2017-04-11T16:44:53-05:00 2016-05-31 161131146 BONADIO & CO LLP 100 CORPORATE PKWY STE 200 AMHERST NY 14226 990 2015-06-01 160755807 NIAGARA UNIVERSITY NIAG 7162868348 PO BOX 2002 ALUMNI HALL NIAGARA UNIVERSITY NY 14109 MICHAEL JASZKA VICE PRESIDENT OF ADMINISTRATION 7162868348 2017-04-11 1 KAREN S HIGNETT P01366951 7162506600 2015 2021-01-29 14:40:06Z MICHAEL JASZKA PO BOX 2002 ALUMNI HALL NIAGARA UNIVERSITY NY 14109 146115332 0 X WWW.NIAGARA.EDU X 1856 NY EDUCATE STUDENTS THROUGH THE CATHOLIC AND VINCENTIAN TRADITIONS. 26 25 2061 55 114171 -12096 10104071 12018324 109785595 113841101 2032677 1411945 1128105 1031674 123050448 128303044 45021545 47553247 0 0 46689067 48212135 0 0 3242230 29580804 29903739 121291416 125669121 1759032 2633923 260506522 255046963 62129043 61422004 198377479 193624959 X NIAGARA UNIVERSITY EDUCATES ITS STUDENTS AND ENRICHES THEIR LIVES THROUGH PROGRAMS IN THE LIBERAL ARTS AND THROUGH CAREER PREPARATION, INFORMED BY THE CATHOLIC AND VINCENTIAN TRADITIONS. 0 0 75374670 47553247 93919977 INSTRUCTION PROVIDES ACADEMIC PROGRAMS FOR APPROXIMATELY 3,100 FULL AND PART-TIME UNDERGRADUATE STUDENTS AND APPROXIMATELY 1,000 FULL AND PART-TIME GRADUATE STUDENTS. 8667813 3562055 ACADEMIC SUPPORT PROVIDES SERVICES TO THE INSTRUCTION PROGRAMS IN THE FOLLOWING AREAS: LIBRARY, THEATRE, INFORMATION TECHNOLOGY, AND ACADEMIC DEANS. 18846450 16359069 AUXILIARY ENTERPRISES PROVIDE ROOM AND BOARD FACILITIES FOR RESIDENT STUDENTS, HEALTH SERVICES, AND INTERCOLLEGIATE ATHLETICS. 12362362 917503 STUDENT SERVICES INCLUDE ADMINISTRATION OF FINANCIAL AID PROGRAMS, ORIENTATION PROGRAMS, STUDENT COUNSELING, ADMISSIONS, AND RECORDS OFFICE. 12362362 917503 115251295 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 0 0 1 1 1 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 5537 0 2061 1 1 1 1 CA 0 0 0 1 1 0 0 0 0 X 26 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X DONALD E SMITH 7162868348 NIAGARA UNIVERSITY PO BOX 2002 NIAGARA UNIVERSITY NY 14109 JEFFREY HOLZSCHUH CHAIR 2.00 X X 0 0 0 REV JAMES MAHER CM PRESIDENT 40.00 X X 20000 0 27789 CHRISTOPHER D ROSS TRUSTEE 2.00 X 0 0 0 HON HUGH B SCOTT TRUSTEE 2.00 X 0 0 0 JOHN P RUMSCHIK TRUSTEE 2.00 X 0 0 0 PAMELA JACOBS-VOGT TRUSTEE 2.00 X 0 0 0 REV ELMER BAUER III CM TRUSTEE 2.00 X 0 0 0 BRIAN CROSBY TRUSTEE 2.00 X 0 0 0 REV PATRICK GRIFFIN CM TRUSTEE 2.00 X 0 0 0 SR NORA GATTO TRUSTEE 2.00 X 0 0 0 KEITH T MILLER PHD TRUSTEE 2.00 X 0 0 0 KENNETH M FRANASIAK TRUSTEE 2.00 X 0 0 0 MARSHA JOY SULLIVAN SECRETARY 2.00 X X 0 0 0 PAUL E O'LEARY JR TRUSTEE 2.00 X 0 0 0 REV MICHAEL J CARROLL CM VICE CHAIR 2.00 X X 0 0 0 CHARLES W CHIAMPOU TRUSTEE 2.00 X 0 0 0 ROBERT B ENGEL TRUSTEE 2.00 X 0 0 0 REV PATRICK FLANAGAN CM TRUSTEE 2.00 X 0 0 0 REV MICHAEL M NGUYEN CM TRUSTEE 2.00 X 0 0 0 DR KATHRYN HUTCHINSON TRUSTEE 2.00 X 0 0 0 CHRISTOPHER COYER TRUSTEE 2.00 X 0 0 0 CHRISTOPHER J FEENEY TRUSTEE 2.00 X 0 0 0 EDWARD BRENNAN TRUSTEE 2.00 X 0 0 0 JOHN RIEGER TRUSTEE 2.00 X 0 0 0 CHERYL KLASS TRUSTEE 2.00 X 0 0 0 BONNIE ROSE EXECUTIVE VP 40.00 X 182495 0 30228 TIMOTHY DOWNS PROVOST AND CHIEF ACAD OFFICER 40.00 X 168418 0 18777 MICHAEL S JASZKA VP ADMINISTRATION 40.00 X 182166 0 41000 KEVIN HEARN VP ENROLL MGTM AND STUDENT AFFAIRS 40.00 X 156298 0 27336 MARY BORGOGNONI SENIOR VP OPERATIONS & FINANCE 40.00 X 116066 0 26928 DANIEL TOMPKINS PROFESSOR OF FINANCE-CHAIR 40.00 X 145269 0 25580 DEBRA COLLEY DEAN OF COLLEGE OF ED AND EXEC VP 40.00 X 147341 0 28560 CHRIS CASEY HEAD COACH - BASKETBALL 40.00 X 175404 0 40341 SHAWN DALY DEAN OF BUSINESS ADMINISTRATION 40.00 X 157246 0 27913 ROBERT GREENE PROFESSOR 40.00 X 141066 0 7975 1591769 0 302427 44 0 1 0 METZ CULINARY MANAGEMENT 2 WOODLAND DR DALLAS PA 18612 FOOD SERVICE PROVIDER 4513208 RAYMOND KELLEY INC 33 MAIN ST BOWMANSVILLE NY 14026 CONSTRUCTION CONTRACTOR 2206878 C&W FACILITY SERVICES 275 GROVE ST SUITE 3-200 AUBURNDALE MA 02466 JANITORIAL SERVICES 1570474 COMDOC LEASING 10 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228 PRINTING/COPYING SERVICES 750387 CROWLEY WEBB & ASSOCIATES 268 MAIN ST SUITE 400 BUFFALO NY 14202 ADVERTISING SERVICES 652476 38 296278 2725084 8996962 250078 12018324 TUITION 611600 93919977 93919977 ROOM AND BOARD 611600 16359069 16359069 AUXILIARY ENTERPRISES 611710 3374725 3374725 EDUCATIONAL SALES 611710 187330 187330 113841101 1621521 1621521 17495755 17705331 -209576 -209576 -209576 106957 296278 106957 0 OTHER 900099 576937 576937 ICE COMPLEX FEES 532000 337270 337270 KIERNAN CAMP 624410 84342 84342 33125 3296 29829 1031674 128303044 114758604 114171 1411945 47553247 47553247 1325802 96473 1205892 23437 33847439 30808294 2028288 1010857 2029964 1847695 121644 60625 8586195 7815244 514523 256428 2422735 2205199 145181 72355 553631 217698 335933 85650 85650 8104 8104 248860 246466 2394 1509491 200197 1309294 3706847 3250275 263548 193024 11635895 10647361 826580 161954 3221232 2868863 205625 146744 1763727 1763727 4539143 4539143 740019 163 739856 BOOKS 731702 720309 9609 1784 BANK CHARGES 430974 3 430971 DUES & MEMBERSHIPS 267233 162788 98892 5553 RECEIVABLE WRITE-OFFS 206077 206077 255154 222500 32479 175 125669121 115251295 7175596 3242230 4933685 9778820 2417940 0 5678277 3538071 7185105 7268086 3075888 3161957 632419 717185 209134990 75576560 133152723 133558430 75934995 67250269 21043229 23842556 6452261 5931589 260506522 255046963 6337933 6628867 3134424 3103424 5365659 5592965 42285000 40460000 5006027 5636748 62129043 61422004 X 154235167 152306522 19744600 15206020 24397712 26112417 198377479 193624959 260506522 255046963 X 2633923 -7273101 -113342 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 8104 8104 0 FORM 990, PART II-B, LINE 1(I), OTHER LOBBYING ACTIVITIES DURING THE YEAR, THE ORGANIZATION MADE PAYMENTS TO A LOBBYIST IN THE AMOUNT OF $8,104. THE LOBBYIST WAS NOT AFFILIATED IN ANY MANNER WITH THE ORGANIZATION. 15750 6787767 X X X 1 0 95197456 1753013 -5965138 4261729 -559106 87282708 93067091 2788551 2245432 3608807 -705189 95197456 80898426 4099367 11544143 3577995 -103150 93067091 72151838 1331040 11659784 3318289 925947 80898426 77509838 1505147 -4078008 2848210 -63071 72151838 0.61000 0.29920 0.09080 0 0 549548 549548 153325643 42797447 110528196 28874197 21132868 7741329 26385602 11646245 14739357 133558430 SECURITIES 59847 F ALTERNATIVE INVESTMENTS 23782709 F 23842556 STUDENT DEPOSITS 1251748 SPLIT INTEREST AGREEMENTS 196956 ACCRUED EXPENSES FOR EARLY RETIREMENT BENEFITS 373000 ASSET RETIREMENT OBLIGATION 1178528 BOND PREMIUM 2636516 5636748 121456293 -7273101 763620 -6509481 127965774 337270 337270 128303044 126296072 687007 687007 125609065 60056 60056 125669121 PART III, LINE 4: ENHANCES THE THEATER AND FINE ARTS DEPARTMENTS AND IS AVAILABLE TO THE PUBLIC. SPECIAL EXHIBITS ARE OFTEN GRANT-FUNDED. PART V, LINE 4: TO PROVIDE PROGRAM AND SCHOLARSHIP DOLLARS TO STUDENTS IN NEED AND ACCORDING TO DONOR WISHES. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE FROM ICE COMPLEX 763,620. PART XI, LINE 4B - OTHER ADJUSTMENTS: UNIVERSITY RENTAL FROM ICE COMPLEX 337,270. PART XII, LINE 2D - OTHER ADJUSTMENTS: OTHER NONOPERATING EXPENSE 113,342. EXPENSES FROM ICE COMPLEX 573,665. PART XII, LINE 4B - OTHER ADJUSTMENTS: NU SKATE RENTAL 60,056. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY HAS A NONDISCRIMINATORY POLICY WHICH IT PUBLISHES AT LEAST ONCE ANNUALLY IN THE UNIVERSITY NEWSPAPER. THE UNIVERSITY ALSO INCLUDES A STATEMENT OF SUCH POLICY IN ALL BROCHURES, CATALOGS, AND ADVERTISEMENTS DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL AID FROM VARIOUS FEDERAL AND STATE AGENCIES IN THE FORM OF STUDENT FINANCIAL AID. THIS INCLUDES GRANT PROGRAMS AS WELL AS GOVERNMENT LOANS FOR STUDENTS TO TAKE OUT TOWARD THE COST OF ATTENDANCE. THE UNIVERSITY OPERATES UNDER A NON-DISCRIMINATION POLICY AND DISTRIBUTES AID IN ACCORDANCE WITH SUCH POLICY. CANADA 1 53 PROGRAM SERVICES EDUCATION 1118755 1 53 0 0 1 53 1118755 0 1118755 0 0 0 1 0 0 PART I, LINE 3: EXPENDITURES DETERMINED ON ACCRUAL BASIS OF ACCOUNTING. PRESIDENTS DINNER/ JOURNAL 273300 199645 73655 60938 1200 11517 MUSEUM GALA 129935 96633 33302 20500 12802 403235 296278 106957 60938 20500 1200 24319 106957 0 1 ACADEMIC SCHOLARSHIPS 2669 33736580 ATHLETIC SCHOLARSHIPS 251 4249381 NEED-BASED SCHOLARSHIPS 1546 5852147 WORK SCHOLARSHIPS 243 914976 ENDOWMENT AND FEDERAL AND STATE-FUNDED SCHOLARSHIPS 967 2800163 PART I, LINE 2: A FILE IS CREATED FOR EACH GRANTEE, WHICH CONTAINS THE OFFICIAL INSTITUTIONAL STUDENT INFORMATION RECORD FROM THE FEDERAL PROCESSOR FROM WHICH ELIGIBILITY IS DETERMINED ACCORDING TO FEDERAL, STATE, AND INSTITUTIONAL GUIDELINES FOR THE AWARDING OF FINACIAL ASSISTANCE. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 BONNIE ROSE EXECUTIVE VP 182495 0 0 0 0 0 15254 0 14974 0 212723 0 0 0 TIMOTHY DOWNS PROVOST AND CHIEF ACAD OFFICER 168418 0 0 0 0 0 12938 0 5839 0 187195 0 0 0 MICHAEL S JASZKA VP ADMINISTRATION 182166 0 0 0 0 0 15226 0 25774 0 223166 0 0 0 KEVIN HEARN VP ENROLL MGTM AND STUDENT AFFAIRS 156298 0 0 0 0 0 12362 0 14974 0 183634 0 0 0 DANIEL TOMPKINS PROFESSOR OF FINANCE-CHAIR 145269 0 0 0 0 0 14812 0 10768 0 170849 0 0 0 DEBRA COLLEY DEAN OF COLLEGE OF ED AND EXEC VP 147341 0 0 0 0 0 13586 0 14974 0 175901 0 0 0 CHRIS CASEY HEAD COACH - BASKETBALL 175404 0 0 0 0 0 14567 0 25774 0 215745 0 0 0 SHAWN DALY DEAN OF BUSINESS ADMINISTRATION 157246 0 0 0 0 0 12938 0 14975 0 185159 0 0 0 A NIAGARA AREA DEVELOPMENT CORPORATION 900764545 653541AT9 2012-05-03 41900000 CAPITAL IMPROVEMENT TO MAIN CAMPUS 0 0 0 B NIAGARA AREA DEVELOPMENT CORPORATION 900764545 653541ATU 2012-05-03 4705000 REFUNDING OF OUTSTANDING VARIABLE RATE SERIES 2000B 0 0 0 A 22029592 40266544 786456 2281827 1181481 16587269 1943698 2013 1 0 1 1 B 5000842 4695590 500035 194783 2013 1 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 0 0 0 1 0 0 0 0 0 B 0 0 0 1 0 0 0 0 0 A 0 B 0 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: NIAGARA AREA DEVELOPMENT CORPORATION DATE THE REBATE COMPUTATION WAS PERFORMED: 05/31/2012 ISSUER NAME: NIAGARA AREA DEVELOPMENT CORPORATION DATE THE REBATE COMPUTATION WAS PERFORMED: 05/31/2012 SCHEDULE K, PART III, PRIVATE BUSINESS USE, LINE 1G THE UNIVERSITY IS IN PROCESS OF DEVELOPING AND FINALIZING POLICIES AND PROCEDURES RELATED TO PRIVATE BUSINESS USE. X 2 15750 APPRAISAL X 8 234328 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF TRUSTEES HAS DELEGATED RESPONSIBILITY FOR REVIEW OF THE RETURN TO THE AUDIT SUBCOMMITTEE, AND IT IS ALSO REVIEWED BY THE CHAIR OF THE FINANCE/BUILDING COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C A DISCLOSURE UTILITY IS ON THE UNIVERSITY'S GENERAL COUNSEL WEBSITE. IT MUST BE UPDATED ANNUALLY BY ALL BOARD MEMBERS AND SELECTED UNIVERSITY ADMINISTRATION. COMPLIANCE IS MONITORED BY GENERAL COUNSEL. ALL ARE INSTRUCTED TO REPORT AT ANY TIME TO DISCLOSE A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 COMPARISONS ARE MADE USING COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION (CUPA) SURVEYS AND SOCIETY FOR HUMAN RESOURCE MANAGEMENT (SHRM). THE PRESIDENTS SALARY IS REVIEWED AND APPROVED BY THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY MAINTAINS ALL DOCUMENTS REQUIRED FOR PUBLIC DISCLOSURE IN THE CONTROLLER'S OFFICE. COPIES CAN BE REQUESTED DURING NORMAL BUSINESS HOURS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE TO THE PUBLIC ON THE UNIVERSITY'S WEBSITE. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART XI, LINE 9: OTHER NONOPERATING REVENUES (EXPENSES) -113,342. FORM 990, PART XII, LINE 2C THE UNIVERSITY'S AUDIT COMMITTEE TAKES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND AUDITED FINANCIAL STATEMENTS. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. NIAGARA UNIVERSITY ICE COMPLEX INC PO BOX 2002 ALUMNI HALL NIAGARA UNIVERSITY NY 14109 161495560 COMMUNITY SKATING FACILITIES NY 501C(3) 9 NIAGARA UNIVERSITY 0 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0