2017-02-14T09:34:15-06:00 2016-06-30 611064249 DEMING MALONE LIVESAY & OSTROFF PSC 9300 SHELBYVILLE RD STE 1100 LOUISVILLE KY 402225187 990 2015-07-01 610471572 USPIRITUS INC USPI 5024515177 3121 BROOKLAWN CAMPUS DRIVE LOUISVILLE KY 40218 ABBREIAL DRANE PRESIDENT/CEO 5024515177 2017-02-13 1 JEFFREY K MCCAFFREY P00938853 5024269660 2015 2021-01-29 14:40:06Z ABBREIAL DRANE 3121 BROOKLAWN CAMPUS DRIVE LOUISVILLE KY 40218 19889398 0 X WWW.USPIRITUS.ORG X 1991 KY RESTORING HOPE,INSTILLING CONFIDENCE,FURTHERING EDUCATION,ENCOURAGING SPIRITUALITY AND FAITH THROUGH A COMPREHENSIVE CONTINUUM OF CARE FOR VULNERABLE YOUTH AND FAMILIES. 17 17 506 1588 0 0 714926 1577705 15849385 15642357 526399 977723 881757 1022192 17972467 19219977 0 0 0 0 11576198 11890760 0 0 438603 6745263 6120573 18321461 18011333 -348994 1208644 24341692 25030358 2605976 2713816 21735716 22316542 X OUR MISSION IS RESTORING HOPE, INSTILLING CONFIDENCE, FURTHERING EDUCATION, AND ENCOURAGING SPIRITUALITY AND FAITH THROUGH A COMPREHENSIVE CONTINUUM OF CARE FOR VULNERABLE YOUTH AND THEIR FAMILIES. OUR VALUES FOR MORE THAN 160 YEARS HAVE BEEN GUIDED BY GOD'S LOVE, BLESSED BY GENEROUS HEARTS, AND SERVED BY NURTURING HANDS AS WE CARE FOR KENTUCKY'S MOST VULNERABLE CHILDREN. WE VALUE THE EMPOWERMENT OF THE INDIVIDUAL, THE STRENGTH OF FAMILY, THE BONDS OF FRIENDSHIP, AND THE COMPASSION OF COMMUNITY.OUR VISION IS TO HEAL THE HEARTS AND MINDS OF VULNERABLE YOUTH AND THEIR FAMILIES. 0 0 9155178 9283317 PCC PROVIDES RESIDENTIAL TREATMENT FOR 97 CHILDREN PER DAY. 4424746 5367324 PRTF PROVIDES ACUTE RESIDENTIAL TREATMENT FOR 67 CHILDREN PER DAY. 914146 991716 TFC - PROVIDES THERAPEUTIC FOSTER CARE FOR 82 CHILDREN PER DAY IN CENTRAL AND WESTERN KENTUCKY. 1079233 1055421 CLINICAL AND SUPPORT SERVICES PROVIDES THERAPY, SUPPORT SERVICES, QUALITY ASSURANCE AND NURSING SERVICES 1079233 1055421 15573303 1 1 0 1 0 0 0 0 0 1 1 1 0 1 0 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 39 0 1 506 1 0 0 0 0 0 1 0 0 0 0 1 0 X 17 17 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 KY X X CORPORATION 5024515177 3121 BROOKLAWN CAMPUS DRIVE LOUISVILLE KY 40218 JCURRY NICHOLSON CHAIRPERSON 1.00 X X 0 0 0 TOM HIRSCH TREASURER 1.00 X X 0 0 0 JOHN MEGIBBEN SECRETARY 1.00 X X 0 0 0 LEE BALTZELL DIRECTOR 1.00 X 0 0 0 BRUCE BARRICK DIRECTOR 1.00 X 0 0 0 REED FARLEY DIRECTOR 1.00 X 0 0 0 KAREN LONG DIRECTOR 1.00 X 0 0 0 BRIAN MALLORY DIRECTOR 1.00 X 0 0 0 GREG MAYES DIRECTOR 1.00 X 0 0 0 ANN THOMAS DIRECTOR 1.00 X 0 0 0 DAVE ZAMISKA DIRECTOR 1.00 X 0 0 0 ANN WALTHALL DIRECTOR 1.00 X 0 0 0 BRUCE FERGUSON DIRECTOR 1.00 X 0 0 0 RANDY PAAS DIRECTOR 1.00 X 0 0 0 JOHN RUCKER DIRECTOR 1.00 X 0 0 0 NEIL STAMP DIRECTOR 1.00 X 0 0 0 CHRIS TEELEY DIRECTOR 1.00 X 0 0 0 ABBREIAL DRANE PRESIDENT AND CEO 40.00 X 156868 0 21009 156868 0 21009 1 0 1 0 GORDON FOOD SERVICE INC DEPT CH PALATINE IL 60055 FOOD SERVICE 395144 COMFORT SYSTEMS USA 3405 ROBARDS CT LOUISVILLE KY 40218 MAINTENANCE 119347 2 114941 1462764 336300 1577705 PCC REVENUE 900099 9283317 9283317 REVENUE-PRTF 900099 5367324 5367324 COMMUNITY BASED SERVICES 900099 855096 855096 CASE MANAGEMENT REVENUE 900099 136620 136620 15642357 806431 806431 113508 0 113508 113508 113508 281326 525899 289933 346000 -8607 179899 171292 171292 58043 114941 33488 24555 24555 OTHER 900099 294384 294384 DIETARY 900099 235617 235617 MANAGEMENT SERVICES 541200 186152 186152 167976 167976 884129 19219977 16697778 0 944494 194941 194941 9859456 8524513 1044157 290786 741390 669125 62127 10138 1094973 929084 133187 32702 421012 934 419621 457 34847 11674 18330 4843 39715 14563 24114 1038 1132965 902004 214257 16704 286581 231377 46893 8311 65701 65701 1075408 836513 205847 33048 CLOTHING AND ALLOWANCES 1324098 1318859 31 5208 FOOD 536899 536881 18 PURCHASED SERVICES 533733 421440 109783 2510 INKIND GIFTS 336300 336300 0 333314 840036 -539580 32858 18011333 15573303 1999427 438603 645116 1759639 1067314 1888131 1423141 1553657 278264 275559 29737916 18557867 12210003 11180049 3795160 3768878 232193 230576 4690501 4373869 24341692 25030358 1231871 1468009 1374105 1245807 2605976 2713816 X 15960283 15985126 1108926 1975441 4666507 4355975 21735716 22316542 24341692 25030358 X 1208644 -70684 -557134 X X 0 1 X 1 0 X 1659897 1736213 2496214 734926 1577705 8204955 1659897 1736213 2496214 734926 1577705 8204955 8204955 24599 111936 465274 562764 797824 1962397 652004 280171 544719 736951 884129 3097974 13265326 68975122 0.61850 0.73830 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4121 0 0 0 0 0 0 0 0 1 4871 4871 0 PART II-B, LINE 1: THE ORGANIZATION PAYS DUES TO CHILDREN'S ALLIANCE, INCORPORATED AND A PORTION OF THESE DUES ($4,871) IS DESIGNATED AS LOBBYING EXPENSES. 8485661 -382405 50655 11163 8142748 8316612 -95229 273674 9396 8485661 6703305 1431145 190848 8686 8316612 1573745 5123796 402493 396729 6703305 1599546 2500 27678 623 1573745 0.45000 0.55000 0.00000 1 0 1445684 1445684 24629751 15285619 9344132 3253319 2873886 379433 409162 398362 10800 11180049 CASH 122963 F BOND MUTUAL FUNDS 1452476 F EQUITY MUTUAL FUNDS 1204514 F COMMON STOCK 988925 F 3768878 BENEFICIAL INT IN COMM FOUNDATIONS 37894 BENEFICIAL INT IN THIRD-PARTY TRUST 4335975 4373869 X 18897649 -70684 -251644 -322328 19219977 0 19219977 18044821 0 18044821 -33488 -33488 18011333 PART V, LINE 4: USPIRITUS' ENDOWMENT FUNDS CONSIST OF INVESTMENTS MAINTAINED BY FINANCIAL INSTITUTIONS AND A BENEFICIAL INTEREST IN ASSETS HELD BY VARIOUS COMMUNITY FOUNDATIONS FOR USE IN OPERATIONS AS DESIGNATED BY THE BOARD. THE INVESTMENTS HELD BY FINANCIAL INSTITUTIONS ARE BOARD DESIGNATED FUNDS AND THE BENEFICIAL INTEREST IN ASSETS HELD BY VARIOUS COMMUNITY FOUNDATIONS ARE DONOR-RESTRICTED FUNDS. USPIRITUS' BOARD OF DIRECTORS DOES NOT HAVE INPUT OR AUTHORITY OVER THE NATURE AND TYPE OF INVESTMENTS HELD BY THE COMMUNITY FOUNDATIONS. THE TRUSTEES OF THE COMMUNITY FOUNDATIONS HAVE SOLE DISCRETION ON THE INVESTMENTS AND THE AMOUNT AND TIMING OF DISTRIBUTIONS. AS REQUIRED BY ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD OF DIRECTORS TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. APPROXIMATELY, $4.4 MILLION OF PART V, LINE 1G TOTAL BALANCE OF $8,142,748 REPRESENTS OUTSIDE TRUST INTERESTS. USPIRITUS HAS NO CONTROL OVER THESE OUTSIDE TRUSTS AND INSOFAR AS USPIRITUS IS ONLY ONE OF SEVERAL REMAINDERMEN, IT RECEIVES VARIABLE INCOME OF ABOUT 3% PER YEAR. PART X, LINE 2: AS OF JUNE 30, 2016 THE ORGANIZATION DID NOT HAVE ANY ACCRUED INTEREST OR PENALTIES RELATED TO INCOME TAX LIABILITIES, AND NO INTEREST OR PENALTIES HAVE BEEN CHARGED TO OPERATIONS FOR THE YEAR THEN ENDED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE ON SPLIT INTEREST AGREEMENT AND TPT -285,132. SPECIAL EVENTS 33,488. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES PART XII, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENTS -33,488. GOLF SCRAMBLE 29642 16372 13270 9332 RENEW THE SPIRIT BREAKFAST 98548 53775 44773 452 7837 1 44794 44794 2658 5000 8208 172984 114941 58043 3110 5000 25377 33487 24556 X X X 1 0 0 0 0 0 0 0 0 ABBREIAL DRANE PRESIDENT AND CEO 156868 0 0 0 0 0 21009 0 0 0 177877 0 0 0 BRUCE FERGUSON BOARD MEMBER DURING FY16, USPIRITUS PURCHASED ITS BUSINESS AND PROFESSIONAL LIABILITY INSURANCE THROUGH THE UNDERWRITERS GROUP BROKERAGE. BRUCE FERGUSON, PRESIDENT OF THE UNDERWRITERS GROUP, IS A MEMBER OF THE USPIRITUS BOARD OF DIRECTORS. USPIRITUS BEGAN THE RELATIONSHIP WITH UNDERWRITERS PRIOR TO MR. FERGUSON ASSUMING A SEAT ON THE BOARD. 0 X 336300 THRIFT SHOP VALUE 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 WHILE USPIRITUS IS AWARE THAT SEVERAL OF OUR BOARD MEMBERS HAVE BUSINESS RELATIONSHIPS WITH EACH OTHER OUTSIDE OF THEIR SERVICE TO USPIRITUS (IE INVESTMENT AND INSURANCE SERVICES), USPIRITUS DOES NOT HAVE A POLICY GOVERNING OR CURRENTLY INQUIRE ABOUT BOARD MEMBERS' RELATIONSHIPS WITH OTHER BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 QUESTIONNAIRES AND NON-AUDIT DATA ARE COMPLETED BY THE VP/CFO, IN CONSULTATION WITH THE VP OF DEVELOPMENT AND OTHER NECESSARY STAFF. THIS DATA IS COMBINED WITH THE AUDITED FINANCIAL DATA BY OUR PUBLIC ACCOUNTING FIRM AND PRESENTED TO THE PRESIDENT/CEO FOR REVIEW. AFTER PRESIDENT/CEO APPROVAL, THE 990 IS REVIEWED AND APPROVED BY THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. ONCE THE FINANCE COMMITTEE APPROVES THE 990, IT IS FILED WITH THE IRS AND PUBLICALLY POSTED AND AVAILABLE. THE FINANCE COMMITTEE THEN REVIEWS THE COMPLETED AND APPROVED 990 WITH THE ENTIRE BOARD AT ITS NEXT MEETING. FORM 990, PART VI, SECTION B, LINE 12C SECTION V B AND C OF THE CONFLICT OF INTEREST POLICY SPECIFY ANNUAL REVIEW OF THE POLICY AND INDIVIDUAL COMPLIANCE STATUS. THE ACTUAL COMPLETION OF THE SPECIFIED FORMS AND REVIEWS OCCUR, FOR ALL COVERED PARTIES, AT THE TIME OF THE ANNUAL MEETING OF THE BOARD ON THE FIRST MONDAY OF DECEMBER OF EACH YEAR. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION LEVELS AT USPIRITUS ARE APPROVED BY THE HUMAN RESOURCES COMMITTEE OF THE BOARD OF DIRECTORS AFTER BEING SET IN A PROCESS HEADED BY THE VICE PRESIDENT OF HUMAN RESOURCES AND ORGANIZATIONAL DEVELOPMENT. USPIRITUS' STRATEGIC PLAN CALLS FOR THE ORGANIZATION TO BE AN EMPLOYER OF CHOICE IN THE COMMUNITY. AS SUCH, USPIRITUS' COMPENSATION AND BENEFITS MUST BE SUFFICIENT TO ATTRACT SKILLED AND DEDICATED STAFF. THERE ARE COMPLETE JOB DESCRIPTIONS LISTING DUTIES AND REQUIREMENTS FOR EACH POSITION. COMPENSATION LEVELS ARE SET, BASED ON JOB REQUIREMENTS, USING NATIONAL AND LOCAL SALARY SURVEYS, PEER RECRUITING EXPERIENCE, AND CURRENT MARKET CONDITIONS FOR EACH DISTINCT POSITION. MINUTES ARE KEPT FROM ALL COMMITTEE MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 USPIRITUS' GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND MONTHLY FINANCIAL STATEMENTS ARE AVAILABLE BY REQUEST AT THE ADMINISTRATION BUILDING, 3121 BROOKLAWN CAMPUS DRIVE, OR THROUGH THE WEBSITE AT WWW.USPIRITUS.ORG. ELECTRONIC COPIES ARE FREE OF CHARGE, PAPER COPIES ARE $.10 PER PAGE. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT AND TPT -285,132. PENSION RELATED CHANGES -272,002. FORM 990, PART XII, LINE 2C: USPIRITUS RETAINS A LOCAL, PEER-REVIEWED, PUBLIC ACCOUNTING FIRM, WIDELY RECOGNIZED TO HAVE EXPERTISE IN THE NON-PROFIT HEALTHCARE FIELD, TO COMPLETE ITS ANNUAL AUDIT. CERTAIN MEMBERS OF THE AUDIT STAFF HAVE CHANGED COMPLETELY IN THE PAST FEW YEARS. THE FINAL AUDIT REPORT IS PRESENTED, BY THE PARTNER IN CHARGE OF THE AUDIT, TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. A PORTION OF THIS PRESENTATION IS CONDUCTED IN EXECUTIVE SESSION SO THAT THE MEMBERS CAN TALK FREELY WITH THE AUDITORS ABOUT ANY STAFF RELATED ISSUES WHICH MAY ARISE. AFTER ACCEPTANCE OF THE AUDIT BY THE FINANCE COMMITTEE, THE PARTNER PRESENTS THE AUDIT TO THE FULL BOARD OF DIRECTORS. THERE IS A TIME FOR BOARD MEMBERS TO ASK QUESTIONS. ALL DIRECTORS ARE PROVIDED WITH A WRITTEN COPY OF THE AUDIT, MANAGEMENT LETTER,M AND ANY OTHER GERMANE DOCUMENTS. THE BROOKLAWN INSTITUTE INC (NO ACTIVITY) 3121 BROOKLAWN CAMPUS DRIVE LOUISVILLE KY 40218 611382058 TRAIN WORKERS SERVING CHILDREN WITH EMOTIONAL/BEHAVIORAL PROBLEMS KY 501(C)(3) 509(A)(2) 0 MB CARE LLC 3121 BROOKLAWN CAMPUS DRIVE LOUISVILLE KY 40218 272563110 CARE, TREATMENT, AND EDUCATION TO EMOTIONALLY AND BEHAVIORALLY TROUBLED KIDS KY N/A RELATED 74353 0 0 0.50000 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 0 0 1 1 MB CARE LLC J 100008 MB CARE LLC L MB CARE LLC O MB CARE LLC S