERIALS AND TECHNIQUES. THE EXPANDED PROGRAM ALSO FEATURES REDUCED FEES, NEED-BASED FULL SCHOLARSHIPS TO IMPROVE ACCESS TO THE PROGRAM - 44 SCHOLARSHIPS WERE AWARDED IN FALL 2016 - AND, IN COOPERATION WITH THE PENNSYLVANIA ACADEMY OF THE FINE ARTS, THE OPPORTUNITY FOR STUDENTS TO RECEIVE UNDERGRADUATE ACADEMIC CREDIT FOR SELECT CLASSES THEY TAKE AT THE BARNES. IN FALL 2016, NEARLY 300 STUDENTS PARTICIPATED IN THE BARNES-DE MAZIA EDUCATION PROGRAM. IN COLLABORATION WITH THE SCHOOL DISTRICT OF PHILADELPHIA, THE FOUNDATION HAS DEVELOPED GRADE-SPECIFIC OUTREACH PROGRAMS THAT COMBINE IN-CLASS LEARNING, LED BY FOUNDATION EDUCATORS, WITH A STRUCTURED TOUR OF THE FOUNDATION'S ART COLLECTIONS. THESE PROGRAMS ARE DESIGNED TO DEVELOP STUDENT'S ART APPRECIATION AND REINFORCE READING COMPREHENSION, MATH SKILLS AND KNOWLEDGE OF SCIENCE, HISTORY AND SOCIAL STUDIES, DEPENDING ON THE GRADE LEVEL. THESE PROGRAMS SERVED APPROXIMATELY 7,900 PHILADELPHIA SCHOOL CHILDREN IN 2016, INCLUDING 400 PRE-K STUDENTS THROUGH THE LOOK! REFLECT! CONNECT! PROGRAM AT 7 EARLY CHILDHOOD EDUCATION CENTERS IN PHILADELPHIA. IN ADDITION, DOCENT-LED TOURS ARE AVAILABLE FOR SCHOOL GROUPS IN GRADES KINDERGARTEN THROUGH UNDERGRADUATE LEVELS WHICH SERVED AN ADDITIONAL 2,500 STUDENTS IN 2016. THE FOUNDATION HAS ALSO DEVELOPED EDUCATIONAL FAMILY PROGRAMS. THESE EDUCATIONAL PROGRAMS ARE HELD IN THE GALLERIES AS WELL AS MULTI-PURPOSE ROOMS THROUGHOUT THE FOUNDATION'S PHILADELPHIA FACILITY.PROGRAM EXPENSES FOR EDUCATION INCLUDES A PRO-RATA SHARE OF DEPRECIATION AND OTHER FACILITY COSTS. 17890388 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 1 1 0 1 0 1 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 110 0 1 221 1 1 1 0 0 0 0 1 1 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA CT DC FL IL MA MD NJ NY PA VA DE X X MARGARET B ZMINDA 2152787000 2025 BENJAMIN FRANKLIN PARKWAY PHILADELPHIA PA 19130 AILEEN KENNEDY ROBERTS VICE CHAIRMAN, TRUSTEE 1.00 X X 0 0 0 CATHERINE HUGHES TRUSTEE 1.00 X 0 0 0 DANIEL DILELLA TRUSTEE 1.00 X 0 0 0 DR BRENDA T THOMPSON TRUSTEE 1.00 X 0 0 0 DR KHALIL GIBRAN MUHAMMAD TRUSTEE 1.00 X 0 0 0 DR NEIL L RUDENSTINE TRUSTEE 1.00 X 0 0 0 GREGORY CHARLES MILLER TRUSTEE 1.00 X 0 0 0 JOHN J AGLIALORO TRUSTEE 1.00 X 0 0 0 JOSEPH NEUBAUER CHAIRMAN, TRUSTEE 1.00 X X 0 0 0 SHELDON M BONOVITZ ESQ TRUSTEE 1.00 X 0 0 0 STEPHEN J HARMELIN ESQ TREASURER, TRUSTEE 1.00 X X 0 0 0 THE HON JACQUELINE F ALLEN SECRETARY, TRUSTEE 1.00 X X 0 0 0 THOMAS K WHITFORD TRUSTEE 1.00 X 0 0 0 TORY BURCH TRUSTEE 1.00 X 0 0 0 PAMELA D BUNDY TRUSTEE 1.00 X 0 0 0 THOMAS COLLINS EXECUTIVE DIRECTOR & PRESIDENT 40.00 X 348567 0 13013 MARGARET B ZMINDA EXECUTIVE VP, CFO AND COO 40.00 X 239478 0 22914 SARA GEELAN GENERAL COUNSEL 40.00 X 201468 0 16366 NINA DIEFENBACH DEPUTY DIRECTOR OF ADVANCEMENT 40.00 X 208876 0 4722 SYLVIE PATRY DEPUTY DIR FOR COLLECTIONS & EXHIBITIONS 40.00 X 184022 0 7744 VINCENT D'ANTONIO SNR DIR OF OPERATIONS & GR 40.00 X 178227 0 5533 SHARA POLLIE SENIOR DIRECTOR OF DEVELOPMENT 40.00 X 179524 0 15598 MARTHA LUCY DEP DIR FOR EDUCATION, PUBLIC PROGRAMS, & CURAT 40.00 X 128655 0 3350 STEVEN BRADY DIRECTOR OF INFORMATION TE 40.00 X 124394 0 15274 WILLIAM CARY DIRECTOR OF ANNUAL GIVING 40.00 X 111171 0 3338 ROSS MITCHELL DIR OF BARNES-DE MAZIA EDUCATION AND OUTREACH 40.00 X 107599 0 9348 2011981 0 117200 11 0 1 0 ALLIED BARTON SECURITY PO BOX 828854 PHILADELPHIA PA 19182 SECURITY SERVICES 1297542 ELLIOTT LEWIS 2900 BLACK LAKE PLACE PHILADELPHIA PA 19154 FACILITIES MANAGEMENT 431628 HARMELIN MEDIA 525 RIGHTERS FERRY RD BALA CNYWYD PA 19004 MEDIA SERVICES 420773 STARR EVENTS 667 N BROAD ST PHILADELPHIA PA 19123 CATERING/FOOD SERVICES 408340 GRAPHICOM SRL VIALLE DELLINDUSTRIA 67 361000 VICENZA VICENZA IT PRINTING SERVICES 401384 14 132142 69282 11114948 57712 11316372 ADMISSIONS 900099 3857725 3857725 SPECIAL EVENTS 900099 707276 329999 377277 EDUCATION 611600 244046 244046 PUBLICATIONS 900004 46710 46710 4855757 1139056 1139056 31232199 30212558 1019641 1019641 1019641 35608 132142 51661 -16053 -16053 1688507 1110339 578168 150908 427260 LICENSING & MERCHANDISING 900099 34962 34962 MISCELLANEOUS INCOME 900099 1418 1418 36380 18929321 4149899 480907 2982143 X 2129182 715926 863123 550133 5499383 3950777 637015 911591 107693 80182 11690 15821 672500 495972 75085 101443 580924 389280 82877 108767 152796 94665 58131 104128 104128 263573 263573 292137 292137 3420386 2809419 574398 36569 517910 517910 415140 209771 41433 163936 242856 185013 24101 33742 2144492 2027452 106161 10879 250776 201632 29419 19725 31429 25724 1550 4155 5018072 4791387 201498 25187 456910 443274 12196 1440 MISCELLANEOUS 1269958 760283 95007 414668 CREDIT CARD FEES 248084 191721 56363 23818329 17890388 3209949 2717992 5211 9800243 6433576 2181263 2771774 134809 29674 1299559 1260682 1277139 550201 141937737 33684385 112727251 108253352 65647342 70312486 6414602 6372963 199487419 195984708 1624220 1364276 136838 563416 1761058 1927692 X 118891283 113990952 15749114 17005986 63085964 63060078 197726361 194057016 199487419 195984708 X -4889008 1258413 -38750 X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X X EDUCATION 0 62264076 12864 2784075 3176815 61884200 57589383 10169556 -2306429 3188434 62264076 51367619 6335075 2340686 2453997 57589383 36075517 12868666 4109378 1685942 51367619 23985525 10629469 2682831 1222308 36075517 0.00000 1.00000 0.00000 1 0 176389 176389 134107662 28192136 105915526 874351 567234 307117 6779335 4925015 1854320 108253352 X 23864259 1258413 2806662 818202 4883277 18980982 -51661 -51661 18929321 27533604 2806662 1200750 4007412 23526192 292137 292137 23818329 PART III, LINE 1A: THE FOUNDATION OWNS A COLLECTION OF PAINTINGS, SCULPTURES, ANTIQUES AND OTHER OBJECTS OF ART. THE FOUNDATION HAS CAPITALIZED COLLECTION ITEMS PURCHASED DIRECTLY BY THE FOUNDATION AT COST, AND THOSE CONTRIBUTED OTHER THAN BY ITS FOUNDER AT THE FAIR MARKET VALUE ON THE DATE OF THE GIFT. SUBSTANTIALLY ALL OF THE COLLECTION OBJECTS WERE DONATED TO THE FOUNDATION BY ITS FOUNDER AND ARE RECORDED AT A $1 NOMINAL VALUE, IN ACCORDANCE WITH A RESOLUTION OF THE BOARD OF TRUSTEES AT THE TIME OF THE GIFT. THE FOUNDATION HAS DETERMINED THAT IT IS NOT PRACTICAL TO ESTABLISH A FAIR VALUE OF THE FOUNDER'S ORIGINAL CONTRIBUTION AS OF THE DATE OF THE GIFT BECAUSE RECORDS RELATING TO THE FAIR VALUE AT THE DATE OF THE CONTRIBUTION ARE UNRELIABLE OR DO NOT EXIST. PART III, LINE 4: THE FOUNDATION'S COLLECTIONS INCLUDE WORKS OF ANCIENT AND MODERN ART AND A SIGNIFICANT COLLECTION OF LIVING SPECIMENS OF TREES, PLANTS AND FLOWERS. THE WORKS OF ART THAT ARE DISPLAYED IN THE FOUNDATION'S GALLERY ARE AVAILABLE FOR VISITATION BY THE PUBLIC AND ARE ALSO USED TO CONDUCT EDUCATIONAL ACTIVITIES TO TEACH THE PRINCIPLES OF ART APPRECIATION ESTABLISHED BY ITS FOUNDER. THE LIVING COLLECTIONS ARE USED IN THE FOUNDATION'S PROGRAMS TO TEACH PRICIPLES OF AESTHETIC APPEAL OF PLANTS COMBINED WITH A BASE IN BOTANY, HORTICULTURE AND LANDSCAPE DESIGN. PART V, LINE 4: THE INCOME FROM THE FOUNDATION'S PERMANENTLY RESTRICTED ENDOWMENT FUNDS ARE INTENDED TO SUPPORT THE FOUNDATION'S PROGRAM OF COLLECTIONS AND COLLECTION CARE, EDUCATION AND UNRESTRICTED OPERATING COSTS. PART X, LINE 2: INCOME TAXES: THE FOUNDATION IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IN ADDITION, THE FOUNDATION QUALIFIES FOR CHARITABLE CONTRIBUTION DEDUCTIONS AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. INCOME, WHICH IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE CORPORATE INCOME TAXES. THE FOUNDATION PAID NET UNRELATED BUSINESS INCOME TAXES OF $0 IN 2016 AND $13,958 IN 2015. MANAGEMENT HAS EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE FOUNDATION HAD TAKEN NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. CONSEQUENTLY, NO ACCRUAL FOR INTEREST AND PENALTIES WAS DEEMED NECESSARY FOR THE YEARS ENDED DECEMBER 31, 2016 OR 2015. THE FOUNDATION FILES INCOME TAX RETURNS IN THE UNITED STATES FEDERAL JURISDICTION. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE UNITED STATES FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2013. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,110,339. INVESTMENT EXPENSES -292,137. PART XI, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT DIRECT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 8B -51,661. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,110,339. RESERVE ON BENEFICIAL INTEREST IN LEAD TRUST 38,750. SPECIAL EVENT DIRECT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 8B 51,661. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ON NOVEMBER 12, 2010, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES OF THE BARNES FOUNDATION FORMALLY REAFFIRMED THE FOUNDATION'S COMMITMENT TO PROVIDING EQUAL OPPORTUNITIES AND A POLICY OF NONDISCRIMINATION ON THE BASIS OF RACE, COLOR, SEX, SEXUAL ORIENTATION, GENDER IDENTITY, RELIGION, CREED, NATIONAL OR ETHNIC ORIGIN, CITIZENSHIP STATUS, AGE, DISABILITY, VETERAN STATUS OR ANY OTHER LEGALLY PROTECTED CLASS STATUS IN THE ADMINISTRATION OF ITS EDUCATIONAL PROGRAM ADMISSIONS, FINANCIAL AID, OR ANY OTHER BARNES FOUNDATION-ADMINISTERED EDUCATIONAL ACTIVITY OR RELATED EMPLOYMENT PRACTICES. THIS POLICY IS PUBLICLY DISSEMINATED AND PUBLICIZED ON THE BARNES'S WEBSITE, IN EDUCATION-RELATED PRINTED MATERIALS, AND IS ANNUALLY PUBLISHED IN A GENERAL DISTRIBUTION NEWSPAPER SERVING THE PHILADELPHIA COMMUNITY. SCHEDULE E, PART I, LINE 6 THE ORGANIZATION RECEIVES GRANTS FROM THE PHILADELPHIA CULTURAL FUND ($12,754), NATIONAL ENDOWMENT FOR THE ARTS ($13,500), AND THE COMMONWEALTH OF PENNSYLVANIA ($56,528). EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICE PRINTING SERVICES 401384 0 0 0 0 0 0 401384 0 401384 0 0 0 0 0 0 X X X X X X 1 DANILLER COMPANY 3724 JEFFERSON ST 302 AUSTIN TX 78731 CONSULTANT FOR FUNDRAISING ACTIVITIES 0 1480539 262877 1179730 SD&A TELESERVICES INC 5757 W CENTURY BLVD LOS ANGELES CA 90045 PROVIDES DATA BASE CONSULTING FOR TELEPHONE 0 6154 696 0 1486693 263573 1179730 CT DC FL IL MA MD NJ NY PA VA CORPORATE FUNDRAISER 167750 132142 35608 35608 16053 167750 132142 35608 35608 16053 51661 -16053 1 X X X 0 0 0 0 0 0 0 0 1 1 THOMAS COLLINS EXECUTIVE DIRECTOR & PRESIDENT 348567 0 0 0 0 0 6590 0 6423 0 361580 0 0 0 MARGARET B ZMINDA EXECUTIVE VP, CFO AND COO 239478 0 0 0 0 0 7500 0 15414 0 262392 0 0 0 SARA GEELAN GENERAL COUNSEL 201468 0 0 0 0 0 6252 0 10114 0 217834 0 0 0 NINA DIEFENBACH DEPUTY DIRECTOR OF ADVANCEMENT 208876 0 0 0 0 0 3975 0 747 0 213598 0 0 0 SYLVIE PATRY DEPUTY DIR FOR COLLECTIONS & EXHIBIT 184022 0 0 0 0 0 0 0 7744 0 191766 0 0 0 VINCENT D'ANTONIO SNR DIR OF OPERATIONS & GR 178227 0 0 0 0 0 5227 0 306 0 183760 0 0 0 SHARA POLLIE SENIOR DIRECTOR OF DEVELOPMENT 179524 0 0 0 0 0 5479 0 10119 0 195122 0 0 0 X 60 FMV X AIRFARE 1 50000 X FILMS 1 6000 X FOOD 1 1652 0 1 0 PART I, LINE 30B: THE BARNES FOUNDATION HAS ELECTED UNDER FASB 116 NOT TO REPORT IN ITS REVENUE STATEMENT AND BALANCE SHEET WORKS OF ART AND OTHER COLLECTION ITEMS, SEE SCHEDULE D, PART III, LINE 1A FOR THE FOOTNOTE ON ITS FINANCIAL STATEMENTS TO THAT EFFECT. FORM 990, PART VI, SECTION B, LINE 11B THE BARNES FOUNDATION 990 IS PREPARED BY AN INDEPENDENT FIRM BASED ON INFORMATION PROVIDED BY MANAGEMENT. A DRAFT IS REVIEWED AND REVISED BY THE EXECUTIVE VICE PRESIDENT, CFO AND COO, THE DIRECTOR OF FINANCE AND THE GENERAL COUNSEL (MEMBERS OF MANAGEMENT). THE 990 IS THEN FINALIZED BY THE INDEPENDENT FIRM AND THE BARNES FOUNDATION SUBMITS THE DRAFT 990 FOR REVIEW TO ALL BOARD MEMBERS PRIOR TO FILING. AFTER A COMMENT PERIOD, FORM 990 IS SUBMITTED TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C IN ADDITION TO REQUIRING EACH TRUSTEE, OFFICER AND KEY EMPLOYEE TO MAKE A DISCLOSURE OF ANY POSSIBLE PERSONAL, FAMILIAL, OR BUSINESS RELATIONSHIP THAT COULD GIVE RISE TO A CONFLICT OF INTEREST OR THE APPEARANCE OF A CONFLICT OF INTEREST, THE FOUNDATION'S CONFLICT OF INTEREST POLICY ALSO REQUIRES THE DISCLOSURE OF ANY CHANGE OF CIRCUMSTANCE THAT WOULD GIVE RISE TO CONFLICTS CONCERNS. MOREOVER, THE FOUNDATION HAS ADOPTED A WHISTLEBLOWER POLICY DESIGNED TO ENCOURAGE PROMPT DISCLOSURE BY TRUSTEES, OFFICERS AND EMPLOYEES OF ANY UNLAWFUL OR IMPROPER BEHAVIOR OR TRANSACTIONS, INCLUDING THOSE THAT RAISE POTENTIAL CONFLICT OF INTEREST CONCERNS. EACH YEAR ALL DIRECTORS, OFFICERS, TRUSTEES AND KEY EMPLOYEES ARE REMINDED OF THEIR OBLIGATIONS TO COMPLY WITH THE CONFLICT ON INTEREST POLICY AT THE ORGANIZATION'S ANNUAL MEETING AND PERIODICALLY AT OTHER TIMES DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 15 THE BARNES FOUNDATION PERFORMS A REVIEW OF THE COMPENSATION AND BENEFITS PACKAGE (INCLUDING FRINGE, RETIREMENT AND SEVERANCE BENEFITS) FOR KEY EMPLOYEES AT THE TIME OF HIRE. THIS REVIEW RELIES UPON COMPARABILITY DATA TO DETERMINE WHETHER THE COMPENSATION ARRANGEMENT IN ITS ENTIRETY IS REASONABLE. FOR THIS PURPOSE, APPROPROPRIATE AND RELEVANT INFORMATION INCLUDES COMPENSATION PAID BY SIMILIARLY SITUATED TAX-EXEMPT AND TAXABLE ORGANIZATIONS FOR FUNCTIONALLY COMPARABLE POSITIONS. THIS REVIEW ALSO TAKES INTO ACCOUNT THE SIZE, REVENUE, GEOGRAPHIC LOCATION, STRUCTURE AND COMPLEXITY OF THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 THE BARNES FOUNDATION'S BY-LAWS, CHARTER, FINANCIAL STATEMENTS AND CERTAIN OTHER GOVERNING DOCUMENTS (E.G., CONFLICT OF INTEREST POLICY), ARE AVAILABLE FOR REVIEW UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D), DIRECTED TO THE FOLLOWING: GENERAL COUNSEL (A MEMBER OF MANAGEMENT), BARNES FOUNDATION, 2025 BENJAMIN FRANKLIN PARKWAY, PHILADELPHIA, PA 19130. FORM 990, PART IX, LINE 11G FEES FOR SERVICES (OTHER-SECURITY): PROGRAM SERVICE EXPENSES 1,327,526. MANAGEMENT AND GENERAL EXPENSES 54,787. FUNDRAISING EXPENSES 6,849. TOTAL EXPENSES 1,389,162. FEES FOR SERVICES (OTHER): PROGRAM SERVICE EXPENSES 1,481,893. MANAGEMENT AND GENERAL EXPENSES 519,611. FUNDRAISING EXPENSES 29,720. TOTAL EXPENSES 2,031,224. FORM 990, PART XI, LINE 9: RESERVE ON BENEFICIAL INTEREST IN LEAD TRUST -38,750.